Chapter 142 |
2025 -- S 0742 Enacted 06/24/2025 |
A N A C T |
RELATING TO PUBLIC RECORDS -- PUBLIC RECORDS ADMINISTRATION |
Introduced By: Senator Melissa A. Murray |
Date Introduced: March 07, 2025 |
It is enacted by the General Assembly as follows: |
SECTION 1. Sections 38-3-2, 38-3-3, 38-3-4, 38-3-5.1, 38-3-6 and 38-3-7 of the General |
Laws in Chapter 38-3 entitled "Public Records Administration" are hereby amended to read as |
follows: |
38-3-2. Definitions. |
For the purpose of this chapter As used in this chapter: |
(1) "Administrator" means the public records administrator who coordinates and manages |
the activities and responsibilities of the public records administration program. The administrator |
shall be appointed by and serve at the pleasure of the secretary of state. |
(1)(2) “Agency” or “public body” shall mean means any executive, legislative, judicial, |
regulatory, administrative body of the state, or any political subdivision thereof; including, but not |
limited to, any department, division, agency, commission, board, office, bureau, authority, any |
school, fire, or water district, or other agency or quasi-public agency of state or local government |
which exercises governmental functions, or any other public or private agency, person, partnership, |
corporation, or business entity acting on behalf of any public agency. |
(3) "Electronic" means relating to technology having electrical, digital, magnetic, wireless, |
optical, electromagnetic, or similar capabilities. |
(4) "Electronic record" means a record created, generated, sent, communicated, received, |
or stored by electronic means. |
(2)(5) “Program” shall mean means the public records administration program of the |
secretary of state. |
(3)(6) “Public record” or “public records” shall mean means all documents, papers, letters, |
maps, books, tapes, photographs, films, sound recordings, electronic records, or other material |
regardless of physical form or characteristics made or received pursuant to law or ordinance or in |
connection with the transaction of official business by any agency. |
(4) “Public records repository” shall mean the establishment maintained by the program |
for preservation of those public records determined by the program to have permanent value |
warranting their continued preservation and which has been accepted by the program for transfer |
to its custody. |
(5)(79) “Records center” shall mean an establishment maintained by the program for the |
means a facility, under the direction of the administrator that provides storage, processing, |
servicing, and security of public records that must be retained for varying periods of time but need |
not be retained in an agency’s office equipment or space. |
(6)(810) “Records control schedule” or "records retention schedule" shall mean means the |
document or documents establishing the official retention, maintenance, and disposal requirements |
for a record or record series, or type of record based on upon any administrative, legal, fiscal, and/or |
historical values for the scheduled records value related to that record or records series. |
(97) "Record copy" means the record that an agency designates as the official record for |
legal and business purposes, and to which the agency applies records management policy measures |
for the protection, security, maintenance, and/or preservation thereof. |
(1011) "Records officer" means the representative designated by an agency as responsible |
for the operation of the records management program for the agency and related communications |
with the public records administration. |
(118) "Record series" means a collection of records maintained as a group and derived |
from or related to a particular subject, activity, or function of an agency. |
(12) "Retention" means the duration of time that a record, record series, or other |
information shall be maintained in its original form. |
(13) "Secretary" means the Rhode Island secretary of state. |
(14) "State archives" means the official state repository or any other repository approved |
by the state archivist for long-term or permanent records. |
(15) "State archivist" means the individual who coordinates, directs, and administers the |
activities and responsibilities of the state archives. |
38-3-3. Public records administration program. |
(a) The public records administration program shall be organized as deemed necessary by |
the secretary of state for the proper discharge of its duties and responsibilities under this chapter. |
All personnel, furnishings, equipment, finances, property, and contractual arrangements of the |
public records administration shall be the responsibility of the secretary of state. |
(b) There shall be a public records advisory commission consisting of seventeen (17) |
members, one of whom shall be a member of the senate chosen by the president of the senate, one |
of whom shall be a member of the house of representatives chosen by the speaker of the house, six |
(6) of whom shall be chosen by the governor, and seven (7) of whom shall be chosen by the |
secretary of state. The secretary of state or designee shall serve as a permanent member of the |
commission. The state archivist shall serve as a permanent member of the commission. The |
appointments shall consist of persons who are qualified by training and experience with proven |
interest in historical records and public records management. In the first instance, five (5) members |
shall be appointed for a one year term, two (2) by the governor and three (3) by the secretary of |
state; five (5) members shall be appointed for a two (2) year term, one by the speaker of the house, |
one by the president of the senate, two (2) by the governor, and one by the secretary of state; five |
(5) members shall be appointed for a three (3) year term, two (2) by the governor, and three (3) by |
the secretary of state. The members shall hold office until July 1, in the years in which their |
respective terms end. Thereafter, prior to July 1, successors shall be appointed to the commission |
to the members of the commission whose terms expired. Vacancy of a member shall be filled by |
appointment by the corresponding authority for the remainder of the unexpired terms. |
(c) The secretary of state or designee shall serve as the chairperson of the commission. The |
state archivist or designee shall serve as the secretary of the commission with voting rights. |
(d) It shall be the duty of the public records advisory commission to provide professional |
and technical assistance to the public records administration program, the state archives, and the |
local governments of the state in all matters relating to the administration of public records. |
Members of the commission shall serve without pay. |
(e) The secretary of state may appoint an administrator of the program and shall establish |
his or her qualifications other than the professional competence required. The administrator shall |
coordinate, direct, and administer the activities and responsibilities of the program. The |
administrator shall serve at the pleasure of the secretary of state. |
(f) The program may make and enter into contracts and agreements with other agencies, |
organizations, associations, corporations, and individuals, or federal agencies as it may determine |
are necessary, expedient, or incidental to the performance of its duties or the execution of its powers |
under this chapter. |
(g) The program shall adopt rules and regulations deemed necessary to carry out its duties |
and responsibilities under this chapter which rules shall be binding on all agencies and persons |
affected thereby. The willful violation of any of the rules and regulations adopted by the program |
shall constitute a misdemeanor. |
(h) The program may accept gifts, grants, bequests, loans, and endowments for purposes |
not inconsistent with its responsibilities under this chapter. |
38-3-4. Duties of administrator. |
(a) It shall be the duty and responsibility of the administrator to render all services required |
by the program herein set forth that can advantageously and effectively be centralized. The office |
shall perform such other functions and duties as the secretary of state may direct. |
(b) The administrator shall supervise, direct, and coordinate the activities of the program. |
(c) The administrator shall be designated “the public records administrator”. |
It shall be the duty and responsibility of the administrator to: |
(1) Establish and administer a public records management program, for public bodies |
which shall be primarily responsible for assisting state agencies and cities and towns with the care |
and management of public records, including the operation of a record center or centers, and apply |
efficient and economical management methods relating to the creation, utilization, retention, |
preservation, and disposal of records or the transfer of permanent records to the state archives.; |
(2) Establish and administer a local government records program which shall be primarily |
responsible for assisting cities and towns with the care and management of their public records. |
The program shall be charged with designing and implementing a training program for local |
government records keepers,; publishing retention schedules for the proper disposition of public |
records in local governments,; and providing technical and advisory assistance in the storage, |
preservation, and ongoing maintenance of the records of local governments.; |
(3) Analyze, develop, establish, and coordinate standards, procedures, and techniques of |
record making and record keeping to ensure the access, security, and preservation of public |
records.; |
(4) Institute and maintain a training and information program including, but not limited to, |
the publication of educational materials on all phases of records management to bring to the |
attention of all agencies approved and current practices, methods, procedures, and devices for the |
efficient and economical management of records.; |
(5) Make continuous surveys of record keeping operations, to examine the condition of |
public records and recommend improvements to public officials in current records management |
practices, space, equipment, supplies, and personnel in creating, maintaining, and making available |
the public records in their custody.; |
(6) Establish and maintain a program, in cooperation with each agency, for the selection |
and protection of public records considered essential to the operation of government and to the |
protection of the rights and privileges of citizens.; |
(7) Create forms for records management processes and the development of the required |
records control schedules submitted by an agency to the program.; |
(8) Create, analyze, and uphold records control schedules of public records in the custody |
of state and local agencies.; |
(9) Establish safeguards against unauthorized or unlawful removal or loss of records.; |
(10) Initiate appropriate action to recover records removed unlawfully or without |
authorization.; |
(11) Preserve and administer such public records as shall be transferred to the state archives |
according to approved conservation and security practices, and to permit them to be inspected, |
examined, and copied at reasonable times and under supervision of the program; provided that, any |
record placed in keeping of the program under special terms or conditions restricting their use shall |
be made available only in accordance with the provisions of § 38-2-2.; |
(12) Provide a public research room where, upon policies established by the program, the |
records in the state archives may be studied.; |
(13) Make certified copies under seal of any records transferred to it upon the application |
of any person, and sign the certificates which shall have the same force and effect as if made by the |
agency from which the records were received. The program may charge a reasonable fee for this |
service.; |
(14) Assist agencies in identifying, securing, and transferring records of permanent legal, |
historical or enduring value to the state archives.; |
(15) Approve emergency destruction of public records which were damaged due to |
catastrophic, environmental, or otherwise unforeseen circumstances and pose a risk to human |
health, but have not met their established retention.; |
(16) Submit a yearly report on the progress of the local government records program to the |
general officers and to the general assembly.; |
(17) Request funding for the public records administration program in accordance with § |
38-3-3 and for the local government records program pursuant to § 42-8.1-20(e) as part of the |
operating budget of the office of secretary of state to operate the program.; |
(18) Render all services required by the program herein set forth that can advantageously |
and effectively be centralized.; |
(19) Facilitate the transfer of permanent records of any state or local agency, elected |
official, or of the general assembly to the state archives for permanent preservation and public |
access.; and |
(20) ToperformPerform such other functions and duties as the secretary may direct. |
38-3-5.1. Reproduction of public records — Destruction of original records |
Reproduction of public records. |
(a) If any department or agency of government, in the regular course of business or activity, |
has kept or recorded any memorandum, writing, state tax returns, report, application, payment, |
entry, print, representation, or combination thereof, or any act, transaction, occurrence, or event, |
and, in the regular course of business, public record or,has caused any or all of the public records |
to be recorded, copied, or reproduced by a photographic, photostatic, microfilm, micro-card, optical |
disk, miniature photographic, electronic or other process which accurately reproduces or forms a |
durable medium for reproducing the original,: |
(i1) the The original may be destroyed, and the reproduction established as the record copy, |
in the regular course of business, provided the process meets standards established by the public |
records administration, and provided all the provisions of § 38-3-6 concerning disposal of public |
records readability and accessibility are fulfilled.; and |
(ii2) The reproduction, when satisfactorily identified, shall be admissible in evidence as |
the original in any judicial or administrative proceeding whether or not the original exists or is |
available and an enlargement or facsimile of the reproduction shall be likewise admissible in |
evidence if the original is in existence and available for inspection under the direction of the court. |
(b) The introduction of a reproduced record, enlargement, or facsimile into evidence shall |
not preclude the admission into evidence of the original, if available. |
(c) The duplicate of any record made pursuant to this chapter, and designated as a record |
copy, shall have the same force and effect for all purposes as the original record. |
(d) When provided in response to a request from the public, a certified copy shall have the |
same force and effect for all purposes as the original record. |
(e) This section shall not be construed to exclude from introduction into evidence any |
document or copy thereof which is otherwise admissible under the Rhode Island general laws, as |
amended. |
38-3-6. Public records custody and disposal. |
(a) Each agency shall prepare and submit to the program, in accordance with the rules and |
regulations of the program, record control schedules for all public records in the custody of the |
agency. |
(b) The offices of the attorney general and the auditor general will advise the program on |
the legal and fiscal values of records covered by proposed records control schedules. Proposed |
schedules shall be sent to the offices of the attorney general and the auditor general. Within one |
hundred andtwenty (120) days of receipt, the attorney general and the auditor general may, within |
their discretion, provide the administrator with comments regarding the proposed schedule. If the |
proposed schedules are not returned to the administrator within one hundred andtwenty (120) days |
of receiving the proposed schedule, the proposed schedule may nonetheless be made final for use |
in records disposition pursuant to § 38-3-7(4). |
(c) Those records which are determined by an agency not to be needed in the transaction |
of current business but which, for legal or fiscal requirements, must be retained for specific time |
periods beyond administrative needs, shall may be sent to the records center. The records will be |
kept in the center until time for disposition as provided in record control schedules. |
(d) Public records possessing permanent enduring value and that have not yet met |
minimum retention as determined by approved the records control schedules shall may be |
transferred to the public records repository when no longer needed by an agency in transaction of |
current business state records center after the twentieth year or when no longer considered active. |
(e) Public records determined to be of permanent value according to the records retention |
schedule and by the administrator in consultation with the state archivist, shall be transferred to the |
state archives following assessment after the twentieth year, if not sooner, if the transfer of custody |
is in the best interest of the record. |
(e)(f) Title to any record placed in the records center shall remain in with the agency placing |
the record in the center. |
(f)(g) Title to any record transferred to the public records repository state archives, as |
authorized in this chapter, shall be vested in the program and shall be made available to the public. |
(g)(h) The program shall preserve and administer such public records as shall be transferred |
to its custody according to approved conservation and security practices, and to permit them to be |
inspected, examined, and copied at reasonable times and under supervision of the program; |
provided that any Any record placed in keeping of the program under special terms or conditions |
restricting their use shall be made available only in accordance with the terms and conditions |
provisions of § 38-2-2. |
(h)(i) Provide a public research room where, upon policies established by the program, the |
records in the public records repository state archives may be studied. |
(i) The program may make certified copies under seal of any records transferred to it upon |
the application of any person, and the certificates, signed by the administrator or his or her designee, |
shall have the same force and effect as if made by the agency from which the records were received. |
The program may charge a reasonable fee for this service. |
(j) No public record shall be destroyed or otherwise disposed of by any agency without |
prior notice to, and approval by, the program pursuant to § 38-3-6(a)subsection (a) of this section. |
Records without established retention in an approved records retention schedule cannot be |
destroyed. |
(k) The program shall adopt reasonable rules and regulations not inconsistent with this |
chapter relating to the destruction and disposal of records. The rules and regulations shall provide |
but not be limited to: |
(1) Procedures for preparing and submitting record control schedules to the program.; |
(2) Procedures for the physical destruction or other disposal of records.; and |
(3) Standards for the reproduction of records for security or with a view to the disposal of |
the original record. |
(l) The program shall: |
(1) Establish safeguards against unauthorized or unlawful removal or loss of records; and |
(2) Initiate appropriate action to recover records removed unlawfully or without |
authorization. |
(m) The program may prepare and publish handbooks, guides, indexes, and other literature |
directed toward encouraging the management, preservation, and uses of the state’s public records |
resource. |
38-3-7. Agency responsibilities. Duties and responsibilities of agencies. |
It shall be the duty of each agency to: |
(1) Cooperate with the program in complying with the provisions of this chapter.; |
(2) Establish and maintain an active and continuous program procedure for the economical |
and efficient management of public records, including, but not limited to, working with the |
administrator to create and update records control schedules and transfer permanent records to the |
state archives.; |
(3) Transfer records, or any reasonably segregable portion thereof not including personal |
papers deemed not public pursuant to § 42-8.1-2(11), created or received by general officers, |
immediate staff, or a unit or individual of the executive office whose function is to advise and assist |
general officers, in the course of conducting activities which relate to or have an effect upon the |
carrying out of the constitutional, statutory, or other official duties carried out on behalf of the state. |
Such materials shall be transferred at the end of the elected official's final term within thirty (30) |
days of leaving such office.; |
(4) Submit a certification of records destruction for approval by the program for each public |
record the agency seeks to destroy once it has met its approved minimum retention period. The |
certification of records destruction shall be the permanent replacement for duly approved destroyed |
public records.; and |
(5) Not later than January 1, 2026, designate a records officer who has responsibility for |
compliance with this chapter and has been provided orientation and training by the public records |
administration regarding this chapter. The records officer: |
(i) Shall establish and operate a records management program for the agency in cooperation |
with the public records administration and state archives; |
(ii) May delegate responsibilities to an individual within the agency at the records officer's |
discretion; |
(iii) Annually confirm the accuracy of the agency's records control schedule and request |
amendments if necessary; |
(iv) Annually submit for approval of destruction of records that have met minimum |
retention periods based on the records control schedule; and |
(v) May also serve as the agency forms management representative as required by § 42- |
84-5. |
SECTION 2. Chapter 38-3 of the General Laws entitled "Public Records Administration" |
is hereby amended by adding thereto the following sections: |
38-3-8. Public reporting of compliance. |
Every year the secretary shall prepare a report summarizing the compliance with the |
provisions of this chapter, which shall be submitted to the general assembly and which shall be |
published electronically on the department of state website. |
38-3-9. Violations. |
The administrator is hereby empowered to bring an action in superior court for restraining |
orders and injunctive relief to restrain and enjoin violations or threatened violations of any |
provision of this chapter. |
38-3-10. Severability. |
If any provision of this chapter or the application of this chapter to any person or |
circumstances is held invalid, the invalidity shall not affect other provisions or applications of this |
chapter which can be given effect without the invalid provision or application, and to this end the |
provisions of this chapter are declared to be severable. |
SECTION 3. Section 38-3-5 of the General Laws in Chapter 38-3 entitled "Public Records |
Administration" is hereby repealed. |
38-3-5. Duties of program. |
It shall be the duty and responsibility of the public records administration program to: |
(1) Establish and administer a public records management program, including the operation |
of a record center or centers, and appoint a director who will apply efficient and economical |
management methods relating to the creation, utilization, maintenance, retention, preservation, and |
disposal of records. |
(2) Analyze, develop, establish, and coordinate standards, procedures, and techniques of |
record making and record keeping. |
(3) Insure the maintenance and security of records which are deemed appropriate for |
preservation. |
(4) Institute and maintain a training and information program in all phases of records |
management to bring to the attention of all agencies approved and current practices, methods, |
procedures, and devices for the efficient and economical management of records. |
(5) Make available a centralized program of microfilming for the benefit of all agencies. |
(6) Make continuous surveys of record keeping operations. |
(7) Recommend improvements in current records management practices, including the use |
of space, equipment, supplies, and personnel in creating, maintaining, and servicing records. |
(8)(i) Establish and maintain a program, in cooperation with each agency, for the selection |
and protection of public records considered essential to the operation of government and to the |
protection of the rights and privileges of citizens. |
(ii) Make or to have made duplicates of essential records, or to designate existing record |
copies as essential records to be protected in the place and manner of safekeeping as prescribed by |
the program. |
(iii) The duplicate of any record made pursuant to this chapter shall have the same force |
and effect for all purposes as the original record. A transcript, exemplification, or certified copy of |
the duplicate shall be deemed, for all purposes, to be the original record. |
SECTION 4. This act shall take effect upon passage. |
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LC001329 |
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