2025 -- H 5076

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LC000670

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     STATE OF RHODE ISLAND

IN GENERAL ASSEMBLY

JANUARY SESSION, A.D. 2025

____________

A N   A C T

MAKING APPROPRIATIONS FOR THE SUPPORT OF THE STATE FOR THE FISCAL

YEAR ENDING JUNE 30, 2026

     

     Introduced By: Representative Marvin L. Abney

     Date Introduced: January 16, 2025

     Referred To: House Finance

     (Governor)

It is enacted by the General Assembly as follows:

1

ARTICLE 1 RELATING TO MAKING APPROPRIATIONS IN SUPPORT OF FY 2026

2

ARTICLE 2 RELATING TO STATE FUNDS

3

ARTICLE 3 RELATING TO GOVERNMENT REFORM AND REORGANIZATION

4

ARTICLE 4 RELATING TO DEBT MANAGEMENT ACT CONCURRENT RESOLUTION

5

ARTICLE 5 RELATING TO TAXES AND FEES

6

ARTICLE 6 RELATING TO ECONOMIC DEVELOPMENT

7

ARTICLE 7 RELATING TO EDUCATION

8

ARTICLE 8 RELATING TO MEDICAL ASSISTANCE

9

ARTICLE 9 RELATING TO LEASES

10

ARTICLE 10 RELATING TO HEALTH AND HUMAN SERVICES

11

ARTICLE 11 RELATING TO ASSAULT WEAPONS

12

ARTICLE 12 RELATING TO EFFECTIVE DATE

 

1

ARTICLE 1

2

     RELATING TO MAKING APPROPRIATIONS IN SUPPORT OF FY 2026

3

     SECTION 1. Subject to the conditions, limitations and restrictions hereinafter contained in

4

this act, the following general revenue amounts are hereby appropriated out of any money in the

5

treasury not otherwise appropriated to be expended during the fiscal year ending June 30, 2026.

6

The amounts identified for federal funds and restricted receipts shall be made available pursuant to

7

§ 35-4-22 and chapter 41 of title 42. For the purposes and functions hereinafter mentioned, the state

8

controller is hereby authorized and directed to draw the state controller’s orders upon the general

9

treasurer for the payment of such sums or such portions thereof as may be required from time to

10

time upon receipt by the state controller of properly authenticated vouchers.

11

Administration

12

Central Management

13

General Revenues 4,359,358

14

Federal Funds

15

Federal Funds 33,000,000

16

Restricted Receipts 193,701

17

Total - Central Management 37,553,059

18

Legal Services

19

General Revenues 2,872,990

20

Accounts and Control

21

General Revenues 5,804,845

22

Restricted Receipts - OPEB Board Administration 150,959

23

Restricted Receipts - Grants Management Administration 2,540,109

24

Total - Accounts and Control 8,495,913

25

Office of Management and Budget

26

General Revenues 11,000,012

27

Federal Funds

28

Federal Funds 151,689

29

Federal Funds – Capital Projects Fund

30

CPF Administration 530,582

31

Federal Funds – State Fiscal Recovery Fund

32

Pandemic Recovery Office 1,436,547

33

Restricted Receipts 300,000

34

Other Funds 1,242,011

 

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1

Total - Office of Management and Budget 14,660,841

2

Purchasing

3

General Revenues 4,008,986

4

Restricted Receipts 1,262,987

5

Other Funds 636,500

6

Total - Purchasing 5,908,473

7

Human Resources

8

General Revenues 889,580

9

Personnel Appeal Board

10

General Revenues 160,838

11

Information Technology

12

General Revenues 1,838,147

13

Restricted Receipts 1,162,424

14

     Total - Information Technology 3,000,571

15

Library and Information Services

16

General Revenues 2,143,053

17

Federal Funds 1,617,500

18

Restricted Receipts 6,990

19

Total - Library and Information Services 3,767,543

20

Planning

21

General Revenues 1,222,229

22

Federal Funds 3,050

23

Restricted Receipts 50,000

24

Other Funds

25

Air Quality Modeling 24,000

26

Federal Highway - PL Systems Planning 3,821,438

27

State Transportation Planning Match 504,926

28

FTA - Metro Planning Grant 1,525,830

29

Total - Planning 7,151,473

30

General

31

General Revenues

32

Miscellaneous Grants/Payments 811,678

33

Torts Court Awards 1,750,000

34

Wrongful Conviction Awards 1,000,000

 

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1

Resource Sharing and State Library Aid 11,855,428

2

Library Construction Aid 2,115,628

3

Restricted Receipts 1,113,557

4

Other Funds

5

Rhode Island Capital Plan Funds

6

Security Measures State Buildings 700,000

7

Cranston Street Armory 600,000

8

State House Renovations 1,759,000

9

Zambarano Buildings and Campus 2,850,000

10

Replacement of Fueling Tanks 430,000

11

Environmental Compliance 225,000

12

Big River Management Area 797,000

13

Shepard Building Upgrades 2,805,000

14

RI Convention Center Authority 2,800,000

15

Pastore Center Power Plant 2,000,000

16

DoIT Enterprise Operations Center 2,050,000

17

Cannon Building 1,050,000

18

Old State House 600,000

19

State Office Building 500,000

20

State Office Reorganization & Relocation 1,750,000

21

William Powers Building 2,500,000

22

Pastore Center Non-Hospital Buildings Asset Protection 7,750,000

23

Washington County Government Center 600,000

24

Chapin Health Laboratory 350,000

25

560 Jefferson Blvd Asset Protection 50,000

26

Arrigan Center 200,000

27

Civic Center 3,800,000

28

Veterans Auditorium 380,000

29

Pastore Center Hospital Buildings Asset Protection 1,000,000

30

Pastore Campus Infrastructure 15,000,000

31

Community Facilities Asset Protection 225,000

32

Zambarano LTAC Hospital 26,065,740

33

Medical Examiners - New Facility 50,000

34

Group Home Replacement & Rehabilitation 5,000,000

 

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Expo Center 500,000

2

Group Homes Consolidation 5,350,000

3

State Office Property Acquisition 31,000,000

4

Total - General 139,383,031

5

Debt Service Payments

6

General Revenues 178,801,286

7

Other Funds

8

Transportation Debt Service 32,982,697

9

Investment Receipts - Bond Funds 100,000

10

Total - Debt Service Payments 211,883,983

11

Rhode Island Health Benefits Exchange

12

General Revenues 1,889,227

13

Federal Funds 10,758,473

14

Restricted Receipts 17,298,973

15

Total - Rhode Island Health Benefits Exchange 29,946,673

16

Division of Equity, Diversity & Inclusion

17

General Revenues 2,308,469

18

Other Funds 108,978

19

Total - Division of Equity, Diversity & Inclusion 2,417,447

20

Capital Asset Management and Maintenance

21

General Revenues 8,985,340

22

Statewide Personnel and Operations

23

Contract Reserve

24

General Revenues 18,959,345

25

Federal Funds 1,049,581

26

Restricted Receipts 243,816

27

Other Funds 389,706

28

Total - Statewide Personnel and Operations 20,642,448

29

Grand Total - Administration 497,720,203

30

Office of Energy Resources

31

Federal Funds 31,842,712

32

Restricted Receipts 39,258,984

33

Other Funds 4,668,785

34

     Rhode Island Capital Plan Funds

 

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     Energy Efficiency 1,000,000

2

     Grand Total - Energy Resources 76,770,481

3

Business Regulation

4

Central Management

5

General Revenues 4,360,810

6

Restricted Receipts 39,014

7

Total - Central Management 4,399,824

8

Banking Regulation

9

General Revenues 2,107,972

10

Restricted Receipts 50,000

11

Total - Banking Regulation 2,157,972

12

Securities Regulation

13

General Revenues 1,000,863

14

Insurance Regulation

15

General Revenues 5,125,539

16

Restricted Receipts 1,617,538

17

Total - Insurance Regulation 6,743,077

18

Office of the Health Insurance Commissioner

19

General Revenues 3,131,152

20

Federal Funds 239,300

21

Restricted Receipts 603,592

22

Total - Office of the Health Insurance Commissioner 3,974,044

23

Board of Accountancy

24

General Revenues 5,490

25

Commercial Licensing and Gaming and Athletics Licensing

26

General Revenues 1,268,739

27

Restricted Receipts 1,045,518

28

Total - Commercial Licensing and Gaming and Athletics Licensing 2,314,320

29

Building, Design and Fire Professionals

30

General Revenues 8,593,216

31

Federal Funds 346,788

32

Restricted Receipts 2,130,377

33

Other Funds

34

     Quonset Development Corporation 52,983

 

LC000670 - Page 6 of 270

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     Rhode Island Capital Plan Funds

2

     Fire Academy Expansion 3,375,000

3

     Total - Building, Design and Fire Professionals 14,498,364

4

     Grand Total - Business Regulation 35,093,954

5

RI Cannabis Control Commission

6

Restricted Receipts 7,556,626

7

Executive Office of Commerce

8

Central Management

9

General Revenues 2,369,982

10

Quasi-Public Appropriations

11

General Revenues

12

Rhode Island Commerce Corporation 8,506,041

13

Airport Impact Aid 1,010,036

14

     Sixty percent (60%) of the first $1,000,000 appropriated for airport impact aid shall be

15

distributed to each airport serving more than 1,000,000 passengers based upon its percentage of the

16

total passengers served by all airports serving more than 1,000,000 passengers. Forty percent (40%)

17

of the first $1,000,000 shall be distributed based on the share of landings during calendar year 2025

18

at North Central Airport, Newport-Middletown Airport, Block Island Airport, Quonset Airport,

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T.F. Green International Airport and Westerly Airport, respectively. The Rhode Island commerce

20

corporation shall make an impact payment to the towns or cities in which the airport is located

21

based on this calculation. Each community upon which any part of the above airports is located

22

shall receive at least $25,000.

23

STAC Research Alliance 900,000

24

Innovative Matching Grants/Internships 1,000,000

25

I-195 Redevelopment District Commission 1,245,050

26

Polaris Manufacturing Grant 500,000

27

East Providence Waterfront Commission 50,000

28

Urban Ventures 140,000

29

Chafee Center at Bryant 476,200

30

Blackstone Valley Visitor Center 75,000

31

Industrial Recreational Building Authority Obligations 105,094

32

Other Funds

33

     Rhode Island Capital Plan Funds

34

     I-195 Redevelopment District Commission 700,000

 

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     I-195 Park Improvements 100,000

2

     Quonset Infrastructure 2,500,000

3

     PFAS Mitigation at Quonset Business Park 1,000,000

4

     Total - Quasi-Public Appropriations 18,307,421

5

Economic Development Initiatives Fund

6

General Revenues

7

     Rebuild RI Tax Credit Fund 10,085,000

8

     Destination Marketing 1,400,000

9

     RI Innovation Ecosystem 250,000

10

Federal Funds 20,000,000

11

     Total - Economic Development Initiatives Fund 31,735,000

12

Commerce Programs

13

General Revenues

14

     Wavemaker Fellowship 1,016,621

15

     Air Service Development Fund 2,728,800

16

     Total - Commerce Programs 3,745,421

17

     Grand Total - Executive Office of Commerce 56,157,824

18

Housing

19

General Revenues 10,719,465

20

Federal Funds 15,096,037

21

Restricted Receipts 17,083,231

22

     Grand Total - Housing 42,898,733

23

Labor and Training

24

Central Management

25

General Revenues 1,661,890

26

Restricted Receipts 488,494

27

     Total - Central Management 2,150,384

28

Workforce Development Services

29

General Revenues 1,078,758

30

Provided that $200,000 of this amount is used to support Year Up.

31

Federal Funds 19,112,629

32

     Total - Workforce Development Services 20,191,387

33

Workforce Regulation and Safety

34

General Revenues 5,347,291

 

LC000670 - Page 8 of 270

1

Income Support

2

General Revenues 3,684,566

3

Federal Funds 22,883,898

4

Restricted Receipts 4,635,586

5

Other Funds

6

     Temporary Disability Insurance Fund 287,480,146

7

     Employment Security Fund 249,200,000

8

     Total - Income Support 567,884,196

9

Injured Workers Services

10

Restricted Receipts 11,233,092

11

Labor Relations Board

12

General Revenues 556,737

13

Governor’s Workforce Board

14

General Revenues 8,050,000

15

     Provided that $600,000 of these funds shall be used for enhanced training for direct care

16

and support services staff to improve resident quality of care and address the changing health care

17

needs of nursing facility residents due to higher acuity and increased cognitive impairments

18

pursuant to § 23-17.5-36.

19

Restricted Receipts 21,604,596

20

     Total - Governor’s Workforce Board 29,654,596

21

     Grand Total - Labor and Training 637,017,683

22

Department of Revenue

23

Director of Revenue

24

General Revenues 3,168,518

25

Office of Revenue Analysis

26

General Revenues 1,173,041

27

Lottery Division

28

Other Funds 448,042,227

29

Municipal Finance

30

General Revenues 2,045,839

31

Taxation

32

General Revenues 38,081,490

33

Restricted Receipts 4,660,479

34

Other Funds

 

LC000670 - Page 9 of 270

1

     Motor Fuel Tax Evasion 175,000

2

     Total - Taxation 42,916,969

3

Registry of Motor Vehicles

4

General Revenues 35,374,576

5

Federal Funds 493,061

6

Restricted Receipts 5,429,330

7

     Total - Registry of Motor Vehicles 41,296,967

8

State Aid

9

General Revenues

10

     Distressed Communities Relief Fund 12,384,458

11

     Payment in Lieu of Tax Exempt Properties 49,201,412

12

     Motor Vehicle Excise Tax Payments 234,853,173

13

     Property Revaluation Program 712,390

14

     Tangible Tax Exemption Program 25,903,228

15

Restricted Receipts 995,120

16

     Total - State Aid 324,049,781

17

Collections

18

General Revenues 994,263

19

Grand Total - Revenue 863,687,605

20

Legislature

21

General Revenues 58,734,623

22

Restricted Receipts 2,690,297

23

Grand Total - Legislature 61,424,920

24

Lieutenant Governor

25

General Revenues 1,519,219

26

Secretary of State

27

Administration

28

General Revenues 5,975,167

29

     Provided that $100,000 be allocated to support the Rhode Island Council for the

30

Humanities for grant making to civic and cultural organizations, and $50,000 to support Rhode

31

Island’s participation in the We the People Civics Challenge.

32

Corporations

33

General Revenues 2,913,879

34

State Archives

 

LC000670 - Page 10 of 270

1

General Revenues 356,659

2

Restricted Receipts 404,790

3

     Total - State Archives 761,449

4

Elections and Civics

5

General Revenues 1,357,040

6

Federal Funds 2,000,000

7

     Total - Elections and Civics 3,357,040

8

State Library

9

General Revenues 668,263

10

     Provided that $125,000 be allocated to support the Rhode Island Historical Society and

11

$18,000 be allocated to support the Newport Historical Society, pursuant to §§ 29-2-1 and 29-2-2,

12

and $25,000 be allocated to support the Rhode Island Black Heritage Society.

13

Office of Public Information

14

General Revenues 840,724

15

Receipted Receipts 25,000

16

     Total - Office of Public Information 865,724

17

     Grand Total - Secretary of State 14,541,522

18

General Treasurer

19

Treasury

20

General Revenues

21

General Revenues 3,665,773

22

Federal Funds 365,134

23

Other Funds

24

     Temporary Disability Insurance Fund 246,415

25

     Tuition Savings Program - Administration 388,916

26

     Total -Treasury 4,666,238

27

State Retirement System

28

Restricted Receipts

29

     Admin Expenses - State Retirement System 13,193,967

30

     Retirement - Treasury Investment Operations 2,846,571

31

     Defined Contribution - Administration 277,654

32

     Total - State Retirement System 16,318,192

33

Unclaimed Property

34

Restricted Receipts 3,338,043

 

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1

Crime Victim Compensation

2

General Revenues 934,450

3

Federal Funds 467,993

4

Restricted Receipts 250,000

5

     Total - Crime Victim Compensation 1,652,443

6

     Grand Total - General Treasurer 25,974,916

7

Board of Elections

8

General Revenues 4,474,931

9

Rhode Island Ethics Commission

10

General Revenues 2,419,632

11

Office of Governor

12

General Revenues

13

     General Revenues 9,184,918

14

     Contingency Fund 150,000

15

     Grand Total - Office of Governor 9,334,918

16

Commission for Human Rights

17

General Revenues 2,249,158

18

Federal Funds 523,529

19

     Grand Total - Commission for Human Rights 2,772,687

20

Public Utilities Commission

21

Federal Funds 753,555

22

Restricted Receipts 14,754,719

23

     Grand Total - Public Utilities Commission 15,508,274

24

Office of Health and Human Services

25

Central Management

26

General Revenues 66,192,009

27

Federal Funds

28

Federal Funds 206,795,238

29

Federal Funds- State Fiscal Recovery Fund

30

Certified Community Behavioral Health Clinics 205,295

31

Restricted Receipts 15,463,598

32

Total - Central Management 288,656,140

33

Medical Assistance

34

General Revenues

 

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1

     Managed Care 465,070,108

2

     Hospitals 125,666,740

3

     Nursing Facilities 197,392,148

4

     Home and Community Based Services 113,592,295

5

     Other Services 154,371,882

6

     Pharmacy 99,588,761

7

     Rhody Health 247,802,234

8

Federal Funds

9

     Managed Care 661,156,183

10

     Hospitals 269,959,756

11

     Nursing Facilities 263,757,847

12

     Home and Community Based Services 151,810,264

13

     Other Services 783,136,325

14

     Pharmacy 811,239

15

     Rhody Health 343,929,314

16

     Other Programs 26,978,394

17

Restricted Receipts 8,422,060

18

     Total - Medical Assistance 3,913,445,550

19

     Grand Total - Office of Health and Human Services 4,202,101,690

20

Children, Youth and Families

21

Central Management

22

General Revenues 18,147,159

23

     The director of the department of children, youth and families shall provide to the speaker

24

of the house and president of the senate at least every sixty (60) days beginning September 1, 2021,

25

a report on its progress implementing the accreditation plan filed in accordance with § 42-72-5.3

26

and any projected changes needed to effectuate that plan. The report shall, at minimum, provide

27

data regarding recruitment and retention efforts including attaining and maintaining a diverse

28

workforce, documentation of newly filled and vacated positions, and progress towards reducing

29

worker caseloads.

30

Federal Funds 15,237,654

31

     Total - Central Management 33,384,813

32

Children's Behavioral Health Services

33

General Revenues 7,464,500

34

Federal Funds 8,912,238

 

LC000670 - Page 13 of 270

1

     Total - Children's Behavioral Health Services 16,376,738

2

Youth Development Services

3

General Revenues 24,822,021

4

Federal Funds 247,931

5

Restricted Receipts 1,500

6

Other Funds

7

     Rhode Island Capital Plan Funds

8

     Training School Asset Protection 250,000

9

     Residential Treatment Facility 15,000,000

10

     Total - Youth Development Services 40,321,452

11

Child Welfare

12

General Revenues 212,351,378

13

Federal Funds 93,032,678

14

Restricted Receipts 1,533,471

15

     Total - Child Welfare 306,917,527

16

Higher Education Incentive Grants

17

General Revenues 200,000

18

     Provided that these funds and any unexpended or unencumbered previous years’ funding

19

are to be used exclusively to fund awards to eligible youth.

20

     Grand Total - Children, Youth and Families 397,200,530

21

Health

22

Central Management

23

General Revenues

24

General Revenues 2,588,732

25

      Of this amount, $50,000 is to support the Gloria Gemma Breast Cancer Resource

26

Foundation and the organization’s new survivorship and well-being center in Lincoln, RI.

27

Federal Funds 4,884,431

28

Restricted Receipts 21,571,391

29

     Provided that the disbursement of any indirect cost recoveries on federal grants budgeted

30

in this line item that are derived from grants authorized under The Coronavirus Preparedness and

31

Response Supplemental Appropriations Act (P.L. 116-123); The Families First Coronavirus

32

Response Act (P.L. 116-127); The Coronavirus Aid, Relief, and Economic Security Act (P.L. 116-

33

136); The Paycheck Protection Program and Health Care Enhancement Act (P.L. 116-139); the

34

Consolidated Appropriations Act, 2021 (P.L. 116-260); and the American Rescue Plan Act of 2021

 

LC000670 - Page 14 of 270

1

(P.L. 117-2), are hereby subject to the review and prior approval of the director of management and

2

budget. No obligation or expenditure of these funds shall take place without such approval.

3

     Total - Central Management 29,044,554

4

Community Health and Equity

5

General Revenues 2,051,358

6

Federal Funds 88,096,432

7

Restricted Receipts 67,695,968

8

     Total - Community Health and Equity 157,843,758

9

Environmental Health

10

General Revenues 6,836,896

11

Federal Funds 14,433,189

12

Restricted Receipts 1,104,785

13

     Total - Environmental Health 22,374,870

14

Health Laboratories

15

General Revenues 9,514,520

16

Federal Funds 2,666,663

17

Other Funds

18

     Rhode Island Capital Plan Funds

19

     Health Laboratories & Medical Examiner Equipment 400,000

20

     New Health Laboratory Building 8,363,883

21

     Total - Health Laboratories 20,945,066

22

State Medical Examiner

23

General Revenues 4,521,784

24

Federal Funds 67,325

25

     Total – State Medical Examiner 4,589,109

26

Healthcare Quality and Safety

27

General Revenues 7,868,321

28

Federal Funds 6,746,561

29

Restricted Receipts 1,199,564

30

     Total – Healthcare Quality and Safety 15,814,446

31

Policy, Information and Communications

32

General Revenues 2,785,613

33

     Provided that $200,000 of this amount and its corresponding federal match is used for loan

34

repayment assistance specifically for primary care physicians and pediatricians through the Health

 

LC000670 - Page 15 of 270

1

Professional Loan Repayment Program authorized by § 23-14.1.

2

Federal Funds 5,593,898

3

Restricted Receipts 842,433

4

     Total - Policy, Information and Communications 9,221,944

5

Emergency Preparedness and Infectious Disease

6

General Revenues 1,907,851

7

Federal Funds 15,196,529

8

     Total – Emergency Preparedness and Infectious Disease 17,104,380

9

COVID-19

10

Federal Funds 15,176,647

11

     Grand Total - Health 292,114,774

12

Human Services

13

Central Management

14

General Revenues 7,600,831

15

     Of this amount, $400,000 is to support the domestic violence prevention fund to provide

16

direct services through the Coalition Against Domestic Violence, $25,000 for the Center for

17

Southeast Asians, $450,000 to support Project Reach activities provided by the RI Alliance of Boys

18

and Girls Clubs, $300,000 is for outreach and supportive services through Day One, $550,000 is

19

for food collection and distribution through the Rhode Island Community Food Bank, $500,000 for

20

services provided to the homeless at Crossroads Rhode Island, $600,000 for the Community Action

21

Fund, $250,000 is for the Institute for the Study and Practice of Nonviolence’s Reduction Strategy,

22

$200,000 to provide operational support to the United Way’s 211 system, $125,000 is to support

23

services provided to the immigrant and refugee population through Higher Ground International,

24

and $50,000 is for services provided to refugees through the Refugee Dream Center and $100,000

25

for the Substance Use and Mental Health Leadership Council of RI.

26

     The director of the department of human services shall provide to the speaker of the house,

27

president of the senate, and chairs of the house and senate finance committees at least every sixty

28

(60) days beginning August 1, 2022, a report on its progress in recruiting and retaining customer

29

serving staff. The report shall include: documentation of newly filled and vacated positions,

30

including lateral transfers, position titles, civil service information, including numbers of eligible

31

and available candidates, plans for future testing and numbers of eligible and available candidates

32

resulting from such testing, impacts on caseload backlogs and call center wait times, as well as

33

other pertinent information as determined by the director.

34

Federal Funds 8,064,314

 

LC000670 - Page 16 of 270

1

     Of this amount, $3.0 million is to sustain Early Head Start and Head Start programs.

2

Restricted Receipts 300,000

3

     Total - Central Management 15,965,145

4

Child Support Enforcement

5

General Revenues 4,390,046

6

Federal Funds 10,229,053

7

Restricted Receipts 3,816,099

8

     Total - Child Support Enforcement 18,435,198

9

Individual and Family Support

10

General Revenues 35,233,643

11

Federal Funds 128,579,088

12

Restricted Receipts 115,000

13

Other Funds

14

Rhode Island Capital Plan Funds

15

     Blind Vending Facilities 165,000

16

     Total - Individual and Family Support 164,092,731

17

Office of Veterans Services

18

General Revenues 33,499,864

19

     Of this amount, $200,000 is to provide support services through veterans’ organizations,

20

$50,000 is to support Operation Stand Down, and $100,000 is to support the Veterans Services

21

Officers (VSO) program through the Veterans of Foreign Wars.

22

Federal Funds 15,752,830

23

Restricted Receipts 1,725,342

24

Other Funds

25

     Rhode Island Capital Plan Funds

26

     Veterans Home Asset Protection 665,000

27

     Veterans Memorial Cemetery Asset Protection 300,000

28

     Total - Office of Veterans Services 51,943,036

29

Health Care Eligibility

30

General Revenues 10,511,087

31

Federal Funds 16,662,419

32

     Total - Health Care Eligibility 27,173,506

33

Supplemental Security Income Program

34

General Revenues 16,638,000

 

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1

Rhode Island Works

2

General Revenues 9,891,538

3

Federal Funds 101,460,682

4

     Total - Rhode Island Works 111,352,220

5

Other Programs

6

General Revenues 2,242,640

7

Federal Funds 382,432,873

8

Restricted Receipts 8,000

9

     Total - Other Programs 384,683,513

10

Office of Healthy Aging

11

General Revenues 15,573,340

12

     Of this amount, $325,000 is to provide elder services, including respite, through the

13

Diocese of Providence; $40,000 is for ombudsman services provided by the Alliance for Long

14

Term Care in accordance with chapter 66.7 of title 42; and $1,600,000 is for Senior Services

15

Support and $680,000 is for elderly nutrition, of which $630,000 is for Meals on Wheels.

16

Federal Funds 19,011,572

17

Restricted Receipt 46,200

18

Other Funds

19

     Intermodal Surface Transportation Fund 4,267,406

20

     The Office shall reimburse the Rhode Island public transit authority for the elderly/disabled

21

transportation program expenses no later than fifteen (15) days of the authority’s submission of a

22

request for payment.

23

     Total - Office of Healthy Aging 38,898,518

24

     Grand Total - Human Services 829,181,867

25

Behavioral Healthcare, Developmental Disabilities and Hospitals

26

Central Management

27

General Revenues 8,058,892

28

Federal Funds 2,631,491

29

Restricted Receipts 559,071

30

     Total - Central Management 11,249,454

31

Services for the Developmentally Disabled

32

General Revenues 214,453,481

33

     Provided that of this general revenue funding, an amount certified by the department shall

34

be expended on certain community-based department of behavioral healthcare, developmental

 

LC000670 - Page 18 of 270

1

disabilities and hospitals (BHDDH) developmental disability private provider and self-directed

2

consumer direct care service worker raises and associated payroll costs as authorized by BHDDH

3

and to finance the new services rates implemented by BHDDH pursuant to the Consent Decree

4

Addendum. Any increase for direct support staff and residential or other community-based setting

5

must first receive the approval of BHDDH.

6

     Provided further that this general revenue funding, $928,200 shall be expended on a

7

Transformation Fund to be used for I/DD integrated day activities and supported employment

8

services, or which a total of $650,000 shall be expended specifically on those who self-direct for

9

creation of regional service advisement models and pool of substitute staff. All unexpended or

10

unencumbered balances of this designation at the end of the fiscal year shall be reappropriated to

11

the ensuing fiscal year and made immediately available for the same purpose.

12

Federal Funds 280,189,579

13

     Provided that of this federal funding, an amount certified by the department shall be

14

expended on certain community-based department of behavioral healthcare, developmental

15

disabilities and hospitals (BHDDH) developmental disability private provider and self-directed

16

consumer direct care service worker raises and associated payroll costs as authorized by BHDDH

17

and to finance the new services rates implemented by BHDDH pursuant to the Consent Decree

18

Addendum. Any increase for direct support staff and residential or other community-based setting

19

must first receive the approval of BHDDH.

20

     Provided further that this federal funding, $371,800 shall be expended on a Transformation

21

Fund to be used for I/DD integrated day activities and supported employment services. All

22

unexpended or unencumbered balances of this designation at the end of the fiscal year shall be

23

reappropriated to the ensuing fiscal year and made immediately available for the same purpose.

24

Restricted Receipts 1,300,866

25

Other Funds

26

     Rhode Island Capital Plan Funds

27

     DD Residential Support 100,000

28

     Total - Services for the Developmentally Disabled 496,043,926

29

Behavioral Healthcare Services

30

General Revenues 5,025,849

31

Federal Funds

32

Federal Funds 32,597,991

33

     Provided that $250,000 from Social Services Block Grant funds is awarded to The

34

Providence Center to coordinate with Oasis Wellness and Recovery Center for its support and

 

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1

services program offered to individuals with behavioral health issues.

2

Restricted Receipts 5,416,046

3

     Provided that $450,000 from the opioid stewardship fund is distributed equally to the seven

4

regional substance abuse prevention task forces to fund priorities determined by each Task Force.

5

     Total - Behavioral Healthcare Services 43,039,886

6

Hospital and Community Rehabilitative Services

7

General Revenues 55,323,206

8

Federal Funds 61,515,889

9

Restricted Receipts 3,034,700

10

Other Funds

11

     Rhode Island Capital Plan Funds

12

     Hospital Equipment 300,000

13

     Total - Hospital and Community Rehabilitative Services 120,173,795

14

State of RI Psychiatric Hospital

15

General Revenues 33,443,552

16

Restricted Receipts 144,000

17

Other Funds

18

     Rhode Island Capital Plan Funds

19

     RISPH Equipment 100,000

20

     Total - State of RI Psychiatric Hospital 33,687,552

21

     Grand Total - Behavioral Healthcare,

22

     Developmental Disabilities and Hospitals 704,194,613

23

Office of the Child Advocate

24

General Revenues 2,264,613

25

Commission on the Deaf and Hard of Hearing

26

General Revenues 786,233

27

Restricted Receipts 142,921

28

     Grand Total - Comm. On Deaf and Hard-of-Hearing 929,154

29

Governor’s Commission on Disabilities

30

General Revenues

31

General Revenues 845,249

32

     Livable Home Modification Grant Program 765,278

33

     Provided that this will be used for home modification and accessibility enhancements to

34

construct, retrofit, and/or renovate residences to allow individuals to remain in community settings.

 

LC000670 - Page 20 of 270

1

This will be in consultation with the executive office of health and human services. All unexpended

2

or unencumbered balances, at the end of the fiscal year, shall be reappropriated to the ensuing fiscal

3

year, and made immediately available for the same purpose.

4

Federal Funds 340,067

5

Restricted Receipts 105,448

6

     Grand Total - Governor’s Commission on Disabilities 2,056,042

7

Office of the Mental Health Advocate

8

General Revenues 1,117,164

9

Elementary and Secondary Education

10

Administration of the Comprehensive Education Strategy

11

General Revenues 33,946,454

12

     Provided that $90,000 be allocated to support the hospital school at Hasbro Children’s

13

Hospital pursuant to § 16-7-20 and that $395,000 be allocated to support child opportunity zones

14

through agreements with the department of elementary and secondary education to strengthen

15

education, health and social services for students and their families as a strategy to accelerate

16

student achievement and further provided that $450,000 and 3.0 full-time equivalent positions be

17

allocated to support a special education function to facilitate individualized education program

18

(IEP) and 504 services; and further provided that $130,000 be allocated to City Year for the Whole

19

School Whole Child Program, which provides individualized support to at-risk students.

20

     Provided that all unexpended or unencumbered balances as of June 30, 2026, relating to

21

the Learn365RI program are hereby reappropriated to the following fiscal year.

22

Federal Funds

23

Federal Funds 255,155,437

24

     Provided that $684,000 from the department’s administrative share of Individuals with

25

Disabilities Education Act funds be allocated to the Paul V. Sherlock Center on Disabilities to

26

support the Rhode Island Vision Education and Services Program.

27

Federal Funds – State Fiscal Recovery Fund

28

     Adult Education Providers 128,373

29

Restricted Receipts

30

     Restricted Receipts 1,677,584

31

     HRIC Adult Education Grants 3,500,000

32

     Total - Admin. of the Comprehensive Ed. Strategy 294,407,848

33

Davies Career and Technical School

34

General Revenues 18,772,462

 

LC000670 - Page 21 of 270

1

Federal Funds 924,285

2

Restricted Receipts 5,229,338

3

Other Funds

4

     Rhode Island Capital Plan Funds

5

     Davies School HVAC 50,000

6

     Davies School Asset Protection 750,000

7

     Davies School Healthcare Classroom Renovations 25,477

8

     Davies School Wing Renovation 30,000,000

9

     Total - Davies Career and Technical School 55,751,562

10

RI School for the Deaf

11

General Revenues 8,809,938

12

Federal Funds 271,830

13

Restricted Receipts 1,097,000

14

Other Funds

15

     Rhode Island Capital Plan Funds

16

     School for the Deaf Asset Protection 100,000

17

     Total - RI School for the Deaf 10,278,768

18

Metropolitan Career and Technical School

19

General Revenues 12,977,328

20

Other Funds

21

     Rhode Island Capital Plan Funds

22

     MET School Asset Protection 250,000

23

     Total - Metropolitan Career and Technical School 13,227,328

24

Education Aid

25

General Revenues 1,256,998,843

26

     Provided that the criteria for the allocation of early childhood funds shall prioritize pre-

27

kindergarten seats and classrooms for four-year-olds whose family income is at or below one

28

hundred eighty-five percent (185%) of federal poverty guidelines and who reside in communities

29

with higher concentrations of low performing schools.

30

Restricted Receipts 38,952,936

31

     Total - Education Aid 1,295,951,779

32

Central Falls School District

33

General Revenues 53,688,083

34

School Construction Aid

 

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1

General Revenues

2

School Housing Aid 119,887,755

3

Teachers' Retirement

4

General Revenues 137,991,006

5

Grand Total - Elementary and Secondary Education 1,981,184,129

6

Public Higher Education

7

Office of Postsecondary Commissioner

8

General Revenues 34,342,126

9

     Provided that $455,000 shall be allocated to Onward We Learn pursuant to § 16-70-5,

10

$75,000 shall be allocated to Best Buddies Rhode Island to support its programs for children with

11

developmental and intellectual disabilities. It is also provided that $8,337,295 shall be allocated to

12

the Rhode Island promise scholarship program; $151,410 shall be used to support Rhode Island’s

13

membership in the New England Board of Higher Education; $5,476,723 shall be allocated to the

14

Rhode Island hope scholarship program; $100,000 shall be allocated to the Rhode Island School

15

for Progressive Education to support access to higher education opportunities for teachers of color,

16

and $50,000 shall be provided for College Visions.

17

Federal Funds

18

     Federal Funds 5,582,208

19

Guaranty Agency Administration 60,000

20

Restricted Receipts 8,383,189

21

Other Funds

22

     Tuition Savings Program - Scholarships and Grants 3,400,000

23

     Nursing Education Center - Operating 3,295,810

24

     Rhode Island Capital Plan Funds

25

     WEC Expansion - Annex Site 1,220,000

26

     Total - Office of Postsecondary Commissioner 56,283,333

27

University of Rhode Island

28

General Revenues

29

     General Revenues 115,308,021

30

     Provided that in order to leverage federal funding and support economic development,

31

$700,000 shall be allocated to the small business development center, $125,000 shall be allocated

32

to the Institute for Labor Studies & Research, $50,000 shall be allocated to Special Olympics Rhode

33

Island to support its mission of providing athletic opportunities for individuals with intellectual and

34

developmental disabilities, and $874,069 shall be used to support programming related to career

 

LC000670 - Page 23 of 270

1

readiness, career placement, internships, and work-based learning.

2

Debt Service 31,526,482

3

RI State Forensics Laboratory 1,803,420

4

Other Funds

5

University and College Funds 847,374,010

6

     Debt - Dining Services 781,957

7

     Debt - Education and General 5,076,811

8

     Debt - Health Services 16,032

9

     Debt - Housing Loan Funds 13,863,455

10

     Debt - Memorial Union 758,853

11

     Debt - Ryan Center 2,888,322

12

     Debt - Parking Authority 889,077

13

     URI Restricted Debt Service - Energy Conservation 536,169

14

     URI Debt Service - Energy Conservation 1,956,906

15

     Rhode Island Capital Plan Funds

16

     Asset Protection 14,606,536

17

     Mechanical, Electric, and Plumbing Improvements 7,293,838

18

     Fire Protection Academic Buildings 1,641,903

19

     Bay Campus 8,146,722

20

     Athletics Complex 33,942,707

21

     Provided that total Rhode Island capital plan funds provide no more than 80.0 percent of

22

the total project.

23

Stormwater Management 4,252,678

24

PFAS Removal Water Treatment Plant 13,759,400

25

Campus Accessibility 2,300,000

26

Total - University of Rhode Island 1,108,723,299

27

     Notwithstanding the provisions of § 35-3-15, all unexpended or unencumbered balances as

28

of June 30, 2026 relating to the university of Rhode Island are hereby reappropriated to fiscal year

29

2027.

30

Rhode Island College

31

General Revenues

32

     General Revenues 70,714,722

33

     Provided that $464,377 shall be used to support programming related to career readiness,

34

     career placement, internships, and work-based learning.

 

LC000670 - Page 24 of 270

1

     Debt Service 7,933,336

2

     Rhode Island Vision Education and Services Program 1,800,000

3

Other Funds

4

     University and College Funds 120,309,539

5

     Debt - Education and General 1,478,585

6

     Debt - Student Union 212,200

7

     Debt - G.O. Debt Service 1,585,353

8

     Debt - Energy Conservation 762,375

9

     Rhode Island Capital Plan Funds

10

     Asset Protection 5,950,000

11

     Infrastructure Modernization 5,675,000

12

     Total - Rhode Island College 216,421,110

13

     Notwithstanding the provisions of § 35-3-15, all unexpended or unencumbered balances as

14

of June 30, 2026, relating to Rhode Island college are hereby reappropriated to fiscal year 2027.

15

Community College of Rhode Island

16

General Revenues

17

     General Revenues 64,540,346

18

     Provided that $391,175 shall be used to support programming related to career readiness,

19

     career placement, internships, and work-based learning.

20

     Debt Service 1,097,898

21

Restricted Receipts 953,442

22

Other Funds

23

     University and College Funds 114,885,691

24

     Rhode Island Capital Plan Funds

25

     Asset Protection 3,469,452

26

     Data, Cabling, and Power Infrastructure 5,150,000

27

     Flanagan Campus Renovations 3,200,000

28

     CCRI Renovation and Modernization Phase I 13,000,000

29

     CCRI Renovation and Modernization Phase II - IV 6,100,000

30

     CCRI Accessibility Improvements 290,000

31

     Total - Community College of RI 212,686,829

32

     Notwithstanding the provisions of § 35-3-15, all unexpended or unencumbered balances as

33

of June 30, 2026, relating to the community college of Rhode Island are hereby reappropriated to

34

fiscal year 2027.

 

LC000670 - Page 25 of 270

1

     Grand Total - Public Higher Education 1,594,114,571

2

RI State Council on the Arts

3

General Revenues

4

     Operating Support 1,224,685

5

     Grants 1,190,000

6

     Provided that $400,000 be provided to support the operational costs of WaterFire

7

Providence art installations.

8

Federal Funds 1,022,711

9

Restricted Receipts 115,058

10

Other Funds

11

     Art for Public Facilities 690,000

12

     Grand Total - RI State Council on the Arts 4,242,454

13

RI Atomic Energy Commission

14

General Revenues 1,278,282

15

Restricted Receipts 25,036

16

Other Funds

17

     URI Sponsored Research 361,177

18

     Rhode Island Capital Plan Funds

19

     Asset Protection 50,000

20

     Grand Total - RI Atomic Energy Commission 1,714,495

21

RI Historical Preservation and Heritage Commission

22

General Revenues 1,986,751

23

     Provided that $30,000 support the operational costs of the Fort Adams Trust’s restoration

24

activities and that $25,000 shall be allocated to Rhode Island Slave History Medallions.

25

Federal Funds 822,451

26

Restricted Receipts 511,827

27

Other Funds

28

     RIDOT Project Review 144,602

29

     Grand Total - RI Historical Preservation and Heritage Comm. 3,465,631

30

Attorney General

31

Criminal

32

General Revenues 23,147,524

33

Federal Funds 3,404,012

34

Restricted Receipts 2,096,085

 

LC000670 - Page 26 of 270

1

     Total - Criminal 28,647,621

2

Civil

3

General Revenues 7,301,706

4

Federal Funds 100,000

5

Restricted Receipts 3,875,849

6

     Total - Civil 11,277,555

7

Bureau of Criminal Identification

8

General Revenues 2,440,742

9

Federal Funds 64,547

10

Restricted Receipts 1,329,498

11

     Total - Bureau of Criminal Identification 3,834,787

12

General

13

General Revenues 5,354,455

14

Other Funds

15

Rhode Island Capital Plan Funds

16

Building Renovations and Repairs 2,525,000

17

     Total - General 7,879,455

18

Grand Total - Attorney General 51,639,418

19

Corrections

20

Central Management

21

General Revenues 25,069,359

22

Parole Board

23

General Revenues 1,673,257

24

Custody and Security

25

General Revenues 157,742,174

26

Federal Funds 1,371,846

27

Other Funds

28

     Rhode Island Capital Plan Funds

29

     Intake Service Center HVAC 10,272,500

30

     Total - Custody and Security 169,386,520

31

Institutional Support

32

General Revenues 39,456,199

33

Other Funds

34

     Rhode Island Capital Plan Funds

 

LC000670 - Page 27 of 270

1

     Asset Protection 5,100,000

2

     Correctional Facilities – Renovations 7,419,248

3

     Total - Institutional Support 51,975,447

4

Institutional Based Rehab/Population Management

5

General Revenues 14,739,884

6

     Provided that $1,050,000 be allocated to Crossroads Rhode Island for sex offender

7

discharge planning.

8

     The director of the department of corrections shall provide to the speaker of the house and

9

president of the senate at least every ninety (90) days beginning September 1, 2022, a report on

10

efforts to modernize the correctional industries program. The report shall, at minimum, provide

11

data on the past ninety (90) days regarding program participation; changes made in programming

12

to more closely align with industry needs; new or terminated partnerships with employers,

13

nonprofits, and advocacy groups; current program expenses and revenues; and the employment

14

status of all persons on the day of discharge from department care who participated in the

15

correctional industries program.

16

Federal Funds 386,256

17

Restricted Receipts 1,300,000

18

     Total - Institutional Based Rehab/Population Mgt. 16,426,140

19

Healthcare Services

20

General Revenues 35,200,698

21

Community Corrections

22

General Revenues 22,816,183

23

Restricted Receipts 3,091

24

     Total - Community Corrections 22,819,274

25

     Grand Total - Corrections 322,550,695

26

Judiciary

27

Supreme Court

28

General Revenues

29

     General Revenues 36,665,481

30

     Provided however, that no more than $1,430,073 in combined total shall be offset to the

31

public defender’s office, the attorney general’s office, the department of corrections, the department

32

of children, youth and families, and the department of public safety for square-footage occupancy

33

costs in public courthouses and further provided that $500,000 be allocated to the Rhode Island

34

Coalition Against Domestic Violence for the domestic abuse court advocacy project pursuant to §

 

LC000670 - Page 28 of 270

1

12-29-7 and that $90,000 be allocated to Rhode Island Legal Services, Inc. to provide housing and

2

eviction defense to indigent individuals.

3

Defense of Indigents 7,875,432

4

Federal Funds 205,395

5

Restricted Receipts 4,312,243

6

Other Funds

7

     Rhode Island Capital Plan Funds

8

     Judicial Complexes - HVAC 500,000

9

     Judicial Complexes Asset Protection 1,500,000

10

     Judicial Complexes Fan Coil Unit Replacements 500,000

11

     Garrahy Courthouse Restoration 1,125,000

12

     Total - Supreme Court 52,683,551

13

Judicial Tenure and Discipline

14

General Revenues 188,686

15

Superior Court

16

General Revenues 30,216,228

17

Restricted Receipts 325,000

18

Total - Superior Court 30,541,228

19

Family Court

20

General Revenues 29,167,951

21

Federal Funds 5,392,549

22

Total - Family Court 34,560,500

23

District Court

24

General Revenues 17,697,776

25

Federal Funds 696,951

26

Restricted Receipts 60,000

27

     Total - District Court 18,454,727

28

Traffic Tribunal

29

General Revenues 11,704,985

30

Workers' Compensation Court

31

Restricted Receipts 11,090,756

32

Grand Total - Judiciary 159,224,433

33

Military Staff

34

General Revenues 3,424,058

 

LC000670 - Page 29 of 270

1

Federal Funds 28,982,412

2

Restricted Receipts

3

     RI Military Family Relief Fund 55,000

4

     RING Counterdrug Program 11,000

5

Other Funds

6

     Rhode Island Capital Plan Funds

7

     Aviation Readiness Center 287,000

8

     Asset Protection 2,564,675

9

     Quonset Airport Runway Reconstruction 446,663

10

     Counter-Drug Training Facility 1,025,250

11

     Squadron Ops Facility (Air Guard) 600,000

12

     Grand Total - Military Staff 37,396,058

13

Public Safety

14

Central Management

15

General Revenues 1,899,154

16

     Provided that $400,000 shall be allocated to support the Family Service of Rhode Island’s

17

GO Team program of on-scene support to children who are victims of violence and other traumas.

18

Federal Funds

19

Federal Funds 18,479,969

20

     Federal Funds – State Fiscal Recovery Fund

21

     Support for Survivors of Domestic Violence 29,753

22

Restricted Receipts 738,584

23

Total - Central Management 21,147,460

24

E-911 Emergency Telephone System

25

Restricted Receipts 10,730,138

26

Security Services

27

General Revenues 33,685,555

28

Municipal Police Training Academy

29

General Revenues 349,440

30

Federal Funds 417,455

31

Total - Municipal Police Training Academy 766,895

32

State Police

33

General Revenues 90,634,305

34

Federal Funds 7,820,822

 

LC000670 - Page 30 of 270

1

Restricted Receipts 2,845,158

2

Other Funds

3

     Airport Corporation Assistance 150,007

4

     Road Construction Reimbursement 3,355,100

5

     Weight and Measurement Reimbursement 402,401

6

     Rhode Island Capital Plan Funds

7

     DPS Asset Protection 1,205,000

8

     Southern Barracks 16,750,000

9

     Training Academy Upgrades 1,550,000

10

     Statewide Communications System Network 245,048

11

     Total - State Police 124,957,841

12

     Grand Total - Public Safety 191,287,889

13

Office of Public Defender

14

General Revenues 18,178,679

15

Federal Funds 85,035

16

     Grand Total - Office of Public Defender 18,263,714

17

Emergency Management Agency

18

General Revenues 7,457,256

19

Federal Funds 34,906,616

20

Restricted Receipts 428,308

21

Other Funds

22

     Rhode Island Capital Plan Funds

23

     RI Statewide Communications Infrastructure 315,404

24

     RI Statewide Communications Network Tower 550,000

25

     Grand Total - Emergency Management Agency 43,657,584

26

Environmental Management

27

Office of the Director

28

General Revenues 9,446,875

29

     Of this general revenue amount, $180,000 is appropriated to the conservation districts and

30

$100,000 is appropriated to the Wildlife Rehabilitators Association of Rhode Island for a

31

veterinarian at the Wildlife Clinic of Rhode Island.

32

Federal Funds 354,975

33

Restricted Receipts 5,930,220

34

     Total - Office of the Director 15,732,070

 

LC000670 - Page 31 of 270

1

Natural Resources

2

General Revenues 32,325,750

3

     Provided that of this general revenue amount, $150,000 is to be used for marine mammal

4

response activities in conjunction with matching federal funds.

5

Federal Funds 31,528,201

6

Restricted Receipts 6,185,022

7

Other Funds

8

     DOT Recreational Projects 762,000

9

     Blackstone Bike Path Design 1,000,000

10

     Rhode Island Capital Plan Funds

11

     Dam Repair 6,815,000

12

     Fort Adams Rehabilitation 500,000

13

     Port of Galilee 16,500,000

14

     Newport Pier Upgrades 500,000

15

     Recreation Facilities Asset Protection 750,000

16

     Recreational Facilities Improvements 2,900,000

17

     Natural Resources Office and Visitor's Center 1,836,709

18

     Fish & Wildlife Maintenance Facilities 200,000

19

     Marine Infrastructure/Pier Development 700,000

20

     Total - Natural Resources 102,502,682

21

Environmental Protection

22

General Revenues 16,607,743

23

Federal Funds 12,825,343

24

Restricted Receipts 12,660,382

25

Other Funds

26

     Transportation MOU 95,967

27

     Total - Environmental Protection 42,189,435

28

     Grand Total - Environmental Management 160,424,187

29

Coastal Resources Management Council

30

General Revenues 3,704,812

31

Federal Funds 3,331,166

32

Restricted Receipts 624,768

33

Other Funds

34

     Rhode Island Capital Plan Funds

 

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1

     South Coast Restoration Project 2,000,000

2

     Grand Total - Coastal Resources Mgmt. Council 9,660,746

3

Transportation

4

Central Management

5

Federal Funds 13,777,360

6

Other Funds

7

     Gasoline Tax 9,004,830

8

     Total - Central Management 22,782,190

9

Management and Budget

10

Other Funds

11

     Gasoline Tax 3,839,065

12

Infrastructure Engineering

13

Federal Funds 461,108,033

14

Restricted Receipts 6,066,037

15

Other Funds

16

Gasoline Tax 77,805,846

17

     Land Sale Revenue 6,239,422

18

     Tolling Revenue 10,000,000

19

     Rhode Island Capital Plan Funds

20

     Highway Improvement Program 95,617,814

21

     Bike Path Asset Protection 400,000

22

     RIPTA - Land and Buildings 6,905,927

23

     RIPTA - Pawtucket/Central Falls Bus Hub Passenger Facility 1,500,000

24

     RIPTA - Providence High-Capacity Transit Corridor Study 90,000

25

     Total - Infrastructure Engineering 665,733,079

26

Infrastructure Maintenance

27

Other Funds

28

Gasoline Tax 39,230,935

29

     Provided that of this amount, $6,500,000 is appropriated to the Municipal Roads Grant

30

Program known as RhodeRestore to provide funding to municipalities for the construction and

31

maintenance of roads, sidewalks, and bridges.

32

     The department of transportation will establish a municipal roadway database, which will

33

include information concerning the name, condition, length, roadway infrastructure, and pedestrian

34

features of each municipal roadway, updated annually by municipalities. The database will serve

 

LC000670 - Page 33 of 270

1

as a comprehensive and transparent list of municipal roadway conditions.

2

     Rhode Island Highway Maintenance Account 115,149,020

3

     Rhode Island Capital Plan Funds

4

     Maintenance Capital Equipment Replacement 1,800,000

5

     Maintenance Facilities Improvements 859,756

6

     Welcome Center 150,000

7

     Salt Storage Facilities 1,150,000

8

     Train Station Asset Protection 500,000

9

     Total - Infrastructure Maintenance 158,839,711

10

     Grand Total - Transportation 851,194,045

11

Statewide Totals

12

General Revenues 5,743,054,676

13

Federal Funds 5,090,207,928

14

Restricted Receipts 446,197,209

15

Other Funds 2,936,594,811

16

     Statewide Grand Total 14,216,054,624

17

     SECTION 2. Each line appearing in section 1 of this article shall constitute an

18

appropriation.

19

     SECTION 3. Upon the transfer of any function of a department or agency to another

20

department or agency, the governor is hereby authorized by means of executive order to transfer or

21

reallocate, in whole or in part, the appropriations and the full-time equivalent limits affected

22

thereby; provided, however, in accordance with § 42-6-5, when the duties or administrative

23

functions of government are designated by law to be performed within a particular department or

24

agency, no transfer of duties or functions and no re-allocation, in whole or part, or appropriations

25

and full-time equivalent positions to any other department or agency shall be authorized.

26

     SECTION 4. From the appropriation for contingency shall be paid such sums as may be

27

required at the discretion of the governor to fund expenditures for which appropriations may not

28

exist. Such contingency funds may also be used for expenditures in the several departments and

29

agencies where appropriations are insufficient, or where such requirements are due to unforeseen

30

conditions or are non-recurring items of an unusual nature. Said appropriations may also be used

31

for the payment of bills incurred due to emergencies or to any offense against public peace and

32

property, in accordance with the provisions of titles 11 and 45, as amended. All expenditures and

33

transfers from this account shall be approved by the governor.

34

     SECTION 5. The general assembly authorizes the state controller to establish the internal

 

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1

service accounts shown below, and no other, to finance and account for the operations of state

2

agencies that provide services to other agencies, institutions and other governmental units on a cost

3

reimbursed basis. The purpose of these accounts is to ensure that certain activities are managed in

4

a businesslike manner; promote efficient use of services by making agencies pay the full costs

5

associated with providing the services; and allocate the costs of central administrative services

6

across all fund types, so that federal and other non-general fund programs share in the costs of

7

general government support. The controller is authorized to reimburse these accounts for the cost

8

of work or services performed for any other department or agency subject to the following

9

expenditure limitations:

10

Account Expenditure Limit

11

State Assessed Fringe Benefit Internal Service Fund 37,255,808

12

Administration Central Utilities Internal Service Fund 30,366,642

13

State Central Mail Internal Service Fund 9,020,425

14

State Telecommunications Internal Service Fund 3,426,061

15

State Automotive Fleet Internal Service Fund 21,610,397

16

Surplus Property Internal Service Fund 44,789

17

Health Insurance Internal Service Fund 272,933,573

18

Other Post-Employment Benefits Fund 63,854,008

19

Capitol Police Internal Service Fund 1,659,403

20

Corrections Central Distribution Center Internal Service Fund 8,679,440

21

Correctional Industries Internal Service Fund 8,477,292

22

Secretary of State Record Center Internal Service Fund 1,231,684

23

Human Resources Internal Service Fund 18,711,878

24

DCAMM Facilities Internal Service Fund 40,492,965

25

Information Technology Internal Service Fund 70,587,805

26

     SECTION 6. The director of the department of administration shall exercise his powers

27

under chapter 11 of title 42 to centralize state fleet operations under the department as it relates to

28

light and medium duty vehicle management, in accordance with best practices.

29

     SECTION 7. Legislative Intent - The general assembly may provide a written "statement

30

of legislative intent" signed by the chairperson of the house finance committee and by the

31

chairperson of the senate finance committee to show the intended purpose of the appropriations

32

contained in section 1 of this article. The statement of legislative intent shall be kept on file in the

33

house finance committee and in the senate finance committee.

34

     At least twenty (20) days prior to the issuance of a grant or the release of funds, which

 

LC000670 - Page 35 of 270

1

grant or funds are listed on the legislative letter of intent, all department, agency, and corporation

2

directors shall notify in writing the chairperson of the house finance committee and the chairperson

3

of the senate finance committee of the approximate date when the funds are to be released or

4

granted.

5

     SECTION 8. Appropriation of Temporary Disability Insurance Funds -- There is hereby

6

appropriated pursuant to §§ 28-39-5 and 28-39-8 all funds required to be disbursed for the benefit

7

payments from the temporary disability insurance fund and temporary disability insurance reserve

8

fund for the fiscal year ending June 30, 2026.

9

     SECTION 9. Appropriation of Employment Security Funds -- There is hereby appropriated

10

pursuant to § 28-42-19 all funds required to be disbursed for benefit payments from the employment

11

security fund for the fiscal year ending June 30, 2026.

12

     SECTION 10. Appropriation of Lottery Division Funds -- There is hereby appropriated to

13

the lottery division any funds required to be disbursed by the lottery division for the purposes of

14

paying commissions or transfers to the prize fund for the fiscal year ending June 30, 2026.

15

     SECTION 11. Appropriation of CollegeBoundSaver Funds - There is hereby appropriated

16

to the office of the general treasurer designated funds received under the collegeboundsaver

17

program for transfer to the division of higher education assistance within the office of the

18

postsecondary commissioner to support student financial aid for the fiscal year ending June 30,

19

2026.

20

     SECTION 12. Departments and agencies listed below may not exceed the number of full-

21

time equivalent (FTE) positions shown below in any pay period. Full-time equivalent positions do

22

not include limited period positions or, seasonal or intermittent positions whose scheduled period

23

of employment does not exceed twenty-six consecutive weeks or whose scheduled hours do not

24

exceed nine hundred and twenty-five (925) hours, excluding overtime, in a one-year period. Nor

25

do they include individuals engaged in training, the completion of which is a prerequisite of

26

employment. Provided, however, that the governor or designee, speaker of the house of

27

representatives or designee, and the president of the senate or designee may authorize an adjustment

28

to any limitation. Prior to the authorization, the state budget officer shall make a detailed written

29

recommendation to the governor, the speaker of the house, and the president of the senate. A copy

30

of the recommendation and authorization to adjust shall be transmitted to the chairman of the house

31

finance committee, senate finance committee, the house fiscal advisor, and the senate fiscal advisor.

32

     State employees whose funding is from non-state general revenue funds that are time

33

limited shall receive limited term appointment with the term limited to the availability of non-state

34

general revenue funding source.

 

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1

FY 2026 FTE POSITION AUTHORIZATION

2

     Departments and Agencies Full-Time Equivalent

3

     Administration 669.6

4

     Provided that no more than 419.1 of the total authorization would be limited to positions

5

that support internal service fund programs.

6

     Office of Energy Resources 20.0

7

     Business Regulation 155.0

8

     Rhode Island Cannabis Control Commission 28.0

9

     Executive Office of Commerce 5.0

10

     Housing 38.0

11

     Labor and Training 461.7

12

     Revenue 604.5

13

     Legislature 298.5

14

     Office of the Lieutenant Governor 8.0

15

     Office of the Secretary of State 62.0

16

     Office of the General Treasurer 92.0

17

     Board of Elections 13.0

18

     Rhode Island Ethics Commission 12.0

19

     Office of the Governor 45.0

20

     Commission for Human Rights 15.0

21

     Public Utilities Commission 57.0

22

     Office of Health and Human Services 243.0

23

     Children, Youth and Families 713.5

24

     Health 572.6

25

     Human Services 779.0

26

     Office of Veterans Services 267.0

27

     Office of Healthy Aging 33.0

28

     Behavioral Healthcare, Developmental Disabilities and Hospitals 1,223.4

29

     Provided that 18.0 of the total authorization would be limited to independent facilitators

30

positions to comply with the Consent Decree Addendum.

31

     Office of the Child Advocate 13.0

32

     Commission on the Deaf and Hard of Hearing 4.0

33

     Governor’s Commission on Disabilities 5.0

34

     Office of the Mental Health Advocate 6.0

 

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1

     Elementary and Secondary Education 156.1

2

     Provided that 3.0 of the total authorization would be available only for positions that are

3

supported by the healthy environments advance learning grant at the school building authority.

4

     School for the Deaf 61.0

5

     Davies Career and Technical School 125.0

6

     Office of Postsecondary Commissioner 48.0

7

     Provided that 1.0 of the total authorization would be available only for positions that are

8

supported by third-party funds, 12.0 would be available only for positions at the state’s higher

9

education centers located in Woonsocket and Westerly, 10.0 would be available only for positions

10

at the nursing education center, and 9.0 would be available for the longitudinal data systems

11

program.

12

     University of Rhode Island 2,571.0

13

     Provided that 353.8 of the total authorization would be available only for positions that are

14

supported by third-party funds.

15

     Rhode Island College 949.2

16

     Provided that 76.0 of the total authorization would be available only for positions that are

17

supported by third-party funds.

18

     Community College of Rhode Island 849.1

19

     Provided that 89.0 of the total authorization would be available only for positions that are

20

supported by third-party funds.

21

     Rhode Island State Council on the Arts 10.0

22

     RI Atomic Energy Commission 8.6

23

     Historical Preservation and Heritage Commission 15.6

24

     Office of the Attorney General 264.1

25

     Corrections 1,461.0

26

     Judicial 749.3

27

     Military Staff 93.0

28

     Emergency Management Agency 38.0

29

     Public Safety 634.0

30

     Office of the Public Defender 104.0

31

     Environmental Management 439.0

32

     Coastal Resources Management Council 32.0

33

     Transportation 755.0

34

     Total 15,806.8

 

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1

     No agency or department may employ contracted employee services where contract

2

employees would work under state employee supervisors without determination of need by the

3

director of administration acting upon positive recommendations by the budget officer and the

4

personnel administrator and fifteen (15) days after a public hearing.

5

     Nor may any agency or department contract for services replacing work done by state

6

employees at that time without determination of need by the director of administration acting upon

7

the positive recommendations of the state budget officer and the personnel administrator and thirty

8

(30) days after a public hearing.

9

     SECTION 13. The amounts reflected in this article include the appropriation of Rhode

10

Island capital plan funds for fiscal year 2026 and supersede appropriations provided for FY 2026

11

within Pub. L. 2024, ch. 117, art. 1, § 13.

12

     The following amounts are hereby appropriated out of any money in the State’s Rhode

13

Island capital plan fund not otherwise appropriated to be expended during the fiscal years ending

14

June 30, 2027, June 30, 2028, June 30, 2029, and June 30, 2030. These amounts supersede

15

appropriations provided within Pub. L. 2024, ch. 117, art. 1, § 13.

16

     For the purposes and functions hereinafter mentioned, the state controller is hereby

17

authorized and directed to draw the controller's orders upon the general treasurer for the payment

18

of such sums and such portions thereof as may be required by the controller upon receipt of properly

19

authenticated vouchers.

20

FY Ending FY Ending FY Ending FY Ending

21

Project 06/30/2027 06/30/2028 06/30/2029 06/30/2030

22

DOA – 560 Jefferson Blvd Asset Protection 50,000 50,000 50,000 55,000

23

DOA – Arrigan Center 100,000 100,000 100,000 100,000

24

DOA – Big River Management Area 746,000 742,000 792,000 787,000

25

DOA – Cannon Building 3,925,000 4,225,000 4,225,000 1,750,000

26

DOA – Chapin Health Laboratory 300,000 0 0 0

27

DOA – Civic Center 1,250,000 1,075,000 1,500,000 1,475,000

28

DOA – Communities Facilities Asset Protection 125,000 125,000 125,000 125,000

29

DOA – Cranston Street Armory 100,000 100,000 100,000 100,000

30

DOA - DoIT Enterprise Operations Center 200,000 200,000 200,000 200,000

31

DOA – Environmental Compliance 225,000 225,000 225,000 225,000

32

DOA – Group Homes Consolidation 4,325,000 4,426,000 5,450,000 5,650,000

33

DOA - Medical Examiner's Office 50,000 50,000 50,000 50,000

34

DOA – Old State House 600,000 100,000 100,000 100,000

 

LC000670 - Page 39 of 270

1

DOA - Pastore Campus Infrastructure 15,000,000 15,000,000 10,000,000 20,000,000

2

DOA – Pastore Hospital Buildings

3

Asset Protection 1,000,000 1,250,000 2,150,000 2,500,000

4

DOA - Pastore Center Non-Hospital Buildings

5

Asset Protection 500,000 500,000 500,000 12,700,000

6

DOA - Pastore Center Power Plant 3,500,000 0 0 0

7

DOA - Replacement of Fueling Tanks 620,000 100,000 100,000 0

8

DOA - RI Convention Center Authority 2,825,000 2,500,000 2,000,000 2,000,000

9

DOA – Shepard Building Upgrades 3,920,000 3,785,000 3,785,000 4,540,000

10

DOA – Security Measures State Buildings 950,000 850,000 650,000 650,000

11

DOA - State House Renovations 17,379,000 16,000,000 31,940,000 8,309,000

12

DOA – State Office Building 550,000 300,000 50,000 300,000

13

DOA – State Office Reorganization &

14

Relocation 250,000 250,000 250,000 250,000

15

DOA – Veterans Auditorium 275,000 150,000 100,000 100,000

16

DOA – Washington County Government Center 150,000 150,000 150,000 150,000

17

DOA - William Powers Building 2,350,000 1,850,000 1,700,000 200,000

18

DOA - Zambarano Buildings and Campus 400,000 900,000 750,000 150,000

19

DOA – Zambarano LTAC Hospital 23,804,439 24,427,656 24,155,740 0

20

OER – Energy Efficiency 1,000,000 1,000,000 1,000,000 1,000,000

21

EOC – I-195 Redevelopment Commission 700,000 700,000 0 0

22

EOC – Quonset Infrastructure 2,500,000 0 0 0

23

SOS – Rhode Island Archives and History

24

Center 4,500,000 0 0 0

25

DCYF – Training School Asset Protection 250,000 250,000 250,000 250,000

26

DOH – Health Laboratories & Medical

27

Examiner Equipment 400,000 400,000 400,000 400,000

28

DHS – Blind Vending Facilities 165,000 165,000 165,000 165,000

29

DHS – Veterans Memorial Cemetery

30

Asset Protection 250,000 300,000 250,000 300,000

31

DHS – Veterans Home Asset Protection 460,000 800,000 1,025,000 1,050,000

32

BHDDH – DD Residential Support 100,000 100,000 100,000 100,000

33

BHDDH – Hospital Equipment Asset Protection 300,000 300,000 300,000 300,000

34

BHDDH – RISPH Equipment 100,000 100,000 100,000 100,000

 

LC000670 - Page 40 of 270

1

ELSEC – Davies School Asset Protection 750,000 500,000 500,000 525,000

2

ELSEC – Davies School HVAC 50,000 50,000 50,000 50,000

3

ELSEC - Davies School Wing Renovation 2,500,000 0 0 0

4

ELSEC – School for the Deaf Asset Protection 100,000 100,000 300,000 300,000

5

ELSEC – MET School Asset Protection 250,000 255,000 255,000 265,000

6

URI - Asset Protection 15,236,863 15,528,074 15,885,220 16,250,580

7

URI – Academic Building Improvements 4,542,055 2,350,000 0 0

8

URI – Campus Accessibility 1,700,000 1,000,000 1,000,000 1,000,000

9

URI - Athletics Complex 20,779,251 0 0 0

10

URI - Bay Campus Phase II 16,853,278 0 0 0

11

URI – PFAS Removal Water Treatment Plant 780,269 0 0 0

12

RIC - Asset Protection 6,500,000 6,632,000 6,850,000 6,850,000

13

RIC - Infrastructure Modernization 5,675,000 5,925,000 5,925,000 6,061,275

14

CCRI - Asset Protection 3,369,452 2,780,000 2,870,000 2,936,010

15

CCRI - Accessibility Improvements 125,000 720,000 590,000 0

16

CCRI – Data, Cabling, and Power Infrastructure 4,894,885 3,300,000 0 0

17

CCRI – Flanagan Campus Renovations 2,734,505 0 0 0

18

CCRI – Renovation and Modernization Phase I 10,784,928 4,000,000 0 0

19

CCRI – Renovation and Modernization

20

Phase II -IV 2,400,000 600,000 0 0

21

AEC – Asset Protection 50,00 50,000 50,000 55,000

22

OAG – Building Renovations and Repairs 1,150,000 900,000 150,000 155,000

23

DOC – Asset Protection 4,100,000 4,100,000 4,100,000 4,100,000

24

Judiciary – Garrahy Courthouse Restoration 1,125,000 0 0 0

25

Judiciary – Judicial Complexes Asset Protection 1,500,000 1,500,000 1,500,000 1,500,000

26

Judiciary – Judicial Complexes HVAC 500,000 500,000 500,000 500,000

27

Judiciary – Judicial Complexes Fan Coil

28

Replacements 750,000 850,000 500,000 500,000

29

Judiciary – Licht Window and masonry Repairs 0 1,500,000 1,545,000 0

30

Military Staff – Asset Protection 1,801,639 1,598,858 2,424,420 1,662,463

31

DPS – Asset Protection 1,335,000 710,000 725,000 300,000

32

DPS – Training Academy Upgrades 695,000 690,000 475,000 600,000

33

RIEMA – RISCON Infrastructure Upgrade 15,000 15,000 0 0

34

DEM – Dam Repair 6,651,030 1,015,000 1,015,000 1,015,000

 

LC000670 - Page 41 of 270

1

DEM – Facilities Asset Protection 750,000 765,000 765,000 765,000

2

DEM – Fish and Wildlife Facilities 200,000 200,000 200,000 200,000

3

DEM – Fort Adams Rehabilitation 500,000 500,000 500,000 500,000

4

DEM – Natural Resources Offices and

5

Visitor's Center 1,836,709 0 0 0

6

DEM – Newport Pier Upgrades 500,000

7

DEM – Port of Galilee 14,113,820 1,500,000 1,500,000 1,500,000

8

DEM – Recreational Facilities Improvements 3,338,551 3,260,000 2,750,000 2,500,000

9

CRMC – Confined Aquatic Dredged

10

Material Disposal Cells 20,100,000 0 0 0

11

DOT – Fixed Guideway Commuter Rail 2,350,000 2,770,000 3,190,000 4,210,000

12

DOT - Highway Improvement Program 19,850,000 19,430,000 19,010,000 17,990,000

13

DOT – Bike Path Asset Protection 400,000 400,000 400,000 400,000

14

DOT – Maintenance Facility Improvements 500,000 1,375,000 500,000 500,000

15

DOT - Maintenance Capital Equipment

16

Replacement 1,800,000 1,800,000 1,800,000 1,800,000

17

DOT - Salt Storage Facilities 1,150,000 1,500,000 1,500,000 1,500,000

18

DOT – Train Station Asset Protection 500,000 500,000 500,000 500,000

19

DOT – Welcome Center 150,000 150,000 150,000 150,000

20

DOT – RIPTA - Land and Buildings 4,496,992 3,162,119 3,162,119 812,500

21

     SECTION 14. Reappropriation of Funding for Rhode Island capital plan fund projects.

22

Any unexpended and unencumbered funds from Rhode Island capital plan fund project

23

appropriations shall be reappropriated in the ensuing fiscal year and made available for the same

24

purpose. However, any such reappropriations are subject to final approval by the general assembly

25

as part of the supplemental appropriations act. Any unexpended funds of less than five hundred

26

dollars ($500) shall be reappropriated at the discretion of the state budget officer.

27

     SECTION 15. For the Fiscal Year ending June 30, 2026, the Rhode Island housing and

28

mortgage finance corporation shall provide from its resources such sums as appropriate in support

29

of the Neighborhood Opportunities Program. The corporation shall provide a report detailing the

30

amount of funding provided to this program, as well as information on the number of units of

31

housing provided as a result to the director of administration, the chair of the housing resources

32

commission, the chair of the house finance committee, the chair of the senate finance committee,

33

and the state budget officer.

34

     SECTION 16. Appropriation of Economic Activity Taxes in accordance with the city of

 

LC000670 - Page 42 of 270

1

Pawtucket downtown redevelopment statute -- There is hereby appropriated for the fiscal year

2

ending June 30, 2026, all state economic activity taxes to be collected pursuant to § 45-33.4-4, as

3

amended (including, but not limited to, the amount of tax revenues certified by the commerce

4

corporation in accordance with § 45-33.4-1(13)), for the purposes of paying debt service on bonds,

5

funding debt service reserves; paying costs of infrastructure improvements in and around the

6

ballpark district, arts district, and the growth center district; funding future debt service on bonds;

7

and funding a redevelopment revolving fund established in accordance with § 45-33-1.

8

     SECTION 17. The appropriations from federal funds contained in section 1 shall not be

9

construed to mean any federal funds or assistance appropriated, authorized, allocated or

10

apportioned to the State of Rhode Island from the state fiscal recovery fund and capital projects

11

fund enacted pursuant to the American Rescue Plan Act of 2021, P.L. 117-2 for fiscal year 2026

12

except for those instances specifically designated.

13

     The State fiscal recovery fund and capital projects fund appropriations herein shall be made

14

in support of the following projects:

15

     Federal Funds - State Fiscal Recovery Fund

16

     Department of Administration (DOA)

17

     DOA- Pandemic Recovery Office. These funds shall be allocated to finance the pandemic

18

recovery office established within the department of administration.

19

     Executive Office of Health and Human Services (EOHHS)

20

     EOHHS - Certified Community Behavioral Clinics. These funds shall be allocated to a

21

program to support certified community behavioral health clinics to bolster behavioral health

22

supports, medical screening and monitoring, and social services to particularly vulnerable

23

populations in response to a rise in mental health needs during the public health emergency.

24

     Rhode Island Department of Elementary and Secondary Education (ELSEC)

25

     RIDE - Adult Education Providers. These funds shall be directly distributed through the

26

office of adult education to nonprofit adult education providers to expand access to educational

27

programs and literary services.

28

     Department of Public Safety (DPS)

29

     DPS – Support for Survivors of Domestic Violence. These funds shall be allocated to

30

invest in the nonprofit community to provide additional housing, clinical and mental health services

31

to victims of domestic violence and sexual assault. This includes increased investments for therapy

32

and counseling, housing assistance, job training, relocation aid and case management.

33

     Federal Funds - Capital Projects Fund

34

     Department of Administration (DOA)

 

LC000670 - Page 43 of 270

1

     DOA - CPF Administration. These funds shall be allocated to the department of

2

administration to oversee the implementation of the capital projects fund award from the American

3

Rescue Plan Act.

4

     SECTION 18. Reappropriation of Funding for State Fiscal Recovery Fund and Capital

5

Projects Fund. Notwithstanding any provision of general law, any unexpended and unencumbered

6

federal funds from the state fiscal recovery fund and capital projects fund shall be reappropriated

7

in the ensuing fiscal year and made available for the same purposes. However, any such

8

reappropriations are subject to final approval by the general assembly as part of the supplemental

9

appropriations act.

10

     SECTION 19. The pandemic recovery office shall monitor the progress and performance

11

of all programs financed by the state fiscal recovery fund and the capital projects fund. On or before

12

October 31, 2023 through January 31, 2025, the office shall provide a report to the speaker of the

13

house and senate president, with copies to the chairpersons of the house and senate finance

14

committees, on a quarterly basis, identifying programs that are at risk of significant underspending

15

or noncompliance with federal or state requirements. Commencing with the report due on April 30,

16

2025, the report will be provided to the speaker of the house and senate president, with copies to

17

the chairpersons of the house and senate finance committees, biannually thereafter until and

18

including October 31, 2026. The report, at a minimum must include an assessment of how

19

programs that are at risk can be remedied. In the event that any state fiscal recovery fund program

20

would put the state at risk of forfeiture of federal funds, the governor may reclassify funding from

21

the at-risk program to other eligible uses as determined by U.S. Treasury. The governor will notify

22

the General Assembly within thirty (30) days of such reclassification.

23

     SECTION 20. Notwithstanding any general laws to the contrary, the Rhode Island student

24

loan authority shall transfer to the state controller by June 30, 2026, the sum of two million nine

25

hundred thousand dollars ($2,900,000).

26

     SECTION 21. This article shall take effect as of July 1, 2025, except as otherwise provided

27

herein.

 

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1

ARTICLE 2

2

RELATING TO STATE FUNDS

3

     SECTION 1. Section 24-18-7 of the General Laws in Chapter 24-18 entitled "Municipal

4

Road and Bridge Revolving Fund” is hereby amended to read as follows:

5

     24-18-7. Procedure for project approval.

6

     (a) By September 1, 2013, the department shall promulgate rules and regulations

7

establishing the project evaluation criteria and the process through which a city or town may submit

8

an infrastructure plan. By December 31, 2013, the agency shall promulgate rules and regulations

9

to effectuate the provisions of this chapter which may include, without limitation, forms for

10

financial assistance applications, loan agreements, and other instruments. All rules and regulations

11

promulgated pursuant to this chapter shall be promulgated in accordance with the provisions of

12

chapter 35 of title 42.

13

     (b) Cities and towns shall submit infrastructure plans to the department in accordance with

14

the department’s rules and regulations promulgated pursuant to subsection (a) of this section.

15

     (c) The department shall evaluate all submitted infrastructure plans and, in accordance with

16

the project evaluation criteria, identify all eligible projects, and after a public hearing, the

17

department shall finalize and provide the agency and statewide planning with a project priority list.

18

The agency shall not award financial assistance to any project not listed on the project priority list

19

other than as set forth in subsection (f) herein.

20

     (d) The agency shall not obligate more than fifty percent (50%) of available funding in any

21

calendar year to any one city or town unless there are no other eligible projects on the project

22

priority list.

23

     (e) Upon issuance of the project priority list, the agency shall award financial assistance to

24

cities and towns for approved projects. The agency may decline to award financial assistance to an

25

approved project that the agency determines will have a substantial adverse effect on the interests

26

of holders of bonds or other indebtedness of the agency or the interests of other participants in the

27

financial assistance program, or for good and sufficient cause affecting the finances of the agency.

28

All financial assistance shall be made pursuant to a loan agreement between the agency and the city

29

or town, acting by and through the officer or officers, board, committee, or other body authorized

30

by law, or otherwise its chief executive officer, according to terms and conditions as determined

31

by the agency, and each loan shall be evidenced and secured by the issue to the agency of city or

32

town obligations in fully marketable form in principal amount, bearing interest at the rate or rates

33

specified in the applicable loan agreement, and shall otherwise bear such terms and conditions as

34

authorized by this chapter and/or the loan agreement.

 

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1

     (f) Notwithstanding any other provision of this chapter, the agency may provide financial

2

assistance for an approved project without the necessity of the approved project being listed on a

3

project priority list if the financial assistance for the approved project is to provide match to other

4

federal, state, local or other funding for the approved project.

5

     SECTION 2. Section 35-4-27 of the General Laws in Chapter 35-4 entitled "State Funds”

6

is hereby amended to read as follows:

7

     35-4-27. Indirect cost recoveries on restricted receipt accounts. [Effective January 1,

8

2025.]

9

     Indirect cost recoveries of fifteen percent (15%) ten percent (10%) of cash receipts shall

10

be transferred from all restricted receipt accounts, to be recorded as general revenues in the general

11

fund. However, there shall be no transfer from cash receipts with restrictions received exclusively:

12

(1) From contributions from nonprofit charitable organizations; (2) From the assessment of indirect

13

cost-recovery rates on federal grant funds; or (3) Through transfers from state agencies to the

14

department of administration for the payment of debt service. These indirect cost recoveries shall

15

be applied to all accounts, unless prohibited by federal law or regulation, court order, or court

16

settlement. The following restricted receipt accounts shall not be subject to the provisions of this

17

section:

18

     Executive Office of Health and Human Services

19

     Organ Transplant Fund

20

     HIV Care Grant Drug Rebates

21

     Health System Transformation Project

22

     Rhode Island Statewide Opioid Abatement Account

23

     HCBS Support-ARPA

24

     HCBS Admin Support-ARPA

25

     Department of Human Services

26

     Veterans’ home — Restricted account

27

     Veterans’ home — Resident benefits

28

     Pharmaceutical Rebates Account

29

     Demand Side Management Grants

30

     Veteran’s Cemetery Memorial Fund

31

     Donations — New Veterans’ Home Construction

32

     Commodity Supplemental Food Program-Claims

33

     Department of Health

34

     Pandemic medications and equipment account

 

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1

     Miscellaneous Donations/Grants from Non-Profits

2

     State Loan Repayment Match

3

     Healthcare Information Technology

4

     Department of Behavioral Healthcare, Developmental Disabilities and Hospitals

5

     Eleanor Slater non-Medicaid third-party payor account

6

     Hospital Medicare Part D Receipts

7

     RICLAS Group Home Operations

8

     Group Home Facility Improvement Fund

9

     Commission on the Deaf and Hard of Hearing

10

     Emergency and public communication access account

11

     Department of Environmental Management

12

     National heritage revolving fund

13

     Environmental response fund II

14

     Underground storage tanks registration fees

15

     De Coppet Estate Fund

16

     Rhode Island Historical Preservation and Heritage Commission

17

     Historic preservation revolving loan fund

18

     Historic Preservation loan fund — Interest revenue

19

     Department of Public Safety

20

     E-911 Uniform Emergency Telephone System

21

     Forfeited property — Retained

22

     Forfeitures — Federal

23

     Forfeited property — Gambling

24

     Donation — Polygraph and Law Enforcement Training

25

     Rhode Island State Firefighter’s League Training Account

26

     Fire Academy Training Fees Account

27

     Attorney General

28

     Forfeiture of property

29

     Federal forfeitures

30

     Attorney General multi-state account

31

     Forfeited property — Gambling

32

     Department of Administration

33

     OER Reconciliation Funding

34

     Health Insurance Market Integrity Fund

 

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1

     RI Health Benefits Exchange

2

     Information Technology restricted receipt account

3

     Restore and replacement — Insurance coverage

4

     Convention Center Authority rental payments

5

     Investment Receipts — TANS

6

     OPEB System Restricted Receipt Account

7

     Car Rental Tax/Surcharge-Warwick Share

8

     Grants Management Administration

9

     RGGI-Executive Climate Change Coordinating Council Projects

10

     Electric Vehicle Charging Stations Operating and Maintenance Account

11

     Office of Energy Resources

12

     OER Reconciliation Funding

13

     RGGI Executive Climate Change Coordinating Council Projects

14

     Electric Vehicle Charging Stations Operating and Maintenance Account

15

     Clean Transportation Programs

16

     Department of Housing

17

     Housing Resources and Homelessness Restricted Receipt Account

18

     Housing Production Fund

19

     Low-Income Housing Tax Credit Fund

20

     Department of Revenue

21

     DMV Modernization Project

22

     Jobs Tax Credit Redemption Fund

23

     Legislature

24

     Audit of federal assisted programs

25

     Department of Children, Youth and Families

26

     Children’s Trust Accounts — SSI

27

     Military Staff

28

     RI Military Family Relief Fund

29

     RI National Guard Counterdrug Program

30

     Treasury

31

     Admin. Expenses — State Retirement System

32

     Retirement — Treasury Investment Options

33

     Defined Contribution — Administration - RR

34

     Violent Crimes Compensation — Refunds

 

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1

     Treasury Research Fellowship

2

     Business Regulation

3

     Banking Division Reimbursement Account

4

     Office of the Health Insurance Commissioner Reimbursement Account

5

     Securities Division Reimbursement Account

6

     Commercial Licensing and Racing and Athletics Division Reimbursement Account

7

     Insurance Division Reimbursement Account

8

     Historic Preservation Tax Credit Account

9

     Rhode Island Cannabis Control Commission

10

     Marijuana Trust Fund

11

     Social Equity Assistance Fund

12

     Judiciary

13

     Arbitration Fund Restricted Receipt Account

14

     Third-Party Grants

15

     RI Judiciary Technology Surcharge Account

16

     Department of Elementary and Secondary Education

17

     Statewide Student Transportation Services Account

18

     School for the Deaf Fee-for-Service Account

19

     School for the Deaf — School Breakfast and Lunch Program

20

     Davies Career and Technical School Local Education Aid Account

21

     Davies — National School Breakfast & Lunch Program

22

     School Construction Services

23

     Office of the Postsecondary Commissioner

24

     Higher Education and Industry Center

25

     IGT STEM Scholarships

26

     Department of Labor and Training

27

     Job Development Fund

28

     Contractor Training Restricted Receipt Account

29

     Rhode Island Council on the Arts

30

     Governors’ Portrait Donation Fund

31

     Statewide records management system account

32

     SECTION 3. Section 35-6-1 of the General Laws in Chapter 35-6 entitled "Accounts and

33

Control” is hereby amended to read as follows:

34

     35-6-1. Controller — Duties in general.

 

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1

     (a) Within the department of administration there shall be a controller who shall be

2

appointed by the director of administration pursuant to chapter 4 of title 36. The controller shall

3

be responsible for accounting and expenditure control and shall be required to:

4

     (1) Administer a comprehensive accounting and recording system that will classify the

5

transactions of the state departments and agencies in accordance with the budget plan;

6

     (2) Maintain control accounts for all supplies, materials, and equipment for all

7

departments and agencies except as otherwise provided by law;

8

     (3) Prescribe a financial, accounting, and cost accounting system for state departments

9

and agencies;

10

     (4) Identify federal grant-funding opportunities to support the governor’s and general

11

assembly’s major policy initiatives and provide technical assistance with the application process

12

and post-award grants management;

13

     (5) Manage federal fiscal proposals and guidelines and serve as the state clearinghouse

14

for the application of federal grants;

15

     (6) Pre-audit all state receipts and expenditures;

16

     (7) Prepare financial statements required by the several departments and agencies, by the

17

governor, or by the general assembly;

18

     (8) Approve the orders drawn on the general treasurer; provided, that the pre-audit of all

19

expenditures under authority of the legislative department and the judicial department by the state

20

controller shall be purely ministerial, concerned only with the legality of the expenditure and

21

availability of the funds, and in no event shall the state controller interpose his or her judgment

22

regarding the wisdom or expediency of any item or items of expenditure;

23

     (9) Prepare and timely file, on behalf of the state, any and all reports required by the

24

United States, including, but not limited to, the Internal Revenue Service, or required by any

25

department or agency of the state, with respect to the state payroll; and

26

     (10) Prepare a preliminary closing statement for each fiscal year. The controller shall

27

forward the statement to the chairpersons of the house finance committee and the senate finance

28

committee, with copies to the house fiscal advisor and the senate fiscal and policy advisor, by

29

September 1 following the fiscal year ending the prior June 30 or thirty (30) days after enactment

30

of the appropriations act, whichever is later. The report shall include but is not limited to:

31

     (i) A report of all revenues received by the state in the completed fiscal year, together

32

with the estimates adopted for that year as contained in the final enacted budget, and together

33

with all deviations between estimated revenues and actual collections. The report shall also

34

include cash collections and accrual adjustments;

 

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1

     (ii) A comparison of actual expenditures with each of the actual appropriations, including

2

supplemental appropriations and other adjustments provided for in the Rhode Island general laws;

3

     (iii) A statement of the opening and closing surplus in the general revenue account; and

4

     (iv) A statement of the opening surplus, activity, and closing surplus in the state budget

5

reserve and cash stabilization account and the state bond capital fund.

6

     (b) The controller shall provide supporting information on revenues, expenditures, capital

7

projects, and debt service upon request of the house finance committee chairperson, senate

8

finance committee chairperson, house fiscal advisor, or senate fiscal and policy advisor.

9

     (c) Upon issuance of the audited annual financial statement, the controller shall provide a

10

report of the differences between the preliminary financial report and the final report as contained

11

in the audited annual financial statement.

12

     (d) The controller shall create a special fund not part of the general fund and shall deposit

13

amounts equivalent to all deferred contributions under this act into that fund. Any amounts

14

remaining in the fund on June 15, 2010, shall be transferred to the general treasurer who shall

15

transfer such amounts into the retirement system as appropriate.

16

     (e) Upon issuance of the audited financial statement, the controller shall transfer fifty

17

percent (50%) of all general revenues received in the completed fiscal year net of transfer to the

18

state budget reserve and cash stabilization account as required by § 35-3-20 in excess of those

19

estimates adopted for that year as contained in the final enacted budget to the employees’

20

retirement system of the state of Rhode Island as defined in § 36-8-2 and fifty percent (50%) to

21

the supplemental state budget reserve account as defined in § 35-3-20.2, except that excess

22

revenues from fiscal year 2023 shall not be transferred to the supplemental state budget reserve

23

account. and that excess revenues from fiscal year 2024 shall not be transferred to the employees’

24

retirement system of the state of Rhode Island and the supplemental state budget reserve account.

25

     (f) The controller shall implement a direct deposit payroll system for state employees.

26

     (1) There shall be no service charge of any type paid by the state employee at any time

27

which shall decrease the net amount of the employee’s salary deposited to the financial institution

28

of the personal choice of the employee as a result of the use of direct deposit.

29

     (2) Employees hired after September 30, 2014, shall participate in the direct deposit

30

system. At the time the employee is hired, the employee shall identify a financial institution that

31

will serve as a personal depository agent for the employee.

32

     (3) No later than June 30, 2016, each employee hired before September 30, 2014, who is

33

not a participant in the direct deposit system, shall identify a financial institution that will serve as

34

a personal depository agent for the employee.

 

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1

     (4) The controller shall promulgate rules and regulations as necessary for implementation

2

and administration of the direct deposit system, which shall include limited exceptions to required

3

participation.

4

     (g) The controller shall oversee the office of risk management (§ 37-11-1 et seq.)

5

     SECTION 4. Section 40.1-1-13 of the General Laws in Chapter 40.1-1 entitled

6

“Department of Behavioral Healthcare, Developmental Disabilities and Hospitals” is hereby

7

amended to read as follows:

8

     40.1-1-13. Powers and duties of the office.

9

     Notwithstanding any provision of the Rhode Island general laws to the contrary, the

10

department of behavioral healthcare, developmental disabilities and hospitals shall have the

11

following powers and duties:

12

     (1) To establish and promulgate the overall plans, policies, objectives, and priorities for

13

state substance abuse education, prevention, and treatment; provided, however, that the director

14

shall obtain and consider input from all interested state departments and agencies prior to the

15

promulgation of any such plans or policies;

16

     (2) Evaluate and monitor all state grants and contracts to local substance abuse service

17

providers;

18

     (3) Develop, provide for, and coordinate the implementation of a comprehensive state plan

19

for substance abuse education, prevention, and treatment;

20

     (4) Ensure the collection, analysis, and dissemination of information for planning and

21

evaluation of substance abuse services;

22

     (5) Provide support, guidance, and technical assistance to individuals, local governments,

23

community service providers, public and private organizations in their substance abuse education,

24

prevention, and treatment activities;

25

     (6) Confer with all interested department directors to coordinate the administration of state

26

programs and policies that directly affect substance abuse treatment and prevention;

27

     (7) Seek and receive funds from the federal government and private sources in order to

28

further the purposes of this chapter;

29

     (8) To act in conjunction with the executive office of health and human services as the

30

state’s co-designated agency (42 U.S.C. § 300x-30(a)) for administering federal aid and for the

31

purposes of the calculation of the expenditures relative to the substance abuse block grant and

32

federal funding maintenance of effort. The department of behavioral healthcare, developmental

33

disabilities and hospitals, as the state’s substance abuse authority, will have the sole responsibility

34

for the planning, policy and implementation efforts as it relates to the requirements set forth in

 

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1

pertinent substance abuse laws and regulations including 42 U.S.C. § 300x-21 et seq.;

2

     (9) Propose, review, and/or approve, as appropriate, proposals, policies, or plans involving

3

insurance and managed care systems for substance abuse services in Rhode Island;

4

     (10) To enter into, in compliance with the provisions of chapter 2 of title 37, contractual

5

relationships and memoranda of agreement as necessary for the purposes of this chapter;

6

     (11) To license facilities and programs for the care and treatment of substance abusers and

7

for the prevention of substance abuse, and provide the list of licensed chemical dependency

8

professionals (LCDP) and licensed chemical dependency clinical supervisors (LCDCS) (licensed

9

by the department of health pursuant to chapter 69 of title 5) for use by state agencies including,

10

but not limited to, the adjudication office of the department of transportation, the district court and

11

superior court and the division of probation and parole for referral of individuals requiring

12

substance use disorder treatment;

13

     (12) To promulgate rules and regulations necessary to carry out the requirements of this

14

chapter;

15

     (13) Perform other acts and exercise any other powers necessary or convenient to carry out

16

the intent and purposes of this chapter;

17

     (14) To exercise the authority and responsibilities relating to education, prevention, and

18

treatment of substance abuse, as contained in, but not limited to, the following chapters: chapters

19

1.10, 10.1, and 28.2 of title 23; chapters 21.2 and 21.3 of title 16; chapter 50.1 of title 42 [repealed];

20

chapter 109 of title 42; chapter 69 of title 5; and § 35-4-18;

21

     (15) To establish a Medicare Part D restricted-receipt account in the hospitals and

22

community rehabilitation services program and the Rhode Island state psychiatric hospital program

23

to receive and expend Medicare Part D reimbursements from pharmacy benefit providers consistent

24

with the purposes of this chapter;

25

     (16) To establish a RICLAS group home operations restricted-receipt account in the

26

services for the developmentally disabled program to receive and expend rental income from

27

RICLAS group clients for group home-related expenditures, including food, utilities, community

28

activities, and the maintenance of group homes;

29

     (17) To establish a non-Medicaid, third-party payor restricted-receipt account in the

30

hospitals and community rehabilitation services program to receive and expend reimbursement

31

from non-Medicaid, third-party payors to fund hospital patient services that are not Medicaid

32

eligible; and

33

     (18) To certify any and all recovery housing facilities directly, or through a contracted

34

entity, as defined by department guidelines, which includes adherence to using National Alliance

 

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1

for Recovery Residences (NARR) standards. In accordance with a schedule to be determined by

2

the department, all referrals from state agencies or state-funded facilities shall be to certified

3

houses, and only certified recovery housing facilities shall be eligible to receive state funding to

4

deliver recovery housing services. As of January 1, 2027, all recovery housing facilities shall be

5

registered with the department and shall adhere to the NARR certification process.

6

     SECTION 5. Section 45-12-33 of the General Laws in Chapter 45-12 entitled

7

"Indebtedness of Towns and Cities” is hereby amended to read as follows:

8

     45-12-33. Borrowing for road and bridge, infrastructure, and school building

9

projects.

10

     (a)(1) In addition to other authority previously granted, during calendar year 2014 a city

11

or town may authorize the issuance of bonds, notes, or other evidences of indebtedness to

12

evidence loans from the municipal road and bridge revolving fund administered by the Rhode

13

Island clean water finance agency Rhode Island infrastructure bank in accordance with chapter 18

14

of title 24. Beginning July 1, 2025, and thereafter, a city or town may authorize the issuance of

15

bonds, notes, or other evidences of indebtedness to evidence loans from the municipal road and

16

bridge revolving fund administered by the Rhode Island infrastructure bank in accordance with

17

chapter 18 of title 24 to provide a match to other federal, state, local or other funding for an

18

approved project from the municipal road and bridge revolving fund.

19

     (2) In addition to other authority previously granted, from July 1, 2015 to June 30, 2016,

20

a city or town may authorize the issuance of bonds, notes, or other evidences of indebtedness to

21

evidence loans from the efficient buildings fund administered by the Rhode Island clean water

22

finance agency infrastructure bank in accordance with chapter 12.2 of title 46 or the school

23

building authority capital fund administered by the Rhode Island health and educational building

24

corporation in accordance with chapter 38.2 of this title.

25

     (b) These bonds, notes, or other evidences of indebtedness are subject to the maximum

26

aggregate indebtedness permitted to be issued by any city or town under § 45-12-2.

27

     (c) The denominations, maturities, interest rates, methods of sale, and other terms,

28

conditions, and details of any bonds or notes issued under the provisions of this section may be

29

fixed by resolution of the city or town council authorizing them, or if no provision is made in the

30

resolution, by the treasurer or other officer authorized to issue the bonds, notes or evidences of

31

indebtedness; provided, that the payment of principal shall be by sufficient annual payments that

32

will extinguish the debt at maturity, the first of these annual payments to be made not later than

33

three (3) years, and the last payment not later than twenty (20) years after the date of the bonds.

34

     The bonds, notes, or other evidences of indebtedness may be issued under this section by

 

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1

any political subdivision without obtaining the approval of its electors, notwithstanding the

2

provisions of §§ 45-12-19 and 45-12-20 and notwithstanding any provision of its charter to the

3

contrary.

4

     SECTION 6. This article shall take effect upon passage.

 

LC000670 - Page 55 of 270

1

ARTICLE 3

2

RELATING TO GOVERNMENT REFORM AND REORGANIZATION

3

     SECTION 1. Sections 2-26-3, 2-26-4, 2-26-5, 2-26-6, 2-26-7, 2-26-8, 2-26-9, and 2-26-10

4

of the General Laws in Chapter 2-26 entitled “Hemp Growth Act” are hereby amended to read as

5

follows:

6

     2-26-3. Definitions.

7

     When used in this chapter, the following terms shall have the following meanings:

8

     (1) “Applicant” means any person, firm, corporation, or other legal entity who or that, on

9

his, her, or its own behalf, or on behalf of another, has applied for permission to engage in any act

10

or activity that is regulated under the provisions of this chapter.

11

     (2) “Cannabis” means all parts of the plant of the genus marijuana, also known as marijuana

12

sativa L. whether growing or not; the seeds thereof; the resin extracted from any part of the plant;

13

and every compound, manufacture, salt, derivative, mixture, or preparation of the plant, its seeds,

14

or resin regardless of cannabinoid content or cannabinoid potency including “marijuana” and

15

“industrial hemp” or “industrial hemp products” which satisfy the requirements of this chapter.

16

     (3) “Cannabidiol” or “CBD” means cannabidiol (CBD) derived from a hemp plant as

17

defined in § 2-26-3, not including products derived from exempt cannabis plant material as defined

18

in 21 C.F.R. § 1308.35.

19

     (4) “Department” means the office of cannabis regulation within the department of

20

business regulation “Cannabis control commission” or “commission” means the Rhode Island

21

cannabis control commission established by § 21-28.11-4.

22

     (5) “Division” means the division of agriculture in the department of environmental

23

management.

24

     (6) “Grower” means a person or entity who or that produces hemp for commercial

25

purposes.

26

     (7) “Handler” means a person or entity who or that produces or processes hemp or

27

agricultural hemp seed into commodities or who manufactures hemp products.

28

     (8) “Hemp” or “industrial hemp” means the plant Cannabis sativa L. and any part of that

29

plant, including the seeds thereof and all derivatives, extracts, cannabinoids, isomers, acids, salts,

30

and salts of isomers, whether growing or not, with a delta-9 tetrahydrocannabinol concentration of

31

not more than three-tenths percent (0.3%) on a dry weight or per volume basis regardless of

32

moisture content, and which satisfies the requirements of this chapter.

33

     (9) “Hemp-derived consumable CBD product” means any product meant for ingestion,

34

including, but not limited to, concentrates, extracts, and cannabis-infused foods and products,

 

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1

which contains cannabidiol derived from a hemp plant as defined in this section, which shall only

2

be sold to persons age twenty-one (21) or older, and which shall not include products derived from

3

exempt cannabis plant material as defined in 21 C.F.R. § 1308.35.

4

     (10) “Hemp products” or “industrial hemp products” means all products made from the

5

plants, including, but not limited to, concentrated oil, cloth, cordage, fiber, food, fuel, hemp-derived

6

consumable CBD products, paint, paper, construction materials, plastics, seed, seed meal, seed oil,

7

and seed certified for cultivation, which satisfy the requirements of this chapter.

8

     (11) “Licensed CBD distributor” means a person licensed to distribute hemp-derived

9

consumable CBD products pursuant to this chapter.

10

     (12) “Licensed CBD retailer” means a person licensed to sell hemp-derived consumable

11

CBD products pursuant to this chapter.

12

     (13) “Cannabis office” or “office” means the cannabis office established by § 21-28.11-

13

18.1.

14

     (13 14) “THC” means tetrahydrocannabinol, the principal psychoactive constituent of

15

cannabis.

16

     (14 15) “THCA” means tetrahydrocannabinol acid.

17

     2-26-4. Hemp an agricultural product.

18

     Hemp is an agricultural product that may be grown as a crop, produced, possessed,

19

distributed, sold at retail, and commercially traded pursuant to the provisions of this chapter.

20

Hemp is subject to primary regulation by the department commission. The division may assist the

21

department commission in the regulation of hemp growth and production.

22

     2-26-5. Authority over licensing and sales.

23

     (a) The department commission shall prescribe rules and regulations for the licensing and

24

regulation of hemp growers, handlers, licensed CBD distributors, and licensed CBD retailers and

25

persons employed by the applicant not inconsistent with law, to carry into effect the provision of

26

this chapter and shall be responsible for the enforcement of the licensing.

27

     (b) All growers, handlers, licensed CBD distributors, and licensed CBD retailers must

28

have a hemp license issued by the department commission. All production, distribution, and retail

29

sale of hemp-derived consumable CBD products must be consistent with any applicable state or

30

local food processing and safety regulations, and the applicant shall be responsible to ensure its

31

compliance with the regulations and any applicable food safety licensing requirements, including,

32

but not limited to, those promulgated by the department of health.

33

     (c) The application for a hemp license shall include, but not be limited to, the following:

34

     (1)(i) The name and address of the applicant who will supervise, manage, or direct the

 

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1

growing and handling of hemp and the names and addresses of any person or entity partnering or

2

providing consulting services regarding the growing or handling of hemp; and

3

     (ii) The name and address of the applicant who will supervise, manage, or direct the

4

distribution or sale of hemp-derived consumable CBD products, and names and addresses of any

5

person or entity partnering or providing consulting services regarding the distribution or sale of

6

hemp-derived CBD products.

7

     (2) A certificate of analysis that the seeds or plants obtained for cultivation are of a type

8

and variety that do not exceed the maximum concentration of delta-9 THC, as set forth in § 2-26-

9

3; any seeds that are obtained from a federal agency are presumed not to exceed the maximum

10

concentration and do not require a certificate of analysis.

11

     (3)(i) The location of the facility, including the Global Positioning System location, and

12

other field reference information as may be required by the department commission with a

13

tracking program and security layout to ensure that all hemp grown is tracked and monitored

14

from seed to distribution outlets; and

15

     (ii) The location of the facility and other information as may be required by the

16

department commission as to where the distribution or sale of hemp-derived consumable CBD

17

products will occur.

18

     (4) An explanation of the seed-to-sale tracking, cultivation method, extraction method,

19

and certificate of analysis or certificate of analysis for the standard hemp seeds or hemp product if

20

required by the department commission.

21

     (5) Verification, prior to planting any seed, that the plant to be grown is of a type and

22

variety of hemp that will produce a delta-9 THC concentration of no more than three-tenths of

23

one percent (0.3%) on a dry-weight basis.

24

     (6) Documentation that the licensee and/or its agents have entered into a purchase

25

agreement with a hemp handler, processor, distributor, or retailer.

26

     (7) All applicants:

27

     (i) Shall apply to the state police, attorney general, or local law enforcement for a

28

National Criminal Identification records check that shall include fingerprints submitted to the

29

Federal Bureau of Investigation. Upon the discovery of a disqualifying conviction defined in

30

subsections (c)(7)(iv) and (c)(7)(v), and in accordance with the rules promulgated by the

31

department commission, the state police shall inform the applicant, in writing, of the nature of the

32

conviction, and the state police shall notify the department commission, in writing, without

33

disclosing the nature of the conviction, that a conviction has been found;

34

     (ii) In those situations in which no conviction has been found, the state police shall

 

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1

inform the applicant and the department commission, in writing, of this fact;

2

     (iii) All applicants shall be responsible for any expense associated with the criminal

3

background check with fingerprints.

4

     (iv) Any applicant who has been convicted of any felony offense under chapter 28 of title

5

21, or any person who has been convicted of murder; manslaughter; first-degree sexual assault;

6

second-degree sexual assault; first-degree child molestation; second-degree child molestation;

7

kidnapping; first-degree arson; second-degree arson; mayhem; robbery; burglary; breaking and

8

entering; assault with a dangerous weapon; or any assault and battery punishable as a felony or

9

assault with intent to commit any offense punishable as a felony, shall, subject to § 28-5.1-14, be

10

disqualified from holding any license or permit under this chapter. The department commission

11

shall notify any applicant, in writing, of a denial of a license pursuant to this subsection.

12

     (v) For purposes of this section, “conviction” means, in addition to judgments of

13

conviction entered by a court subsequent to a finding of guilty, or plea of guilty, those instances

14

where the defendant has entered a plea of nolo contendere and has received a jail sentence or a

15

suspended jail sentence, or those instances wherein the defendant has entered into a deferred

16

sentence agreement with the Rhode Island attorney general and the period of deferment has not

17

been completed.

18

     (8) Any other information as set forth in rules and regulations as required by the

19

department commission.

20

     (d) [Deleted by P.L. 2019, ch. 88, art. 15, § 1.]

21

     (e) The department commission shall issue a hemp license to the grower or handler

22

applicant if he, she, or it meets the requirements of this chapter, upon the applicant paying a

23

licensure fee of two thousand five hundred dollars ($2,500). The license shall be renewed every

24

two (2) years upon payment of a two thousand five hundred dollar ($2,500) renewal fee. Any

25

licensee convicted of any disqualifying offense described in subsection (c)(7)(iv) shall, subject to

26

§ 28-5.1-14, have his, her, or its license revoked. All license fees shall be directed to the

27

department commission to help defray the cost of enforcement. The department commission shall

28

collect a nonrefundable application fee of two hundred fifty dollars ($250) for each application to

29

obtain a license.

30

     (f) Any grower or handler license applicant or license holder may also apply for and be

31

issued one (1) CBD distributor and/or one (1) CBD retailer license at no additional cost, provided

32

their grower or handler license is issued or renewed. CBD distributor and CBD retailer licenses

33

shall be renewed each year at no additional fee provided the applicant also holds or renews a

34

grower and/or handler license.

 

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1

     (g) For applicants who do not hold, renew, or receive a grower or handler license, CBD

2

distributor and CBD retailer licenses shall have a licensure fee of five hundred dollars ($500).

3

The licenses shall be renewed each year upon approval by the department commission and

4

payment of a five hundred dollar ($500) renewal fee.

5

     2-26-6. Rulemaking authority.

6

     (a) The department commission shall adopt rules to provide for the implementation of

7

this chapter, which shall include rules to require hemp to be tested during growth for THC levels

8

and to require inspection of hemp during sowing, growing season, harvest, storage, and

9

processing. Included in these rules should be a system requiring the licensee to submit crop

10

samples to an approved testing facility, as determined by the department commission for testing

11

and verification of compliance with the limits on delta-9 THC concentration.

12

     (b) The department commission shall prescribe rules and regulations for all operational

13

requirements for licensed growers, handlers, CBD distributors, and retailers, and to ensure

14

consistency in manufactured products and appropriate packaging, labeling, and placement with

15

respect to retail sales not inconsistent with law, to carry in effect the provisions of this chapter.

16

     (c) The department commission shall not adopt, under this or any other section, a rule

17

that would prohibit a person or entity to grow, distribute, or sell hemp based solely on the legal

18

status of hemp under federal law.

19

     (d) The department commission may adopt rules and regulations based on federal law

20

provided those rules and regulations are designed to comply with federal guidance and mitigate

21

federal enforcement against the licenses issued under this chapter.

22

     (e) [Deleted by P.L. 2020, ch. 1, § 2 and P.L. 2020, ch. 2, § 2.]

23

     2-26-7. Licensure.

24

     (a) Except as provided in this section, beginning sixty (60) days after the effective date of

25

this chapter, the department commission shall accept the application for licensure to cultivate

26

hemp submitted by the applicant.

27

     (b) A person or entity, licensed by the department commission pursuant to this chapter,

28

shall allow hemp crops, throughout sowing, year-long growing seasons, harvest storage, and

29

processing, manufacturing, and retail facilities to be inspected and tested by and at the discretion

30

of the department commission and as required pursuant to any applicable state or local food

31

processing and safety regulations, including, but not limited to those, promulgated by the Rhode

32

Island department of health.

33

     2-26-8. Methods of extraction.

34

     (a) The department commission shall adopt rules regarding permissible methods of

 

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1

extraction.

2

     (b) No butane method of extraction shall be permitted by the department commission.

3

     2-26-9. Research and educational growth by institutions of higher education.

4

     (a) The department commission is authorized to certify any higher educational institution

5

in Rhode Island to grow or handle, or assist in growing or handling, industrial hemp for the

6

purpose of agricultural or academic research where such higher educational institution submits

7

the following to the department commission:

8

     (1) The location where the higher educational institution intends to grow or cultivate the

9

industrial hemp;

10

     (2) The higher educational institution’s research plan; and

11

     (3) The name of the employee of the higher educational institution who will supervise the

12

hemp growth, cultivation, and research.

13

     (b) Growth for purposes of agricultural and educational research by a higher educational

14

institution shall not be subject to the licensing requirements set forth in § 2-26-5.

15

     (c) The applicant is encouraged to partner with an institution of higher learning within the

16

state of Rhode Island to develop best practices for growing and handling hemp.

17

     (d) The department commission shall maintain a list of each higher education institution

18

certified to grow or cultivate industrial hemp under this chapter.

19

     2-26-10. Enforcement of violations of chapter.

20

     (a) Notwithstanding any other provision of this chapter, if the director of the department

21

chairperson of the commission, or his or her designee, has cause to believe that a violation of any

22

provision of this chapter or any regulations promulgated hereunder has occurred by a licensee

23

who or that is under the department’s commission’s jurisdiction pursuant to this chapter, or that

24

any person or entity is conducting any activities requiring licensure by the department

25

commission under this chapter or the regulations promulgated hereunder without such licensure,

26

the director chairperson, or his or her designee, may, in accordance with the requirements of the

27

administrative procedures act, chapter 35 of title 42:

28

     (1) Revoke or suspend a license;

29

     (2) Levy an administrative penalty in an amount established pursuant to regulations

30

promulgated by the department commission;

31

     (3) Order the violator to cease and desist such actions;

32

     (4) Require a licensee or person or entity conducting any activities requiring licensure

33

under this chapter to take such actions as are necessary to comply with this chapter and the

34

regulations promulgated thereunder; or

 

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1

     (5) Any combination of the above penalties.

2

     (b) If the director of the department chairperson of the commission finds that public

3

health, safety, or welfare requires emergency action, and incorporates a finding to that effect in

4

his or her order, summary suspension of license and/or cease and desist may be ordered pending

5

proceedings for revocation or other action.

6

     SECTION 2. Sections 5-43-1 and 5-43-2 of the General Laws in Chapter 5-43 entitled

7

“Instruction in Jiu-Jitsu or Karate” are hereby repealed.

8

     5-43-1. City and town licensing power.

9

     The city and town councils of the several cities and towns may license schools and other

10

institutions offering instruction in jiu-jitsu and karate. The fee for this license shall not exceed

11

twenty-five dollars ($25.00); provided, that nonprofit organizations and governmental agencies

12

shall be exempt from paying that fee.

13

     5-43-2. Penalty for violations.

14

     Any city or town issuing licenses under this chapter may impose a fine not in excess of

15

twenty dollars ($20.00) upon anyone convicted of offering instruction in jiu-jitsu or karate without

16

that license.

17

     SECTION 3. Section 16-32-2 of the General Laws in Chapter 16-32 entitled "University

18

of Rhode Island [See Title 16 Chapter 97—The Rhode Island Board of Education Act]” is hereby

19

amended to read as follows:

20

     16-32-2. Board of Trustees established.

21

     (a) There is hereby created a board of trustees for the university of Rhode Island, sometimes

22

referred to as the “board” or “board of trustees,” which shall be and is constituted a public

23

corporation, empowered to sue and be sued in its own name; to borrow money; to compromise and

24

settle claims; to have a seal; and to make and execute contracts and other instruments necessary or

25

convenient to the exercise of its powers; and to exercise all the powers, in addition to those

26

specifically enumerated in this chapter, usually appertaining to public corporations entrusted with

27

control of postsecondary educational institutions and functions. Upon its organization, the board

28

shall be vested with the legal title to all property, real and personal, now owned by and/or under

29

the control or in the custody of the council on postsecondary education for the use of the university

30

of Rhode Island, including all its departments, divisions, and branches, sometimes referred to as

31

the property.

32

     (b) The board is empowered to hold and operate the property in trust for the state; to

33

acquire, hold, and dispose of the property and other like property as deemed necessary for the

34

execution of its corporate purposes. The board is made successor to all powers, rights, duties, and

 

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1

privileges for the university of Rhode Island formerly belonging to the council on postsecondary

2

education pertaining to postsecondary education and the board of governors for higher education.

3

     (c) The board shall be the employer of record for the university. It shall retain all authority

4

formerly vested in the council on postsecondary education and the board of education regarding

5

the employment of faculty and staff at the university of Rhode Island. The board shall appoint the

6

president of the university and shall review their performance on an annual basis.

7

     (1) The board is empowered to enter into contracts and agreements with the council on

8

postsecondary education and/or the department of administration related to employee benefits,

9

including but not limited to retirement benefits, health, dental, vision and life insurance, disability

10

insurance, workers’ compensation, and tuition waivers to maximize the state’s and university’s

11

purchasing and investment portfolio and educational opportunities for the benefit of its employees.

12

     (2) The board is empowered to enter into collective bargaining agreements as appropriate

13

with its employees and all existing collective bargaining agreements in effect when the board is

14

established pursuant to § 16-32-2.2 shall be transferred from the council on postsecondary

15

education to the board.

16

     (d) The board shall make rules and regulations for the control and use of all public

17

properties and highways under its care, and for violations of those rules and regulations; penalties,

18

up to one hundred dollars ($100) and costs for any one offense, may be imposed by any district

19

court or police court in the city or town where the violation occurs; and, in general, the board shall

20

take all actions necessary for the proper execution of the powers and duties granted to, and imposed

21

upon, the board by the terms of this chapter.

22

     (e) The board shall make rules and regulations pursuant to chapter 2 of title 37 to implement

23

its responsibilities as a public agency for procurement purposes as defined in § 37-2-7(16).

24

     (1) Notwithstanding the provisions of § 37-2-22, small procurements made by the board

25

and the university shall not exceed an aggregate amount of fifty thousand dollars ($50,000) for

26

construction and ten thousand dollars ($10,000) for all other purchases, regardless of the source of

27

funding, and shall be made in accordance with small purchase regulations promulgated by the

28

board. These thresholds may be increased annually through an amendment to the small purchase

29

regulations promulgated by the board of trustees, to reflect the annual increase in the federal

30

Consumer Price Index published by the United States Department of Labor from the date of any

31

prior adjustment.

32

     (f) The board shall evaluate data on which to base performance of the university as

33

described in subsection (g) of this section which shall be defined by the president of the university.

34

These measures may include and incorporate outcomes or goals from multiple, previous years. The

 

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1

lack of information from previous years, however, will not affect the use of performance-based

2

measures.

3

     (g) The university of Rhode Island shall have unique measures consistent with its purpose,

4

role, scope, and mission. The board shall provide faculty and students an opportunity to provide

5

input on the development of performance measures.

6

     (1) The performance-based measures shall include, but not be limited to, the following

7

metrics:

8

     (i) The number and percentage, including growth in relation to enrollment and prior years

9

of bachelor’s degrees awarded to first-time, full-time students within four (4) years and six (6)

10

years, including summer graduates;

11

     (ii) The number of degrees awarded that are tied to Rhode Island’s high demand, high-

12

wage employment opportunities consistent with the institution’s mission;

13

     (iii) One metric that applies only to the university, in consultation with the president, which

14

shall consider faculty, staff, and student input; and

15

     (iv) Any other metrics that are deemed appropriate by the board.

16

     (2) Weight may be assigned to any of the aforementioned metrics to reinforce the mission

17

of the university, the economic needs of the state, and the socio-economic status of the students.

18

     (h) The board shall hold the university accountable for developing and implementing

19

transfer pathways for students from the community college of Rhode Island and Rhode Island

20

college.

21

     (i) The board shall adopt a process requiring every academic program at the university to

22

accept for credit the advanced placement subject test scores of students who obtain a three (3) or

23

better in any advanced placement course.

24

     (j) The board shall supervise, coordinate, and/or authorize audits, civil and administrative

25

investigations, and inspections or oversight reviews, when necessary, relating to expenditure of

26

state or federal funds, or to any and all university programs and operations, as well as the

27

procurement of any supplies, services, or construction, by the university. In the course of an audit

28

or investigation, the board authorized auditor(s) shall review statutes and regulations of the

29

university and shall determine if the university is in compliance and shall make recommendations

30

concerning the efficiency of operations, and the effect of such statutes or regulations on internal

31

controls and the prevention and detection of fraud, waste, and abuse. The board authorized

32

auditor(s) may recommend policies or procedures that may strengthen internal controls, or assist in

33

the prevention or detection of fraud, waste, and abuse or mismanagement. Any audits conducted

34

shall be transmitted to the office of internal audit and program integrity established in chapter 7.1

 

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1

of title 35.

2

     SECTION 4. Sections 21-28.11-4 and 21-28.11-10.1 of the General Laws in Chapter 21-

3

28.11 entitled “The Rhode Island Cannabis Act” are hereby amended to read as follows:

4

     21-28.11-4. Cannabis control commission.

5

     (a) Establishment of commission. There is hereby established an independent

6

commission known as the Rhode Island Cannabis Control Commission (commission). The

7

purpose of the commission is to oversee the regulation, licensing and control of adult use and

8

medical cannabis and upon transfer of powers pursuant to the provisions of § 21-28.11-10.1, to

9

exercise primary responsibility to oversee the regulation, licensing and control of all cannabis and

10

marijuana use to include medical marijuana.

11

     (b) Appointment of commissioners. The Rhode Island Cannabis Control Commission

12

shall consist of three (3) voting commissioners as follows:

13

     (1) The governor shall appoint, with the advice and consent of the senate, the three (3)

14

voting members of the commission. The speaker of the house shall, within thirty (30) days of the

15

effective date of this chapter, submit to the governor a list of three (3) individuals that the

16

governor shall give due consideration in appointing one individual from this list. The governor

17

shall appoint the other two (2) commissioners without regard to the list submitted by the speaker

18

of the house. The governor shall designate one of the members to serve as chairperson of the

19

commission. Within forty (40) days of the effective date of this chapter, the governor shall submit

20

to the senate for advice and consent the list of three (3) individuals for appointment to the

21

commission along with the governor’s designation of chairperson.

22

     (2) Prior to appointment to the commission, a background investigation shall be

23

conducted into the financial stability, integrity and responsibility of each appointee, including the

24

appointee’s reputation for good character, and honesty. No commissioner or commissioner’s

25

spouse, or child shall have any interest whatsoever in any entity regulated by the commission.

26

     (c) Commissioner requirements. Each commissioner shall be a resident of the state

27

within ninety (90) days of appointment, and while serving on the commission, shall not:

28

     (1) Hold, or be a candidate for, federal, state or local elected office;

29

     (2) Hold an appointed office or other employment in a federal, state or local government;

30

or

31

     (3) Serve as an official in a political party.

32

     (d) Term Limits. Term limits on the initial commissioners shall be as follows: The

33

appointee chosen after consideration of the list provided to the governor by the speaker of the

34

house shall serve an initial term of three (3) years and shall be eligible for reappointment in

 

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1

accordance with this section. Of the appointees chosen by the governor without regard to the list

2

submitted by the speaker of the house, one shall serve an initial term of two (2) years, and one

3

shall serve an initial term of one year and both shall be eligible for reappointment in accordance

4

with this section.

5

     (1) Each initial commissioner is eligible for reappointment for one six (6) year term or

6

until a successor is appointed. Each subsequent commissioner shall serve for a term of six (6)

7

years or until a successor is appointed. Every person appointed or reappointed to fill a vacancy on

8

the cannabis control commission shall be appointed in the manner established pursuant to this

9

section.

10

     (2) If a vacancy is created prior to the expiration of any commissioner’s term, said

11

vacancy shall be filled in the manner established pursuant to this section. Any person appointed to

12

fill said vacancy shall complete the commissioner’s unexpired term and shall then be eligible for

13

reappointment for one additional term pursuant to this section.

14

     (e) Compensation. The chairperson of the commission shall devote their full time

15

attention to the duties of the commission. Upon confirmation, the chairperson shall become a

16

state employee and shall receive a salary as determined by the governor subject to appropriation

17

by the general assembly. The remaining commissioners shall not be state employees but shall

18

receive a monthly stipend as determined by the governor, subject to appropriation by the general

19

assembly, and shall devote sufficient time and attention to the commission to adequately perform

20

their duties.

21

     (f) Records. The commission shall keep a record of the proceedings of the commission

22

and the chair shall be the custodian and keeper of the records of all books, documents and papers

23

filed by the commission and of its minute book. The chair shall cause copies to be made of all

24

minutes and other records and documents of the commission and shall certify that such copies are

25

true copies and all persons dealing with the commission may rely upon such certification. These

26

records shall also be subject to the provisions of title 38, “public records.” The chair shall have

27

and exercise supervision and control over all the affairs of the commission. The chair shall

28

preside at all hearings at which the chair is present and shall designate a commissioner to act as

29

chair in the chair’s absence. To promote efficiency in administration, the chair shall make such

30

division or re-division of the work of the commission among the commissioners, as the chair

31

deems expedient.

32

     (g) Conduct of hearings. The commissioners shall, if so directed by the chair, participate

33

in the hearing and decision of any matter before the commission.

34

     (1) For purposes of this section, “formal matter”, as so designated by the chair, shall

 

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1

include all non-procedural matters to include, but not limited to, hearings subject to the provisions

2

of chapter 35 of title 42 (the “administrative procedures act”) and all decisions relative to the

3

awarding of a license or to the denial or revocation of licenses. A majority of the commissioners

4

is required to hear and approve all formal matters.

5

     (2) For purposes of this section, “procedural matters”, as so designated by the chair,

6

include scheduling, inclusion of agenda items, administrative compliance decisions, ministerial

7

matters, routine clerical functions, and any other act delegated by the commission to be

8

performed by an employee of the commission or the cannabis office. Any procedural or

9

administrative matter may be heard, examined and investigated by a single commissioner or an

10

employee of the commission or the cannabis office as designated and assigned by the chair, with

11

the concurrence of one other commissioner. If designated by the commission or the cannabis

12

office, the designated employee shall make a report in writing relative to the hearing, examination

13

and investigation of every procedural or administrative matter. For the purposes of hearing,

14

examining and investigating any procedural or administrative matter, the designated employee

15

shall have all of the powers conferred upon a commissioner by this section. Any procedural or

16

administrative decision made by a single commissioner or designated employee may be appealed

17

within ten (10) days of issuance of the decision for a hearing before the full commission.

18

     (3) The commission may designate a hearing officer to conduct hearings and make

19

recommendations of decision to the commission in contested cases consistent with chapter 35 of

20

title 42.

21

     (h) Ethics. The provisions of chapter 14 of title 36, the state code of ethics, shall apply to

22

the commissioners and to employees operating under the jurisdiction of the commission to

23

include, but not limited to, personnel of the cannabis office; provided, however, that the

24

commission may promulgate an internal code of ethics for all members and employees that may

25

be more restrictive than the provisions of chapter 14 of title 36. A copy of any internal code of

26

ethics adopted or as amended shall be filed with the state ethics commission. The internal code

27

may include provisions reasonably necessary to carry out the purposes of this chapter.

28

     (i) Public body. The cannabis control commission shall be a public body for the purposes

29

of chapter 46 of title 42 (the “open meetings act”).

30

     (j) Finance. The commission shall, for the purposes of compliance with state finance

31

law, and subject to appropriation by the general assembly, operate as an independent state agency

32

and shall be subject to the laws applicable to agencies under the control of the governor;

33

provided, however, that the chairperson may identify any additional instructions or actions

34

necessary for the department of administration to manage fiscal operations in the state accounting

 

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1

system and meet statewide and other governmental accounting and audit standards. The

2

commission shall properly classify the commission’s operating and capital expenditures, and shall

3

not include any salaries of employees in the commission’s capital expenditures. Unless otherwise

4

exempted by law, the commission shall participate in any other available state administrative

5

services including, but not limited to, the state payroll system, the state retirement system, and

6

state purchases.

7

     (k) Prohibition on discrimination. The commission and all personnel and employees

8

operating under the jurisdiction of the commission to include, but not limited to, personnel of the

9

cannabis office, shall not unlawfully discriminate by considering race, color, religion, sex, sexual

10

orientation, gender identity or expression, age, national origin, or disability in granting, denying,

11

or revoking a license, nor shall any person, corporation, or business firm which is licensed

12

pursuant to the provisions of this chapter unlawfully discriminate against or segregate any person

13

based on these grounds. All businesses licensed by the commission shall operate on a

14

nondiscriminatory basis, according to equal employment treatment and access to their services to

15

all persons, unless otherwise exempted by the laws of the state. Any licensee who fails to comply

16

with this policy is subject to any disciplinary action that is consistent with the legal authority and

17

rules and regulations of the commission. The commission shall cooperate with the state equal

18

opportunity office to prevent any person, corporation, or business firm from unlawfully

19

discriminating because of race, color, religion, sex, sexual orientation, gender identity or

20

expression, age, national origin, or disability or from participating in any practice which may

21

have a disparate effect on any protected class within the population. The state equal opportunity

22

office shall monitor the equal employment opportunity activities and affirmative action plans of

23

the commission.

24

     21-28.11-10.1. Transitional period and transfer of authority.

25

     (a) To protect public health and public safety, upon the effective date of this chapter

26

[May 25, 2022] until final issuance of the commission’s rules and regulations promulgated

27

pursuant to the provisions of this chapter, there shall exist a transitional period of regulatory and

28

enforcement authority regarding the production, possession, regulation, distribution, sale, and use

29

of cannabis relating to the sale by hybrid cannabis retailers of adult use cannabis pursuant to § 21-

30

28.11-10.

31

     (b) During the transitional period, the office of cannabis regulation shall prescribe such

32

forms, procedures, and requirements as necessary to facilitate the acquisition of hybrid retail and

33

cultivation licenses by compassion centers and cultivators licensed pursuant to chapter 28.6 of

34

this title.

 

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1

     (c) Such forms, procedures, and requirements shall be posted on the website of the office

2

of cannabis regulation no later than October 15, 2022, at which time an application period will

3

commence. Applications shall be received, reviewed, and approved on a rolling basis provided

4

that in no case shall an approved hybrid retailer begin adult use sales before December 1, 2022.

5

     (d) The forms, procedures, and requirements prescribed by the office of cannabis

6

regulation shall incorporate, but shall not be limited to, the following:

7

     (1) Requirements pertaining to the physical premises of hybrid retail licensees. Where

8

physically possible these shall include prospective licensee plans to physically separate marijuana

9

and marijuana products designated for adult use and medical sales, respectively, in inventory,

10

storage, and customer-facing floor and display areas; plans to physically separate sales areas for

11

adult use and medical sales, which may be provided by a temporary or semi-permanent physical

12

barrier; plans to provide and maintain a patient consultation area that will allow privacy for

13

confidential consultation with qualifying patients; and plans to prioritize patient and caregiver

14

identification verification and physical entry into retail areas in the event of capacity or other

15

constraints; however, if the premises of a hybrid retail licensee does not allow the licensee to

16

meet the requirements of this subsection or would cause undue hardship on the licensee, the

17

office of cannabis regulation may authorize the hybrid retail licensee to conduct adult use sales at

18

an adjunct location. In authorizing any such adjunct location, the office shall require, at a

19

minimum, the following:

20

     (i) The adjunct location must be physically located within the same municipality and

21

geographic zone;

22

     (ii) The adjunct location must comply with all municipal zoning requirements and obtain

23

municipal approval;

24

     (iii) The approval of any adjunct location will not cause undue hardship upon another

25

licensed cannabis retailer; and

26

     (iv) In the instance that an adjunct location is approved by the office, the hybrid cannabis

27

retailer shall not be permitted to engage in the sale of cannabis for adult use at more than one

28

premises.

29

     (2) Requirements pertaining to inventory, product, and sales tracking. These shall include

30

prospective licensee submission of plans to electronically separate finished marijuana products

31

designated for medical or adult use sales in hybrid licensees’ inventory and sales tracking

32

systems. If prospective hybrid licensees are conducting cultivation activities, they shall submit

33

plans to distinguish between sales of marijuana or finished marijuana products at wholesale based

34

on designation for medical or adult use sales.

 

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1

     (3) Requirements relating to the maintenance of medical marijuana program service

2

levels. These shall include prospective licensee submission of comprehensive policies and

3

procedures detailing plans to maintain a sufficient quantity and variety of medical marijuana

4

products, and if substitutions of medical marijuana products with adult use marijuana products are

5

to be made, a justification for such substitutions. Prospective hybrid licensees shall also be

6

required to designate an individual who will be primarily responsible for maintenance of medical

7

marijuana program service levels and ongoing compliance with existing program requirements,

8

rules, and regulations.

9

     (4) Requirements relating to operating plans, policies, and procedures. These shall

10

include prospective licensee submission, maintenance of, and adherence to a set of written

11

standard operating procedures that encompass both adult use and medical marijuana service lines.

12

These operating plans and procedures shall take the form of an updated operations manual as

13

currently required under medical marijuana program regulations and shall include, but not be

14

limited to, policies and procedures relating to the maintenance of medical marijuana program

15

service levels as defined in this section.

16

     (5) Requirements relating to the advertising of cannabis and cannabis products by hybrid

17

cannabis retailers who have been permitted to sell adult use cannabis pursuant to the provisions of

18

this chapter.

19

     (e) Notwithstanding the foregoing provisions of this section, all prospective and approved

20

applicants for hybrid cannabis retailer and cannabis cultivator licenses under this chapter shall

21

maintain compliance with the existing provisions of chapter 28.6 of this title of the general laws

22

and the regulations promulgated thereunder until final issuance of the commission’s rules and

23

regulations, including, but not limited to, existing restrictions and requirements related to

24

financial disclosures; registration of owners, managers, key persons, agents, and employees;

25

product testing; packaging and labeling; transportation; and home delivery.

26

     (f) Forms, procedures, and requirements relating to this transitional period may be

27

amended by the office of cannabis regulation or the commission up until the final issuance of the

28

commission’s regulations pursuant to the provisions of this chapter at which time the forms,

29

procedures, and requirements will be superseded by the commission’s final rules and regulations.

30

     (g) Upon final issuance of the commission’s rules and regulations, the following shall

31

occur:

32

     (1) All powers, duties and responsibilities of the department of business regulation and

33

the office of cannabis regulation with respect to the regulation, administration and enforcement of

34

the provisions of chapter 28.6 of this title and chapter 26 of title 2 shall be transferred to the

 

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1

commission or as designated by the commission to the cannabis office.

2

     (2) All powers, duties and responsibilities of the department of environmental

3

management with respect to regulation, administration and enforcement of chapter 28.6 of this

4

title shall be transferred to the commission or as designated by the commission to the cannabis

5

office.

6

     (3) All powers, duties and responsibilities of the department of health with respect to

7

regulation, administration and enforcement of chapter 28.6 of this title shall be transferred to the

8

commission or as designated by the commission to the cannabis office, except for the following:

9

     (i) Administration of registry identification cards to qualified patients; and

10

     (ii) Powers delegated to the department pursuant to this chapter or by rules and

11

regulations of the commission.

12

     (4) There shall be established a “cannabis office” with the powers, duties and

13

responsibilities authorized pursuant to § 21-28.11-18.1.

14

     (5) All powers exercised by state agencies, departments and offices pursuant to the

15

provisions of subsections (a) and (b) of this section relating to transitional period authority shall

16

cease.

17

     (h) Upon final issuance of the commission’s rules and regulations, whenever the term

18

“office of cannabis regulation” appears in any general law or regulation, the term shall mean the

19

“cannabis office” as defined in this chapter.

20

      SECTION 5. Chapter 23-24.12 of the General Laws entitled “Proper

21

Management of Unused Paint” is hereby amended by adding thereto the following section:

22

     23-24.12-7. Discontinuation of program.

23

      (a) Effective August 1, 2025, collections of the paint stewardship assessment in

24

effect pursuant to this chapter shall be discontinued. Any proposed program expenditures by the

25

representative organization after that date shall be subject to approval by the department.

26

      (b) No later than September 30, 2025, the representative organization shall

27

submit to the department for review and approval a plan to wind down and discontinue the paint

28

stewardship program. The plan shall include a financial audit of the paint stewardship program as

29

of August 1, 2025, conducted by an independent auditor in accordance with generally accepted

30

auditing standards. The department, in consultation with the department of revenue, may approve

31

the plan as submitted or approve it with conditions as determined by the department. Upon

32

approval of the plan the representative organization shall immediately begin implementation.

33

      (c) No later than December 31, 2025, the representative organization shall

34

transfer any remaining program funds to the Rhode Island resource recovery corporation for use

 

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1

in educating the public about the discontinuation of the program and the available options for

2

safely disposing of paint.

3

      SECTION 6. Effective January 1, 2026, Chapter 23-24.12 of the General Laws

4

entitled “Proper Management of Unused Paint” is hereby repealed in its entirety.

5

CHAPTER 23-24.12

6

Proper Management of Unused Paint

7

      23-24.12-1. Purpose.

8

      (a) To establish a cost-effective, convenient, statewide system for the collection,

9

recycling and reuse of post-consumer paint.

10

      (b) To develop a comprehensive strategy, with the cooperation of state entities,

11

producers, and retailers, for the proper management of post-consumer paint in a safe and

12

environmentally sound manner.

13

      (c) To provide fiscal and regulatory consistency for all producers of paint that

14

participate in the collection system authorized in this chapter.

15

      (d) To establish effective collection, recycling, management and education

16

programs resulting in collection of amounts of unused paint consistent with the goals and targets

17

established pursuant to this chapter.

18

      23-24.12-2. Management of unused architectural paint – Definitions.

19

      (1) “Architectural paint” means interior and exterior architectural coatings sold in

20

containers of five (5) gallons or less. Architectural paint does not include industrial, original

21

equipment or specialty coatings.

22

      (2) “Department” means the department of environmental management.

23

      (3) “Director” means the director of the department of environmental

24

management.

25

      (4) “Distributor” means a company that has a contractual relationship with one or

26

more producers to market and sell architectural paint to retailers in this state.

27

      (5) “Environmentally sound management practices” means procedures for the

28

collection, storage, transportation, reuse, recycling and disposal of architectural paint, to be

29

implemented by the representative organization or such representative organization’s contracted

30

partners to ensure compliance with all applicable federal, state and local laws, regulations and

31

ordinances and the protection of human health and the environment. Environmentally sound

32

management practices include, but are not limited to, record keeping, the tracking and

33

documenting of the use and disposition of post-consumer paint in and outside of this state, and

34

environmental liability coverage for professional services and for the operations of the contractors

 

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1

working on behalf of the representative organization.

2

      (6) “Paint stewardship assessment” means the amount added to the purchase

3

price of architectural paint sold in this state that is necessary to cover the cost of collecting,

4

transporting and processing post-consumer paint by the representative organization pursuant to

5

the paint stewardship program.

6

      (7) “Post-consumer paint” means architectural paint that is not used and that is no

7

longer wanted by a purchaser of architectural paint.

8

      (8) “Producer” means a manufacturer of architectural paint who sells, offers for

9

sale, distributes or contracts to distribute architectural paint in this state.

10

      (9) “Recycling” means any process by which discarded products, components

11

and by-products are transformed into new, usable or marketable materials in a manner in which

12

the original products may lose their identity.

13

      (10) “Representative organization” means the nonprofit organization created by

14

producers to implement the paint stewardship program described in § 23-24.11-3.

15

      (11) “Retailer” means any person who offers architectural paint for sale at retail

16

in this state.

17

      (12) “Reuse” means the return of a product into the economic stream for use in

18

the same kind of application as the product was originally intended to be used, without a change

19

in the product’s identity.

20

      (13) “Sell” or “sale” means any transfer of title for consideration including, but

21

not limited to, remote sales conducted through sales outlets, catalogues, the Internet or any other

22

similar electronic means.

23

      23-24.12-3. Establishment of paint stewardship program.

24

      (a) On or before March 1, 2014, each producer shall join the representative

25

organization and such representative organization shall submit a plan for the establishment of a

26

paint stewardship program to the department for approval. The program shall minimize the public

27

sector involvement in the management of post-consumer paint by reducing the generation of post-

28

consumer paint, negotiating agreements to collect, transport, reuse, recycle, and/or burn for

29

energy recovery at an appropriately licensed facility post-consumer paint using environmentally

30

sound management practices.

31

      (b) The program shall also provide for convenient and available state-wide

32

collection of post-consumer paint that, at a minimum, provides for collection rates and

33

convenience greater than the collection programs available to consumers prior to such paint

34

stewardship program; propose a paint stewardship assessment; include a funding mechanism that

 

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1

requires each producer who participates in the representative organization to remit to the

2

representative organization payment of the paint stewardship assessment for each container of

3

architectural paint sold within the state; include an education and outreach program to help ensure

4

the success of the program; and, work with the department and Rhode Island commerce

5

corporation to identify ways in which the state can motivate local infrastructure investment,

6

business development and job creation related to the collection, transportation and processing of

7

post-consumer paint.

8

      (c) The plan submitted to the department pursuant to this section shall:

9

      (1) Identify each producer participating in the paint stewardship program and the

10

brands of architectural paint sold in this state covered by the program;

11

      (2) Identify how the representative organization will provide convenient,

12

statewide accessibility to the program;

13

      (3) Set forth the process by which an independent auditor will be selected and

14

identify the criteria used by the representative organization in selecting independent auditor;

15

      (4) Identify, in detail, the educational and outreach program that will be

16

implemented to inform consumers and retailers of the program and how to participate;

17

      (5) Identify the methods and procedures under which the paint stewardship

18

program will be coordinated with the Rhode Island resource recovery corporation;

19

      (6) Identify, in detail, the operational plans for interacting with retailers on the

20

proper handling and management of post-consumer paint;

21

      (7) Include the proposed, audited paint assessment as identified in this section;

22

      (8) Include the targeted annual collection rate;

23

      (9) Include a description of the intended treatment, storage, transportation and

24

disposal options and methods for the collected post-consumer paint; and

25

      (10) Be accompanied by a fee in the amount of two thousand five hundred dollars

26

($2,500) to be deposited into the environmental response fund to cover the review of said plan by

27

the department.

28

      (d) Not later than sixty (60) days after submission of a plan pursuant to this

29

section, the department shall make a determination whether to:

30

      (1) Approve the plan as submitted;

31

      (2) Approve the plan with conditions; or

32

      (3) Deny the plan.

33

      (e) Not later than three (3) months after the date the plan is approved, the

34

representative organization shall implement the paint stewardship program.

 

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1

      (f) On or before March 1, 2014, the representative organization shall propose a

2

uniform paint stewardship assessment for all architectural paint sold in this state. Such proposed

3

paint stewardship assessment shall be reviewed by an independent auditor to assure that such

4

assessment is consistent with the budget of the paint stewardship program described in this

5

section and such independent auditor shall recommend an amount for such paint stewardship

6

assessment to the department. The department shall be responsible for the approval of such paint

7

stewardship assessment based upon the independent auditor’s recommendation. If the paint

8

stewardship assessment previously approved by the department pursuant to this section is

9

proposed to be changed, the representative organization shall submit the new, adjusted uniform

10

paint stewardship assessment to an independent auditor for review. After such review has been

11

completed, the representative organization shall submit the results of said auditor’s review and a

12

proposal to amend the paint stewardship assessment to the department for review. The department

13

shall review and approve, in writing, the adjusted paint stewardship assessment before the new

14

assessment can be implemented. Any proposed changes to the paint stewardship assessment shall

15

be submitted to the department no later than sixty (60) days prior to the date the representative

16

organization anticipates the adjusted assessment to take effect.

17

      (g) On and after the date of implementation of the paint stewardship program

18

pursuant to this section, the paint stewardship assessment shall be added to the cost of all

19

architectural paint sold to retailers and distributors in this state by each producer. On and after

20

such implementation date, each retailer or distributor, as applicable, shall add the amount of such

21

paint stewardship assessment to the purchase price of all architectural paint sold in this state.

22

      (h) Any retailer may participate, on a voluntary basis, as a paint collection point

23

pursuant to such paint stewardship program and in accordance with any applicable provision of

24

law or regulation.

25

      (i) Each producer and the representative organization shall be immune from

26

liability for any claim of a violation of antitrust law or unfair trade practice if such conduct is a

27

violation of antitrust law, to the extent such producer or representative organization is exercising

28

authority pursuant to the provisions of this section.

29

      (j) Not later than the implementation date of the paint stewardship program, the

30

department shall list the names of participating producers the brands of architectural paint

31

covered by such paint stewardship program and the cost of the approved paint stewardship

32

assessment on its website.

33

      (k)(1) On and after the implementation date of the paint stewardship program, no

34

producer, distributor or retailer shall sell or offer for sale architectural paint to any person in this

 

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1

state if the producer of such architectural paint is not a member of the representative organization.

2

      (2) No retailer or distributor shall be found to be in violation of the provisions of

3

this section if, on the date the architectural paint was ordered from the producer or its agent, the

4

producer or the subject brand of architectural paint was listed on the department’s website in

5

accordance with the provisions of this section.

6

      (l) Producers or the representative organization shall provide retailers with

7

educational materials regarding the paint stewardship assessment and paint stewardship program

8

to be distributed at the point of sale to the consumer. Such materials shall include, but not be

9

limited to, information regarding available end-of-life management options for architectural paint

10

offered through the paint stewardship program and information that notifies consumers that a

11

charge for the operation of such paint stewardship program is included in the purchase price of all

12

architectural paint sold in this state.

13

      (m) On or before October 15, 2015, and annually thereafter, the representative

14

organization shall submit a report to the director of the department of environmental management

15

that details the paint stewardship program. Said report shall include a copy of the independent

16

audit detailed in subdivision (4) below. Such annual report shall include, but not be limited to:

17

      (1) A detailed description of the methods used to collect, transport and process

18

post-consumer paint in this state;

19

      (2) The overall volume of post-consumer paint collected in this state;

20

      (3) The volume and type of post-consumer paint collected in this state by method

21

of disposition, including reuse, recycling and other methods of processing or disposal;

22

      (4) The total cost of implementing the program, as determined by an independent

23

financial audit, as performed by an independent auditor;

24

      (5) An evaluation of the adequacy of the program’s funding mechanism;

25

      (6) Samples of all educational materials provided to consumers of architectural

26

paint and participating retailers; and

27

      (7) A detailed list of efforts undertaken and an evaluation of the methods used to

28

disseminate such materials including recommendations, if any, for how the educational

29

component of the program can be improved.

30

      (n) The representative organization shall update the plan, as needed, when there

31

are changes proposed to the current program. A new plan or amendment will be required to be

32

submitted to the department for approval when:

33

      (1) There is a change to the amount of the assessment; or

34

      (2) There is an addition to the products covered under the program; or

 

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1

      (3) There is a revision of the product stewardship organization’s goals: or

2

      (4) Every four (4) years, if requested, in writing, by the department the

3

representative organization shall notify the department annually, in writing, if there are no

4

changes proposed to the program and the representative organization intends to continue

5

implementation of the program as previously approved by the department.

6

      23-24.12-4. Regulations.

7

     The department shall promulgate regulations recognizing conditionally exempt small

8

quantity generators of hazardous waste consistent with federal Environmental Protection Agency

9

standards. The department is hereby authorized to promulgate additional rules and regulations as

10

necessary to implement and carry out the provisions of this chapter.

11

      23-24.12-5. Violations.

12

      A violation of any of the provisions of this chapter or any rule or regulation

13

promulgated pursuant to § 23-24.11-4 shall be punishable by a civil penalty not to exceed one

14

thousand dollars ($1,000). In the case of a second and any subsequent violation, the civil penalty

15

shall not exceed five thousand dollars ($5,000) for each violation.

16

      23-24.12-6. Reporting to the general assembly.

17

      Not later than January 15, 2016, and biennially thereafter, the director shall

18

submit a report to the general assembly that describes the results and activities of the paint

19

stewardship program as enacted pursuant to this chapter including any recommendations to

20

improve the functioning and efficiency of the paint collection program, as necessary.

21

     SECTION 7. Section 28-42-51 of the General Laws in Chapter 28-42 entitled

22

"Employment Security — General Provisions" is hereby amended to read as follows:

23

     28-42-51. Additional functions and duties of director of administration.

24

     In addition to and/or in lieu of the sections enumerated in § 28-42-50, the director of

25

administration shall perform, at the department of labor and training, in the manner and to the

26

extent that the director may prescribe, the following functions and duties:

27

     (1) Establish and maintain a current system of internal financial controls and checks

28

necessary to insure the proper handling of accounts in connection with the employment security

29

fund and the employment security administration account created by this chapter, by conducting a

30

continuous pre-audit or a continuous post-audit or by conducting a combination of both (pre-audit

31

or post-audit). The cost of these post-audit activities by the office of internal audit and program

32

integrity in the department of administration shall be reimbursed in full by the department;

33

     (2) Establish and maintain any methods, procedures, and systems of accounting that may

34

be deemed necessary; those records and accounts to be considered, for all purposes, the official

 

LC000670 - Page 77 of 270

1

records of the state and department;

2

     (3) Prepare and furnish financial and any other reports that may be required; and

3

     (4) Perform any other related functions and duties that may be required by chapters 42 —

4

44 of this title.

5

     SECTION 8. Section 35-1.1-4 of the General Laws in Chapter 35-1.1 entitled "Office of

6

Management and Budget" is hereby amended to read as follows:

7

     35-1.1-4. Offices and functions assigned to the office of management and budget —

8

Powers and duties.

9

     (a) The offices assigned to the office of management and budget include the budget

10

office, the office of regulatory reform, the performance management office, and the office of

11

internal audit and program integrity.

12

     (b) The offices assigned to the office of management and budget shall:

13

     (1) Exercise their respective powers and duties in accordance with their statutory

14

authority and the general policy established by the governor or by the director acting on behalf of

15

the governor or in accordance with the powers and authorities conferred upon the director by this

16

chapter;

17

     (2) Provide such assistance or resources as may be requested or required by the governor

18

and/or the director;

19

     (3) Provide such records and information as may be requested or required by the

20

governor and/or the director, to the extent allowed under the provisions of any applicable general

21

or public law, regulation, or agreement relating to the confidentiality, privacy, or disclosure of

22

such records or information; and

23

     (c) Except as provided herein, no provision of this chapter or application thereof shall be

24

construed to limit or otherwise restrict the budget officer from fulfilling any statutory requirement

25

or complying with any valid rule or regulation.

26

     SECTION 9. Section 35-3-24.1 of the General Laws in Chapter 35-3 entitled "State

27

Budget" is hereby amended to read as follows:

28

     35-3-24.1. Program performance measurement.

29

     (a) Beginning with the fiscal year ending June 30, 1997, the governor shall submit, as

30

part of each budget submitted to the general assembly pursuant to § 35-3-7, performance

31

objectives for each program in the budget for the ensuing fiscal year, estimated performance data

32

for the fiscal year in which the budget is submitted, and actual performance data for the preceding

33

two (2) completed fiscal years. Performance data shall include efforts at achieving equal

34

opportunity hiring goals as defined in the department’s annual affirmative action plan. The

 

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1

governor shall, in addition, recommend appropriate standards against which to measure program

2

performance. Performance in prior years may be used as a standard where appropriate. These

3

performance standards shall be stated in terms of results obtained.

4

     (b) The governor may submit, in lieu of any part of the information required to be

5

submitted pursuant to subsection (a), an explanation of why the information cannot as a practical

6

matter be submitted.

7

     (c)(1) The office of management and budget shall be responsible for managing and

8

collecting program performance measures on behalf of the governor. The office is authorized to

9

conduct performance reviews and audits of agencies to determine the manner and extent to which

10

executive branch agencies achieve intended objectives and outcomes.

11

     (2) In order to collect performance measures from agencies, review performance, and

12

provide recommendations, the office of budget and management is authorized to coordinate with

13

the office of internal audit and program integrity regarding the findings and recommendations

14

that result from audits conducted by the office.

15

     (3) In order to facilitate the office of management and budget’s performance reviews,

16

agencies must generate and provide timely access to records, reports, analyses, audits, reviews,

17

documents, papers, recommendations, contractual deliverables, or other materials available

18

relating to agency programs and operations.

19

     (4) In order to ensure alignment of executive branch agency operations with the state’s

20

priorities, the office of management and budget may produce, with all necessary cooperation

21

from executive branch agencies, analyses and recommendations to improve program

22

performance, conduct evidence-based budgeting, and respond to sudden shifts in policy

23

environments.

24

     (5) In order to gain insight into performance or outcomes and inform policymaking and

25

program evaluation, the office of management and budget may lead, manage, and/or coordinate

26

interagency and cross-system collaboration or integration initiatives.

27

     SECTION 10. Section 35-7-15 of the General Laws in Chapter 35-7 entitled "Post Audit

28

of Accounts” is hereby amended to read as follows:

29

     35-7-15. Audit of information security systems.

30

     (a) The general assembly recognizes that the security of government computer systems is

31

essential to ensuring the stability and integrity of vital information gathered and stored by the

32

government for the benefit of the citizenry and the breach of security over computer systems

33

presents a risk to the health, safety, and welfare of the public. It is the intent of the legislature to

34

ensure that government computer systems and information residing on these systems are

 

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1

protected from unauthorized access, compromise, sabotage, hacking, viruses, destruction, illegal

2

use, cyber attack, or any other act that might jeopardize or harm the computer systems and the

3

information stored on them.

4

     (b) In conjunction with the powers and duties outlined in this chapter, the office of

5

internal audit and program integrity may conduct reviews and assessments of the various

6

government computer systems and the security systems established to safeguard these computer

7

systems. Computer systems subject to this section shall include systems that pertain to federal,

8

state, or local programs, and quasi-governmental bodies, and the computer systems of any entity

9

or program that is subject to audit by the office of internal audit and program integrity. The office

10

of internal audit’s and program integrity’s review may include an assessment of system

11

vulnerability, network penetration, potential security breaches, and susceptibility to cyber attack

12

and cyber fraud.

13

     (c) The office of internal audit and program integrity’s findings shall be deemed public

14

records and available for public inspection; provided, however, in the event the review indicates a

15

computer system is vulnerable, or security over the system is otherwise deficient, reasonably

16

segregable portions of the findings shall be subject to public inspection after the redaction of any

17

information, the disclosure of which, would endanger the security of the system or reveal the

18

specific nature of the vulnerabilities found. Notwithstanding any other provision of law to the

19

contrary, the work papers developed in connection with the review of computer systems and the

20

security over those systems authorized by this section shall not be deemed public records and are

21

not subject to disclosure.

22

     (d) In order to maintain the integrity of the computer system, the office of internal audit

23

and program integrity may procure the services of specialists in information security systems or

24

other contractors deemed necessary in conducting reviews under this section, and in procuring

25

those services shall be exempt from the requirements of the state purchasing law or regulation.

26

     (e) Any outside contractor or vendor hired to provide services in the review of the

27

security of a computer system shall be bound by the confidentiality provisions of this section.

28

     SECTION 11. TITLE 35 of the General Laws entitled “Public Finance” is hereby

29

amended as follows:

30

CHAPTER 7.1

31

The Office of Internal Audit and Program Integrity

32

     SECTION 12. Sections 35-7.1-1, 35-7.1-2, 35-7.1-3, 35-7.1-4, 35-7.1-6, 35-7.1-8, and

33

35-7.1-10 of the General Laws in Chapter 35-7.1 entitled "The Office of Internal Audit" are

34

hereby amended to read as follows:

 

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1

     35-7.1-1. Establishment of the office of internal audit and program integrity.

2

     (a) There is hereby established within the office of management and budget an office of

3

internal audit and program integrity. Within the office of internal audit and program integrity,

4

there shall be a chief, appointed by the director of administration, who shall be the administrative

5

head of the office. The person so selected to be the chief shall be selected without regard to

6

political affiliation and with a demonstrated ability in the following areas: accounting, auditing,

7

financial analysis, investigation, management analysis, and public administration. The office of

8

internal audit and program integrity will report to the office of management and budget director.

9

Any reference in general law to the “bureau of audits” or “office of internal audit” shall mean the

10

office of internal audit and program integrity.

11

     (b) The purpose of the office is to prevent and detect fraud, waste, abuse, and

12

mismanagement in the expenditure of public funds including:

13

     (1) All state programs and operations;

14

     (2) The procurement of any supplies, services, or construction by state agencies, bureaus,

15

divisions, sections, departments, offices, commissions, institutions, and activities of the state; and

16

     (3) The procurement or expenditure of public funds by organizations or individuals.

17

     (bc) The chief of the office of internal audit and program integrity shall not hold, or be a

18

candidate for, any elective or any other appointed public office while a chief. No current chief

19

shall hold a position in any political party or political committee, or, aside from voting, actively

20

engage in the political campaign of any candidate for public office that may cause a real or

21

perceived conflict of interest, or participate as a board member of any entity that receives state or

22

federal funding.

23

     (cd) No employee of the office of internal audit and program integrity shall hold, or be a

24

candidate for, any elective public office while an employee, nor shall he/she hold a position in

25

any political party or political committee or, aside from voting, actively engage in a political

26

campaign of any candidate for public office that may cause a real or perceived conflict of interest,

27

or participate as a board member of any not for profit entity that receives state or federal funding.

28

     (dePurposes and scope. The office of internal audit and program integrity is authorized

29

to conduct audits of any state department, state agency, or private entity that is a recipient of state

30

funding or state grants. In addition, the office of internal audit and program integrity is

31

authorized, but not limited to, evaluating the efficiency of operations and internal controls,

32

preventing and detecting fraud, waste, abuse, or mismanagement in the expenditure of public

33

funds, whether federal, state, or local, that are related to any and all state programs and operations

34

as well as the procurement of any goods, services, or construction, by public bodies. As deemed

 

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necessary or expedient by the office of internal audit and program integrity, audits may be made

2

relative to the financial affairs or the economy and efficiency of management of each department,

3

agency or public body. The office of internal audit and program integrity shall determine which

4

such audits shall be performed in accordance with a risk-based evaluation.

5

     (ef) “Public body” or “public bodies” under this chapter shall mean state agencies,

6

bureaus, divisions, departments, offices, commissions, boards, institutions, including the public

7

institutions of higher education, districts, authorities, quasi-agencies, or political subdivisions

8

created by the general assembly, or the governor. “Public body” shall also include any city and

9

town within the state of Rhode Island but municipal audits under this chapter shall only cover the

10

expenditure of state or federal funds distributed by the state. Audits and investigations of public

11

bodies may include the expenditures by nongovernmental agencies of federal, state, and local

12

public funds.

13

     35-7.1-2. Duties.

14

     (a) The chief of internal audit and program integrity shall supervise, coordinate, and/or

15

conduct audits, civil and administrative investigations, and inspections or oversight reviews,

16

when necessary, relating to expenditure of state or federal funds, or to any and all state programs

17

and operations, as well as the procurement of any supplies, services, or construction, by public

18

bodies. In the course of an audit or investigation, the office of internal audit and program integrity

19

shall review statutes and regulations of the public body and shall determine if such a public body

20

is in compliance and shall make recommendations concerning the efficiency of operations, and

21

the effect of such statutes or regulations on internal controls and the prevention and detection of

22

fraud, waste and abuse. The chief of internal audit and program integrity may recommend

23

policies or procedures that may strengthen internal controls, or assist in the prevention or

24

detection of fraud, waste, and abuse or mismanagement.

25

     (b) The person, or persons, with legal authority for any public body may request the

26

assistance of the office of internal audit and program integrity. Any such request must include the

27

scope of services requested and the work to be performed. In such events, the chief, with the

28

approval of the director of management and budget, may assign personnel to conduct, supervise,

29

or coordinate such activity as deemed necessary and appropriate to perform his/her duties in a

30

diligent and prudent manner. The expenses for any such assistance requested by the public body

31

shall be reimbursed by the public body to the office of internal audit and program integrity. The

32

chief may recommend policies for the conduct, supervision, or coordination of the relationship,

33

between state and other state, local governmental agencies as well as federal governmental

34

agencies and nongovernmental entities with respect to all matters relating to the prevention and

 

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detection of fraud, waste, abuse or mismanagement in or relating to any and all programs and

2

activities of the state of Rhode Island.

3

     (c) When it is determined by the office of internal audit and program integrity that an

4

audit is necessary because there is sufficient evidence to believe that there may have been fiscal

5

impropriety, wrongdoing, or fiscal mismanagement by any agent, employee, board member, or

6

commissioner of any public body, the office of internal audit and program integrity may conduct

7

a forensic examination of such entity. All costs associated with the forensic examination shall be

8

paid, as deemed appropriate, either by the examined entity or by an appropriation by the general

9

assembly. Such costs shall include, but not be limited to, the following expenses:

10

     (1) One hundred percent (100%) of the total salaries and benefits paid to the examining

11

personnel of the office of internal audit and program integrity engaged in those examinations;

12

     (2) All costs associated with the procurement of a forensic consultant;

13

     (3) All costs associated with a consultant that provides expertise pertinent to the

14

examinee’s operations;

15

     (4) All reasonable administrative and technology costs related to the forensic examination

16

process. Technology costs shall include the actual cost of software and hardware utilized in the

17

examination process and the cost of training examination personnel in the proper use of the

18

software and hardware.

19

     (d) The chief of internal audit and program integrity, or their designee, may investigate

20

reports of any person who, either prior to, or at the time of, or subsequent to the application for

21

public assistance:

22

     (1) Willfully makes a false statement or misrepresentation;

23

     (2) Impersonates someone else;

24

     (3) Willfully fails to disclose a material fact regarding eligibility or other fraudulent

25

means; or

26

     (4) Secures, aids, or abets, or attempts to secure, aid, or abet, others in securing public

27

assistance (including Supplemental Nutrition Assistance Program (SNAP) or Medicaid) through

28

fraudulent actions.

29

     (e) The chief of internal audit and program integrity, or their designee, is authorized to:

30

     (1) Coordinate, conduct, and/or support investigations aimed at preventing detecting,

31

fraud, waste, abuse, and mismanagement in public assistance programs;

32

     (2) Coordinate and support state and local efforts to investigate and eliminate fraud in

33

public assistance programs;

34

     (3) Work to recover both state and federal funds related to fraudulent activities.

 

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1

     (f) In the course of these investigations, the office of internal audit and program integrity

2

shall collaborate with local law enforcement agencies, the Rhode Island department of human

3

services, the Rhode Island state police, the Rhode Island attorney general, or other local, state,

4

and federal entities as needed to complete the investigations.

5

     (g) The office shall identify methods to implement innovative technology and data

6

sharing in order to detect, analyze, and prevent fraud, waste, and abuse.

7

     35-7.1-3. Investigations or management advisory and consulting services upon

8

request of governor or general assembly.

9

     The office of internal audit and program integrity may, upon the written request of the

10

governor or of the general assembly, conduct audits, provide management advisory and

11

consulting services, or conduct investigations relative to the financial affairs or the economy and

12

efficiency of management, or both, of any public bodies as defined in § 35-7.1-1(e). The office of

13

internal audit and program integrity may, from time to time, make such investigations and

14

additional reports to the governor, the director of the department of administration, the director of

15

the office of management and budget, and the general assembly as deemed necessary or

16

advisable.

17

     35-7.1-4. Management advisory and consulting services provided to public bodies.

18

     When requested in writing by a public body to the chief, the office of internal audit and

19

program integrity may provide management advisory or consulting services to the public body.

20

Any such request must include the scope of services requested and a schedule for the work to be

21

performed.

22

     35-7.1-6. Inspection of records, and papers, and witness testimony – Investigations

23

and Subpoenas.

24

     (a) The chief, in carrying out the duties outlined in this chapter, shall have access to all

25

records, reports, audits, reviews, papers, books, documents, recommendations, correspondence,

26

including information relative to the purchase of goods or services or anticipated purchase of

27

goods or services, from any agent, contractor, or vendor by any public body, as defined in § 35-

28

7.1-1(e), and any other data and material that is maintained by or available to any public body

29

regardless of the media in which it is maintained which is in any way related to the programs and

30

operations with respect to public bodies.

31

     (b) The chief may request information and records, cooperation, and assistance from any

32

state, or local governmental agency as may be necessary for carrying out his/her duties and

33

responsibilities. Upon receipt of such request, each person in charge of the public body shall

34

furnish to the chief, or his/her authorized agent or representative, such information and records,

 

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1

cooperation and assistance, including information relative to the purchase of goods or services or

2

anticipated purchase of goods or services from any contractor or vendor by any public body,

3

within ten (10) business days of receipt of the chief’s request. If the public body is unable to

4

comply with the request for records and/or information within (10) business days, the public body

5

must notify the chief, prior to the expiration of the ten (10) business days, in writing as to the

6

reason, or reasons, why the request cannot be fulfilled within this time and whether additional

7

time is necessary.

8

     (c) The chief may initiate and conduct audits, investigations, and compliance reviews and

9

shall prepare detailed findings, conclusions, and recommendations concerning the administration

10

of programs or operations, and internal controls over processes of public bodies.

11

     (d) The chief shall have direct and prompt access to any public body, its agents, officers,

12

and employees when necessary for any purpose pertaining to the performance of his/her duties

13

and responsibilities under this chapter.

14

     (e) In furtherance of carrying out any of the duties of this chapter, the chief may request,

15

with the written approval of the director of the department of administration and through an

16

administrative subpoena, the attendance and testimony of witnesses and the production of books,

17

records, and other evidence relevant to an active fraud investigation as described in this chapter.

18

The subpoena shall specify the time, date, and place where the witness is to respond. Within

19

twenty (20) days after the service of the subpoena or at any time before the return date specified

20

in the subpoena, whichever period is shorter, the person served may file in a state superior court

21

and serve upon the unit and the attorney general a civil petition for an order of the court

22

modifying or setting aside the subpoena. The petition shall specify each ground upon which the

23

petitioner is seeking relief. If a person neglects or refuses to comply with any request to provide

24

testimony or produce books, records, and other evidence relevant to an investigation, the office of

25

internal audit and program integrity or the attorney general may petition the superior court for an

26

order compelling the person to answer the request. Books, records, and other evidence obtained

27

through an administrative subpoena that are not used in a court proceeding shall be destroyed as

28

soon as practicable.

29

     35-7.1-8. Reports to the state police.

30

     In carrying out his/her duties and responsibilities, the chief shall report to the Rhode

31

Island state police whenever the chief has reasonable grounds to believe there has been a

32

violation of federal or state criminal law. The chief shall also refer findings to the state ethics

33

commission, or to any other federal, state, or local agency with an interest in said findings, in the

34

discretion of the chief. Any referrals made under this section shall not be made public by the

 

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1

office of internal audit and program integrity.

2

     35-7.1-10. Audit and Annual and interim reports.

3

     (a) The office of internal audit and program integrity shall prepare an annual report

4

summarizing the activities of the office of internal audit and program integrity for the prior fiscal

5

year. The office of internal audit and program integrity may also prepare interim performance

6

reports. These reports shall be presented to the director of management and budget. The annual

7

reports shall be posted on the office’s website.

8

     (b) The annual report shall include, but not be limited to: a general description of

9

significant problems in the areas of efficiencies, internal controls, fraud, waste, and abuse within

10

programs and operations within the jurisdiction of the office; a general description of the

11

recommendations for corrective actions made by the office during the reporting period with

12

respect to significant deficiencies in the areas of efficiencies, internal controls, fraud, waste, and

13

abuse; the identification of each significant recommendation described in previous annual reports

14

on which corrective action has not been completed; a summary of matters referred to prosecuting

15

authorities; a summary of any matters concerning the recovery of monies as a result of an audit

16

finding or civil suit or a referral to another agency for the purposes of such suit; a list of all audit

17

reports completed by the office during the reporting period; and a statement of recommendations

18

of amendment to this chapter or the rules, regulations, or procedures governing the office of

19

internal audit and program integrity that would improve the effectiveness or the operations of the

20

office.

21

     (c) The annual report of the office of internal audit and program integrity shall be made

22

public on the day of filing.

23

     (d) At the conclusion of each formal audit, the office of internal audit and program

24

integrity shall produce an audit report which contains, but is not limited to, the scope of the audit,

25

findings, and recommendations. Within twenty (20) calendar days following the date of the

26

issuance of the management-response copy of the draft audit report, the head of the department,

27

agency, public body, or private entity audited shall respond, in writing, to each recommendation

28

made in the audit report. This response shall address the department’s, agency’s, or public body’s

29

or private entity’s plan of corrective action, the party responsible to implement the corrective

30

action plan, and the anticipated date to complete the implementation of the corrective action; and,

31

if applicable, the reasons for disagreement with any recommendation proposed in the audit report

32

and justification of management’s acceptance of risk. The office of internal audit and program

33

integrity may perform follow-up procedures for the purpose of determining whether the

34

department, agency, public body, or private entity has implemented, in an efficient and effective

 

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1

manner, its plan of correction action for the recommendations proposed in the audit report or

2

addressed the risk discussed in the audit report.

3

     (e) Copies of each audit report, inclusive of management’s responses noted in subsection

4

(d) shall be submitted to the chairpersons of the house finance committee, and the senate finance

5

committee and posted on the office’s website.

6

     SECTION 13. Chapter 35-7.1 of the General Laws entitled “The Office of Internal

7

Audit” is hereby amended by adding thereto the following section:

8

     35-7.1-11. Civil actions.

9

      The chief of the office of internal audit and program integrity shall have the

10

authority to initiate civil recovery actions. In any case where the office of internal audit and

11

program integrity has discovered fraudulent acts and believes that civil recovery proceedings may

12

be appropriate, the chief may authorize the initiation of appropriate civil proceedings or refer the

13

case to the appropriate state agency for civil recovery.

14

     SECTION 14. Effective January 1, 2026, section 37-2-12 of the General Laws in Chapter

15

37-2 entitled "State Purchases” is hereby amended to read as follows:

16

     37-2-12. Centralization of the procurement authority.

17

     (a) All rights, powers, duties, and authority relating to the procurement of supplies,

18

services, and construction, and the management, control, warehousing, sale, and disposal of

19

supplies, services, and construction now vested in or exercised by any state agency under the

20

several statutes relating thereto are hereby transferred to the chief purchasing officer as provided

21

in this chapter, subject to the provisions of § 37-2-54. A public agency does not have to utilize the

22

centralized purchasing of the state but the public agency, through its existing internal purchasing

23

function, shall adhere to the general principles, policies and practices set forth in this chapter.

24

     (b) The chief purchasing officer, as defined in § 37-2-7(3)(i), may establish, charge, and

25

collect from state contractors, listed on master-price agreements, an statewide contract

26

administrative fee not to exceed one-third of one percent (0.331%) of the total value of the annual

27

spend against a contract awarded to a state contractor. All statewide contract administrative fees

28

collected pursuant to this subsection shall be deposited into a restricted-receipt account within the

29

general fund designated as the “division of purchases administrative-fee account” and shall be

30

used for the purposes of implementing, maintaining, or operating technology for the submission

31

and processing of bids, online vendor registration, bid notification, and other costs related to state

32

procurement including staffing. On or before January 15, 2019, and annually thereafter on or

33

before January 15, the chief purchasing officer or designee shall file a report with the governor,

34

the speaker of the house, and the president of the senate detailing:

 

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1

     (i) The total amount of funds collected and deposited into the division of purchases

2

administrative-fee account for the most recently completed fiscal year;

3

     (ii) The account balance as of the date of the report;

4

     (iii) An itemization of all expenditures and other uses of said funds from said account for

5

the most recently completed fiscal year; and

6

     (iv) An annual evaluation as to the appropriateness of the amount of the contract

7

administrative fee on master-price agreements.

8

     (c) Subject to the approval of the director of the department of administration, the state

9

controller is authorized to offset any currently recorded outstanding liability on the part of

10

developmental disability organizations (DDOs) to repay previously authorized startup capital

11

advances against the proceeds from the sale of group homes within a fiscal year prior to any sale

12

proceeds being deposited into the information technology restricted receipt account established

13

pursuant to § 42-11-2.5(a).

14

     SECTION 15. Chapter 42-6.2 of the General Laws entitled "2021 Act on Climate" is

15

hereby amended by adding thereto the following section:

16

     42-6.2-13. State Facilities Benchmarking and Performance Standards Program

17

     (a) Definitions

18

     (1) “Department” shall mean all state departments enumerated in R.I. Gen. Laws § 42-6-3

19

and shall additionally include the executive office of health and human services, the executive

20

office of commerce, and the department of housing.

21

     (2) “State-owned, state-occupied facilities” shall mean buildings owned by the state that

22

primarily contain offices or other administrative workspace for state employees and are at least

23

25,000 gross square feet.

24

     (b) State Facilities Energy Usage Reporting

25

     (1) State departments, coordinated and supported by the office of energy resources, shall

26

be required to measure and report monthly energy usage by energy source for their respective

27

state-owned, state-occupied facilities, as well as the gross square footage for each building.

28

     (2) Beginning March 31, 2026, and recurring annually thereafter, departments,

29

coordinated and supported by the office of energy resources, shall report energy use data by

30

source for state-owned, state-occupied facilities for the preceding calendar year through the office

31

of energy resources. No later than 180 days from the March 31 reporting deadline each year, the

32

office of energy resources shall compile and publish each facility’s energy use data by fuel and

33

total emissions.

34

     (c) State Facilities Benchmarking and Performance Standards Program

 

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1

     (1) Utilizing the data due March 31, 2027, in subsection (b)(2), the office of energy

2

resources shall, with consultation from departments, develop and publish performance standards

3

for state-owned, state-occupied facilities by March 31, 2028. The office of energy resources must

4

receive approval from the executive climate change coordinating council before publishing the

5

performance standards and before publishing any revision to the standards thereafter. The

6

performance standards published must include:

7

     (i) An annualized emissions standard based on energy usage for each state-owned, state-

8

occupied facility as necessary, to achieve by specified dates;

9

     (ii) A schedule for compliance terminating in 2050; and

10

     (iii) The cost-benefit analysis used to determine which state-owned, state-occupied

11

facilities are assigned performance standards, as set forth in subsection (c)(2) below.

12

     (2) The performance standards shall be determined by evaluating:

13

     (i) The total amount of emissions reductions that could be achieved while maintaining

14

state operations;

15

     (ii) The relative contribution of the emissions reductions to decadal targets established by

16

R.I. Gen. Laws § 42-6.2-2 compared to other strategies, programs, and actions established by the

17

executive climate change coordinating council in its plan due December 31, 2025 in accordance

18

with subsection (2)(i) of R.I. Gen. Laws § 42-6.2-2; and

19

     (iii) The fiscal impacts of achieving the performance standards.

20

     (3) The departments shall meet the performance standards set in accordance with

21

subsection (c)(2). No later than 90 days after each specified compliance date established in

22

accordance with subsection (c)(1), the office of energy resources shall publish a performance

23

standards compliance report demonstrating the status of each state-owned, state-occupied facility

24

subject to a performance standard. In the event that a state-owned, state-occupied facility fails to

25

meet a performance standard, the office of energy resources must include a corrective action plan

26

due within 90 days of the compliance deadline.

27

     (4) Subsections (c)(1), (c)(2), and (c)(3) shall not apply to state-owned, state-occupied

28

facilities for which the executive climate change coordinating council determines are not suitable

29

candidates for achieving greenhouse gas emission reductions due to economic infeasibility or

30

unique operational or physical limitations. Any such determinations shall be published in addition

31

to the standards required in subsection (c)(2).

32

     (d) Implementation

33

     (1) The executive climate change coordinating council may allocate funds from the

34

restricted receipt account established in R.I. Gen. Laws § 42-6.2-3.1 as necessary for the

 

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1

implementation of this program.

2

     (2) State departments shall work with the office of energy resources to develop a

3

methodology for reporting and/or setting building performance standards for state-owned, state-

4

occupied facilities that are within a campus served by a central utility plant and do not have

5

submetering capabilities.

6

     SECTION 16. Section 42-7-8 of the General Laws in Chapter 42-7 entitled "Executive

7

Department" is hereby amended to read as follows:

8

     42-7-8. American Recovery and Reinvestment Act administration expenses.

9

     (a) There is hereby created restricted receipt accounts, within the office of the governor,

10

for the office of economic recovery and reinvestment, and within the department of

11

administration for the office of internal audit and program integrity and the division of

12

purchasing, to be known as ARRA administrative expense accounts. Payments from the accounts

13

shall be limited to expenses for administrative oversight of American Recovery and Reinvestment

14

Act (ARRA) funds. The governor’s office of economic recovery and reinvestment is authorized

15

by OMB memorandum 09-18 to receive up to one-half percent (0.5%) of stimulus funding to

16

cover oversight expenses.

17

     (b) All amounts deposited in the ARRA administration accounts shall be exempt from the

18

indirect cost recovery provisions of § 35-4-27.

19

     (c) It is hereby provided, at the end of the American Recovery and Reinvestment Act

20

oversight period, balances from the ARRA administrative accounts shall revert to general

21

revenues.

22

     SECTION 17. Section 42-11-2.9 of the General Laws in Chapter 42-11 entitled

23

“Department of Administration” is hereby amended to read as follows:

24

     42-11-2.9. Division of capital asset management and maintenance established.

25

     (a) Establishment.  Within the department of administration there shall be established the

26

division of capital asset management and maintenance (“DCAMM”). Any prior references to the

27

division of facilities management and/or capital projects, if any, shall now mean DCAMM.

28

Within the DCAMM there shall be a director of DCAMM who shall be in the classified service

29

and shall be appointed by the director of administration. The director of DCAMM shall have the

30

following responsibilities:

31

     (1) Oversee, coordinate, and manage the operating budget, personnel, and functions of

32

DCAMM in carrying out the duties described below;

33

     (2) Review agency capital-budget requests to ensure that the request is consistent with

34

strategic and master facility plans for the state of Rhode Island;

 

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1

     (3) Promulgate and adopt regulations necessary to carry out the purposes of this section.

2

     (b) Purpose.  The purpose of DCAMM shall be to manage and maintain state property

3

and state-owned facilities in a manner that meets the highest standards of health, safety, security,

4

accessibility, energy efficiency, and comfort for citizens and state employees and ensures

5

appropriate and timely investments are made for state property and facility maintenance.

6

     (c) Duties and responsibilities of DCAMM.  DCAMM shall have the following duties

7

and responsibilities:

8

     (1) To oversee all new construction and rehabilitation projects on state property, not

9

including property otherwise assigned outside of the executive department by Rhode Island

10

general laws or under the control and supervision of the judicial branch;

11

     (2) To assist the department of administration in fulfilling any and all capital-asset and

12

maintenance-related statutory duties assigned to the department under chapter 8 of title 37 (public

13

buildings) or any other provision of law, including, but not limited to, the following statutory

14

duties provided in § 42-11-2:

15

     (i) To maintain, equip, and keep in repair the statehouse, state office buildings, and other

16

premises, owned or rented by the state, for the use of any department or agency, excepting those

17

buildings, the control of which is vested by law in some other agency;

18

     (ii) To provide for the periodic inspection, appraisal, or inventory of all state buildings

19

and property, real and personal;

20

     (iii) To require reports from state agencies on the buildings and property in their custody;

21

     (iv) To issue regulations to govern the protection and custody of the property of the state;

22

     (v) To assign office and storage space, and to rent and lease land and buildings, for the

23

use of the several state departments and agencies in the manner provided by law;

24

     (vi) To control and supervise the acquisition, operation, maintenance, repair, and

25

replacement of state-owned motor vehicles by state agencies;

26

     (3) To generally manage, oversee, protect, and care for the state’s properties and

27

facilities, not otherwise assigned by Rhode Island general laws, including, but not limited to, the

28

following duties:

29

     (i) Space management, procurement, usage, and/or leasing of private or public space;

30

     (ii) Care, maintenance, cleaning, and contracting for such services as necessary for state

31

property;

32

     (iii) Capital equipment replacement;

33

     (iv) Security of state property and facilities unless otherwise provided by law;

34

     (v) Ensuring Americans with Disabilities Act (ADA) compliance;

 

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1

     (vi) Responding to facilities emergencies;

2

     (vii) Managing traffic flow on state property;

3

     (viii) Grounds keeping/landscaping/snow-removal services;

4

     (ix) Maintenance and protection of artwork and historic artifacts;

5

     (x) On or before August 31, 2022, and each April 1 thereafter to submit to the division of

6

municipal finance a comprehensive list of all real property owned by the state as of the preceding

7

December 31 to facilitate the purposes of § 45-13-5.1. The comprehensive list and all other

8

information provided shall be in a format prescribed by the division of municipal finance. The

9

division of municipal finance shall subsequently provide to DCAMM a certified list of all

10

properties eligible under § 45-13-5.1 for identification in the statewide database established under

11

subsection (d) of this section. Any changes to the comprehensive list of all real property owned

12

by the state after the list has been supplied to the division of municipal finance shall require

13

notification to the division of municipal finance within thirty (30) days;

14

     (4) To manage and oversee state fleet operations.

15

     (d)(1) All state agencies shall participate in a statewide database and/or information

16

system for capital assets, that shall be established and maintained by DCAMM.

17

     (2) Beginning January 1, 2023, all state agencies, departments, boards, commissions,

18

corporations, authorities, quasi-state agencies, councils, or other political subdivisions that utilize

19

real property shall provide DCAMM any information, documentary and otherwise, that may be

20

necessary or desirable to facilitate the purposes of subsection (c)(3)(x) of this section by March 1

21

annually, or subsection (d)(1) of this section as required by DCAMM. The administrative head of

22

each submitting entity shall attest to the accuracy and completeness of the information in writing.

23

     (e) Offices and boards assigned to DCAMM.  DCAMM shall oversee the following

24

boards, offices, and functions:

25

     (1) Office of planning, design, and construction (PDC);

26

     (2) Office of facilities management and maintenance (OFMM);

27

     (3) [Deleted by P.L. 2018, ch. 47, art. 3, § 7.]

28

     (4) [Deleted by P.L. 2018, ch. 47, art. 3, § 7.]

29

     (5) Office of risk management (§ 37-11-1 et seq.);

30

     (6) [Deleted by P.L. 2018, ch. 47, art. 3, § 7.]

31

     (7) Office of state fleet operations (§ 42-11-2.4(d)).

32

     (f) The boards, offices, and functions assigned to DCAMM shall:

33

     (1) Exercise their respective powers and duties in accordance with their statutory

34

authority and the general policy established by the director of DCAMM or in accordance with the

 

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1

powers and authorities conferred upon the director of DCAMM by this section;

2

     (2) Provide such assistance or resources as may be requested or required by the director

3

of DCAMM or the director of administration;

4

     (3) Provide such records and information as may be requested or required by the director

5

of DCAMM or the director of administration; and

6

     (4) Except as provided herein, no provision of this chapter or application thereof shall be

7

construed to limit or otherwise restrict the offices stated above from fulfilling any statutory

8

requirement or complying with any valid rule or regulation.

9

     SECTION 18. Section 42-13-2 of the General Laws in Chapter 42-13 entitled

10

"Department of Transportation" is hereby amended to read as follows:

11

     42-13-2. Organization and functions of the department.

12

     (a) The department shall be organized in accordance with a project management-based

13

program and shall utilize an asset management system.

14

     (1) A project management-based program manages the delivery of the department’s

15

portfolio of transportation improvement projects from project conception to the project

16

completion. Project management activities include:

17

     (i) Managing and reporting on the delivery status of portfolio projects;

18

     (ii) Developing overall workload and budget for the portfolio;

19

     (iii) Developing and implementing the tools to estimate the resources necessary to deliver

20

the projects; and

21

     (iv) Developing and implementing processes and tools to improve the management of the

22

projects.

23

     (2) Asset management is the process used for managing transportation infrastructure by

24

improving decision making for resource allocation. Asset management activities include a

25

systemic process based on economic, engineering, and business principles which includes the

26

following functions:

27

     (i) Completing a comprehensive inventory of system assets;

28

     (ii) Monitoring system performance; and

29

     (iii) Performing analysis utilizing accurate data for managing various assets within the

30

transportation network.

31

     (b) The director of transportation shall appoint a chief operating officer to oversee the

32

day-to-day operations of the department.

33

     (c) The department shall be organized into such divisions as are described in this section

34

and such other divisions, subdivisions, and agencies as the director shall find are necessary to

 

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1

carry out the responsibilities of the department, including: division of finance; division of

2

planning; division of project management; division of operations and maintenance; office of civil

3

rights; office of safety; office of external affairs; office of legal; office of personnel; office of

4

information services.

5

     (d) The director may assign such other responsibilities as he or she shall find appropriate

6

and may reassign functions other than as set out in this section if he or she finds the reassignment

7

necessary to the proper and efficient functioning of the department or of the state’s transportation

8

system.

9

     (e) The department shall submit a report annually no later than March 31 to the speaker

10

of the house, the president of the senate, and the house and senate fiscal advisors concerning the

11

status of the ten-year (10) transportation plan.

12

     (f) Any functions, duties, and staff relating to the Rhode Island department of

13

transportation’s external audit section shall be transferred to the Rhode Island department of

14

administration’s office of internal audit and program integrity, or its successor, upon passage

15

[Feb. 11, 2016].

16

     (1) The chief of the office of internal audit and program integrity, or its successor, who

17

shall be the administrative head of the office of internal audit and program integrity, or its

18

successor, shall supervise, coordinate, and/or conduct audits, civil and administrative

19

investigations, and inspections or oversight reviews, when necessary, relating to programs and

20

operations listed in § 42-13-2.

21

     (2) The office of internal audit’s and program integrity’s (or its successor’s) authorization

22

shall include, but not be limited to, evaluating the efficiency of operations and internal controls,

23

preventing and detecting fraud, waste, abuse or mismanagement in the expenditure of public

24

funds, whether state, federal or those revenues collected by the use of tolls and related to any and

25

all transportation-related programs and operations as well as the procurement of any supplies,

26

services, or construction, by the department of transportation or related institutions of the

27

department of transportation. Investigations may include the expenditures by nongovernmental

28

agencies of federal, state, and local public funds. As deemed necessary or expedient by the office

29

of internal audit and program integrity, or its successor, audits may be made relative to the

30

financial affairs or the economy and efficiency of management of the department of

31

transportation or related institutions.

32

     SECTION 19. Section 42-64-38 of the General Laws in Chapter 42-64 entitled "Rhode

33

Island Commerce Corporation" is hereby amended to read as follows:

34

     42-64-38. Audit of the corporation.

 

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1

     (a) Commencing July 1, 2014, and every five (5) years thereafter, the corporation shall be

2

subject to a performance audit, conducted in compliance with the generally accepted governmental

3

auditing standards, by the office of internal audit and program integrity or a certified public

4

accounting firm qualified in performance audits.

5

     (b) If the audit is not directly performed by his or her office, the selection of the auditor

6

and the scope of the audit shall be subject to the approval of the chief of the office of internal audit

7

and program integrity.

8

     (c) The audit shall be conducted in conformance with § 35-7-3(b) through (d) [repealed].

9

     (d) The results of the audit shall be made public upon completion, posted on the websites

10

of the office of internal audit and program integrity and the corporation.

11

     (e) The corporation shall be responsible for all costs associated with the audit.

12

     SECTION 20. Sections 42-140-3, 42-140-7 and 42-140-8 of the General Laws in Chapter

13

42-140 entitled "Rhode Island Energy Resources Act" are hereby amended to read as follows:

14

     42-140-3. Purposes.

15

     The purposes of the office shall be to:

16

     (1) Develop and put into effect plans and programs to promote, encourage, and assist the

17

provision of energy resources for Rhode Island in a manner that enhances economic well-being,

18

social equity, and environmental quality;

19

     (2) Monitor, forecast, and report on energy use, energy prices, and energy demand and

20

supply forecasts, and make findings and recommendations with regard to energy supply diversity,

21

reliability, and procurement, including least-cost procurement;

22

     (3) Develop and to put into effect plans and programs to promote, encourage and assist

23

the efficient and productive use of energy resources in Rhode Island, and to coordinate energy

24

programs for natural gas, electricity, and heating oil to maximize the aggregate benefits of

25

conservation and efficiency of investments;

26

     (4) Monitor and report technological developments that may result in new and/or

27

improved sources of energy supply, increased energy efficiency, and reduced environmental

28

impacts from energy supply, transmission, and distribution;

29

     (5) Administer the programs, duties, and responsibilities heretofore exercised by the state

30

energy office, except as these may be assigned by executive order or the general laws to other

31

departments and agencies of state government;

32

     (6) Develop, recommend and, as appropriate, implement integrated and/or comprehensive

33

strategies, including at regional and federal levels, to secure Rhode Island’s interest in energy

34

resources, their supply and efficient use, and as necessary to interact with persons, private sector,

 

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1

nonprofit, regional, federal entities and departments and agencies of other states to effectuate this

2

purpose;

3

     (7) Cooperate with agencies, departments, corporations, and entities of the state and of

4

political subdivisions of the state in achieving its purposes;

5

     (8) Cooperate with and assist the state planning council and the division of state planning

6

in developing, maintaining, and implementing state guide plan elements pertaining to energy and

7

renewable energy;

8

     (9) Coordinate the energy efficiency, renewable energy, least cost procurement, and

9

systems reliability plans and programs with the energy efficiency resource management council;

10

and the renewable energy coordinating board;

11

     (10) Participate in, monitor implementation of, and provide technical assistance for the

12

low-income home energy assistance program enhancement plan established pursuant to § 39-1-

13

27.12;

14

     (11) Participate in and monitor the distributed generation standard contracts program

15

pursuant to chapter 26.2 of title 39;

16

     (12) Coordinate opportunities with and enter into contracts and/or agreements with the

17

commerce corporation associated with the energy efficiency, least-cost procurement, system

18

reliability, and renewable energy fund programs;

19

     (13) Provide support and information to the division of planning and the state planning

20

council in development of a ten-year (10) Rhode Island Energy Guide Plan, which shall be

21

reviewed and amended if necessary every five (5) years;

22

     (14) Provide funding support if necessary to the renewable energy coordinating board

23

and/or the advisory council to carry out the objectives pursuant to chapter 140.3 of this title

24

[repealed];

25

     (15) Advise and provide technical assistance to state and federally funded energy

26

program to support:

27

     (i) The federal low-income home energy assistance program which provides heating

28

assistance to eligible low-income persons and any state funded or privately funded heating

29

assistance program of a similar nature assigned to it for administration;

30

     (ii) The weatherization assistance program which offers home weatherization grants and

31

heating system upgrades to eligible persons of low-income;

32

     (iii) The emergency fuel program which provides oil deliveries to families experiencing a

33

heating emergency;

34

     (iv) The energy conservation program, which offers service and programs to all sectors;

 

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1

and

2

     (v) [Deleted by P.L. 2008, ch. 228, § 2, and P.L. 2008, ch. 422, § 2.]

3

     (16) (15) Advise the commerce corporation in the development of standards and rules for

4

the solicitation and award of renewable energy program investment funds in accordance with §

5

42-64-13.2;

6

     (17) (16) Develop, recommend, and evaluate energy programs for state facilities and

7

operations in order to achieve and demonstrate the benefits of energy-efficiency, diversification

8

of energy supplies, energy conservation, and demand management; and

9

     (18) (17) Advise the governor and the general assembly with regard to energy resources

10

and all matters relevant to achieving the purposes of the office.

11

     42-140-7. Conduct of activities.

12

     (a) To the extent reasonable and practical, the conduct of activities under the provisions

13

of this chapter shall be open and inclusive.; the commissioner and the council shall seek in

14

addressing the purposes of the office to involve the research and analytic capacities of institutions

15

of higher education within the state, industry, advocacy groups, and regional entities, and shall

16

seek input from stakeholders including, but not limited to, residential and commercial energy

17

users.

18

     (b) The commissioner shall transmit any unencumbered funds from the renewable energy

19

program under chapter 2 of title 39 to the commerce corporation to be administered in accordance

20

with the provisions of § 39-2-1.2.

21

     42-140-8. Annual report.

22

     The commissioner shall report annually, on or before June 30 March 1 of each year, to

23

the governor, the president of the senate, and the speaker of the house with regard to the status of

24

energy supplies, markets, and conditions, the effectiveness of energy programs, and the activities

25

of the office. including the council, and such other matters related to energy as the commissioner

26

or the council may deem appropriate.

27

     SECTION 21. Section 42-155-7 of the General Laws in Chapter 42-155 entitled "Quasi-

28

Public Corporations Accountability and Transparency Act" is hereby amended to read as follows:

29

     42-155-7. Audit of quasi-public corporations.

30

     (a) Commencing January 1, 2015, and every five (5) years thereafter, each quasi-public

31

corporation shall be subject to a performance audit, conducted in compliance with the generally

32

acceptable governmental auditing standards or the standards for the professional practice of

33

internal auditing, by the chief of the office of internal audit and program integrity. The chief, in

34

collaboration with the quasi-public corporation, shall determine the scope of the audit. To assist

 

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1

in the performance of an audit, the chief, in collaboration with the quasi-public corporation, may

2

procure the services of a certified public accounting firm, which shall be a subcontractor of the

3

office of internal audit and program integrity, and shall be under the direct supervision of the

4

office of internal audit and program integrity. The chief of the office of internal audit and

5

program integrity shall establish a rotating schedule identifying the year in which each quasi-

6

public corporation shall be audited. The schedule shall be posted on the website of the office of

7

internal audit and program integrity.

8

     (b) The audit shall be conducted in conformance with chapter 7 of title 35 (“Post Audit of

9

Accounts”).

10

     (c) Each quasi-public corporation shall be responsible for costs associated with its own

11

audit. The chief and each quasi-public corporation shall agree upon reasonable costs for the audit,

12

not to exceed seventy-five thousand dollars ($75,000), that shall be remitted to the office of

13

internal audit and program integrity.

14

     (d) The results of the audit shall be made public upon completion and posted on the

15

websites of the office of internal audit and program integrity and the quasi-public corporation.

16

     (e) For purposes of this section, a performance audit shall mean an independent

17

examination of a program, function, operation, or the management systems and procedures of a

18

governmental or nonprofit entity to assess whether the entity is achieving economy, efficiency,

19

and effectiveness in the employment of all available resources.

20

     SECTION 22. Section 42-157-6 of the General Laws in Chapter 42-157 entitled "Rhode

21

Island Health Benefit Exchange" is hereby amended to read as follows:

22

     42-157-6. Audit.

23

     (a) Annually, the exchange shall cause to have a financial and/or performance audit of its

24

functions and operations performed in compliance with the generally accepted governmental

25

auditing standards and conducted by the state office of internal audit and program integrity or a

26

certified public accounting firm qualified in performance audits.

27

     (b) If the audit is not directly performed by the state office of internal audit and program

28

integrity, the selection of the auditor and the scope of the audit shall be subject to the approval of

29

the state office of internal audit and program integrity.

30

     (c) The results of the audit shall be made public upon completion, posted on the

31

department’s website and otherwise made available for public inspection.

32

     SECTION 23. The title of Chapter 42-165 of the General Laws entitled "Rhode Island

33

Longitudinal Data Systems Act" is hereby amended to read as follows:

34

CHAPTER 42-165

 

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1

Rhode Island Longitudinal Data Systems Act

2

CHAPTER 42-165

3

RHODE ISLAND INTEGRATED DATA SYSTEMS ACT

4

      SECTION 24. Sections 42-165-1, 42-165-2, 42-165-3, 42-165-4, 42-165-5, 42-

5

165-6, 42-165-7 of the General Laws in Chapter 42-165 entitled "Rhode Island Integrated Data

6

Systems Act" are hereby amended to read as follows:

7

     42-165-1. Rhode Island longitudinal data system act.

8

     This chapter shall be known and may be cited as the “Rhode Island Longitudinal Integrated

9

Data System Act.”

10

     42-165-2. Findings.

11

     (a) Purpose. The Rhode Island Longitudinal Integrated Data System (RILDSRIIDS)

12

“DATA RI” is Rhode Island’s statewide longitudinal integrated data system that integrates and

13

links individual or unit-level data. The purpose of the RILDSRIIDS is to connect federated data

14

across sectors and over time to support research aligned with the state’s priorities; inform

15

policymaking and program evaluation; and improve the well-being of all Rhode Islanders.

16

     (b) The general assembly finds and declares that:

17

     (1) The state is committed to maintaining a longitudinal data system that the public,

18

researchers, and policymakers can use to analyze and assess Rhode Islanders’ aggregate progress

19

from early learning programs through postsecondary education and into employment; and

20

     (2) A national collaborative effort among federal and state policymakers, state officials,

21

and national education organizations has defined the essential components of a statewide

22

longitudinal data system; and

23

     (3) The RI Longitudinal Data System (RILDS)DataHUB is the state education and

24

workforce longitudinal data system, aligned to the U.S. Department of Education’s Statewide

25

Longitudinal Data System (SLDS) grant program and the U.S. Department of Labor’s Workforce

26

Data Quality Initiative grant program.

27

     (4) The Ecosystem is the state’s health and human services integrated data system focused

28

on improving the outcomes of these related programs and starting from the base of the Medicaid

29

program.

30

     (5) The Ecosystem, the RILDS and individual programs can be connected in a federated

31

manner that enables programs to retain control of their data but also allows secure sharing of data

32

when there is an approved data analysis project.

33

     (6) Unified governance across the Ecosystem and RILDS will allow more efficient and

34

secure operation of the state’s data infrastructure.

 

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1

     42-165-3. Definitions.

2

     For the purpose of this chapter, the following terms shall have the following meanings

3

unless the context clearly requires otherwise:

4

     (1) “Participating agency” means the Rhode Island department of education, the office of

5

the postsecondary commissioner, the Rhode Island department of labor and training, executive

6

office of health and human services, and any agency that has executed a memorandum of

7

understanding for recurring participation in the Rhode Island longitudinalintegrated data system.

8

     (2) “Rhode Island Longitudinal Data System” (RILDS) formerly known as the RI

9

DataHUB operated by DataSpark, is the current statewide longitudinal data system and will

10

belocated for budgetary purposes in the office of the postsecondary commissioner.

11

     (3) “The Ecosystem” is the executive office of health and human services integrated data

12

system. “Rhode Island Longitudinal Data System Center” (Center) is comprised of the current

13

entity known as DataSpark and whatever other resources as necessary to accomplish the powers

14

and duties prescribed herein.

15

     (4) “State and federal privacy laws” means all applicable state and federal privacy laws and

16

accompanying regulations, including but not limited to the federal Family Educational Rights and

17

Privacy Act and its accompanying regulations (“FERPA”), Health Insurance Portability and

18

Accountability Act (“HIPAA”), R.I. Gen. Laws § 28-42-38, 20 C.F.R. § 603.1 et seq., and any

19

other privacy measures that apply to the personally identifiable information that is used by the

20

center and/or becomes part of the RILDS, the Ecosystem or RIIDS hereunder.

21

     (5) “Statewide Rhode Island integrated data system” or “integrated data system” or

22

RIIDS” means an the state individual-, family- or unit-level data system that links and integrates

23

records from state datasets from all major education, economic, health, human service, labor, and

24

public safety programs including the RILDS, the Ecosystem and any other data repositories

25

accepted by the RIIDS governing board.

26

     (6) “Statewide longitudinal data system” or “longitudinal data system” or “SLDS” means

27

an individual- or unit-level data system that links and integrates records from state datasets

28

including but not limited to early childhood and prekindergarten, through elementary, secondary,

29

and postsecondary education, and into the workforce from participating agencies and entities.

30

     42-165-4. Creation.

31

     (a) The RILDS RIIDS “DATA RI” is hereby established within the office of the

32

postsecondary commissioner and is granted and authorized to use all the powers set forth in this

33

chapter.

34

     (b) Functions. The RILDS RIIDS “DATA RI” shall:

 

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1

     (1) Transmit, store, enable access to, permit the use, and dispose of linked data and

2

information in accordance with the National Institute of Standards and Technology (NIST)

3

Cybersecurity Framework and associated NIST 800-53 security controls commensurate with data

4

sensitivity level and in accordance with all applicable state and privacy laws and state security

5

policies;

6

     (2) Serve as a central repository of the state’s inter-agency, longitudinal, linked and

7

individual data;

8

     (3) Enable the integration, linkage, and management of information;

9

     (4) Report on and provide public access to aggregate data to, among other things, address

10

inequities in access, opportunities, and outcomes and improve student and educator decision-

11

making;

12

     (5) Provide clarity to university and other researchers on the process to request data and

13

what data is available to request; and

14

     (6) Nothing in this chapter shall negate or otherwise adversely affect the validity and legal

15

enforceability of any existing data sharing and/or research agreements executed between and

16

among the state’s participating agencies and the state’s statewide longitudinal data systemRILDS

17

or Ecosystem.

18

     42-165-5. Governing board.

19

     (a) Composition of board. The RILDS RIIDS “DATA RI” will be governed by the Rhode

20

Island longitudinal Integrated data system governing board (the board).

21

     (1) The board shall be composed of:

22

     (i) The director of the department of administration or designee who serves as one co-chair;

23

     (ii) The directors of any participating agencies as described in § 42-165-3 and § 42-165-6,

24

or their designee;

25

     (iii) The director of the office of management and budget or designee;

26

     (iv) The chief digital officer or designee;

27

     (v) The director of the center, as set forth in § 42-165-7;

28

     (vi) The secretary of health and human services or designee who serves as one co-chair;

29

and

30

     (vii) The commissioner of postsecondary education or designee who serves as one co-chair.

31

     (2) The board shall be overseen by two co-chairs. As The co-chairs, the director of

32

administration or designee shall be responsible for overseeing and directing the policy duties and

33

responsibilities of the board. The other co-chair shall be the commissioner of postsecondary

34

education who shall be responsible for and overseeing, supervising, and directing the operational

 

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1

duties of the center and its personnel.

2

     (b) Powers and duties. The board shall:

3

     (1) In consultation with the center and Ecosystem, and in accordance with federal and state

4

privacy law, approve policies regarding how data requests from state and local agencies, the Rhode

5

Island general assembly, universities, third-party researchers, and the public will be managed;

6

     (2) In consultation with the center and the Ecosystem, approve policies regarding the

7

publishing of reports and other information that should be available to public stakeholders;

8

     (3) Approve standards implemented by the center and Ecosystem for the security, privacy,

9

access to, and confidentiality of data, including policies to comply with the Family Educational

10

Rights and Privacy Act, Health Insurance Portability and Accountability Act, R.I. Gen. Laws § 28-

11

42-38, 20 C.F.R. § 603.1 et seq., and any other privacy measures, as required by law, state policy,

12

or the board;

13

     (4) Perform other functions that are necessary to ensure the successful continuation,

14

management, and expansion of the RILDSRIIDS;

15

     (5) Establish a data governance committee to work with the center and Ecosystem on an

16

ongoing basis to among other responsibilities, approve data requests;

17

     (6) Oversee and collaborate with the data governance committee, the Ecosystem and the

18

center as set forth in § 42-165-7; and

19

     (7) Serve as the single governing board for the RILDS and the Ecosystem;

20

     (8) Set the strategic direction for RIIDS to ensure it:

21

     (i) Improves transparency and public accessibility of data, including increasing the

22

availability of dashboards, plain language summaries; public data catalogs of research and reports;

23

     (ii) Enhances data availability for internal state use, ensuring data is accessible to state

24

analysts to conduct broad analysis of state programs, thereby improving the State’s understanding

25

of the operation and impact of its programs; and

26

     (iii) improves data availability for external researchers. Data shall be made available to

27

researchers to the greatest extent possible limited to allow evidence-based improvements to state

28

programs; and

29

     (7) By November 1, 2023, provide a plan to the governor, the house, and the senate on how

30

to establish a statewide integrated data system. The plan should consider elements such as:

31

     (i)  The role an IDS can play in improving the operation of programs; reducing fraud, waste,

32

and abuse; and establishing a state culture of program evaluation;

33

     (ii)  Providing state agencies with evaluation services and providing state analysts access

34

to data based on their role;

 

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1

     (iii)  Providing researchers with access to state data;

2

     (iv)  The importance of data privacy and security;

3

     (v)  The importance of public transparency and the role of the state transparency portal;

4

     (vi)  The creation of a state chief data officer;

5

     (vii)  Sustainable funding and governance for the IDS;

6

     (viii)  The role of data federation; and

7

     (ix)  The timeline for implementing the IDS.

8

     (9) The center or the Ecosystem is considered to be an agent of the executive state agency

9

sharing government information for a particular data project and is an authorized receiver of

10

government information under the statutory or administrative law that governs the government

11

information. Interagency data sharing under this chapter does not constitute a disclosure or release

12

under any statutory or administrative law that governs the government information.

13

     42-165-6. Participating agencies.

14

     (a) Participating agencies shall transfer data, as applicable, to the RILDS in accordance

15

with the data security policies as approved by the board, and pursuant to the requirements of state

16

and federal privacy laws and policies.

17

     (b) Any agencies providing data on a recurring basis to the RILDS shall provide a

18

representative to the board and be governed in the same manner as the initial agencies and entities

19

and shall be subject to applicable board policies.

20

     (c) All Rhode Island state agencies shall:

21

     (1) Participate in the RIIDS to the extent practical;

22

     (2) Identify datasets of greatest value for policy analysis efforts and investigate the

23

feasibility of making them available for the federated data system and other internal policy analysis

24

efforts; and

25

     (3) Share data to the greatest extent possible as practical and permissible under law.

26

     42-165-7. The Rhode Island longitudinal data system center.

27

     (a) Purpose. The purpose of the center is to manage and operate the RILDS and conduct

28

research and evaluate programs regarding federal, state, and local programs and policies. The center

29

shall be managed by an executive director (hereafter the “director”) responsible for the daily

30

management and operations of the center. The director will also be responsible for interfacing and

31

collaborating between the board and the data governance committee, as well as external

32

communications and agreements. The director shall be a non-classified employee of the council on

33

postsecondary education under the supervision of and subject to the authority of the commissioner

34

of postsecondary education.

 

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1

     (b) Powers and duties. The duties of the center shall be to:

2

     (1) Act as an authorized representative, research partner, and business associate of the

3

state’s agencies, including those responsible for education and workforce, under and in accordance

4

with the requirements of applicable federal and state statutes and/or state and federal privacy laws

5

and state security policies;

6

     (2) Enter into memoranda of understanding with state agencies, nonprofits, universities,

7

subnational governments, and other entities for the purposes of data sharing and analysis;

8

     (3) Coordinate with participating agencies and other entities to ensure the integrity and

9

quality of data being collected, including implementing the data quality and metadata policies

10

approved by the board;

11

     (4) Advance research and allow policymakers to explore critical research policy questions

12

and to measure investments in education and workforce development;

13

     (5) In consultation with the board, identify the state’s critical research and policy questions;

14

     (6) Provide analysis and reports that assist with evaluating programs and measuring

15

investments, subject to the policies approved by the board;

16

     (7) Implement policies and procedures approved by the board that govern the security,

17

privacy, access to, and confidentiality of the data, in accordance with relevant federal and state

18

privacy laws;

19

     (8) Ensure that information contained in and available through the RILDS is kept secure,

20

and that individual privacy is protected, and maintain insurance coverage;

21

     (9) Respond to approved research data requests in accordance with the policies and

22

procedures approved by the board;

23

     (10) Enter into contracts or other agreements with appropriate entities, including but not

24

limited to universities, and federal, state, and local agencies, to the extent necessary to carry out its

25

duties and responsibilities only if such contracts or agreements incorporate adequate protections

26

with respect to the privacy and security of any information to be shared, and are approved, in

27

writing, by the applicable agency whose data or information is to be shared, and are allowable

28

under applicable state and federal privacy laws; and

29

     (11) Maintain staff necessary to carry out the above duties as provided for in the state

30

budget. Staff at the center shall be non-classified employees of the council on postsecondary

31

education, under the supervision of and subject to the authority of the commissioner of

32

postsecondary education. The non-SLDS activity of the center shall also be under the supervision

33

and authority of the commissioner of postsecondary education and the council on postsecondary

34

education. The council on postsecondary education, its office of the postsecondary commissioner,

 

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1

and its employees shall be included under the limitation of damages for tort liability for the State

2

set out in § 9-31-1 et seq., for all actions involving the center regarding the RILDS and/or SLDS

3

and for any other activity of the center regarding its receipt, storage, sharing, and transmission of

4

data as part of its non-SLDS operations and activities.

5

     (12) The council on postsecondary education shall be the employer of public record for the

6

Center.

7

     (c) Funding. Appropriations made pursuant to this chapter shall be used exclusively for the

8

development and operation of RILDS, RIIDS or the Ecosystem.

9

     (1) The board and the center may implement a data request fee policy to compensate for

10

excessive use of the data system, to recover costs that would otherwise typically be borne by the

11

requesting data researcher, or both. A data request fee policy implemented pursuant to this section

12

shall be reviewed and approved by the board, revised periodically, and made publicly available and

13

posted in a prominent location on the RILDS’s RIIDS’s internet website.

14

     (2) The center may receive funding for its operation of the RILDS from the following

15

sources:

16

     (i) State appropriations;

17

     (ii) Federal grants;

18

     (iii) User fees; and

19

     (iv) Any other grants or contributions from public agencies or other entities.

20

     (3) There is hereby established a restricted receipt account in the general fund of the state

21

and housed in the budget of the office of postsecondary commissioner entitled “longitudinal data

22

system — non-federal grants.” The express purpose of this account is to record receipts and

23

expenditures of the program herein described and established within this chapter.

24

     SECTION 25. Section 44-1-14 of the General Laws in Chapter 44-1 entitled "State Tax

25

Officials" is hereby amended to read as follows:

26

     44-1-14. Disclosure of information to tax officials of federal government or other

27

states, or to other persons.

28

     Notwithstanding any other provision of law:

29

     (1) The tax administrator may make available: (i) To the taxing officials of any other states

30

or of the federal government for tax purposes only, any information that the administrator may

31

consider proper contained in tax reports or returns or any audit or the report of any investigation

32

made with respect to them, filed pursuant to the tax laws of this state; provided, that other states or

33

the federal government grant like privileges to the taxing officials of this state; and/or (ii) To an

34

officer or employee of the office of internal audit and program integrity of the Rhode Island

 

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1

department of administration, any information that the administrator may consider proper contained

2

in tax reports or returns or any audit or the report of any investigation made with respect to them,

3

filed pursuant to the tax laws of this state, to whom disclosure is necessary for the purposes of fraud

4

detection and prevention in any state or federal program.

5

     (2) The tax administrator shall not permit any federal return or federal return information

6

to be inspected by, or disclosed to, an individual who is the chief executive officer of the state or

7

any person other than:

8

     (i) To another employee of the tax division for the purpose of, and only to the extent

9

necessary in, the administration of the state tax laws for which the tax division is responsible;

10

     (ii) To another officer or employee of the state to whom the disclosure is necessary in

11

connection with processing, storage, and transmission of those returns and return information and

12

solely for purposes of state tax administration;

13

     (iii) To another person for the purpose of, but only to the extent necessary in, the

14

programming, maintenance, repair, testing, and procurement of equipment used in processing or

15

transmission of those returns and return information; or

16

     (iv) To a legal representative of the tax division, personally and directly engaged in, and

17

solely for use in, preparation for a civil or criminal proceeding (or investigation which may result

18

in a proceeding) before a state administrative body, grand jury, or court in a matter involving state

19

tax administration, but only if:

20

     (A) The taxpayer is or may be a party to the proceeding;

21

     (B) The treatment of an item reflected on the return is or may be related to the resolution

22

of an issue in the proceeding or investigation; or

23

     (C) The return or return information relates, or may relate, to a transactional relationship

24

between a person who is or may be a party to the proceeding and the taxpayer that affects or may

25

affect the resolution of an issue in a proceeding or investigation.

26

     SECTION 26. This article shall take effect upon passage, except Section 6 and Section 14,

27

which shall take effect on January 1, 2026.

 

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1

ARTICLE 4

2

RELATING TO DEBT MANAGEMENT ACT CONCURRENT RESOLUTION

3

     SECTION 1. This article shall serve as the concurrent resolution of approval required

4

pursuant to Rhode Island General Law § 35-18-1, et seq. for the financing of the below described

5

projects.

6

     SECTION 2. Section 3, Article 4 of Chapter 162 of the 2021 Public Laws is hereby

7

amended to read as follows:

8

     Section 3. University of Rhode Island – Combined Health & Counseling Center – Auxiliary

9

Enterprise

10

     WHEREAS, The University of Rhode Island board of trustees and the university have a

11

long-standing commitment to the health and wellness of their students; and

12

     WHEREAS, The university has a desire to create a one-stop center to address the physical,

13

emotional, and mental health of its students; and

14

     WHEREAS, The University of Rhode Island board of trustees and the University of Rhode

15

Island are proposing a project which involves the construction of a new Combined Health &

16

Counseling Center to meet the ongoing and growing health needs of their students; and

17

     WHEREAS, The university engaged a qualified architectural firm, which has completed

18

an advanced planning study schematic design for this new building; and

19

     WHEREAS, The Rhode Island Public Corporation Debt Management Act requires the

20

general assembly to provide its consent to the issuance or incurring by the state of Rhode Island

21

and other public agencies of certain obligations including financing guarantees or other agreements;

22

and

23

     WHEREAS, The design and construction associated with this work of an auxiliary

24

enterprise building will be financed through the Rhode Island health and educational building

25

corporation (RIHEBC) revenue bonds, with an expected term of thirty (30) years; and

26

     WHEREAS, The total project costs associated with completion of the project through the

27

proposed financing method is twenty-nine million dollars ($29,000,000) thirty-three million six

28

hundred thousand dollars ($33,600,000), including the cost of issuance. Debt service payments

29

would be supported by revenues derived from student fees associated with the respective auxiliary

30

enterprises of the University of Rhode Island occupying said facility. Total debt service on the

31

bonds is not expected to exceed sixty-three million three hundred thousand dollars ($63,300,000)

32

seventy-eight million dollars ($78,000,000) in the aggregate based on an average interest rate of

33

six and one half (6.5%) percent; now, therefore be it

34

     RESOLVED, That this general assembly hereby approves financing in an amount not to

35

exceed twenty-nine million dollars ($29,000,000) thirty-three million six hundred thousand dollars

36

($33,600,000) for the combined health & counseling center project for the auxiliary enterprise

 

LC000670 - Page 107 of 270

1

building on the University of Rhode Island campus; and be it further

2

     RESOLVED, That, this concurrent joint resolution shall take effect upon passage.

3

     SECTION 3. Section 2, Article 4 of Chapter 162 of the 2021 Public Laws is hereby

4

amended to read as follows:

5

     Section 2. University of Rhode Island – Memorial Union – Auxiliary Enterprise

6

     WHEREAS, The University of Rhode Island board of trustees and the university have a

7

long-standing commitment to the overall development of their students; and

8

     WHEREAS, The university believes that the memorial union celebrates life at URI and

9

acts as the nexus for campus community, student engagement, and leadership. It is an intersection

10

connecting the academic core of campus and the campus's socially active residential community.

11

The student union at the university is an integral part of the educational ecosystem that shapes the

12

student experience; and

13

     WHEREAS, The University of Rhode Island board of trustees and the University of Rhode

14

Island are proposing a project that involves the renovation and expansion of the memorial union to

15

meet the ongoing and growing needs of their students; and

16

     WHEREAS, The university engaged a qualified architectural firm, which has completed

17

an advanced planning study for this renovation; and

18

     WHEREAS, The Rhode Island Public Corporation Debt Management Act requires the

19

general assembly to provide its consent to the issuance or incurring by the state of Rhode Island

20

and other public agencies of certain obligations including financing guarantees or other agreements;

21

and

22

     WHEREAS, The design and construction associated with this work of an auxiliary

23

enterprise building will be financed through the Rhode Island health and educational building

24

corporation (RIHEBC) revenue bonds, with an expected term of thirty (30) years; and

25

     WHEREAS, The total project costs associated with completion of the project through the

26

proposed financing method is fifty-seven million six hundred thousand dollars ($57,600,000), one

27

hundred eighteen million dollars ($118,000,000), including the cost of issuance. Debt service

28

payments would be supported by revenues derived from student fees and retail lease payments

29

associated with the respective auxiliary enterprises of the University of Rhode Island occupying

30

said facility. Total debt service on the bonds is not expected to exceed one hundred twenty-five

31

million six hundred thousand dollars ($125,600,000) two hundred seventy-two million

32

($272,000,000) in the aggregate based on an average interest rate of six and one half (6.5%) percent;

33

now, therefore be it

34

     RESOLVED, That this General Assembly hereby approves financing in an amount not to

 

LC000670 - Page 108 of 270

1

exceed is fifty-seven million six hundred thousand dollars ($57,600,000) one hundred eighteen

2

million dollars ($118,000,000) for the Memorial Union project for the auxiliary enterprise building

3

on the University of Rhode Island campus; and be it further

4

     RESOLVED, That this concurrent joint resolution shall take effect upon passage.

5

     SECTION 4. This article shall take effect upon passage.

 

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1

ARTICLE 5

2

RELATING TO TAXES AND FEES

3

     SECTION 1. Sections 28-43-8.1 and 28-43-29 of the General Laws in Chapter 28-43

4

entitled “Employment Security – Contributions” are hereby amended to read as follows:

5

     28-43-8.1. Time and manner of payment of employer contributions.

6

     Contributions and assessments required under this chapter for each year shall be paid by

7

each employer in the manner and at the times that the director may prescribe.

8

     28-43-29. Liability for contributions and election of reimbursement. 

9

      (a) Any nonprofit organization or governmental entity that is or becomes subject

10

to chapters 42 – 44 of this title on or after January 1, 1978, shall pay contributions under the

11

provisions of chapters 42 – 44 of this title, unless it elects, in accordance with this section, to pay

12

to the director for the employment security fund the full amount of regular benefits paid plus the

13

full amount of the extended benefits paid, less any federal payments to the state under § 204 of the

14

Federal-State Extended Unemployment Compensation Act of 1970, that are attributable to service

15

in the employ of that nonprofit organization or governmental entity to individuals for weeks of

16

unemployment that begin during the effective period of that election; provided, that for weeks of

17

unemployment beginning on or after January 1, 1979, governmental entities that have elected

18

reimbursement shall be responsible for reimbursing the employment security fund for the full

19

amount of extended benefits paid that is attributable to service in the employ of those entities.

20

     (b) Any nonprofit organization or governmental entity that is or becomes subject to

21

chapters 42 – 44 of this title on January 1, 1978, may elect to become liable for payments in lieu of

22

contributions for a period of not less than the 1978 tax year and the next ensuing tax year provided

23

it files with the director a written notice of its election within the thirty-day (30) period immediately

24

following January 1, 1978.

25

     (c) Any nonprofit organization or governmental entity that becomes subject to chapters 42

26

– 44 of this title after January 1, 1978, may elect to become liable for payments in lieu of

27

contributions for a period of not less than the balance of the tax year beginning with the date on

28

which that subjectivity begins and the next ensuing tax year by filing a written notice of its election

29

with the director not later than thirty (30) days immediately following the date of the determination

30

of that subjectivity.

31

     (d) Any nonprofit organization or governmental entity that makes an election in accordance

32

with subsection (b) or (c) of this section will continue to be liable for payments in lieu of

33

contributions until it files with the director a written notice terminating its election not later than

34

thirty (30) days prior to the beginning of the tax year for which that termination shall first be

 

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1

effective. The nonprofit organization or governmental entity shall thereafter be liable for the

2

payment of contributions for not less than that tax year and the next ensuing tax year before another

3

election can be exercised.

4

     (e) Any nonprofit organization or governmental entity that has been paying contributions

5

under chapters 42 – 44 of this title for a period subsequent to January 1, 1978, may change to a

6

reimbursable basis by filing with the director not later than thirty (30) days prior to the beginning

7

of any tax year a written notice of election to become liable for payments in lieu of contributions.

8

That election shall not be terminable by the organization or entity for that tax year and for the next

9

ensuing tax year.

10

     (f) The director may for good cause extend the period within which a notice of election, or

11

a notice of termination, must be filed and may permit an election to be retroactive but not any earlier

12

than with respect to benefits paid on or after January 1, 1978.

13

     (g) The director, in accordance with any procedures that he or she may prescribe, shall

14

notify each nonprofit organization or governmental entity of any determination that may be made

15

of its status as an employer and of the effective date of any election that it makes and of any

16

termination of that election. Any determination shall be conclusive on the organization or the entity

17

unless within fifteen (15) days after notice of the determination has been mailed or otherwise

18

delivered to it, an appeal is made to the board of review in writing in accordance with the provisions

19

of § 28-43-14.

20

     (h) Notwithstanding the foregoing, any nonprofit organization, not including governmental

21

entities, employing not less than five hundred (500) employees shall be subject to the job

22

development assessment as prescribed in § 28-43-8.5. The director is authorized to promulgate

23

regulations to administer this assessment.

24

     SECTION 2. Section 31-2-27 of the General Laws in Chapter 31-2 entitled “Division of

25

Motor Vehicles” is hereby amended to read as follows:

26

     31-2-27. Technology surcharge fee.

27

     (a) The division of motor vehicles shall collect a technology surcharge fee of two dollars

28

and fifty cents ($2.50) three dollars and fifty cents ($3.50) per transaction for every division of

29

motor vehicles’ fee transaction, except as otherwise provided by law and provided no surcharge

30

fee is assessed on motor vehicle inspection transactions conducted pursuant to § 31-38-4. One

31

dollar and fifty cents ($1.50) of each two dollars and fifty cents ($2.50) collected pursuant to this

32

section shall be deposited into the information technology investment fund established pursuant to

33

§ 42-11-2.5 and shall be used for project-related payments and/or ongoing maintenance of and

34

enhancements to the division of motor vehicles’ computer system and to reimburse the information

 

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1

technology investment fund for advances made to cover project-related payments. The remaining

2

one dollar ($1.00) All technology surcharge fees collected pursuant to this section shall be

3

deposited into a restricted-receipt account managed by the division of motor vehicles and restricted

4

to the project-related payments and/or ongoing maintenance of and enhancements to the division

5

of motor vehicles’ computer system.

6

     (b) [Deleted by P.L. 2019, ch. 88, art. 7, § 1].

7

     (c) Beginning July 1, 2022, the full two dollars and fifty cents ($2.50) shall be deposited

8

into the division of motor vehicles restricted account and restricted to the project-related payments

9

and/or ongoing maintenance of and enhancements to the division of motor vehicles’ computer

10

system.

11

     SECTION 3. Section 31-6-1 of the General Laws in Chapter 31-6 entitled “Registration

12

Fees” is hereby amended to read as follows:

13

     31-6-1. Amount of registration and miscellaneous fees.

14

     The following registration fees shall be paid to the division of motor vehicles for the

15

registration of motor vehicles, trailers, semi-trailers, and school buses subject to registration for

16

each year of registration:

17

     (1) For the registration of every automobile, when equipped with pneumatic tires, the gross

18

weight of which is not more than four thousand pounds (4,000 lbs.): thirty dollars ($30.00).

19

     (2) For the registration of every motor truck or tractor when equipped with pneumatic tires,

20

the gross weight of which is not more than four thousand pounds (4,000 lbs.): thirty-four dollars

21

($34.00).

22

     (3) For the registration of every automobile, motor truck or tractor, when equipped with

23

pneumatic tires, the gross weight of which is:

24

     (i) More than four thousand pounds (4,000 lbs.), but not more than five thousand pounds

25

(5,000 lbs.): forty dollars ($40.00);

26

     (ii) More than five thousand pounds (5,000 lbs.), but not more than six thousand pounds

27

(6,000 lbs.): forty-eight dollars ($48.00);

28

     (iii) More than six thousand pounds (6,000 lbs.), but not more than seven thousand pounds

29

(7,000 lbs.): fifty-six dollars ($56.00);

30

     (iv) More than seven thousand pounds (7,000 lbs.), but not more than eight thousand

31

pounds (8,000 lbs.): sixty-four dollars ($64.00);

32

     (v) More than eight thousand pounds (8,000 lbs.), but not more than nine thousand pounds

33

(9,000 lbs.): seventy dollars ($70.00);

34

     (vi) More than nine thousand pounds (9,000 lbs.), but not more than ten thousand pounds

 

LC000670 - Page 112 of 270

1

(10,000 lbs.): seventy-eight dollars ($78.00);

2

     (vii) More than ten thousand pounds (10,000 lbs.), but not more than twelve thousand

3

pounds (12,000 lbs.): one hundred six dollars ($106);

4

     (viii) More than twelve thousand pounds (12,000 lbs.), but not more than fourteen thousand

5

pounds (14,000 lbs.): one hundred twenty-four dollars ($124);

6

     (ix) More than fourteen thousand pounds (14,000 lbs.), but not more than sixteen thousand

7

pounds (16,000 lbs.): one hundred forty dollars ($140);

8

     (x) More than sixteen thousand pounds (16,000 lbs.), but not more than eighteen thousand

9

pounds (18,000 lbs.): one hundred fifty-eight dollars ($158);

10

     (xi) More than eighteen thousand pounds (18,000 lbs.), but not more than twenty thousand

11

pounds (20,000 lbs.): one hundred seventy-six dollars ($176);

12

     (xii) More than twenty thousand pounds (20,000 lbs.), but not more than twenty-two

13

thousand pounds (22,000 lbs.): one hundred ninety-four dollars ($194);

14

     (xiii) More than twenty-two thousand pounds (22,000 lbs.), but not more than twenty-four

15

thousand pounds (24,000 lbs.): two hundred ten dollars ($210);

16

     (xiv) More than twenty-four thousand pounds (24,000 lbs.), but not more than twenty-six

17

thousand pounds (26,000 lbs.): two hundred thirty dollars ($230);

18

     (xv) More than twenty-six thousand pounds (26,000 lbs.), but not more than twenty-eight

19

thousand pounds (28,000 lbs.): two hundred ninety-six dollars ($296);

20

     (xvi) More than twenty-eight thousand pounds (28,000 lbs.), but not more than thirty

21

thousand pounds (30,000 lbs.): three hundred sixteen dollars ($316);

22

     (xvii) More than thirty thousand pounds (30,000 lbs.), but not more than thirty-two

23

thousand pounds (32,000 lbs.): four hundred and twenty-two dollars ($422);

24

     (xviii) More than thirty-two thousand pounds (32,000 lbs.), but not more than thirty-four

25

thousand pounds (34,000 lbs.): four hundred and forty-eight dollars ($448);

26

     (xix) More than thirty-four thousand pounds (34,000 lbs.), but not more than thirty-six

27

thousand pounds (36,000 lbs.): four hundred and seventy-six dollars ($476);

28

     (xx) More than thirty-six thousand pounds (36,000 lbs.), but not more than thirty-eight

29

thousand pounds (38,000 lbs.): five hundred and two dollars ($502);

30

     (xxi) More than thirty-eight thousand pounds (38,000 lbs.), but not more than forty

31

thousand pounds (40,000 lbs.): five hundred and twenty-eight dollars ($528);

32

     (xxii) More than forty thousand pounds (40,000 lbs.), but not more than forty-two thousand

33

pounds (42,000 lbs.): five hundred and fifty-four dollars ($554);

34

     (xxiii) More than forty-two thousand pounds (42,000 lbs.), but not more than forty-six

 

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1

thousand pounds (46,000 lbs.): six hundred and eight dollars ($608);

2

     (xxiv) More than forty-six thousand pounds (46,000 lbs.), but not more than fifty thousand

3

pounds (50,000 lbs.): six hundred and sixty dollars ($660);

4

     (xxv) More than fifty thousand pounds (50,000 lbs.), but not more than fifty-four thousand

5

pounds (54,000 lbs.): seven hundred and twelve dollars ($712);

6

     (xxvi) More than fifty-four thousand pounds (54,000 lbs.), but not more than fifty-eight

7

thousand pounds (58,000 lbs.): seven hundred and sixty-eight dollars ($768);

8

     (xxvii) More than fifty-eight thousand pounds (58,000 lbs.), but not more than sixty-two

9

thousand pounds (62,000 lbs.): eight hundred and sixteen dollars ($816);

10

     (xxviii) More than sixty-two thousand pounds (62,000 lbs.), but not more than sixty-six

11

thousand pounds (66,000 lbs.): eight hundred and seventy-six dollars ($876);

12

     (xxix) More than sixty-six thousand pounds (66,000 lbs.), but not more than seventy

13

thousand pounds (70,000 lbs.): nine hundred and twenty-four dollars ($924);

14

     (xxx) More than seventy thousand pounds (70,000 lbs.), but not more than seventy-four

15

thousand pounds (74,000 lbs.): nine hundred and seventy-two dollars ($972);

16

     (xxxi) Over seventy-four thousand pounds (74,000 lbs.): nine hundred and seventy-two

17

dollars ($972), plus twenty-four dollars ($24.00) per two thousand pounds (2,000 lbs.) gross

18

weight.

19

     (4) For the registration of every semi-trailer to be used with a truck-tractor, as defined in §

20

31-1-4(f), shall be as follows: an annual fee of twelve dollars ($12.00) for a one-year registration;

21

for multi-year registrations the fee of fifty dollars ($50.00) for a five-year (5) registration; and

22

eighty dollars ($80.00) for an eight-year (8) registration. However, when in use, the weight of the

23

resulting semi-trailer unit and its maximum carrying capacity shall not exceed the gross weight of

24

the original semi-trailer unit from which the gross weight of the tractor was determined. A

25

registration certificate and registration plate shall be issued for each semi-trailer so registered.

26

There shall be no refund of payment of such fee, except that when a plate is returned prior to ninety

27

(90) days before the effective date of that year’s registration, the pro rate amount, based on the

28

unused portion of the multi-year registration plate period at time of surrender, shall be refunded. A

29

multi-year semi-trailer registration may be transferred to another semi-trailer subject to the

30

provisions and fee set forth in § 31-6-11. Thirty percent (30%) of the semi-trailer registration fee

31

shall be retained by the division of motor vehicles to defray the costs of implementation of the

32

international registration plan (IRP) and fleet registration section.

33

     (5) For the registration of every automobile, motor truck, or tractor, when equipped with

34

other than pneumatic tires, there shall be added to the above gross weight fees a charge of ten cents

 

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1

(10¢) for each one hundred pounds (100 lbs.) of gross weight.

2

     (6) For the registration of every public bus, the rates provided for motor vehicles for hire

3

plus two dollars ($2.00) for each passenger that bus is rated to carry, the rating to be determined by

4

the administrator of the division of motor vehicles.

5

     (7) For the registration of every motorcycle, or motor-driven cycle, thirteen dollars

6

($13.00). Three dollars ($3.00) from that sum shall be turned over to the department of education

7

to assist in the payment of the cost of the motorcycle driver’s education program as enumerated in

8

§ 31-10.1-1.1.

9

     (8) For the registration of every trailer, not including semi-trailers used with a truck-tractor

10

as defined in § 31-1-4(d), with a gross weight of three thousand pounds (3,000 lbs.) or less, five

11

dollars ($5.00). Trailers with a gross weight of more than three thousand pounds (3,000 lbs.) shall

12

be assessed a registration fee of one dollar and fifty cents ($1.50) per thousand pounds (1,000 lbs.).

13

     (9) The annual registration fee for a motor vehicle, commonly described as a boxcar and/or

14

locomotive, and used only by La Societe Des 40 Hommes et 8 Chevaux for civic demonstration,

15

parades, convention purposes, or social welfare work, shall be two dollars ($2.00).

16

     (10) For the registration of every motor vehicle, trailer, or semi-trailer owned by any

17

department or agency of any city or town or district, provided the name of the city or town or

18

district or state department or agency owning the same shall be plainly printed on two (2) sides of

19

the vehicle, two dollars ($2.00).

20

     (11) For the registration of motor vehicles used for racing, fifteen dollars ($15.00).

21

     (12) For every duplicate registration certificate, seventeen dollars ($17.00).

22

     (13) For every certified copy of a registration certificate or application, ten dollars ($10.00).

23

     (14) For every certificate assigning a special identification number or mark as provided in

24

§ 31-3-37, one dollar ($1.00).

25

     (15) For every replacement of number plates or additional pair of number plates, without

26

changing the number, thirty dollars ($30.00).

27

     (16) For the registration of every farm vehicle, used in farming as provided in § 31-3-31:

28

ten dollars ($10.00).

29

     (17) For the registration of antique motor vehicles, five dollars ($5.00).

30

     (18) For the registration of a suburban vehicle, when used as a pleasure vehicle and the

31

gross weight of which is not more than four thousand pounds (4,000 lbs.), the same rates as charged

32

in subsection (1) of this section shall be applicable and when used as a commercial vehicle and the

33

gross weight of which is not more than four thousand pounds (4,000 lbs.), the same rates as

34

provided in subsection (2) of this section shall be applicable. The rates in subsection (3) of this

 

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1

section shall be applicable when the suburban vehicle has a gross weight of more than four thousand

2

pounds (4,000 lbs.), regardless of the use of the vehicle.

3

     (19) For the registration of every motor bus that is used exclusively under contract with a

4

political subdivision or school district of the state for the transportation of school children, twenty-

5

five dollars ($25); provided that the motor bus may also be used for the transportation of persons

6

to and from church and Sunday school services, and for the transportation of children to and from

7

educational or recreational projects sponsored by a city or town or by any association or

8

organization supported wholly or in part by public or private donations for charitable purposes,

9

without the payment of additional registration fee.

10

     (20) For the registration of every motorized bicycle, ten dollars ($10.00).

11

     (21) For the registration of every motorized tricycle, ten dollars ($10.00).

12

     (22) For the replacement of number plates with a number change, twenty dollars ($20.00).

13

     (23) For the initial issuance and each reissuance of fully reflective plates, as required by §§

14

31-3-10, 31-3-32, and 31-3-33, an additional eight dollars ($8.00); provided, however, for the initial

15

issuance of new license plates as required by § 31-3-33(c) that feature the 2022 approved design,

16

the fee shall be waived when the plate is issued for a vehicle with an existing registration.

17

     (24) For the issuance of a trip permit under the International Registration Plan, twenty-five

18

dollars ($25.00) per vehicle. The division of motor vehicles is authorized to issue seventy-two-hour

19

(72) trip permits for vehicles required to be registered in the International Registration Plan that

20

have not been apportioned with the state of Rhode Island.

21

     (25) For the issuance of a hunter’s permit under the International Registration Plan, twenty-

22

five dollars ($25.00) per vehicle. The division of motor vehicles is authorized to issue hunter’s

23

permits for motor vehicles based in the state of Rhode Island and otherwise required to be registered

24

in the International Registration Plan. These permits are valid for thirty (30) days.

25

     (26) For the registration of a specially adapted motor vehicle necessary to transport a family

26

member with a disability for personal, noncommercial use, a fee of thirty dollars ($30.00) assessed.

27

     (27) (i) For the registration of every automobile, motor truck, or tractor, there shall be

28

added to the above gross weight fees:

29

     (A) a fee of one hundred fifty dollars ($150.00) for each battery electric vehicle; and

30

     (B) a fee of seventy-five dollars ($75.00) for each plug-in hybrid electric vehicle.

31

     (C)Beginning July 1, 2027, and every other year thereafter, each of these fees stated in

32

subdivisions (i)(A) and (B) of this subsection shall be adjusted by the same percentage the gasoline

33

tax is adjusted pursuant to § 31-36-7; said adjustment shall be rounded to the nearest one-dollar

34

($1.00) increment, provided that each total fee shall not be less than provided for in subdivisions

 

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1

(i)(A) or (B) of this subsection, respectively.

2

     (ii) For purposes of this subsection, the following definitions shall apply:

3

     (A) “Battery Electric Vehicle” means a motor vehicle which operates solely by use of a

4

battery or battery pack. The term includes a motor vehicle which is powered mainly through the

5

use of an electric battery or battery pack but which uses a flywheel that stores energy produced by

6

the electric motor or through regenerative braking to assist in operation of the motor vehicle.

7

     (B) “Plug-in Hybrid Electric Vehicle” means a motor vehicle that can deliver power to the

8

drive wheels solely by a battery-powered electric motor but which also incorporates the use of

9

another fuel to power a combustion engine. The battery of the vehicle must be capable of receiving

10

energy from an external source, such as an outlet or charging station.

11

     SECTION 4. Sections 42-63.1-2 and 42-63.1-3 of the General Laws in Chapter 42-63.1

12

entitled “Tourism and Development” is hereby amended to read as follows:

13

     42-63.1-2. Definitions. [Effective January 30, 2025.]

14

     For the purposes of this chapter:

15

     (1) “Consideration” means the monetary charge for the use of space devoted to transient

16

lodging accommodations.

17

     (2) “Corporation” means the Rhode Island commerce corporation.

18

     (3) “District” means the regional tourism districts set forth in § 42-63.1-5.

19

     (4) “Hosting platform” means any electronic or operating system in which a person or

20

entity provides a means through which an owner may offer a residential unit for “tourist or

21

transient” use. This service is usually, though not necessarily, provided through an online or web-

22

based system which generally allows an owner to advertise the residential unit through a hosted

23

website and provides a means for a person or entity to arrange, or otherwise facilitate reservations

24

for, tourist or transient use in exchange for payment, whether the person or entity pays rent directly

25

to the owner or to the hosting platform. All hosting platforms are required to collect and remit the

26

tax owed under this section.

27

     (5) “Hotel” means any facility offering a minimum of one (1) room for which the public

28

may, for a consideration, obtain transient lodging accommodations. The term “hotel” shall include

29

hotels, motels, tourist homes, tourist camps, lodging houses, and inns. The term “hotel” shall also

30

include houses, condominiums, or other residential dwelling units, regardless of the number of

31

rooms, which are used and/or advertised for rent for occupancy. The term “hotel” shall not include

32

schools, hospitals, sanitariums, nursing homes, and chronic care centers.

33

     (6) “Occupancy” means a person, firm, or corporation’s use of space for transient lodging

34

accommodations not to exceed thirty (30) days. Excluded from “occupancy” is the use of space for

 

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1

which the occupant has a written lease for the space, which lease covers a rental period of twelve

2

(12) months or more. Furthermore, any house, condominium, or other residential dwelling rented,

3

for which the occupant has a documented arrangement for the space covering a rental period of

4

more than thirty (30) consecutive days or for one calendar month is excluded from the definition

5

of occupancy.

6

     (7) “Owner” means any person who owns real property and is the owner of record. Owner

7

shall also include a lessee where the lessee is offering a residential unit for “tourist or transient”

8

use.

9

     (8) “Residential unit” means a room or rooms, including a condominium or a room or a

10

dwelling unit that forms part of a single, joint, or shared tenant arrangement, in any building, or

11

portion thereof, which is designed, built, rented, leased, let, or hired out to be occupied for non-

12

commercial use.

13

     (9) “Tax” means the hotel tax and whole home short-term rental tax imposed by § 44-18-

14

36.1(a) and (d).

15

     (10) “Tourist or transient” means any use of a residential unit for occupancy for less than

16

a thirty (30) consecutive day term of tenancy, or occupancy for less than thirty (30) consecutive

17

days of a residential unit leased or owned by a business entity, whether on a short-term or long-

18

term basis, including any occupancy by employees or guests of a business entity for less than thirty

19

(30) consecutive days where payment for the residential unit is contracted for or paid by the

20

business entity.

21

     (11) “Tour operator” means a person that derives a majority of their or its revenue by

22

providing tour operator packages.

23

     (12) “Tour operator packages” means travel packages that include the services of a tour

24

guide and where the itinerary encompasses five (5) or more consecutive days.

25

     42-63.1-3. Distribution of tax.

26

     (a) For returns and tax payments received on or before December 31, 2015, except as

27

provided in § 42-63.1-12, the proceeds of the hotel tax, excluding the portion of the hotel tax

28

collected from residential units offered for tourist or transient use through a hosting platform, shall

29

be distributed as follows by the division of taxation and the city of Newport:

30

     (1) Forty-seven percent (47%) of the tax generated by the hotels in the district, except as

31

otherwise provided in this chapter, shall be given to the regional tourism district wherein the hotel

32

is located; provided, however, that from the tax generated by the hotels in the city of Warwick,

33

thirty-one percent (31%) of the tax shall be given to the Warwick regional tourism district

34

established in § 42-63.1-5(a)(5) and sixteen percent (16%) of the tax shall be given to the Greater

 

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1

Providence-Warwick Convention and Visitors’ Bureau established in § 42-63.1-11; and provided

2

further, that from the tax generated by the hotels in the city of Providence, sixteen percent (16%)

3

of that tax shall be given to the Greater Providence-Warwick Convention and Visitors’ Bureau

4

established by § 42-63.1-11, and thirty-one percent (31%) of that tax shall be given to the

5

Convention Authority of the city of Providence established pursuant to the provisions of chapter

6

84 of the public laws of January, 1980; provided, however, that the receipts attributable to the

7

district as defined in § 42-63.1-5(a)(7) shall be deposited as general revenues, and that the receipts

8

attributable to the district as defined in § 42-63.1-5(a)(8) shall be given to the Rhode Island

9

commerce corporation as established in chapter 64 of this title.

10

     (2) Twenty-five percent (25%) of the hotel tax shall be given to the city or town where the

11

hotel that generated the tax is physically located, to be used for whatever purpose the city or town

12

decides.

13

     (3) Twenty-one percent (21%) of the hotel tax shall be given to the Rhode Island commerce

14

corporation established in chapter 64 of this title, and seven percent (7%) to the Greater Providence-

15

Warwick Convention and Visitors’ Bureau.

16

     (b) For returns and tax payments received after December 31, 2015, except as provided in

17

§ 42-63.1-12, the proceeds of the hotel tax, excluding the portion of the hotel tax collected from

18

residential units offered for tourist or transient use through a hosting platform, shall be distributed

19

as follows by the division of taxation and the city of Newport:

20

     (1) For the tax generated by the hotels in the Aquidneck Island district, as defined in § 42-

21

63.1-5, forty-two percent (42%) of the tax shall be given to the Aquidneck Island district, twenty-

22

five percent (25%) of the tax shall be given to the city or town where the hotel that generated the

23

tax is physically located, five percent (5%) of the tax shall be given to the Greater Providence-

24

Warwick Convention and Visitors Bureau established in § 42-63.1-11, and twenty-eight percent

25

(28%) of the tax shall be given to the Rhode Island commerce corporation established in chapter

26

64 of this title.

27

     (2) For the tax generated by the hotels in the Providence district as defined in § 42-63.1-5,

28

twenty eight percent (28%) of the tax shall be given to the Providence district, twenty-five percent

29

(25%) of the tax shall be given to the city or town where the hotel that generated the tax is physically

30

located, twenty-three percent (23%) of the tax shall be given to the Greater Providence-Warwick

31

Convention and Visitors Bureau established in § 42-63.1-11, and twenty-four percent (24%) of the

32

tax shall be given to the Rhode Island commerce corporation established in chapter 64 of this title.

33

     (3) For the tax generated by the hotels in the Warwick district as defined in § 42-63.1-5,

34

twenty-eight percent (28%) of the tax shall be given to the Warwick District, twenty-five percent

 

LC000670 - Page 119 of 270

1

(25%) of the tax shall be given to the city or town where the hotel that generated the tax is physically

2

located, twenty-three percent (23%) of the tax shall be given to the Greater Providence-Warwick

3

Convention and Visitors Bureau established in § 42-63.1-11, and twenty-four percent (24%) of the

4

tax shall be given to the Rhode Island commerce corporation established in chapter 64 of this title.

5

     (4) For the tax generated by the hotels in the Statewide district, as defined in § 42-63.1-5,

6

twenty-five percent (25%) of the tax shall be given to the city or town where the hotel that generated

7

the tax is physically located, five percent (5%) of the tax shall be given to the Greater Providence-

8

Warwick Convention and Visitors Bureau established in § 42-63.1-11, and seventy percent (70%)

9

of the tax shall be given to the Rhode Island commerce corporation established in chapter 64 of this

10

title.

11

     (5) With respect to the tax generated by hotels in districts other than those set forth in

12

subsections (b)(1) through (b)(4) of this section, forty-two percent (42%) of the tax shall be given

13

to the regional tourism district, as defined in § 42-63.1-5, wherein the hotel is located, twenty-five

14

percent (25%) of the tax shall be given to the city or town where the hotel that generated the tax is

15

physically located, five percent (5%) of the tax shall be given to the Greater Providence-Warwick

16

Convention and Visitors Bureau established in § 42-63.1-11, and twenty-eight percent (28%) of

17

the tax shall be given to the Rhode Island commerce corporation established in chapter 64 of this

18

title.

19

     (c) For returns and tax payments received before July 1, 2019, the proceeds of the hotel tax

20

collected from residential units offered for tourist or transient use through a hosting platform shall

21

be distributed as follows by the division of taxation and the city of Newport: twenty-five percent

22

(25%) of the tax shall be given to the city or town where the residential unit that generated the tax

23

is physically located, and seventy-five percent (75%) of the tax shall be given to the Rhode Island

24

commerce corporation established in chapter 64 of this title.

25

     (d) The Rhode Island commerce corporation shall be required in each fiscal year to spend

26

on the promotion and marketing of Rhode Island as a destination for tourists or businesses an

27

amount of money of no less than the total proceeds of the hotel tax it receives pursuant to this

28

chapter for the fiscal year.

29

     (e) Notwithstanding the foregoing provisions of this section, for returns and tax payments

30

received on or after July 1, 2016, and on or before June 30, 2017, except as provided in § 42-63.1-

31

12, the proceeds of the hotel tax, excluding the portion of the hotel tax collected from residential

32

units offered for tourist or transient use through a hosting platform, shall be distributed in

33

accordance with the distribution percentages established in subsections (a)(1) through (a)(3) of this

34

section by the division of taxation and the city of Newport.

 

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1

     (f) For returns and tax payments received on or after July 1, 2018, except as provided in §

2

42-63.1-12, the proceeds of the hotel tax, excluding the portion of the hotel tax collected from

3

residential units offered for tourist or transient use through a hosting platform, shall be distributed

4

as follows by the division of taxation and the city of Newport:

5

     (1) For the tax generated by the hotels in the Aquidneck Island district, as defined in § 42-

6

63.1-5, forty-five percent (45%) of the tax shall be given to the Aquidneck Island district, twenty-

7

five percent (25%) of the tax shall be given to the city or town where the hotel that generated the

8

tax is physically located, five percent (5%) of the tax shall be given to the Greater Providence-

9

Warwick Convention and Visitors Bureau established in § 42-63.1-11, and twenty-five percent

10

(25%) of the tax shall be given to the Rhode Island commerce corporation established in chapter

11

64 of this title.

12

     (2) For the tax generated by the hotels in the Providence district as defined in § 42-63.1-5,

13

thirty percent (30%) of the tax shall be given to the Providence district, twenty-five percent (25%)

14

of the tax shall be given to the city or town where the hotel that generated the tax is physically

15

located, twenty-four percent (24%) of the tax shall be given to the Greater Providence-Warwick

16

Convention and Visitors Bureau established in § 42-63.1-11, and twenty-one percent (21%) of the

17

tax shall be given to the Rhode Island commerce corporation established in chapter 64 of this title.

18

     (3) For the tax generated by the hotels in the Warwick district as defined in § 42-63.1-5,

19

thirty percent (30%) of the tax shall be given to the Warwick District, twenty-five percent (25%)

20

of the tax shall be given to the city or town where the hotel that generated the tax is physically

21

located, twenty-four percent (24%) of the tax shall be given to the Greater Providence-Warwick

22

Convention and Visitors Bureau established in § 42-63.1-11, and twenty-one percent (21%) of the

23

tax shall be given to the Rhode Island commerce corporation established in chapter 64 of this title.

24

     (4) For the tax generated by the hotels in the Statewide district, as defined in § 42-63.1-5,

25

twenty-five percent (25%) of the tax shall be given to the city or town where the hotel that generated

26

the tax is physically located, five percent (5%) of the tax shall be given to the Greater Providence-

27

Warwick Convention and Visitors Bureau established in § 42-63.1-11, and seventy percent (70%)

28

of the tax shall be given to the Rhode Island commerce corporation established in chapter 64 of this

29

title.

30

     (5) With respect to the tax generated by hotels in districts other than those set forth in

31

subsections (f)(1) through (f)(4) of this section, forty-five percent (45%) of the tax shall be given

32

to the regional tourism district, as defined in § 42-63.1-5, wherein the hotel is located, twenty-five

33

percent (25%) of the tax shall be given to the city or town where the hotel that generated the tax is

34

physically located, five percent (5%) of the tax shall be given to the Greater Providence-Warwick

 

LC000670 - Page 121 of 270

1

Convention and Visitors Bureau established in § 42-63.1-11, and twenty-five (25%) of the tax shall

2

be given to the Rhode Island commerce corporation established in chapter 64 of this title.

3

     (g) For returns and tax payments received on or after July 1, 2019, except as provided in §

4

42-63.1-12, the proceeds of the hotel tax, including the portion of the hotel tax collected from

5

residential units offered for tourist or transient use through a hosting platform except as provided

6

in subsection (h) of this section, shall be distributed as follows by the division of taxation and the

7

city of Newport:

8

     (1) For the tax generated in the Aquidneck Island district, as defined in § 42-63.1-5, forty-

9

five percent (45%) of the tax shall be given to the Aquidneck Island district, twenty-five percent

10

(25%) of the tax shall be given to the city or town where the hotel or residential unit that generated

11

the tax is physically located, five percent (5%) of the tax shall be given to the Greater Providence-

12

Warwick Convention and Visitors Bureau established in § 42-63.1-11, and twenty-five percent

13

(25%) of the tax shall be given to the Rhode Island commerce corporation established in chapter

14

64 of this title.

15

     (2) For the tax generated in the Providence district as defined in § 42-63.1-5, thirty percent

16

(30%) of the tax shall be given to the Providence district, twenty-five percent (25%) of the tax shall

17

be given to the city or town where the hotel or residential unit that generated the tax is physically

18

located, twenty-four percent (24%) of the tax shall be given to the Greater Providence-Warwick

19

Convention and Visitors Bureau established in § 42-63.1-11, and twenty-one percent (21%) of the

20

tax shall be given to the Rhode Island commerce corporation established in chapter 64 of this title.

21

     (3) For the tax generated in the Warwick district as defined in § 42-63.1-5, thirty percent

22

(30%) of the tax shall be given to the Warwick District, twenty-five percent (25%) of the tax shall

23

be given to the city or town where the hotel or residential unit that generated the tax is physically

24

located, twenty-four percent (24%) of the tax shall be given to the Greater Providence-Warwick

25

Convention and Visitors Bureau established in § 42-63.1-11, and twenty-one percent (21%) of the

26

tax shall be given to the Rhode Island commerce corporation established in chapter 64 of this title.

27

     (4) For the tax generated in the Statewide district, as defined in § 42-63.1-5, twenty-five

28

percent (25%) of the tax shall be given to the city or town where the hotel or residential unit that

29

generated the tax is physically located, five percent (5%) of the tax shall be given to the Greater

30

Providence-Warwick Convention and Visitors Bureau established in § 42-63.1-11, and seventy

31

percent (70%) of the tax shall be given to the Rhode Island commerce corporation established in

32

chapter 64 of this title.

33

     (5) With respect to the tax generated in districts other than those set forth in subsections

34

(g)(1) through (g)(4) of this section, forty-five percent (45%) of the tax shall be given to the regional

 

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1

tourism district, as defined in § 42-63.1-5, wherein the hotel or residential unit is located, twenty-

2

five percent (25%) of the tax shall be given to the city or town where the hotel or residential unit

3

that generated the tax is physically located, five percent (5%) of the tax shall be given to the Greater

4

Providence-Warwick Convention and Visitors Bureau established in § 42-63.1-11, and twenty-five

5

percent (25%) of the tax shall be given to the Rhode Island commerce corporation established in

6

chapter 64 of this title.

7

     (h) Distribution of whole home short-term rental tax. For returns and tax payments received

8

after December 31, 2025, the proceeds of the whole home short-term rental tax established in § 44-

9

18-36.1(d) shall be given by the division of taxation and the city of Newport to the department of

10

housing, which shall deposit the proceeds into the Housing Resources and Homelessness restricted

11

receipt account, established pursuant to § 42-128-2(3).

12

     SECTION 5. Chapter 42-64.11 of the General Laws entitled “Jobs Growth Act” is hereby

13

amended by adding thereto the following section:

14

     42-64.11-7. Sunset.

15

     No modifications shall be allowed, no applications shall be certified, and no taxpayers

16

certified prior to January 1, 2026, shall pay the tax under this chapter for tax years beginning on or

17

after January 1, 2026.

18

     SECTION 6. Section 44-18-30 of the General Laws in Chapter 44-18 entitled "Sales and

19

Use Taxes — Liability and Computation" is hereby amended to read as follows:

20

     44-18-30. Gross receipts exempt from sales and use taxes.

21

     There are exempted from the taxes imposed by this chapter the following gross receipts:

22

     (1) Sales and uses beyond constitutional power of state.  From the sale and from the

23

storage, use, or other consumption in this state of tangible personal property the gross receipts from

24

the sale of which, or the storage, use, or other consumption of which, this state is prohibited from

25

taxing under the Constitution of the United States or under the constitution of this state.

26

     (2) Newspapers.

27

     (i) From the sale and from the storage, use, or other consumption in this state of any

28

newspaper.

29

     (ii) “Newspaper” means an unbound publication printed on newsprint that contains news,

30

editorial comment, opinions, features, advertising matter, and other matters of public interest.

31

     (iii) “Newspaper” does not include a magazine, handbill, circular, flyer, sales catalog, or

32

similar item unless the item is printed for, and distributed as, a part of a newspaper.

33

     (3) School meals.  From the sale and from the storage, use, or other consumption in this

34

state of meals served by public, private, or parochial schools, school districts, colleges, universities,

 

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1

student organizations, and parent-teacher associations to the students or teachers of a school,

2

college, or university whether the meals are served by the educational institutions or by a food

3

service or management entity under contract to the educational institutions.

4

     (4) Containers.

5

     (i) From the sale and from the storage, use, or other consumption in this state of:

6

     (A) Non-returnable containers, including boxes, paper bags, and wrapping materials that

7

are biodegradable and all bags and wrapping materials utilized in the medical and healing arts,

8

when sold without the contents to persons who place the contents in the container and sell the

9

contents with the container.

10

     (B) Containers when sold with the contents if the sale price of the contents is not required

11

to be included in the measure of the taxes imposed by this chapter.

12

     (C) Returnable containers when sold with the contents in connection with a retail sale of

13

the contents or when resold for refilling.

14

     (D) Keg and barrel containers, whether returnable or not, when sold to alcoholic beverage

15

producers who place the alcoholic beverages in the containers.

16

     (ii) As used in this subdivision, the term “returnable containers” means containers of a kind

17

customarily returned by the buyer of the contents for reuse. All other containers are “non-returnable

18

containers.”

19

     (5)(i) Charitable, educational, and religious organizations.  From the sale to, as in

20

defined in this section, and from the storage, use, and other consumption in this state, or any other

21

state of the United States of America, of tangible personal property by hospitals not operated for a

22

profit; “educational institutions” as defined in subdivision (18) not operated for a profit; churches,

23

orphanages, and other institutions or organizations operated exclusively for religious or charitable

24

purposes; interest-free loan associations not operated for profit; nonprofit, organized sporting

25

leagues and associations and bands for boys and girls under the age of nineteen (19) years; the

26

following vocational student organizations that are state chapters of national vocational student

27

organizations: Distributive Education Clubs of America (DECA); Future Business Leaders of

28

America, Phi Beta Lambda (FBLA/PBL); Future Farmers of America (FFA); Future Homemakers

29

of America/Home Economics Related Occupations (FHA/HERD); Vocational Industrial Clubs of

30

America (VICA); organized nonprofit golden age and senior citizens clubs for men and women;

31

and parent-teacher associations; and from the sale, storage, use, and other consumption in this state,

32

of and by the Industrial Foundation of Burrillville, a Rhode Island domestic nonprofit corporation.

33

     (ii) In the case of contracts entered into with the federal government, its agencies, or

34

instrumentalities, this state, or any other state of the United States of America, its agencies, any

 

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1

city, town, district, or other political subdivision of the states; hospitals not operated for profit;

2

educational institutions not operated for profit; churches, orphanages, and other institutions or

3

organizations operated exclusively for religious or charitable purposes, the contractor may purchase

4

such materials and supplies (materials and/or supplies are defined as those that are essential to the

5

project) that are to be utilized in the construction of the projects being performed under the contracts

6

without payment of the tax.

7

     (iii) The contractor shall not charge any sales or use tax to any exempt agency, institution,

8

or organization but shall in that instance provide his or her suppliers with certificates in the form

9

as determined by the division of taxation showing the reason for exemption and the contractor’s

10

records must substantiate the claim for exemption by showing the disposition of all property so

11

purchased. If any property is then used for a nonexempt purpose, the contractor must pay the tax

12

on the property used.

13

     (6) Gasoline.  From the sale and from the storage, use, or other consumption in this state

14

of: (i) Gasoline and other products taxed under chapter 36 of title 31 and (ii) Fuels used for the

15

propulsion of airplanes.

16

     (7) Purchase for manufacturing purposes.

17

     (i) From the sale and from the storage, use, or other consumption in this state of computer

18

software, tangible personal property, electricity, natural gas, artificial gas, steam, refrigeration, and

19

water, when the property or service is purchased for the purpose of being manufactured into a

20

finished product for resale and becomes an ingredient, component, or integral part of the

21

manufactured, compounded, processed, assembled, or prepared product, or if the property or

22

service is consumed in the process of manufacturing for resale computer software, tangible personal

23

property, electricity, natural gas, artificial gas, steam, refrigeration, or water.

24

     (ii) “Consumed” means destroyed, used up, or worn out to the degree or extent that the

25

property cannot be repaired, reconditioned, or rendered fit for further manufacturing use.

26

     (iii) “Consumed” includes mere obsolescence.

27

     (iv) “Manufacturing” means and includes: manufacturing, compounding, processing,

28

assembling, preparing, or producing.

29

     (v) “Process of manufacturing” means and includes all production operations performed in

30

the producing or processing room, shop, or plant, insofar as the operations are a part of and

31

connected with the manufacturing for resale of tangible personal property, electricity, natural gas,

32

artificial gas, steam, refrigeration, or water and all production operations performed insofar as the

33

operations are a part of and connected with the manufacturing for resale of computer software.

34

     (vi) “Process of manufacturing” does not mean or include administration operations such

 

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1

as general office operations, accounting, collection, or sales promotion, nor does it mean or include

2

distribution operations that occur subsequent to production operations, such as handling, storing,

3

selling, and transporting the manufactured products, even though the administration and

4

distribution operations are performed by, or in connection with, a manufacturing business.

5

     (8) State and political subdivisions.  From the sale to, and from the storage, use, or other

6

consumption by, this state, any city, town, district, or other political subdivision of this state. Every

7

redevelopment agency created pursuant to chapter 31 of title 45 is deemed to be a subdivision of

8

the municipality where it is located.

9

     (9) Food and food ingredients.  From the sale and storage, use, or other consumption in

10

this state of food and food ingredients as defined in § 44-18-7.1(l).

11

     For the purposes of this exemption “food and food ingredients” shall not include candy,

12

soft drinks, dietary supplements, alcoholic beverages, tobacco, food sold through vending

13

machines, or prepared food, as those terms are defined in § 44-18-7.1, unless the prepared food is:

14

     (i) Sold by a seller whose primary NAICS classification is manufacturing in sector 311,

15

except sub-sector 3118 (bakeries);

16

     (ii) Sold in an unheated state by weight or volume as a single item;

17

     (iii) Bakery items, including: bread, rolls, buns, biscuits, bagels, croissants, pastries,

18

donuts, danish, cakes, tortes, pies, tarts, muffins, bars, cookies, tortillas; and

19

     is not sold with utensils provided by the seller, including: plates, knives, forks, spoons,

20

glasses, cups, napkins, or straws.

21

     (10) Medicines, drugs, and durable medical equipment.  From the sale and from the

22

storage, use, or other consumption in this state, of:

23

     (i) “Drugs” as defined in § 44-18-7.1(h)(i), sold on prescriptions, medical oxygen, and

24

insulin whether or not sold on prescription. For purposes of this exemption drugs shall not include

25

over-the-counter drugs and grooming and hygiene products as defined in § 44-18-7.1(h)(iii).

26

     (ii) Durable medical equipment as defined in § 44-18-7.1(k) for home use only, including,

27

but not limited to: syringe infusers, ambulatory drug delivery pumps, hospital beds, convalescent

28

chairs, and chair lifts. Supplies used in connection with syringe infusers and ambulatory drug

29

delivery pumps that are sold on prescription to individuals to be used by them to dispense or

30

administer prescription drugs, and related ancillary dressings and supplies used to dispense or

31

administer prescription drugs, shall also be exempt from tax.

32

     (11) Prosthetic devices and mobility enhancing equipment.  From the sale and from the

33

storage, use, or other consumption in this state, of prosthetic devices as defined in § 44-18-7.1(t),

34

sold on prescription, including, but not limited to: artificial limbs, dentures, spectacles, eyeglasses,

 

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1

and artificial eyes; artificial hearing devices and hearing aids, whether or not sold on prescription;

2

and mobility enhancing equipment as defined in § 44-18-7.1(p), including wheelchairs, crutches,

3

and canes.

4

     (12) Coffins, caskets, urns, shrouds and burial garments.  From the sale and from the

5

storage, use, or other consumption in this state of coffins, caskets, burial containers, urns, urn liners,

6

urn vaults, grave liners, grave vaults, burial tent setups, prayer cards, shrouds, and other burial

7

garments that are ordinarily sold by a funeral director as part of the business of funeral directing.

8

     (13) Motor vehicles sold to nonresidents.

9

     (i) From the sale, subsequent to June 30, 1958, of a motor vehicle to a bona fide nonresident

10

of this state who does not register the motor vehicle in this state, whether the sale or delivery of the

11

motor vehicle is made in this state or at the place of residence of the nonresident. A motor vehicle

12

sold to a bona fide nonresident whose state of residence does not allow a like exemption to its

13

nonresidents is not exempt from the tax imposed under § 44-18-20. In that event, the bona fide

14

nonresident pays a tax to Rhode Island on the sale at a rate equal to the rate that would be imposed

15

in his or her state of residence not to exceed the rate that would have been imposed under § 44-18-

16

20. Notwithstanding any other provisions of law, a licensed motor vehicle dealer shall add and

17

collect the tax required under this subdivision and remit the tax to the tax administrator under the

18

provisions of chapters 18 and 19 of this title. When a Rhode Island licensed, motor vehicle dealer

19

is required to add and collect the sales and use tax on the sale of a motor vehicle to a bona fide

20

nonresident as provided in this section, the dealer in computing the tax takes into consideration the

21

law of the state of the nonresident as it relates to the trade-in of motor vehicles.

22

     (ii) The tax administrator, in addition to the provisions of §§ 44-19-27 and 44-19-28, may

23

require any licensed motor vehicle dealer to keep records of sales to bona fide nonresidents as the

24

tax administrator deems reasonably necessary to substantiate the exemption provided in this

25

subdivision, including the affidavit of a licensed motor vehicle dealer that the purchaser of the

26

motor vehicle was the holder of, and had in his or her possession a valid out-of-state motor vehicle

27

registration or a valid out-of-state driver’s license.

28

     (iii) Any nonresident who registers a motor vehicle in this state within ninety (90) days of

29

the date of its sale to him or her is deemed to have purchased the motor vehicle for use, storage, or

30

other consumption in this state, and is subject to, and liable for, the use tax imposed under the

31

provisions of § 44-18-20.

32

     (14) Sales in public buildings by blind people.  From the sale and from the storage, use,

33

or other consumption in all public buildings in this state of all products or wares by any person

34

licensed under § 40-9-11.1.

 

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1

     (15) Air and water pollution control facilities.  From the sale, storage, use, or other

2

consumption in this state of tangible personal property or supplies acquired for incorporation into

3

or used and consumed in the operation of a facility, the primary purpose of which is to aid in the

4

control of the pollution or contamination of the waters or air of the state, as defined in chapter 12

5

of title 46 and chapter 23 of title 23, respectively, and that has been certified as approved for that

6

purpose by the director of environmental management. The director of environmental management

7

may certify to a portion of the tangible personal property or supplies acquired for incorporation

8

into those facilities or used and consumed in the operation of those facilities to the extent that that

9

portion has as its primary purpose the control of the pollution or contamination of the waters or air

10

of this state. As used in this subdivision, “facility” means any land, facility, device, building,

11

machinery, or equipment.

12

     (16) Camps.  From the rental charged for living quarters, or sleeping, or housekeeping

13

accommodations at camps or retreat houses operated by religious, charitable, educational, or other

14

organizations and associations mentioned in subsection (5), or by privately owned and operated

15

summer camps for children.

16

     (17) Certain institutions.  From the rental charged for living or sleeping quarters in an

17

institution licensed by the state for the hospitalization, custodial, or nursing care of human beings.

18

     (18) Educational institutions.  From the rental charged by any educational institution for

19

living quarters, or sleeping, or housekeeping accommodations or other rooms or accommodations

20

to any student or teacher necessitated by attendance at an educational institution. “Educational

21

institution” as used in this section means an institution of learning not operated for profit that is

22

empowered to confer diplomas, educational, literary, or academic degrees; that has a regular

23

faculty, curriculum, and organized body of pupils or students in attendance throughout the usual

24

school year; that keeps and furnishes to students and others records required and accepted for

25

entrance to schools of secondary, collegiate, or graduate rank; and no part of the net earnings of

26

which inures to the benefit of any individual.

27

     (19) Motor vehicle and adaptive equipment for persons with disabilities.

28

     (i) From the sale of: (A) Special adaptations; (B) The component parts of the special

29

adaptations; or (C) A specially adapted motor vehicle; provided that the owner furnishes to the tax

30

administrator an affidavit of a licensed physician to the effect that the specially adapted motor

31

vehicle is necessary to transport a family member with a disability or where the vehicle has been

32

specially adapted to meet the specific needs of the person with a disability. This exemption applies

33

to not more than one motor vehicle owned and registered for personal, noncommercial use.

34

     (ii) For the purpose of this subsection the term “special adaptations” includes, but is not

 

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1

limited to: wheelchair lifts, wheelchair carriers, wheelchair ramps, wheelchair securements, hand

2

controls, steering devices, extensions, relocations, and crossovers of operator controls, power-

3

assisted controls, raised tops or dropped floors, raised entry doors, or alternative signaling devices

4

to auditory signals.

5

     (iii) From the sale of: (a) Special adaptations, (b) The component parts of the special

6

adaptations, for a “wheelchair accessible taxicab” as defined in § 39-14-1, and/or a “wheelchair

7

accessible public motor vehicle” as defined in § 39-14.1-1.

8

     (iv) For the purpose of this subdivision the exemption for a “specially adapted motor

9

vehicle” means a use tax credit not to exceed the amount of use tax that would otherwise be due on

10

the motor vehicle, exclusive of any adaptations. The use tax credit is equal to the cost of the special

11

adaptations, including installation.

12

     (20) Heating fuels.  From the sale and from the storage, use, or other consumption in this

13

state of every type of heating fuel.

14

     (21) Electricity and gas.  From the sale and from the storage, use, or other consumption

15

in this state of electricity and gas.

16

     (22) Manufacturing machinery and equipment.

17

     (i) From the sale and from the storage, use, or other consumption in this state of tools, dies,

18

molds, machinery, equipment (including replacement parts), and related items to the extent used in

19

an industrial plant in connection with the actual manufacture, conversion, or processing of tangible

20

personal property, or to the extent used in connection with the actual manufacture, conversion, or

21

processing of computer software as that term is utilized in industry numbers 7371, 7372, and 7373

22

in the standard industrial classification manual prepared by the Technical Committee on Industrial

23

Classification, Office of Statistical Standards, Executive Office of the President, United States

24

Bureau of the Budget, as revised from time to time, to be sold, or that machinery and equipment

25

used in the furnishing of power to an industrial manufacturing plant. For the purposes of this

26

subdivision, “industrial plant” means a factory at a fixed location primarily engaged in the

27

manufacture, conversion, or processing of tangible personal property to be sold in the regular

28

course of business;

29

     (ii) Machinery and equipment and related items are not deemed to be used in connection

30

with the actual manufacture, conversion, or processing of tangible personal property, or in

31

connection with the actual manufacture, conversion, or processing of computer software as that

32

term is utilized in industry numbers 7371, 7372, and 7373 in the standard industrial classification

33

manual prepared by the Technical Committee on Industrial Classification, Office of Statistical

34

Standards, Executive Office of the President, United States Bureau of the Budget, as revised from

 

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1

time to time, to be sold to the extent the property is used in administration or distribution operations;

2

     (iii) Machinery and equipment and related items used in connection with the actual

3

manufacture, conversion, or processing of any computer software or any tangible personal property

4

that is not to be sold and that would be exempt under subdivision (7) or this subdivision if purchased

5

from a vendor or machinery and equipment and related items used during any manufacturing,

6

converting, or processing function is exempt under this subdivision even if that operation, function,

7

or purpose is not an integral or essential part of a continuous production flow or manufacturing

8

process;

9

     (iv) Where a portion of a group of portable or mobile machinery is used in connection with

10

the actual manufacture, conversion, or processing of computer software or tangible personal

11

property to be sold, as previously defined, that portion, if otherwise qualifying, is exempt under

12

this subdivision even though the machinery in that group is used interchangeably and not otherwise

13

identifiable as to use.

14

     (23) Trade-in value of motor vehicles.  From the sale and from the storage, use, or other

15

consumption in this state of so much of the purchase price paid for a new or used automobile as is

16

allocated for a trade-in allowance on the automobile of the buyer given in trade to the seller, or of

17

the proceeds applicable only to the automobile as are received from the manufacturer of

18

automobiles for the repurchase of the automobile whether the repurchase was voluntary or not

19

towards the purchase of a new or used automobile by the buyer. For the purpose of this subdivision,

20

the word “automobile” means a private passenger automobile not used for hire and does not refer

21

to any other type of motor vehicle.

22

     (24) Precious metal bullion.

23

     (i) From the sale and from the storage, use, or other consumption in this state of precious

24

metal bullion, substantially equivalent to a transaction in securities or commodities.

25

     (ii) For purposes of this subdivision, “precious metal bullion” means any elementary

26

precious metal that has been put through a process of smelting or refining, including, but not limited

27

to: gold, silver, platinum, rhodium, and chromium, and that is in a state or condition that its value

28

depends upon its content and not upon its form.

29

     (iii) The term does not include fabricated precious metal that has been processed or

30

manufactured for some one or more specific and customary industrial, professional, or artistic uses.

31

     (25) Commercial vessels.  From sales made to a commercial ship, barge, or other vessel

32

of fifty (50) tons burden or over, primarily engaged in interstate or foreign commerce, and from the

33

repair, alteration, or conversion of the vessels, and from the sale of property purchased for the use

34

of the vessels including provisions, supplies, and material for the maintenance and/or repair of the

 

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1

vessels.

2

     (26) Commercial fishing vessels.  From the sale and from the storage, use, or other

3

consumption in this state of vessels and other watercraft that are in excess of five (5) net tons and

4

that are used exclusively for “commercial fishing,” as defined in this subdivision, and from the

5

repair, alteration, or conversion of those vessels and other watercraft, and from the sale of property

6

purchased for the use of those vessels and other watercraft including provisions, supplies, and

7

material for the maintenance and/or repair of the vessels and other watercraft and the boats nets,

8

cables, tackle, and other fishing equipment appurtenant to or used in connection with the

9

commercial fishing of the vessels and other watercraft. “Commercial fishing” means taking or

10

attempting to take any fish, shellfish, crustacea, or bait species with the intent of disposing of it for

11

profit or by sale, barter, trade, or in commercial channels. The term does not include subsistence

12

fishing, i.e., the taking for personal use and not for sale or barter; or sport fishing; but shall include

13

vessels and other watercraft with a Rhode Island party and charter boat license issued by the

14

department of environmental management pursuant to § 20-2-27.1 that meet the following criteria:

15

(i) The operator must have a current United States Coast Guard (U.S.C.G.) license to carry

16

passengers for hire; (ii) U.S.C.G. vessel documentation in the coast wide fishery trade; (iii)

17

U.S.C.G. vessel documentation as to proof of Rhode Island home port status or a Rhode Island boat

18

registration to prove Rhode Island home port status; and (iv) The vessel must be used as a

19

commercial passenger carrying fishing vessel to carry passengers for fishing. The vessel must be

20

able to demonstrate that at least fifty percent (50%) of its annual gross income derives from charters

21

or provides documentation of a minimum of one hundred (100) charter trips annually; and (v) The

22

vessel must have a valid Rhode Island party and charter boat license. The tax administrator shall

23

implement the provisions of this subdivision by promulgating rules and regulations relating thereto.

24

     (27) Clothing and footwear.  From the sales of articles of clothing, including footwear,

25

intended to be worn or carried on or about the human body for sales prior to October 1, 2012.

26

Effective October 1, 2012, the exemption will apply to the sales of articles of clothing, including

27

footwear, intended to be worn or carried on or about the human body up to two hundred and fifty

28

dollars ($250) of the sales price per item. For the purposes of this section, “clothing or footwear”

29

does not include clothing accessories or equipment or special clothing or footwear primarily

30

designed for athletic activity or protective use as these terms are defined in § 44-18-7.1(f). In

31

recognition of the work being performed by the streamlined sales and use tax governing board,

32

upon passage of any federal law that authorizes states to require remote sellers to collect and remit

33

sales and use taxes, this unlimited exemption will apply as it did prior to October 1, 2012. The

34

unlimited exemption on sales of clothing and footwear shall take effect on the date that the state

 

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1

requires remote sellers to collect and remit sales and use taxes.

2

     (28) Water for residential use.  From the sale and from the storage, use, or other

3

consumption in this state of water furnished for domestic use by occupants of residential premises.

4

     (29) Bibles.  [Unconstitutional; see Ahlburn v. Clark, 728 A.2d 449 (R.I. 1999); see Notes

5

to Decisions.] From the sale and from the storage, use, or other consumption in the state of any

6

canonized scriptures of any tax-exempt nonprofit religious organization including, but not limited

7

to, the Old Testament and the New Testament versions.

8

     (30) Boats.

9

     (i) From the sale of a boat or vessel to a bona fide nonresident of this state who does not

10

register the boat or vessel in this state or document the boat or vessel with the United States

11

government at a home port within the state, whether the sale or delivery of the boat or vessel is

12

made in this state or elsewhere; provided, that the nonresident transports the boat within thirty (30)

13

days after delivery by the seller outside the state for use thereafter solely outside the state.

14

     (ii) The tax administrator, in addition to the provisions of §§ 44-19-27 and 44-19-28, may

15

require the seller of the boat or vessel to keep records of the sales to bona fide nonresidents as the

16

tax administrator deems reasonably necessary to substantiate the exemption provided in this

17

subdivision, including the affidavit of the seller that the buyer represented himself or herself to be

18

a bona fide nonresident of this state and of the buyer that he or she is a nonresident of this state.

19

     (31) Youth activities equipment.  From the sale, storage, use, or other consumption in

20

this state of items for not more than twenty dollars ($20.00) each by nonprofit Rhode Island

21

eleemosynary organizations, for the purposes of youth activities that the organization is formed to

22

sponsor and support; and by accredited elementary and secondary schools for the purposes of the

23

schools or of organized activities of the enrolled students.

24

     (32) Farm equipment.  From the sale and from the storage or use of machinery and

25

equipment used directly for commercial farming and agricultural production; including, but not

26

limited to: tractors, ploughs, harrows, spreaders, seeders, milking machines, silage conveyors,

27

balers, bulk milk storage tanks, trucks with farm plates, mowers, combines, irrigation equipment,

28

greenhouses and greenhouse coverings, graders and packaging machines, tools and supplies and

29

other farming equipment, including replacement parts appurtenant to or used in connection with

30

commercial farming and tools and supplies used in the repair and maintenance of farming

31

equipment. “Commercial farming” means the keeping or boarding of five (5) or more horses or the

32

production within this state of agricultural products, including, but not limited to, field or orchard

33

crops, livestock, dairy, and poultry, or their products, where the keeping, boarding, or production

34

provides at least two thousand five hundred dollars ($2,500) in annual gross sales to the operator,

 

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1

whether an individual, a group, a partnership, or a corporation for exemptions issued prior to July

2

1, 2002. For exemptions issued or renewed after July 1, 2002, there shall be two (2) levels. Level I

3

shall be based on proof of annual, gross sales from commercial farming of at least twenty-five

4

hundred dollars ($2,500) and shall be valid for purchases subject to the exemption provided in this

5

subdivision except for motor vehicles with an excise tax value of five thousand dollars ($5,000) or

6

greater. Level II shall be based on proof of annual gross sales from commercial farming of at least

7

ten thousand dollars ($10,000) or greater and shall be valid for purchases subject to the exemption

8

provided in this subdivision including motor vehicles with an excise tax value of five thousand

9

dollars ($5,000) or greater. For the initial issuance of the exemptions, proof of the requisite amount

10

of annual gross sales from commercial farming shall be required for the prior year; for any renewal

11

of an exemption granted in accordance with this subdivision at either level I or level II, proof of

12

gross annual sales from commercial farming at the requisite amount shall be required for each of

13

the prior two (2) years. Certificates of exemption issued or renewed after July 1, 2002, shall clearly

14

indicate the level of the exemption and be valid for four (4) years after the date of issue. This

15

exemption applies even if the same equipment is used for ancillary uses, or is temporarily used for

16

a non-farming or a non-agricultural purpose, but shall not apply to motor vehicles acquired after

17

July 1, 2002, unless the vehicle is a farm vehicle as defined pursuant to § 31-1-8 and is eligible for

18

registration displaying farm plates as provided for in § 31-3-31.

19

     (33) Compressed air.  From the sale and from the storage, use, or other consumption in

20

the state of compressed air.

21

     (34) Flags.  From the sale and from the storage, consumption, or other use in this state of

22

United States, Rhode Island or POW-MIA flags.

23

     (35) Motor vehicle and adaptive equipment to certain veterans.  From the sale of a

24

motor vehicle and adaptive equipment to and for the use of a veteran with a service-connected loss

25

of or the loss of use of a leg, foot, hand, or arm, or any veteran who is a double amputee, whether

26

service connected or not. The motor vehicle must be purchased by and especially equipped for use

27

by the qualifying veteran. Certificate of exemption or refunds of taxes paid is granted under rules

28

or regulations that the tax administrator may prescribe.

29

     (36) Textbooks.  From the sale and from the storage, use, or other consumption in this

30

state of textbooks by an “educational institution,” as defined in subsection (18) of this section, and

31

any educational institution within the purview of § 16-63-9(4), and used textbooks by any purveyor.

32

     (37) Tangible personal property and supplies used in on-site hazardous waste

33

recycling, reuse, or treatment.  From the sale, storage, use, or other consumption in this state of

34

tangible personal property or supplies used or consumed in the operation of equipment, the

 

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1

exclusive function of which is the recycling, reuse, or recovery of materials (other than precious

2

metals, as defined in subdivision (24)(ii) of this section) from the treatment of “hazardous wastes,”

3

as defined in § 23-19.1-4, where the “hazardous wastes” are generated in Rhode Island solely by

4

the same taxpayer and where the personal property is located at, in, or adjacent to a generating

5

facility of the taxpayer in Rhode Island. The taxpayer shall procure an order from the director of

6

the department of environmental management certifying that the equipment and/or supplies as used

7

or consumed, qualify for the exemption under this subdivision. If any information relating to secret

8

processes or methods of manufacture, production, or treatment is disclosed to the department of

9

environmental management only to procure an order, and is a “trade secret” as defined in § 28-21-

10

10(b), it is not open to public inspection or publicly disclosed unless disclosure is required under

11

chapter 21 of title 28 or chapter 24.4 of title 23.

12

     (38) Promotional and product literature of boat manufacturers.  From the sale and

13

from the storage, use, or other consumption of promotional and product literature of boat

14

manufacturers shipped to points outside of Rhode Island that either: (i) Accompany the product

15

that is sold; (ii) Are shipped in bulk to out-of-state dealers for use in the sale of the product; or (iii)

16

Are mailed to customers at no charge.

17

     (39) Food items paid for by food stamps.  From the sale and from the storage, use, or

18

other consumption in this state of eligible food items payment for which is properly made to the

19

retailer in the form of U.S. government food stamps issued in accordance with the Food Stamp Act

20

of 1977, 7 U.S.C. § 2011 et seq.

21

     (40) Transportation charges. From the sale or hiring of motor carriers as defined in § 39-

22

12-2(12) to haul goods, when the contract or hiring cost is charged by a motor freight tariff filed

23

with the Rhode Island public utilities commission on the number of miles driven or by the number

24

of hours spent on the job.

25

     (41) Trade-in value of boats.  From the sale and from the storage, use, or other

26

consumption in this state of so much of the purchase price paid for a new or used boat as is allocated

27

for a trade-in allowance on the boat of the buyer given in trade to the seller or of the proceeds

28

applicable only to the boat as are received from an insurance claim as a result of a stolen or damaged

29

boat, towards the purchase of a new or used boat by the buyer.

30

     (42) Equipment used for research and development.  From the sale and from the

31

storage, use, or other consumption of equipment to the extent used for research and development

32

purposes by a qualifying firm. For the purposes of this subsection, “qualifying firm” means a

33

business for which the use of research and development equipment is an integral part of its

34

operation and “equipment” means scientific equipment, computers, software, and related items.

 

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1

     (43) Coins.  From the sale and from the other consumption in this state of coins having

2

numismatic or investment value.

3

     (44) Farm structure construction materials.  Lumber, hardware, and other materials

4

used in the new construction of farm structures, including production facilities such as, but not

5

limited to: farrowing sheds, free stall and stanchion barns, milking parlors, silos, poultry barns,

6

laying houses, fruit and vegetable storages, rooting cellars, propagation rooms, greenhouses,

7

packing rooms, machinery storage, seasonal farm worker housing, certified farm markets, bunker

8

and trench silos, feed storage sheds, and any other structures used in connection with commercial

9

farming.

10

     (45) Telecommunications carrier access service.  Carrier access service or

11

telecommunications service when purchased by a telecommunications company from another

12

telecommunications company to facilitate the provision of telecommunications service.

13

     (46) Boats or vessels brought into the state exclusively for winter storage,

14

maintenance, repair, or sale.  Notwithstanding the provisions of §§ 44-18-10, 44-18-11 and 44-

15

18-20, the tax imposed by § 44-18-20 is not applicable for the period commencing on the first day

16

of October in any year up to and including the 30th day of April next succeeding with respect to

17

the use of any boat or vessel within this state exclusively for purposes of: (i) Delivery of the vessel

18

to a facility in this state for storage, including dry storage and storage in water by means of

19

apparatus preventing ice damage to the hull, maintenance, or repair; (ii) The actual process of

20

storage, maintenance, or repair of the boat or vessel; or (iii) Storage for the purpose of selling the

21

boat or vessel.

22

     (47) Jewelry display product.  From the sale and from the storage, use, or other

23

consumption in this state of tangible personal property used to display any jewelry product;

24

provided that title to the jewelry display product is transferred by the jewelry manufacturer or seller

25

and that the jewelry display product is shipped out of state for use solely outside the state and is not

26

returned to the jewelry manufacturer or seller.

27

     (48) Boats or vessels generally.  Notwithstanding the provisions of this chapter, the tax

28

imposed by §§ 44-18-20 and 44-18-18 shall not apply with respect to the sale and to the storage,

29

use, or other consumption in this state of any new or used boat. The exemption provided for in this

30

subdivision does not apply after October 1, 1993, unless prior to October 1, 1993, the federal ten

31

percent (10%) surcharge on luxury boats is repealed.

32

     (49) Banks and regulated investment companies interstate toll-free

33

calls.  Notwithstanding the provisions of this chapter, the tax imposed by this chapter does not

34

apply to the furnishing of interstate and international, toll-free terminating telecommunication

 

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1

service that is used directly and exclusively by or for the benefit of an eligible company as defined

2

in this subdivision; provided that an eligible company employs on average during the calendar year

3

no less than five hundred (500) “full-time equivalent employees” as that term is defined in § 42-

4

64.5-2. For purposes of this section, an “eligible company” means a “regulated investment

5

company” as that term is defined in the Internal Revenue Code of 1986, 26 U.S.C. § 851, or a

6

corporation to the extent the service is provided, directly or indirectly, to or on behalf of a regulated

7

investment company, an employee benefit plan, a retirement plan or a pension plan, or a state-

8

chartered bank.

9

     (50) Mobile and manufactured homes generally.  From the sale and from the storage,

10

use, or other consumption in this state of mobile and/or manufactured homes as defined and subject

11

to taxation pursuant to the provisions of chapter 44 of title 31.

12

     (51) Manufacturing business reconstruction materials.

13

     (i) From the sale and from the storage, use, or other consumption in this state of lumber,

14

hardware, and other building materials used in the reconstruction of a manufacturing business

15

facility that suffers a disaster, as defined in this subdivision, in this state. “Disaster” means any

16

occurrence, natural or otherwise, that results in the destruction of sixty percent (60%) or more of

17

an operating manufacturing business facility within this state. “Disaster” does not include any

18

damage resulting from the willful act of the owner of the manufacturing business facility.

19

     (ii) Manufacturing business facility includes, but is not limited to, the structures housing

20

the production and administrative facilities.

21

     (iii) In the event a manufacturer has more than one manufacturing site in this state, the sixty

22

percent (60%) provision applies to the damages suffered at that one site.

23

     (iv) To the extent that the costs of the reconstruction materials are reimbursed by insurance,

24

this exemption does not apply.

25

     (52) Tangible personal property and supplies used in the processing or preparation

26

of floral products and floral arrangements.  From the sale, storage, use, or other consumption in

27

this state of tangible personal property or supplies purchased by florists, garden centers, or other

28

like producers or vendors of flowers, plants, floral products, and natural and artificial floral

29

arrangements that are ultimately sold with flowers, plants, floral products, and natural and artificial

30

floral arrangements or are otherwise used in the decoration, fabrication, creation, processing, or

31

preparation of flowers, plants, floral products, or natural and artificial floral arrangements,

32

including descriptive labels, stickers, and cards affixed to the flower, plant, floral product, or

33

arrangement, artificial flowers, spray materials, floral paint and tint, plant shine, flower food,

34

insecticide, and fertilizers.

 

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1

     (53) Horse food products.  From the sale and from the storage, use, or other consumption

2

in this state of horse food products purchased by a person engaged in the business of the boarding

3

of horses.

4

     (54) Non-motorized recreational vehicles sold to nonresidents.

5

     (i) From the sale, subsequent to June 30, 2003, of a non-motorized recreational vehicle to

6

a bona fide nonresident of this state who does not register the non-motorized recreational vehicle

7

in this state, whether the sale or delivery of the non-motorized recreational vehicle is made in this

8

state or at the place of residence of the nonresident; provided that a non-motorized recreational

9

vehicle sold to a bona fide nonresident whose state of residence does not allow a like exemption to

10

its nonresidents is not exempt from the tax imposed under § 44-18-20; provided, further, that in

11

that event the bona fide nonresident pays a tax to Rhode Island on the sale at a rate equal to the rate

12

that would be imposed in his or her state of residence not to exceed the rate that would have been

13

imposed under § 44-18-20. Notwithstanding any other provisions of law, a licensed, non-motorized

14

recreational vehicle dealer shall add and collect the tax required under this subdivision and remit

15

the tax to the tax administrator under the provisions of chapters 18 and 19 of this title. Provided,

16

that when a Rhode Island licensed, non-motorized recreational vehicle dealer is required to add and

17

collect the sales and use tax on the sale of a non-motorized recreational vehicle to a bona fide

18

nonresident as provided in this section, the dealer in computing the tax takes into consideration the

19

law of the state of the nonresident as it relates to the trade-in of motor vehicles.

20

     (ii) The tax administrator, in addition to the provisions of §§ 44-19-27 and 44-19-28, may

21

require any licensed, non-motorized recreational vehicle dealer to keep records of sales to bona fide

22

nonresidents as the tax administrator deems reasonably necessary to substantiate the exemption

23

provided in this subdivision, including the affidavit of a licensed, non-motorized recreational

24

vehicle dealer that the purchaser of the non-motorized recreational vehicle was the holder of, and

25

had in his or her possession a valid out-of-state non-motorized recreational vehicle registration or

26

a valid out-of-state driver’s license.

27

     (iii) Any nonresident who registers a non-motorized recreational vehicle in this state within

28

ninety (90) days of the date of its sale to him or her is deemed to have purchased the non-motorized

29

recreational vehicle for use, storage, or other consumption in this state, and is subject to, and liable

30

for, the use tax imposed under the provisions of § 44-18-20.

31

     (iv) “Non-motorized recreational vehicle” means any portable dwelling designed and

32

constructed to be used as a temporary dwelling for travel, camping, recreational, and vacation use

33

that is eligible to be registered for highway use, including, but not limited to, “pick-up coaches” or

34

“pick-up campers,” “travel trailers,” and “tent trailers” as those terms are defined in chapter 1 of

 

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1

title 31.

2

     (55) Sprinkler and fire alarm systems in existing buildings.  From the sale in this state

3

of sprinkler and fire alarm systems; emergency lighting and alarm systems; and the materials

4

necessary and attendant to the installation of those systems that are required in buildings and

5

occupancies existing therein in July 2003 in order to comply with any additional requirements for

6

such buildings arising directly from the enactment of the Comprehensive Fire Safety Act of 2003

7

and that are not required by any other provision of law or ordinance or regulation adopted pursuant

8

to that act. The exemption provided in this subdivision shall expire on December 31, 2008.

9

     (56) Aircraft.  Notwithstanding the provisions of this chapter, the tax imposed by §§ 44-

10

18-18 and 44-18-20 shall not apply with respect to the sale and to the storage, use, or other

11

consumption in this state of any new or used aircraft or aircraft parts.

12

     (57) Renewable energy products.  Notwithstanding any other provisions of Rhode Island

13

general laws, the following products shall also be exempt from sales tax: solar photovoltaic

14

modules or panels, or any module or panel that generates electricity from light; solar thermal

15

collectors, including, but not limited to, those manufactured with flat glass plates, extruded plastic,

16

sheet metal, and/or evacuated tubes; geothermal heat pumps, including both water-to-water and

17

water-to-air type pumps; wind turbines; towers used to mount wind turbines if specified by or sold

18

by a wind turbine manufacturer; DC to AC inverters that interconnect with utility power lines; and

19

manufactured mounting racks and ballast pans for solar collector, module, or panel installation. Not

20

to include materials that could be fabricated into such racks; monitoring and control equipment, if

21

specified or supplied by a manufacturer of solar thermal, solar photovoltaic, geothermal, or wind

22

energy systems or if required by law or regulation for such systems but not to include pumps, fans

23

or plumbing or electrical fixtures unless shipped from the manufacturer affixed to, or an integral

24

part of, another item specified on this list; and solar storage tanks that are part of a solar domestic

25

hot water system or a solar space heating system. If the tank comes with an external heat exchanger

26

it shall also be tax exempt, but a standard hot water tank is not exempt from state sales tax.

27

     (58) Returned property.  The amount charged for property returned by customers upon

28

rescission of the contract of sale when the entire amount exclusive of handling charges paid for the

29

property is refunded in either cash or credit, and where the property is returned within one hundred

30

twenty (120) days from the date of delivery.

31

     (59) Dietary supplements.  From the sale and from the storage, use, or other consumption

32

of dietary supplements as defined in § 44-18-7.1(l)(v), sold on prescriptions.

33

     (60) Blood.  From the sale and from the storage, use, or other consumption of human blood.

34

     (61) Agricultural products for human consumption.  From the sale and from the

 

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1

storage, use, or other consumption of livestock and poultry of the kinds of products that ordinarily

2

constitute food for human consumption and of livestock of the kind the products of which ordinarily

3

constitute fibers for human use.

4

     (62) Diesel emission control technology.  From the sale and use of diesel retrofit

5

technology that is required by § 31-47.3-4.

6

     (63) Feed for certain animals used in commercial farming.  From the sale of feed for

7

animals as described in subsection (61) of this section.

8

     (64) Alcoholic beverages.  From the sale and storage, use, or other consumption in this

9

state by a Class A licensee of alcoholic beverages, as defined in § 44-18-7.1, excluding beer and

10

malt beverages; provided, further, notwithstanding § 6-13-1 or any other general or public law to

11

the contrary, alcoholic beverages, as defined in § 44-18-7.1, shall not be subject to minimum

12

markup.

13

     (65) Seeds and plants used to grow food and food ingredients.  From the sale, storage,

14

use, or other consumption in this state of seeds and plants used to grow food and food ingredients

15

as defined in § 44-18-7.1(l)(i). “Seeds and plants used to grow food and food ingredients” shall not

16

include marijuana seeds or plants.

17

     (66) Feminine hygiene products.  From the sale and from the storage, use, or other

18

consumption of tampons, panty liners, menstrual cups, sanitary napkins, and other similar products

19

the principal use of which is feminine hygiene in connection with the menstrual cycle.

20

     (67) “Breast pump collection and storage supplies”  means items of tangible personal

21

property used in conjunction with a breast pump to collect milk expressed from a human breast and

22

to store collected milk until it is ready for consumption. “Breast pump collection and storage

23

supplies” include, but are not limited to, breast shields and breast shield connectors; breast pump

24

tubes and tubing adaptors; breast pump valves and membranes; backflow protectors and backflow

25

protector adaptors; bottles and bottle caps specific to the operation of the breast pump; breast milk

26

storage bags; and related items sold as part of a breast pump kit pre-packaged by the breast pump

27

manufacturer. “Breast pump collection and storage supplies” does not include: bottles and bottle

28

caps not specific to the operation of the breast pump; breast pump travel bags and other similar

29

carrying accessories, including ice packs, labels, and other similar products, unless sold as part of

30

a breast pump kit pre-packed by the breast pump manufacturer; breast pump cleaning supplies,

31

unless sold as part of a breast pump kit pre-packaged by the breast pump manufacturer; nursing

32

bras, bra pads, breast shells, and other similar products; and creams, ointments, and other similar

33

products that relieve breastfeeding-related symptoms or conditions of the breasts or nipples.

34

     (68) Trade-in value of motorcycles.  From the sale and from the storage, use, or other

 

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1

consumption in this state of so much of the purchase price paid for a new or used motorcycle as is

2

allocated for a trade-in allowance on the motorcycle of the buyer given in trade to the seller, or of

3

the proceeds applicable only to the motorcycle as are received from the manufacturer of

4

motorcycles for the repurchase of the motorcycle whether the repurchase was voluntary or not

5

towards the purchase of a new or used motorcycle by the buyer. For the purpose of this subsection,

6

the word “motorcycle” means a motorcycle not used for hire and does not refer to any other type

7

of motor vehicle.

8

     (69) Firearm safety and storage devices. From the sale and from the storage, use, or

9

other consumption in this state of firearm safety devices and firearm storage devices. Firearm

10

safety device means a device that, when installed on a firearm, is designed to prevent the firearm

11

from being operated without first deactivating the device, or a device to be equipped or installed

12

on a firearm that is designed to prevent the operation of the firearm by anyone who does not have

13

authorized access to the firearm. A firearm sold with a firearm safety device already installed on

14

it is treated as the sale of a firearm and not the sale of a firearm safety device. A firearm storage

15

device means a container or enclosure that is designed and marketed for the principal purpose of

16

safely storing or displaying a firearm and that is secured by a combination lock, key lock, or lock

17

based on biometric information which, once locked, is incapable of being opened without the

18

combination, key, or biometric information, respectively.

19

     SECTION 7. Section 44-18-36.1 of the General Laws in Chapter 44-18 entitled “Sales and

20

Use Taxes – Liability and Computation” is hereby amended to read as follows:

21

     44-18-36.1. Hotel tax and whole home short-term rental tax [Effective January 1,

22

2026].

23

     (a) There is imposed a hotel tax of five percent (5%) upon the total consideration charged

24

for occupancy of any space furnished by any hotel, travel packages, or room reseller or reseller as

25

defined in § 44-18-7.3(b) in this state. A house, condominium, or other resident dwelling shall be

26

exempt from the five percent (5%) hotel tax under this subsection if the house, condominium, or

27

other resident dwelling is rented in its entirety. The hotel tax is in addition to any sales tax imposed.

28

This hotel tax is administered and collected by the division of taxation and unless provided to the

29

contrary in this chapter, all the administration, collection, and other provisions of chapters 18 and

30

19 of this title apply. Nothing in this chapter shall be construed to limit the powers of the convention

31

authority of the city of Providence established pursuant to the provisions of chapter 84 of the public

32

laws of 1980, except that distribution of hotel tax receipts shall be made pursuant to chapter 63.1

33

of title 42 rather than chapter 84 of the public laws of 1980.

34

     (b) There is hereby levied and imposed, upon the total consideration charged for occupancy

 

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1

of any space furnished by any hotel in this state, in addition to all other taxes and fees now imposed

2

by law, a local hotel tax at a rate of one percent (1%). The local hotel tax shall be administered and

3

collected in accordance with subsection (a).

4

     (c) All sums received by the division of taxation from the local hotel tax, penalties or

5

forfeitures, interest, costs of suit and fines shall be distributed at least quarterly, credited and paid

6

by the state treasurer to the city or town where the space for occupancy that is furnished by the

7

hotel is located. Unless provided to the contrary in this chapter, all of the administration, collection,

8

and other provisions of chapters 18 and 19 of this title shall apply.

9

     (d) There is hereby levied and imposed, upon the total consideration charged for

10

occupancy, as defined in § 42-63.1-2(6), of a house, condominium, or other resident dwelling in

11

this state rented in its entirety furnished by any room reseller or reseller as defined in § 44-18-7.3(b)

12

or any other taxpayer, in addition to all other taxes and fees now imposed by law, a whole home

13

short-term rental tax at a rate of five percent (5%). The whole home short-term rental tax shall be

14

administered, collected, and distributed in accordance with subsection (a).

15

     (d)(e) Notwithstanding the provisions of subsection (a) of this section, the city of Newport

16

shall have the authority to collect from hotels located in the city of Newport the taxes imposed by

17

subsections (a) and (b) of this section. The city of Newport shall also have the authority to collect

18

the tax imposed by subsection (d) of this section with respect to a house, condominium, or other

19

resident dwelling rented in its entirety located in the City of Newport.

20

     (1) Within ten (10) days of collection of the tax taxes, the city of Newport shall distribute

21

the tax taxes imposed by subsections (a) and (d) of this section as provided in § 42-63.1-3. No later

22

than the first day of March and the first day of September in each year in which the tax is taxes are

23

collected, the city of Newport shall submit to the division of taxation a report of the tax taxes

24

collected and distributed during the six (6) month period ending thirty (30) days prior to the

25

reporting date.

26

     (2) The city of Newport shall have the same authority as the division of taxation to recover

27

delinquent hotel and whole home short-term rental taxes pursuant to chapter 44-19, and the amount

28

of any hotel and/or whole home short-term rental tax, penalty and interest imposed by the city of

29

Newport until collected constitutes a lien on the real property of the taxpayer.

30

     SECTION 8. Sections 44-20-12 and 44-20-13 of the General Laws in Chapter 44-20

31

entitled “Cigarette, Other Tobacco Products, and Electronic Nicotine-Delivery System Products

32

[effective January 1, 2025]” are hereby amended to read as follows:

33

     44-20-12. Tax imposed on cigarettes sold.

34

     A tax is imposed on all cigarettes sold or held for sale in the state. The payment of the tax

 

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1

to be evidenced by stamps, which may be affixed only by licensed distributors to the packages

2

containing such cigarettes. Any cigarettes on which the proper amount of tax provided for in this

3

chapter has been paid, payment being evidenced by the stamp, is not subject to a further tax under

4

this chapter. The tax is at the rate of two hundred twenty-five (225) two hundred fifty (250.0) mills

5

for each cigarette.

6

     44-20-13. Tax imposed on unstamped cigarettes.

7

     A tax is imposed at the rate of two hundred twenty-five (225) two hundred fifty (250.0)

8

mills for each cigarette upon the storage or use within this state of any cigarettes not stamped in

9

accordance with the provisions of this chapter in the possession of any consumer within this state.

10

     SECTION 9. Chapter 44-20 of the General Laws entitled “Cigarette, Other Tobacco

11

Products, and Electronic Nicotine-Delivery System Products [effective January 1, 2025]” is hereby

12

amended by adding thereto the following section:

13

     44-20-12.8. Floor stock tax on cigarettes and stamps.

14

     (a) Each person engaging in the business of selling cigarettes at retail in this state shall pay

15

a tax or excise to the state for the privilege of engaging in that business during any part of the

16

calendar year 2025. In calendar year 2025, the tax shall be measured by the number of cigarettes

17

held by the person in this state at 12:01 a.m. on September 2, 2025, and is computed at the rate of

18

twenty-five (25.0) mills for each cigarette on September 2, 2025.

19

     (b) Each distributor licensed to do business in this state pursuant to this chapter shall pay a

20

tax or excise to the state for the privilege of engaging in that business during any part of the calendar

21

year 2025. The tax is measured by the number of stamps, whether affixed or to be affixed to

22

packages of cigarettes, as required by § 44-20-28. In calendar year 2025 the tax is measured by the

23

number of stamps, whether affixed or to be affixed, held by the distributor at 12:01 a.m. on

24

September 2, 2025, and is computed at the rate of twenty-five (25.0) mills per cigarette in the

25

package to which the stamps are affixed or to be affixed.

26

     (c) Each person subject to the payment of the tax imposed by this section shall, on or before

27

September 16, 2025, file a return, under oath or certified under the penalties of perjury, with the

28

tax administrator on forms furnished by the tax administrator, showing the amount of cigarettes

29

and the number of stamps in that person's possession in this state at 12:01 a.m. on September 2,

30

2025, as described in this section above, and the amount of tax due, and shall at the time of filing

31

the return pay the tax to the tax administrator. Failure to obtain forms shall not be an excuse for

32

the failure to make a return containing the information required by the tax administrator.

33

     (d) The tax administrator may prescribe rules and regulations, not inconsistent with law,

34

regarding the assessment and collection of the tax imposed by this section.

 

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1

     SECTION 10. Section 44-25-1 of the General Laws in Chapter 44-25 entitled “Real Estate

2

Conveyance Tax” is hereby amended to read as follows:

3

     44-25-1. Tax imposed — Payment — Burden.

4

     (a) There is imposed, on each deed, instrument, or writing by which any lands, tenements,

5

or other realty sold is granted, assigned, transferred, or conveyed, to, or vested in, the purchaser or

6

purchasers, or any other person or persons, by his, her, or their direction, or on any grant,

7

assignment, transfer, or conveyance or such vesting, by such persons that has the effect of making

8

any real estate company an acquired real estate company, when the consideration paid exceeds one

9

hundred dollars ($100), a tax at the rate of two dollars and thirty cents ($2.30) for each five hundred

10

dollars ($500), or fractional part of it, that is paid for the purchase of property or the interest in an

11

acquired real estate company (inclusive of the value of any lien or encumbrance remaining at the

12

time the sale, grant, assignment, transfer, or conveyance or vesting occurs, or in the case of an

13

interest in an acquired real estate company, a percentage of the value of such lien or encumbrance

14

equivalent to the percentage interest in the acquired real estate company being granted, assigned,

15

transferred, conveyed, or vested). The tax is payable at the time of making, the execution, delivery,

16

acceptance, or presentation for recording of any instrument affecting such transfer, grant,

17

assignment, transfer, conveyance, or vesting. In the absence of an agreement to the contrary, the

18

tax shall be paid by the grantor, assignor, transferor, or person making the conveyance or vesting.

19

     (b) In addition to the tax imposed by subsection (a), there is imposed, on each deed,

20

instrument, or writing by which any residential real property sold is granted, assigned, transferred,

21

or conveyed to, or vested in, the purchaser or purchasers, or any other person or persons, by his,

22

her, or their direction, or on any grant, assignment, transfer, or conveyance or such vesting, by such

23

persons that has the effect of making any real estate company an acquired real estate company,

24

when the consideration paid exceeds eight hundred thousand dollars ($800,000), a tax at the rate of

25

two dollars and thirty cents ($2.30) for each five hundred dollars ($500), or fractional part of it, of

26

the consideration in excess of eight hundred thousand dollars ($800,000) that is paid for the

27

purchase of residential real property or the interest in an acquired real estate company (inclusive of

28

the value of any lien or encumbrance remaining at the time the sale, grant, assignment, transfer, or

29

conveyance or vesting occurs, or in the case of an interest in an acquired real estate company, a

30

percentage of the value of such lien or encumbrance equivalent to the percentage interest in the

31

acquired real estate company being granted, assigned, transferred, conveyed, or vested). The tax

32

imposed by this subsection shall be paid at the same time and in the same manner as the tax imposed

33

by subsection (a).

34

     (c) In addition to the tax imposed by subsection (a) and subsection (b), there is imposed,

 

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1

on each deed, instrument, or writing by which any residential real property sold is granted, assigned,

2

transferred, or conveyed to, or vested in, the purchaser or purchasers, or any other person or

3

persons, by his, her, or their direction, or on any grant, assignment, transfer, or conveyance or such

4

vesting, by such persons that has the effect of making any real estate company an acquired real

5

estate company, when the consideration paid exceeds eight hundred thousand dollars ($800,000),

6

an additional tax at the rate of one dollar sixty five cents ($1.65) for each five hundred dollars

7

($500), or fractional part of it, of the consideration in excess of eight hundred thousand dollars

8

($800,000) that is paid for the purchase of residential real property or the interest in an acquired

9

real estate company (inclusive of the value of any lien or encumbrance remaining at the time the

10

sale, grant, assignment, transfer, or conveyance or vesting occurs, or in the case of an interest in an

11

acquired real estate company, a percentage of the value of such lien or encumbrance equivalent to

12

the percentage interest in the acquired real estate company being granted, assigned, transferred,

13

conveyed, or vested). The tax imposed by this subsection shall be paid at the same time and in the

14

same manner as the tax imposed by subsection (a) and (b).

15

     (c)(d) In the event no consideration is actually paid for the lands, tenements, or realty, the

16

instrument or interest in an acquired real estate company of conveyance shall contain a statement

17

to the effect that the consideration is such that no documentary stamps are required.

18

     (d)(e) The tax shall be distributed as follows:

19

     (1) With respect to the tax imposed by subsection (a): the tax administrator shall contribute

20

to the distressed community relief program the sum of thirty cents ($.30) per two dollars and thirty

21

cents ($2.30) of the face value of the stamps to be distributed pursuant to § 45-13-12, and to the

22

housing resources and homelessness restricted receipt account established pursuant to § 42-128-2

23

the sum of thirty cents ($.30) per two dollars and thirty cents ($2.30) of the face value of the stamps.

24

The state shall retain sixty cents ($.60) for state use. The balance of the tax shall be retained by the

25

municipality collecting the tax.

26

     (2) With respect to the tax imposed by subsection (b): the tax administrator shall contribute

27

the entire tax to the housing production fund established pursuant to § 42-128-2.1.

28

     (3) With respect to the tax imposed by subsection (c): the tax administrator shall contribute

29

the entire tax to the Housing Resources and Homelessness restricted receipt account established

30

pursuant to § 42-128-2(3).

31

     (3)(4) Notwithstanding the above, in the case of the tax on the grant, transfer, assignment,

32

or conveyance or vesting with respect to an acquired real estate company, the tax shall be collected

33

by the tax administrator and shall be distributed to the municipality where the real estate owned by

34

the acquired real estate company is located; provided, however, in the case of any such tax collected

 

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1

by the tax administrator, if the acquired real estate company owns property located in more than

2

one municipality, the proceeds of the tax shall be allocated amongst said municipalities in the

3

proportion the assessed value of said real estate in each such municipality bears to the total of the

4

assessed values of all of the real estate owned by the acquired real estate company in Rhode Island.

5

Provided, however, in fiscal years 2004 and 2005, from the proceeds of this tax, the tax

6

administrator shall deposit as general revenues the sum of ninety cents ($.90) per two dollars and

7

thirty cents ($2.30) of the face value of the stamps. The balance of the tax on the purchase of

8

property shall be retained by the municipality collecting the tax. The balance of the tax on the

9

transfer with respect to an acquired real estate company, shall be collected by the tax administrator

10

and shall be distributed to the municipality where the property for which interest is sold is

11

physically located. Provided, however, that in the case of any tax collected by the tax administrator

12

with respect to an acquired real estate company where the acquired real estate company owns

13

property located in more than one municipality, the proceeds of the tax shall be allocated amongst

14

the municipalities in proportion that the assessed value in any such municipality bears to the

15

assessed values of all of the real estate owned by the acquired real estate company in Rhode Island.

16

     (e)(f) For purposes of this section, the term “acquired real estate company” means a real

17

estate company that has undergone a change in ownership interest if (1) The change does not affect

18

the continuity of the operations of the company; and (2) The change, whether alone or together

19

with prior changes has the effect of granting, transferring, assigning, or conveying or vesting,

20

transferring directly or indirectly, 50% or more of the total ownership in the company within a

21

period of three (3) years. For purposes of the foregoing subsection (e)(f)(2), a grant, transfer,

22

assignment, or conveyance or vesting, shall be deemed to have occurred within a period of three

23

(3) years of another grant(s), transfer(s), assignment(s), or conveyance(s) or vesting(s) if during the

24

period the granting, transferring, assigning, or conveying party provides the receiving party a

25

legally binding document granting, transferring, assigning, or conveying or vesting the realty or a

26

commitment or option enforceable at a future date to execute the grant, transfer, assignment, or

27

conveyance or vesting.

28

     (f)(g) A real estate company is a corporation, limited liability company, partnership, or

29

other legal entity that meets any of the following:

30

     (1) Is primarily engaged in the business of holding, selling, or leasing real estate, where

31

90% or more of the ownership of the real estate is held by 35 or fewer persons and which company

32

either (i) derives 60% or more of its annual gross receipts from the ownership or disposition of real

33

estate; or (ii) owns real estate the value of which comprises 90% or more of the value of the entity’s

34

entire tangible asset holdings exclusive of tangible assets that are fairly transferrable and actively

 

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1

traded on an established market; or

2

     (2) Ninety percent or more of the ownership interest in such entity is held by 35 or fewer

3

persons and the entity owns as 90% or more of the fair market value of its assets a direct or indirect

4

interest in a real estate company. An indirect ownership interest is an interest in an entity 90% or

5

more of which is held by 35 or fewer persons and the purpose of the entity is the ownership of a

6

real estate company.

7

     (g)(h) In the case of a grant, assignment, transfer, or conveyance or vesting that results in

8

a real estate company becoming an acquired real estate company, the grantor, assignor, transferor,

9

or person making the conveyance or causing the vesting, shall file or cause to be filed with the

10

division of taxation, at least five (5) days prior to the grant, transfer, assignment, or conveyance or

11

vesting, notification of the proposed grant, transfer, assignment, or conveyance or vesting, the price,

12

terms and conditions thereof, and the character and location of all of the real estate assets held by

13

the real estate company and shall remit the tax imposed and owed pursuant to subsection (a). Any

14

such grant, transfer, assignment, or conveyance or vesting which results in a real estate company

15

becoming an acquired real estate company shall be fraudulent and void as against the state unless

16

the entity notifies the tax administrator in writing of the grant, transfer, assignment, or conveyance

17

or vesting as herein required in subsection (g)(h) and has paid the tax as required in subsection (a).

18

Upon the payment of the tax by the transferor, the tax administrator shall issue a certificate of the

19

payment of the tax which certificate shall be recordable in the land evidence records in each

20

municipality in which such real estate company owns real estate. Where the real estate company

21

has assets other than interests in real estate located in Rhode Island, the tax shall be based upon the

22

assessed value of each parcel of property located in each municipality in the state of Rhode Island.

23

     SECTION 11. Section 44-31-2 of the General Laws in Chapter 44-31 entitled “Investment

24

Tax Credit” is hereby amended to read as follows:

25

     44-31-2. Specialized investment tax credit.

26

     (a) A certified building owner, as provided in chapter 64.7 of title 42, may be allowed a

27

specialized investment tax credit against the tax imposed by chapters 11, 14, 17 and 30 of this title.

28

     (b) The taxpayer may claim credit for the rehabilitation and reconstruction costs of a

29

certified building, which has been substantially rehabilitated. Once substantial rehabilitation is

30

established by the taxpayer, the taxpayer may claim credit for all rehabilitation and reconstruction

31

costs incurred with respect to the certified building within five (5) years from the date of final

32

designation of the certified building by the council pursuant to § 42-64.7-6.

33

     (c) The credit shall be ten percent (10%) of the rehabilitation and reconstruction costs of

34

the certified building. The credit shall be allowable in the year the substantially rehabilitated

 

LC000670 - Page 146 of 270

1

certified building is first placed into service, which is the year in which, under the taxpayer’s

2

depreciation practice, the period for depreciation with respect to such property begins, or the year

3

in which the property is placed in a condition or state of readiness and availability for its specifically

4

assigned function, whichever is earlier.

5

     (d) The credit shall not offset any tax liability in taxable years other than the year or years

6

in which the taxpayer qualifies for the credit. The credit shall not reduce the tax below the

7

minimum. Amounts of unused credit for this taxpayer may be carried over and offset against this

8

taxpayer’s tax for a period not to exceed the following seven (7) taxable years.

9

     (e) In the case of a corporation, this credit is only allowed against the tax of that of a

10

corporation included in a consolidated return that qualifies for the credit and not against the tax of

11

other corporations that may join in the filing of a consolidated tax return.

12

     (f) Sunset. No credits shall be allowed under this section for tax years beginning on or after

13

January 1, 2026. Credits allowed for tax years ending on or before December 31, 2025, may be

14

carried forward into tax years beginning on or after January 1, 2026, in accordance with subsection

15

(d) of this section.

16

     SECTION 12. Sections 44-32-1, 44-32-2, and 44-32-3 of the General Laws in Chapter 44-

17

32 entitled “Elective Deduction for Research and Development Facilities” are hereby amended to

18

read as follows:

19

     44-32-1. Elective deduction against allocated entire net income.

20

     (a) General. Except as provided in subsection (c) of this section, at the election of a

21

taxpayer who is subject to the income tax imposed by chapters 11 or 30 of this title, there shall be

22

deducted from the portion of its entire net income allocated within the state the items prescribed in

23

subsection (b) of this section, in lieu of depreciation or investment tax credit.

24

     (b) One-year write-off of new research and development facilities.

25

     (1) Expenditures paid or incurred during the taxable year for the construction,

26

reconstruction, erection or acquisition of any new, not used, property as described in subsection (c)

27

of this section, which is used or to be used for purposes of research and development in the

28

experimental or laboratory sense. The purposes are not deemed to include the ordinary testing or

29

inspection of materials or products for quality control, efficiency surveys, management studies,

30

consumer surveys, advertising, promotion, or research in connection with literary, historical, or

31

similar projects. The deduction shall be allowed only on condition that the entire net income for

32

the taxable year and all succeeding taxable years is computed without the deduction of any

33

expenditures and without any deduction for depreciation of the property, except to the extent that

34

its basis may be attributable to factors other than the expenditures, (expenditures and depreciation

 

LC000670 - Page 147 of 270

1

deducted for federal income tax purposes shall be added to the entire net income allocated to Rhode

2

Island), or in case a deduction is allowable pursuant to this subdivision for only a part of the

3

expenditures, on condition that any deduction allowed for federal income tax purposes on account

4

of the expenditures or on account of depreciation of the property is proportionately reduced in

5

computing the entire net income for the taxable year and all succeeding taxable years. Concerning

6

property that is used or to be used for research and development only in part, or during only part of

7

its useful life, a proportionate part of the expenditures shall be deductible. If all or part of the

8

expenditures concerning any property has been deducted as provided in this section, and the

9

property is used for purposes other than research and development to a greater extent than originally

10

reported, the taxpayer shall report the use in its report for the first taxable year during which it

11

occurs, and the tax administrator may recompute the tax for the year or years for which the

12

deduction was allowed, and may assess any additional tax resulting from the recomputation as a

13

current tax, within three (3) years of the reporting of the change to the tax administrator. Any

14

change in use of the property in whole or in part from that, which originally qualified the property

15

for the deduction, requires a recomputation. The tax administrator has the authority to promulgate

16

regulations to prevent the avoidance of tax liability.

17

     (2) The deduction shall be allowed only where an election for amortization of air or water

18

pollution control facilities has not been exercised in respect to the same property.

19

     (3) The tax as a result of recomputation of a prior year’s deduction is due as an additional

20

tax for the year the property ceases to qualify.

21

     (c) Property covered by deductions. The deductions shall be allowed only with respect

22

to tangible property which is new, not used, is depreciable pursuant to 26 U.S.C. § 167, was

23

acquired by purchase as defined in 26 U.S.C. § 179(d), has a situs in this state, and is used in the

24

taxpayer’s trade or business. For the taxable years beginning on or after July 1, 1974, a taxpayer is

25

not allowed a deduction under this section with respect to tangible property leased by it to any other

26

person or corporation or leased from any other person or corporation. For purposes of the preceding

27

sentence, any contract or agreement to lease or rent or for a license to use the property is considered

28

a lease, unless the contract or agreement is treated for federal income tax purposes as an installment

29

purchase rather than a lease. With respect to property that the taxpayer uses itself for purposes other

30

than leasing for part of a taxable year and leases for a part of a taxable year, the taxpayer shall be

31

allowed a deduction under this section in proportion to the part of the year it uses the property.

32

     (d) Entire net income. “Entire net income”, as used in this section, means net income

33

allocated to this state.

34

     (e) Carry-over of excess deductions. If the deductions allowable for any taxable year

 

LC000670 - Page 148 of 270

1

pursuant to this section exceed the portion of the taxpayer’s entire net income allocated to this state

2

for that year, the excess may be carried over to the following taxable year or years, not to exceed

3

three (3) years, and may be deducted from the portion of the taxpayer’s entire net income allocated

4

to this state for that year or years.

5

     (f) Gain or loss on sale or disposition of property. In any taxable year when property is

6

sold or disposed of before the end of its useful life, with respect to which a deduction has been

7

allowed pursuant to subsection (b) of this section, the gain or loss on this entering into the

8

computation of federal taxable income is disregarded in computing the entire net income, and there

9

is added to or subtracted from the portion of the entire net income allocated within the state the

10

gain or loss upon the sale or other disposition. In computing the gain or loss, the basis of the

11

property sold or disposed of is adjusted to reflect the deduction allowed with respect to the property

12

pursuant to subsection (b) of this section; provided, that no loss is recognized for the purpose of

13

this subsection with respect to a sale or other disposition of property to a person whose acquisition

14

of this property is not a purchase as defined in 26 U.S.C. § 179(d).

15

     (g) Investment credit not allowed on research and development property. No

16

investment credit under chapter 31 of this title shall be allowed on the research and development

17

property for which accelerated write-off is adopted under this section.

18

     (h) Consolidated returns. The research and development deduction shall only be allowed

19

against the entire net income of the corporation included in a consolidated return and shall not be

20

allowed against the entire net income of other corporations that may join in the filing of a

21

consolidated state tax return.

22

     (i) Sunset. No deductions shall be allowed under this section for tax years beginning on or

23

after January 1, 2026. Deductions allowed for tax years ending on or before December 31, 2025,

24

may be carried forward into tax years beginning on or after January 1, 2026, in accordance with

25

subsection (e) of this section.

26

     44-32-2. Credit for research and development property acquired, constructed, or

27

reconstructed or erected after July 1, 1994.

28

     (a) A taxpayer shall be allowed a credit against the tax imposed by chapters 11, 17, or 30

29

of this title. The amount of the credit shall be ten percent (10%) of the cost or other basis for federal

30

income tax purposes of tangible personal property, and other tangible property, including buildings

31

and structural components of buildings, described in subsection (b) of this section; acquired,

32

constructed or reconstructed, or erected after July 1, 1994.

33

     (b) A credit shall be allowed under this section with respect to tangible personal property

34

and other tangible property, including buildings and structural components of buildings which are:

 

LC000670 - Page 149 of 270

1

depreciable pursuant to 26 U.S.C. § 167 or recovery property with respect to which a deduction is

2

allowable under 26 U.S.C. § 168, have a useful life of three (3) years or more, are acquired by

3

purchase as defined in 26 U.S.C. § 179(d), have a situs in this state and are used principally for

4

purposes of research and development in the experimental or laboratory sense which shall also

5

include property used by property and casualty insurance companies for research and development

6

into methods and ways of preventing or reducing losses from fire and other perils. The credit shall

7

be allowable in the year the property is first placed in service by the taxpayer, which is the year in

8

which, under the taxpayer’s depreciation practice, the period for depreciation with respect to the

9

property begins, or the year in which the property is placed in a condition or state of readiness and

10

availability for a specifically assigned function, whichever is earlier. These purposes shall not be

11

deemed to include the ordinary testing or inspection of materials or products for quality control,

12

efficiency surveys, management studies, consumer surveys, advertising, promotions, or research in

13

connection with literary, historical or similar projects.

14

     (c) A taxpayer shall not be allowed a credit under this section with respect to any property

15

described in subsections (a) and (b) of this section, if a deduction is taken for the property under §

16

44-32-1.

17

     (d) A taxpayer shall not be allowed a credit under this section with respect to tangible

18

personal property and other tangible property, including buildings and structural components of

19

buildings, which it leases to any other person or corporation. For purposes of the preceding

20

sentence, any contract or agreement to lease or rent or for a license to use the property is considered

21

a lease.

22

     (e) The credit allowed under this section for any taxable year does not reduce the tax due

23

for that year, in the case of corporations, to less than the minimum fixed by § 44-11-2(e). If the

24

amount of credit allowable under this section for any taxable year is less than the amount of credit

25

available to the taxpayer, any amount of credit not credited in that taxable year may be carried over

26

to the following year or years, up to a maximum of seven (7) years, and may be credited against

27

the taxpayer’s tax for the following year or years. For purposes of chapter 30 of this title, if the

28

credit allowed under this section for any taxable year exceeds the taxpayer’s tax for that year, the

29

amount of credit not credited in that taxable year may be carried over to the following year or years,

30

up to a maximum of seven (7) years, and may be credited against the taxpayer’s tax for the

31

following year or years.

32

     (f)(1) With respect to property which is depreciable pursuant to 26 U.S.C. § 167 and which

33

is disposed of or ceases to be in qualified use prior to the end of the taxable year in which the credit

34

is to be taken, the amount of the credit is that portion of the credit provided for in this section which

 

LC000670 - Page 150 of 270

1

represents the ratio which the months of qualified use bear to the months of useful life. If property

2

on which credit has been taken is disposed of or ceases to be in qualified use prior to the end of its

3

useful life, the difference between the credit taken and the credit allowed for actual use must be

4

added back in the year of disposition. If the property is disposed of or ceases to be in qualified use

5

after it has been in qualified use for more than twelve (12) consecutive years, it is not necessary to

6

add back the credit as provided in this subdivision. The amount of credit allowed for actual use is

7

determined by multiplying the original credit by the ratio which the months of qualified use bear

8

to the months of useful life. For purposes of this subdivision, “useful life of property” is the same

9

as the taxpayer uses for depreciation purposes when computing his federal income tax liability.

10

     (2) Except with respect to that property to which subdivision (3) of this subsection applies,

11

with respect to three (3) year property, as defined in 26 U.S.C. § 168(c), which is disposed of or

12

ceases to be in qualified use prior to the end of the taxable year in which the credit is to be taken,

13

the amount of the credit shall be that portion of the credit provided for in this section which

14

represents the ratio which the months of qualified use bear to thirty-six (36). If property on which

15

credit has been taken is disposed of or ceases to be in qualified use prior to the end of thirty-six

16

(36) months, the difference between the credit taken and the credit allowed for actual use must be

17

added back in the year of disposition. The amount of credit allowed for actual use is determined by

18

multiplying the original credit by the ratio that the months of qualified use bear to thirty-six (36).

19

     (3) With respect to any recovery property to which 26 U.S.C. § 168 applies, which is a

20

building or a structural component of a building and which is disposed of or ceases to be in qualified

21

use prior to the end of the taxable year in which the credit is to be taken, the amount of the credit

22

is that portion of the credit provided for in this section which represents the ratio which the months

23

of qualified use bear to the total number of months over which the taxpayer chooses to deduct the

24

property under 26 U.S.C. § 168. If property on which credit has been taken is disposed of or ceases

25

to be in qualified use prior to the end of the period over which the taxpayer chooses to deduct the

26

property under 26 U.S.C. § 168, the difference between the credit taken and the credit allowed for

27

actual use must be added back in the year of disposition. If the property is disposed of or ceases to

28

be in qualified use after it has been in qualified use for more than twelve (12) consecutive years, it

29

is not necessary to add back the credit as provided in this subdivision. The amount of credit allowed

30

for actual use is determined by multiplying the original credit by the ratio that the months of

31

qualified use bear to the total number of months over which the taxpayer chooses to deduct the

32

property under 26 U.S.C. § 168.

33

     (g) No deduction for research and development facilities under § 44-32-1 shall be allowed

34

for research and development property for which the credit is allowed under this section.

 

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1

     (h) No investment tax credit under § 44-31-1 shall be allowed for research and development

2

property for which the credit is allowed under this section.

3

     (i) The investment tax credit allowed by § 44-31-1 shall be taken into account before the

4

credit allowed under this section.

5

     (j) The credit allowed under this section only allowed against the tax of that corporation

6

included in a consolidated return that qualifies for the credit and not against the tax of other

7

corporations that may join in the filing of a consolidated return.

8

     (k) In the event that the taxpayer is a partnership, joint venture or small business

9

corporation, the credit shall be divided in the same manner as income.

10

     (l) Sunset. No credits shall be allowed under this section for tax years beginning on or after

11

January 1, 2026. Credits allowed for tax years ending on or before December 31, 2025, may be

12

carried forward into tax years beginning on or after January 1, 2026, in accordance with subsection

13

(e) of this section.

14

     44-32-3. Credit for qualified research expenses.

15

     (a) A taxpayer shall be allowed a credit against the tax imposed by chapters 11, 17 or 30

16

of this title. The amount of the credit shall be five percent (5%)(and in the case of amounts paid or

17

accrued after January 1, 1998, twenty-two and one-half percent (22.5%) for the first twenty-five

18

thousand dollars ($25,000) worth of credit and sixteen and nine-tenths percent (16.9%) for the

19

amount of credit above twenty-five thousand dollars ($25,000)) of the excess, if any, of:

20

     (1) The qualified research expenses for the taxable year, over

21

     (2) The base period research expenses.

22

     (b)(1) “Qualified research expenses” and “base period research expenses” have the same

23

meaning as defined in 26 U.S.C. § 41; provided, that the expenses have been incurred in this state

24

after July 1, 1994.

25

     (2) Notwithstanding the provisions of subdivision (1) of this subsection, “qualified research

26

expenses” also includes amounts expended for research by property and casualty insurance

27

companies into methods and ways of preventing or reducing losses from fire and other perils.

28

     (c) The credit allowed under this section for any taxable year shall not reduce the tax due

29

for that year by more than fifty percent (50%) of the tax liability that would be payable, and in the

30

case of corporations, to less than the minimum fixed by § 44-11-2(e). If the amount of credit

31

allowable under this section for any taxable year is less than the amount of credit available to the

32

taxpayer any amount of credit not credited in that taxable year may be carried over to the following

33

year or years, up to a maximum of seven (7) years, and may be credited against the taxpayer’s tax

34

for that year or years. For purposes of chapter 30 of this title, if the credit allowed under this section

 

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1

for any taxable year exceeds the taxpayer’s tax for that year, the amount of credit not credited in

2

that taxable year may be carried over to the following year or years, up to a maximum of seven (7)

3

years, and may be credited against the taxpayer’s tax for that year or years. For purposes of

4

determining the order in which carry-overs are taken into consideration, the credit allowed by § 44-

5

32-2 is taken into account before the credit allowed under this section.

6

     (d) For tax years beginning on or after January 1, 2026, the credit allowed under this section

7

for any taxable year shall not reduce the tax due for that year by more than fifty percent (50%) of

8

the tax liability that would be payable, and in the case of corporations, to less than the minimum

9

fixed by § 44-11-2(e). If the amount of credit allowable under this section for any taxable year is

10

less than the amount of credit available to the taxpayer any amount of credit not credited in that

11

taxable year may be carried over to the following year or years, up to a maximum of fifteen (15)

12

years, and may be credited against the taxpayer’s tax for that year or years. For purposes of chapter

13

30 of this title, if the credit allowed under this section for any taxable year exceeds the taxpayer’s

14

tax for that year, the amount of credit not credited in that taxable year may be carried over to the

15

following year or years, up to a maximum of fifteen (15) years, and may be credited against the

16

taxpayer’s tax for that year or years. For purposes of determining the order in which carry-overs

17

are taken into consideration, the credit allowed by § 44-32-2 is taken into account before the credit

18

allowed under this section.

19

     (d)(e) The investment tax credit allowed by § 44-31-1 shall be taken into account before

20

the credit allowed under this section.

21

     (e)(f) The credit allowed under this section shall only be allowed against the tax of that

22

corporation included in a consolidated return that qualifies for the credit and not against the tax of

23

other corporations that may join in the filing of a consolidated return.

24

     (f)(g) In the event the taxpayer is a partnership, joint venture or small business corporation,

25

the credit is divided in the same manner as income.

26

     SECTION 13. Section 44-34.1-2 of the General Laws in Chapter 44-34.1 entitled “Motor

27

Vehicle and Trailer Excise Tax Elimination Act of 1998” is hereby amended to read as follows:

28

     44-34.1-2. City, town, and fire district reimbursement.

29

     (a) In fiscal years 2024 and thereafter, cities, towns, and fire districts shall receive

30

reimbursements, as set forth in this section, from state general revenues equal to the amount of lost

31

tax revenue due to the phase out of the excise tax. When the tax is phased out, cities, towns, and

32

fire districts shall receive a permanent distribution of sales tax revenue pursuant to § 44-18-18 in

33

an amount equal to any lost revenue resulting from the excise tax elimination.

34

     (b)(1) In fiscal year 2024, cities, towns, and fire districts shall receive the following

 

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1

reimbursement amounts:

2

     Barrington $ 5,894,822

3

     Bristol $ 2,905,818

4

     Burrillville $ 5,053,933

5

     Central Falls $ 2,077,974

6

     Charlestown $ 1,020,877

7

     Coventry $ 5,872,396

8

     Cranston $ 22,312,247

9

     Cumberland $ 6,073,469

10

     East Greenwich $ 2,417,332

11

     East Providence $ 11,433,479

12

     Exeter $ 2,241,381

13

     Foster $ 1,652,251

14

     Glocester $ 2,381,941

15

     Hopkinton $ 1,629,259

16

     Jamestown $ 622,793

17

     Johnston $ 10,382,785

18

     Lincoln $ 5,683,015

19

     Little Compton $ 366,775

20

     Middletown $ 1,976,448

21

     Narragansett $ 1,831,251

22

     Newport $ 2,223,671

23

     New Shoreham $ 163,298

24

     North Kingstown $ 5,378,818

25

     North Providence $ 9,619,286

26

     North Smithfield $ 4,398,531

27

     Pawtucket $ 16,495,506

28

     Portsmouth $ 2,414,242

29

     Providence $ 34,131,596

30

     Richmond $ 1,448,455

31

     Scituate $ 1,977,127

32

     Smithfield $ 7,098,694

33

     South Kingstown $ 3,930,455

34

     Tiverton $ 1,748,175

 

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1

     Warren $ 2,090,911

2

     Warwick $ 25,246,254

3

     Westerly $ 5,765,523

4

     West Greenwich $ 1,331,725

5

     West Warwick $ 5,673,744

6

     Woonsocket $ 9,324,776

7

     Lime Rock Fire District $ 133,933

8

     Lincoln Fire District $ 208,994

9

     Manville Fire District $ 64,862

10

     Quinnville Fire District $ 13,483

11

     (2) In fiscal year 2024, funds shall be distributed to the cities, towns, and fire districts as

12

follows:

13

     (i) On August 1, 2023, twenty-five percent (25%) of the funds.

14

     (ii) On November 1, 2023, twenty-five percent (25%) of the funds.

15

     (iii) On February 1, 2024, twenty-five percent (25%) of the funds.

16

     (iv) On May 1, 2024, twenty-five percent (25%) of the funds.

17

     The funds shall be distributed to each city, town, and fire district in the same proportion as

18

distributed in fiscal year 2023.

19

     (3) For the city of East Providence, the payment schedule is twenty-five percent (25%) on

20

November 1, 2023, twenty-five percent (25%) on February 1, 2024, twenty-five percent (25%) on

21

May 1, 2024, and twenty-five percent (25%) on August 1, 2024.

22

     (4) On any of the payment dates specified in subsections (b)(2)(i) through (b)(2)(iv), or

23

(b)(3), or (d) of this section, the director of revenue is authorized to deduct previously made over-

24

payments or add supplemental payments as may be required to bring the reimbursements into full

25

compliance with the requirements of this chapter.

26

     (c) When the tax is phased out to August 1, of the following fiscal year the director of

27

revenue shall calculate to the nearest thousandth of one cent ($0.00001) the number of cents of

28

sales tax received for the fiscal year ending June 30, of the year following the phase-out equal to

29

the amount of funds distributed to the cities, towns, and fire districts under this chapter during the

30

fiscal year following the phase-out and the percent of the total funds distributed in the fiscal year

31

following the phase-out received by each city, town, and fire district, calculated to the nearest one-

32

hundredth of one percent (0.01%). The director of the department of revenue shall transmit those

33

calculations to the governor, the speaker of the house, the president of the senate, the chairperson

34

of the house finance committee, the chairperson of the senate finance committee, the house fiscal

 

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1

advisor, and the senate fiscal advisor. The number of cents, applied to the sales taxes received for

2

the prior fiscal year, shall be the basis for determining the amount of sales tax to be distributed to

3

the cities, towns, and fire districts under this chapter for the second fiscal year following the phase-

4

out and each year thereafter in fiscal year 2025. The cities, towns, and fire districts shall receive

5

that amount of sales tax in the proportions calculated by the director of revenue as that received in

6

the fiscal year following the phase-out.

7

     (d) In fiscal years 2025 and thereafter, twenty-five percent (25%) of the funds shall be

8

distributed to the cities, towns, and fire districts on August 1, 2024, and every August 1 thereafter;

9

twenty-five percent (25%) shall be distributed on November 1, 2024, and every November 1

10

thereafter; twenty-five percent (25%) shall be distributed on February 1, 2025, and every February

11

1 thereafter; and twenty-five percent (25%) shall be distributed on May 1, 2025, and every May 1

12

thereafter.

13

     (e) In fiscal years 2026 and thereafter, each city, town, and fire district shall receive a

14

reimbursement amount equal to the reimbursement amount it received pursuant to subsection (b)(1)

15

or (c) of this section, whichever is greater.

16

     (e)(f) [Deleted by P.L. 2024, ch. 400, § 1 and P.L. 2024, ch. 401, § 1.]

17

     SECTION 14. Chapter 44-39.1 of the General Laws entitled “Employment Tax Credit” is

18

hereby amended by adding thereto the following section:

19

     44-39.1-5. Sunset.

20

     No credits shall be allowed under this chapter for tax years beginning on or after January

21

1, 2026.

22

     SECTION 15. Sections 44-43-2 and 44-43-3 of the General Laws in Chapter 44-43 entitled

23

“Tax Incentives for Capital Investment in Small Businesses” is hereby amended to read as follows:

24

     44-43-2. Deduction or modification.

25

     (a) In the year in which a taxpayer first makes a qualifying investment in a certified venture

26

capital partnership or the year in which an entrepreneur first makes an investment in a qualifying

27

entity, the taxpayer or the entrepreneur shall be allowed:

28

     (1) A deduction for purposes of computing net income or net worth in accordance with

29

chapter 11 of this title; or

30

     (2) A deduction from gross earnings for purposes of computing the public service

31

corporation tax in accordance with chapter 13 of this title; or

32

     (3) A deduction for the purposes of computing net income in accordance with chapter 14

33

of this title; or

34

     (4) A deduction for the purposes of computing gross premiums in accordance with chapter

 

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1

17 of this title; or

2

     (5) A modification reducing federal adjusted gross income in accordance with chapter 30

3

of this title.

4

     (b) The deduction or modification shall be in an amount equal to the taxpayer’s qualifying

5

investment in a certified venture capital partnership or an entrepreneur’s investment in a qualifying

6

business entity and shall be measured at the year end of the certified venture capital partnership,

7

the year end of the qualifying business entity, or the year end of the investing taxpayer, whichever

8

comes first.

9

     (c) Sunset. No deductions or modifications shall be allowed under this section for tax years

10

beginning on or after January 1, 2026.

11

     44-43-3. Wage credit.

12

     (a) There shall be allocated among the entrepreneurs of a qualifying business entity (based

13

on the ratio of each entrepreneur’s interest in the entity to the total interest held by all entrepreneurs)

14

with respect to each entity on an annual basis commencing with the calendar year in which the

15

entity first qualified as a qualifying business entity a credit against the tax imposed by chapter 30

16

of this title. The credit shall be equal to three percent (3%) of the wages (as defined in 26 U.S.C. §

17

3121(a)) in excess of fifty thousand dollars ($50,000) paid during each calendar year to employees

18

of the entity; provided, that there shall be excluded from the amount on which the credit is based

19

any wages:

20

     (1) Paid to any owner of the entity;

21

     (2) Paid more than five (5) years after the entity commenced business or five (5) years after

22

the purchase of the business entity by new owners, whichever occurs later; or

23

     (3) Paid to employees who are not principally employed in Rhode Island and whose wages

24

are not subject to withholding pursuant to chapter 30 of this title.

25

     (b) The credit authorized by this section shall cease in the taxable year next following after

26

the taxable year in which the average annual gross revenue of the business entity equals or exceeds

27

one million five hundred thousand dollars ($1,500,000).

28

     (c) Sunset. No credits shall be allowed under this section for tax years beginning on or after

29

January 1, 2026.

30

     SECTION 16. Chapter 44-53 of the General Laws entitled “Levy and Distraint” is hereby

31

amended by adding thereto the following section:

32

     44-53-18. Financial institution data match system for state tax collection purposes.

33

     (a) Definitions. As used in this section:

34

     (1) “Division” means the Rhode Island department of revenue, division of taxation.

 

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1

     (2) “Financial institution” means any bank, savings and loan association, federal or state

2

credit union, trust company, consumer lender, international banking facility, financial institution

3

holding company, benefit association, insurance company, safe deposit company, or any entity

4

authorized by the taxpayer to buy, sell, transfer, store, and/or trade monetary assets or its equivalent,

5

including but not limited to virtual currency, and any party affiliated with the financial institution.

6

A financial institution includes any person or entity authorized or required to participate in a

7

financial institution data match system or program for child support enforcement purposes under

8

federal or state law.

9

      (b) Financial institution data match system for state tax collection purposes.

10

      (1) To assist the tax administrator in the collection of debts, the division shall

11

develop and operate a financial institution data match system for the purpose of identifying and

12

seizing the non-exempt assets of delinquent taxpayers as identified by the tax administrator. The

13

tax administrator is authorized to designate a third party to develop and operate this system. Any

14

third party designated by the tax administrator to develop and operate a financial data match system

15

must keep all information it obtains from both the division and the financial institution confidential,

16

and any employee, agent or representative of that third party is prohibited from disclosing that

17

information to anyone other than the division or the financial institution.

18

      (2) Each financial institution doing business in the state shall, in conjunction with

19

the tax administrator or the tax administrator’s authorized designee, develop and operate a data

20

match system to facilitate the identification and seizure of non-exempt financial assets of delinquent

21

taxpayers identified by the tax administrator or the tax administrator’s authorized designee. If a

22

financial institution has a data match system developed or used to administer the child support

23

enforcement programs of this state, and if that system is approved by the tax administrator or the

24

tax administrator’s authorized designee, the financial institution may use that system to comply

25

with the provisions of this section.

26

      (c) Each financial institution must provide identifying information at least each

27

calendar quarter to the division for each delinquent taxpayer identified by the division who or that

28

maintains an account at the institution. The identifying information must include the delinquent

29

taxpayer’s name, address, and social security number or other taxpayer identification number, and

30

all account numbers and balances in each account.

31

      (d) A financial institution that complies with this section will not be liable under

32

state law to any person for the disclosure of information to the tax administrator or the tax

33

administrator’s authorized designee, or any other action taken in good faith to comply with this

34

section.

 

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1

      (e) Both the financial institution furnishing a report to the tax administrator under

2

this section and the tax administrator’s authorized designee are prohibited from disclosing to the

3

delinquent taxpayer that the name of the delinquent taxpayer has been received from or furnished

4

to the tax administrator, unless authorized in writing by the tax administrator to do so. A violation

5

of this subsection will result in the imposition of a civil penalty equal to the greater of one thousand

6

dollars ($1,000) or the amount in the account of the person to whom the disclosure was made for

7

each instance of unauthorized disclosure by the financial institution or the tax administrator’s

8

authorized designee under subsection (b)(1). That civil penalty can be assessed and collected under

9

this title as if that penalty were tax.

10

      (f) A financial institution may disclose to its depositors or account holders that the

11

division has the authority to request certain identifying information on certain depositors or account

12

holders under the financial institution data match system for state tax collection purposes.

13

     (g) This section does not prevent the division from encumbering a delinquent taxpayer’s

14

account with a financial institution by any other remedy available for the enforcement of tax

15

collection activities.

16

     SECTION 17. Title 44 of the General Laws entitled “Taxation” is hereby amended by

17

adding thereto the following chapter:

18

CHAPTER 44-72

19

Digital Advertising Gross Revenue Tax

20

      44-72-1. Definitions.

21

      As used in this chapter, the following words shall, unless the context clearly

22

requires otherwise, have the following meanings:

23

      (a) “Annual gross revenues” means income or revenue, before any expenses or

24

taxes, computed according to generally accepted accounting principles.

25

      (b) “Assessable base” means the annual gross revenues derived from digital

26

advertising services in Rhode Island.

27

      (c) “Digital advertising services” includes advertisement services on a digital

28

interface, including advertisements in the form of banner advertising, search engine advertising,

29

interstitial advertising, and other comparable advertising services.

30

      (d) “Digital interface” means any type of software, including a website, part of a

31

website, or application, that a user is able to access.

32

      (e) “Person” includes any individual, partnership, association, corporation, estate,

33

trust, fiduciary, limited liability company, limited liability partnership, or any other legal entity.

34

      (f) “User” means an individual or any other person who accesses a digital interface

 

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1

with a device.

2

      44-72-2. Imposition of Digital Advertising Gross Revenue Tax.

3

      (a) For tax years beginning on or after January 1, 2026, a tax is imposed on a

4

person’s assessable base. The digital advertising gross revenues tax rate is 10% of the assessable

5

base for a person with annual gross revenues exceeding $1,000,000,000.

6

     (b) A person who derives gross revenues from digital advertising services in Rhode Island

7

may not directly pass on the cost of the tax imposed under this section to a customer who purchases

8

the digital advertising services by means of a separate fee, surcharge, or line-item.

9

      44-72-3. Exemptions.

10

      The tax provided by this chapter shall not apply to a person in any tax year in which

11

the annual gross revenues for that person was $1,000,000,000 or less.

12

      44-72-4. Filing of Returns and Payments – Due Date.

13

     (a) For tax years beginning on or after January 1, 2026, each person that, in a calendar year,

14

has annual gross revenues exceeding $1,000,000,000 and an assessable base greater than $0 shall

15

complete, under oath, and file with the tax administrator an annual return, on or before April 15

16

following the close of the taxable year. If any due date falls on a Saturday, Sunday, or Rhode Island

17

legal holiday, the installment is due on the next regular business day.

18

     (b) Each person required under subsection (a) of this section to file a return shall make four

19

quarterly estimated payments, with 25% of the estimated tax due each quarter.

20

     (1) Each person subject to the tax under this chapter shall complete, under oath, and file

21

with the tax administrator a declaration of estimated tax, on or before April 15 of the taxable year

22

and remit payment of estimate tax of at least 25% of the estimated digital advertising gross revenues

23

tax shown on the declaration or amended declaration for a taxable year.

24

     (2) A person required under subsection (b)(1) of this section to remit payment of estimated

25

tax for a taxable year shall additionally remit payment of estimate tax of at least 50% of the

26

estimated digital advertising gross revenues tax shown on or before June 15, at least 75% of the

27

estimated digital advertising gross revenues tax shown on or before September 15, and at least

28

100% of the estimated digital advertising gross revenues tax shown on or before December 15 of

29

that year.

30

     (3) In the case of any underpayment of an estimated payment in this chapter, there is added

31

to the tax due for the taxable year an amount determined at the rate described in § 44-1-7 upon the

32

amount of the underpayment for the period of the underpayment.

33

     (i) For the purpose of this section, the “amount of the underpayment” is the excess of the

34

amount of the installment or installments which would be required to be paid if the advance

 

LC000670 - Page 160 of 270

1

payments were equal to eighty percent (80%) of the tax shown on the return for the taxable year or

2

one hundred percent (100%) of the tax shown on the return for the prior taxable year, whichever is

3

less.

4

     (ii) For the purposes of this section, the “period of the underpayment” is the period from

5

the date the installment was required to be paid to the date prescribed in this section for the payment

6

of the tax for the taxable year or, with respect to any portion of the underpayment, the date on which

7

the portion is paid, whichever date is the earlier.

8

     (c) For tax years beginning on or after January 1, 2026 a person required to file a return

9

under this chapter shall pay the digital advertising gross revenues tax that covers the period for

10

which the tax is due.

11

     (1) If any due date falls on a Saturday, Sunday, or Rhode Island legal holiday, the

12

installment is due on the next regular business day.

13

     (d) Each person required to file a return and pay tax under this chapter must file and remit

14

payment electronically.

15

     44-72-5. Extension of time for filing of returns.

16

     The tax administrator may grant reasonable extensions of time for filing returns under rules

17

and regulations as he or she shall prescribe.

18

     44-72-6. Interest on delinquent payments.

19

     If any tax imposed by this chapter is not paid when due, the person shall be required to pay

20

as part of the tax interest on the tax at the annual rate provided by § 44-1-7 from that time.

21

     44-72-7. Allocation of gross revenue to State.

22

     (a) For the purposes of this chapter, revenue from digital advertising services both within

23

and without Rhode Island shall be sourced based on the ratio of devices in Rhode Island that access

24

advertising to total devices that access advertising.

25

     (b) The tax administer shall adopt regulations that determine the state from which revenues

26

from digital advertising services are derived.

27

     44-72-8. Claims for refund.

28

     Any person may file a claim for refund with the tax administrator at any time within three

29

(3) years after the due date of the return, or in the case of a change or correction of its taxable

30

income by any official of the United States government, within three (3) years after receiving notice

31

of the change or correction. If the tax administrator determines that the tax has been overpaid, he

32

or she shall make a refund with interest at the annual rate provided by § 44-1-7.1 from the date of

33

payment.

34

     44-72-9. Determination of tax without return.

 

LC000670 - Page 161 of 270

1

     If any person fails to file a return at the time prescribed by law, the tax administrator may

2

proceed to determine the tax from any information he or she can obtain.

3

     44-72-10. Penalties.

4

      (a) Failure to file tax returns or to pay tax.

5

      In the case of failure:

6

     (1) To file. In the case of any failure to file a return on or before the prescribed date, unless

7

it is shown that the failure is due to reasonable cause and not due to willful neglect, there shall be

8

added to the tax five percent (5%) if the failure is for not more than one month, with an additional

9

five percent (5%) for each additional month or fraction of a month during which the failure

10

continues, not exceeding twenty-five percent (25%) in the aggregate, except that when a return is

11

filed after the time prescribed by law and it is shown that the failure to file the return at the

12

prescribed time was due to reasonable cause and not due to willful neglect, no addition to the tax

13

shall be made..

14

     (2) To pay. In the case of any failure to pay the tax as imposed by this chapter with the

15

return on or before the prescribed date, unless it is shown that the failure is due to reasonable cause

16

and not due to willful neglect, there shall be added to the amount shown as tax on the return five-

17

tenths percent (0.5%) of the amount of the tax if the failure is for not more than one month, with

18

an additional five-tenths percent (0.5%) for each additional month or fraction of a month during

19

which the failure continues, not exceeding twenty-five percent (25%) in the aggregate, except that

20

when the failure is due to reasonable cause and not to willful neglect, no addition to the tax shall

21

be made.

22

     (b) Negligence. If any part of a deficiency is due to negligence or intentional disregard of

23

the Rhode Island General Laws or rules or regulations under this chapter (but without intent to

24

defraud), five percent (5%) of that part of the deficiency shall be added to the tax.

25

     (c) Fraud. If any part of a deficiency is due to fraud, fifty percent (50%) of that part of the

26

deficiency shall be added to the tax. This amount shall be in lieu of any other additional amounts

27

imposed by subsections (a) and (b) of this section.

28

     (d) Additions and penalties treated as tax. The additions to the tax and civil penalties

29

provided by this section shall be paid upon notice and demand and shall be assessed, collected, and

30

paid in the same manner as taxes.

31

     (e) Bad checks. If any check or money order in payment of any amount receivable under

32

this chapter is not duly paid, in addition to any other penalties provided by law, there shall be paid

33

as a penalty by the person who tendered the check, upon notice and demand by the tax administrator

34

or his or her delegate, in the same manner as tax, an amount equal to one percent (1%) of the amount

 

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1

of the check, except that if the amount of the check is less than five hundred dollars ($500), the

2

penalty under this section shall be five dollars ($5.00). This subsection shall not apply if the person

3

tendered the check in good faith and with reasonable cause to believe that it would be duly paid.

4

     44-72-11. Hearings and appeals.

5

     (a) Any person aggrieved by any action under this chapter of the tax administrator or his

6

or her authorized agent for which a hearing is not elsewhere provided may apply to the tax

7

administrator, in writing, within thirty (30) days of the action for a hearing, stating the reasons why

8

the hearing should be granted and the manner of relief sought. The tax administrator shall notify

9

the applicant of the time and place fixed for the hearing. After the hearing, the tax administrator

10

may make the order in the premises as may appear to the tax administrator just and lawful and shall

11

furnish a copy of the order to the applicant. The tax administrator may, by notice in writing, at any

12

time, order a hearing on his or her own initiative and any persons whom the tax administrator

13

believes to be in possession of information concerning revenue from digital advertising services to

14

appear before the tax administrator or his or her authorized agent with any specific books of

15

account, papers, or other documents, for examination relative to the hearing.

16

     (b) Appeals from administrative orders or decisions made pursuant to any provisions of

17

this chapter shall be to the sixth division district court pursuant to chapter 8 of title 8. The person’s

18

right to appeal under this section shall be expressly made conditional upon prepayment of all taxes,

19

interest, and penalties, unless the person moves for and is granted an exemption from the

20

prepayment requirement pursuant to § 8-8-26.

21

     44-72-12. Records.

22

     Each person shall keep records, render statements, make returns, and comply with rules

23

and regulations, not inconsistent with law, as the tax administrator may from time to time prescribe

24

to carry into effect the provisions of this chapter.

25

     44-72-13. Rules and Regulations.

26

     The tax administrator is authorized to promulgate rules and regulations to carry out the

27

provisions, policies, and purposes of this chapter. The provisions of this chapter shall be liberally

28

construed to foster the enforcement of and compliance with all provisions herein related to taxation.

29

     44-72-14. Severability.

30

     If any provision of this chapter or the application of this chapter to any person or

31

circumstances is held invalid, that invalidity shall not affect other provisions or applications of the

32

chapter that can be given effect without the invalid provision or application, and to this end the

33

provisions of this chapter are declared to be severable.

34

     SECTION 18. Sections 45-24-31 and 45-24-37of the General Laws in Chapter 45-24

 

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1

entitled “Zoning Ordinances” are hereby amended to read as follows:

2

     45-24-31. Definitions.

3

     Where words or terms used in this chapter are defined in § 45-22.2-4 or § 45-23-32, they

4

have the meanings stated in that section. In addition, the following words have the following

5

meanings. Additional words and phrases may be used in developing local ordinances under this

6

chapter; however, the words and phrases defined in this section are controlling in all local

7

ordinances created under this chapter:

8

     (1) Abutter. One whose property abuts, that is, adjoins at a border, boundary, or point with

9

no intervening land.

10

     (2) Accessory dwelling unit (ADU). A residential living unit on the same lot where the

11

principal use is a legally established single-family dwelling unit or multi-family dwelling unit. An

12

ADU provides complete independent living facilities for one or more persons. It may take various

13

forms including, but not limited to: a detached unit; a unit that is part of an accessory structure,

14

such as a detached garage; or a unit that is part of an expanded or remodeled primary dwelling.

15

     (3) Accessory use. A use of land or of a building, or portion thereof, customarily incidental

16

and subordinate to the principal use of the land or building. An accessory use may be restricted to

17

the same lot as the principal use. An accessory use shall not be permitted without the principal use

18

to which it is related.

19

     (4) Adaptive reuse. “Adaptive reuse,” as defined in § 42-64.22-2.

20

     (5) Aggrieved party. An aggrieved party, for purposes of this chapter, shall be:

21

     (i) Any person, or persons, or entity, or entities, who or that can demonstrate that his, her,

22

or its property will be injured by a decision of any officer or agency responsible for administering

23

the zoning ordinance of a city or town; or

24

     (ii) Anyone requiring notice pursuant to this chapter.

25

     (6) Agricultural land. “Agricultural land,” as defined in § 45-22.2-4.

26

     (7) Airport hazard area. “Airport hazard area,” as defined in § 1-3-2.

27

     (8) Applicant. An owner, or authorized agent of the owner, submitting an application or

28

appealing an action of any official, board, or agency.

29

     (9) Application. The completed form, or forms, and all accompanying documents,

30

exhibits, and fees required of an applicant by an approving authority for development review,

31

approval, or permitting purposes.

32

     (10) Buffer. Land that is maintained in either a natural or landscaped state, and is used to

33

screen or mitigate the impacts of development on surrounding areas, properties, or rights-of-way.

34

     (11) Building. Any structure used or intended for supporting or sheltering any use or

 

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1

occupancy.

2

     (12) Building envelope. The three-dimensional space within which a structure is permitted

3

to be built on a lot and that is defined by regulations governing building setbacks, maximum height,

4

and bulk; by other regulations; or by any combination thereof.

5

     (13) Building height. For a vacant parcel of land, building height shall be measured from

6

the average, existing-grade elevation where the foundation of the structure is proposed. For an

7

existing structure, building height shall be measured from average grade taken from the outermost

8

four (4) corners of the existing foundation. In all cases, building height shall be measured to the top

9

of the highest point of the existing or proposed roof or structure. This distance shall exclude spires,

10

chimneys, flag poles, and the like. For any property or structure located in a special flood hazard

11

area, as shown on the official FEMA Flood Insurance Rate Maps (FIRMs), or depicted on the

12

Rhode Island coastal resources management council (CRMC) suggested design elevation three foot

13

(3′) sea level rise (CRMC SDE 3 SLR) map as being inundated during a one-hundred-year (100)

14

storm, the greater of the following amounts, expressed in feet, shall be excluded from the building

15

height calculation:

16

     (i) The base flood elevation on the FEMA FIRM plus up to five feet (5′) of any utilized or

17

proposed freeboard, less the average existing grade elevation; or

18

     (ii) The suggested design elevation as depicted on the CRMC SDE 3 SLR map during a

19

one-hundred-year (100) storm, less the average existing grade elevation. CRMC shall reevaluate

20

the appropriate suggested design elevation map for the exclusion every ten (10) years, or as

21

otherwise necessary.

22

     (14) Cluster. A site-planning technique that concentrates buildings in specific areas on the

23

site to allow the remaining land to be used for recreation, common open space, and/or preservation

24

of environmentally, historically, culturally, or other sensitive features and/or structures. The

25

techniques used to concentrate buildings shall be specified in the ordinance and may include, but

26

are not limited to, reduction in lot areas, setback requirements, and/or bulk requirements, with the

27

resultant open land being devoted by deed restrictions for one or more uses. Under cluster

28

development, there is no increase in the number of lots that would be permitted under conventional

29

development except where ordinance provisions include incentive bonuses for certain types or

30

conditions of development.

31

     (15) Common ownership. Either:

32

     (i) Ownership by one or more individuals or entities in any form of ownership of two (2)

33

or more contiguous lots; or

34

     (ii) Ownership by any association (ownership may also include a municipality) of one or

 

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1

more lots under specific development techniques.

2

     (16) Community residence. A home or residential facility where children and/or adults

3

reside in a family setting and may or may not receive supervised care. This does not include halfway

4

houses or substance-use-disorder-treatment facilities. This does include, but is not limited to, the

5

following:

6

     (i) Whenever six (6) or fewer children or adults with intellectual and/or developmental

7

disability reside in any type of residence in the community, as licensed by the state pursuant to

8

chapter 24 of title 40.1. All requirements pertaining to local zoning are waived for these community

9

residences;

10

     (ii) A group home providing care or supervision, or both, to not more than eight (8) persons

11

with disabilities, and licensed by the state pursuant to chapter 24 of title 40.1;

12

     (iii) A residence for children providing care or supervision, or both, to not more than eight

13

(8) children, including those of the caregiver, and licensed by the state pursuant to chapter 72.1 of

14

title 42;

15

     (iv) A community transitional residence providing care or assistance, or both, to no more

16

than six (6) unrelated persons or no more than three (3) families, not to exceed a total of eight (8)

17

persons, requiring temporary financial assistance, and/or to persons who are victims of crimes,

18

abuse, or neglect, and who are expected to reside in that residence not less than sixty (60) days nor

19

more than two (2) years. Residents will have access to, and use of, all common areas, including

20

eating areas and living rooms, and will receive appropriate social services for the purpose of

21

fostering independence, self-sufficiency, and eventual transition to a permanent living situation.

22

     (17) Comprehensive plan. The comprehensive plan adopted and approved pursuant to

23

chapter 22.2 of this title and to which any zoning adopted pursuant to this chapter shall be in

24

compliance.

25

     (18) Day care — Daycare center. Any other daycare center that is not a family daycare

26

home.

27

     (19) Day care — Family daycare home. Any home, other than the individual’s home, in

28

which day care in lieu of parental care or supervision is offered at the same time to six (6) or less

29

individuals who are not relatives of the caregiver, but may not contain more than a total of eight

30

(8) individuals receiving day care.

31

     (20) Density, residential. The number of dwelling units per unit of land.

32

     (21) Development. The construction, reconstruction, conversion, structural alteration,

33

relocation, or enlargement of any structure; any mining, excavation, landfill, or land disturbance;

34

or any change in use, or alteration or extension of the use, of land.

 

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1

     (22) Development plan review. See §§ 45-23-32 and 45-23-50.

2

     (23) District. See “zoning use district.”

3

     (24) Drainage system. A system for the removal of water from land by drains, grading, or

4

other appropriate means. These techniques may include runoff controls to minimize erosion and

5

sedimentation during and after construction or development; the means for preserving surface and

6

groundwaters; and the prevention and/or alleviation of flooding.

7

     (25) Dwelling unit. A structure, or portion of a structure, providing complete, independent

8

living facilities for one or more persons, including permanent provisions for living, sleeping, eating,

9

cooking, and sanitation, and containing a separate means of ingress and egress.

10

     (26) Extractive industry. The extraction of minerals, including: solids, such as coal and

11

ores; liquids, such as crude petroleum; and gases, such as natural gases. The term also includes

12

quarrying; well operation; milling, such as crushing, screening, washing, and flotation; and other

13

preparation customarily done at the extraction site or as a part of the extractive activity.

14

     (27) Family member. A person, or persons, related by blood, marriage, or other legal

15

means, including, but not limited to, a child, parent, spouse, mother-in-law, father-in-law,

16

grandparents, grandchildren, domestic partner, sibling, care recipient, or member of the household.

17

     (28) Floating zone. An unmapped zoning district adopted within the ordinance that is

18

established on the zoning map only when an application for development, meeting the zone

19

requirements, is approved.

20

     (29) Floodplains, or Flood hazard area.  As defined in § 45-22.2-4.

21

     (30) Freeboard.  A factor of safety expressed in feet above the base flood elevation of a

22

flood hazard area for purposes of floodplain management. Freeboard compensates for the many

23

unknown factors that could contribute to flood heights, such as wave action, bridge openings, and

24

the hydrological effect of urbanization of the watershed.

25

     (31) Groundwater.  “Groundwater” and associated terms, as defined in § 46-13.1-3.

26

     (32) Halfway house.  A residential facility for adults or children who have been

27

institutionalized for criminal conduct and who require a group setting to facilitate the transition to

28

a functional member of society.

29

     (33) Hardship.  See § 45-24-41.

30

     (34) Historic district or historic site.  As defined in § 45-22.2-4.

31

     (35) Home occupation.  Any activity customarily carried out for gain by a resident,

32

conducted as an accessory use in the resident’s dwelling unit. For the purposes of this chapter,

33

home occupation does not include remote work activities as defined in § 45-24-37.

34

     (36) Household.  One or more persons living together in a single-dwelling unit, with

 

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1

common access to, and common use of, all living and eating areas and all areas and facilities for

2

the preparation and storage of food within the dwelling unit. The term “household unit” is

3

synonymous with the term “dwelling unit” for determining the number of units allowed within any

4

structure on any lot in a zoning district. An individual household shall consist of any one of the

5

following:

6

     (i) A family, which may also include servants and employees living with the family; or

7

     (ii) A person or group of unrelated persons living together. The maximum number may be

8

set by local ordinance, but this maximum shall not be less than one person per bedroom and shall

9

not exceed five (5) unrelated persons per dwelling. The maximum number shall not apply to

10

NARR-certified recovery residences.

11

     (37) Incentive zoning.  The process whereby the local authority may grant additional

12

development capacity in exchange for the developer’s provision of a public benefit or amenity as

13

specified in local ordinances.

14

     (38) Infrastructure.  Facilities and services needed to sustain residential, commercial,

15

industrial, institutional, and other activities.

16

     (39) Land development project. As defined in § 45-23-32.

17

     (40) Lot.  Either:

18

     (i) The basic development unit for determination of lot area, depth, and other dimensional

19

regulations; or

20

     (ii) A parcel of land whose boundaries have been established by some legal instrument,

21

such as a recorded deed or recorded map, and that is recognized as a separate legal entity for

22

purposes of transfer of title.

23

     (41) Lot area.  The total area within the boundaries of a lot, excluding any street right-of-

24

way, usually reported in acres or square feet.

25

     (42) Lot area, minimum.  The smallest land area established by the local zoning ordinance

26

upon which a use, building, or structure may be located in a particular zoning district.

27

     (43) Lot building coverage.  That portion of the lot that is, or may be, covered by buildings

28

and accessory buildings.

29

     (44) Lot depth.  The distance measured from the front lot line to the rear lot line. For lots

30

where the front and rear lot lines are not parallel, the lot depth is an average of the depth.

31

     (45) Lot frontage.  That portion of a lot abutting a street. A zoning ordinance shall specify

32

how noncontiguous frontage will be considered with regard to minimum frontage requirements.

33

     (46) Lot line.  A line of record, bounding a lot, that divides one lot from another lot or

34

from a public or private street or any other public or private space and shall include:

 

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1

     (i) Front: the lot line separating a lot from a street right-of-way. A zoning ordinance shall

2

specify the method to be used to determine the front lot line on lots fronting on more than one

3

street, for example, corner and through lots;

4

     (ii) Rear: the lot line opposite and most distant from the front lot line, or in the case of

5

triangular or otherwise irregularly shaped lots, an assumed line at least ten feet (10′) in length

6

entirely within the lot, parallel to and at a maximum distance from, the front lot line; and

7

     (iii) Side: any lot line other than a front or rear lot line. On a corner lot, a side lot line may

8

be a street lot line, depending on requirements of the local zoning ordinance.

9

     (47) Lot size, minimum. Shall have the same meaning as “minimum lot area” defined

10

herein.

11

     (48) Lot, through. A lot that fronts upon two (2) parallel streets, or that fronts upon two

12

(2) streets that do not intersect at the boundaries of the lot.

13

     (49) Lot width.  The horizontal distance between the side lines of a lot measured at right

14

angles to its depth along a straight line parallel to the front lot line at the minimum front setback

15

line.

16

     (50) Manufactured home. As used in this section, a manufactured home shall have the

17

same definition as in 42 U.S.C. § 5402, meaning a structure, transportable in one or more sections,

18

which, in the traveling mode, is eight (8) body feet or more in width or forty (40) body feet or more

19

in length, or, when erected on site, is three hundred twenty (320) or more square feet, and which is

20

built on a permanent chassis and designed to be used as a dwelling with a permanent foundation

21

connected to the required utilities, and includes the plumbing, heating, air-conditioning, and

22

electrical systems contained therein; except that such term shall include any structure that meets all

23

the requirements of this definition except the size requirements and with respect to which the

24

manufacturer voluntarily files a certification required by the United States Secretary of Housing

25

and Urban Development and complies with the standards established under chapter 70 of Title 42

26

of the United States Code; and except that such term shall not include any self-propelled

27

recreational vehicle.

28

     (51) Mere inconvenience. See § 45-24-41.

29

     (52) Mixed use.  A mixture of land uses within a single development, building, or tract.

30

     (53) Modification.  Permission granted and administered by the zoning enforcement

31

officer of the city or town, and pursuant to the provisions of this chapter to grant a dimensional

32

variance other than lot area requirements from the zoning ordinance to a limited degree as

33

determined by the zoning ordinance of the city or town, but not to exceed twenty-five percent (25%)

34

of each of the applicable dimensional requirements.

 

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1

     (54) Nonconformance.  A building, structure, or parcel of land, or use thereof, lawfully

2

existing at the time of the adoption or amendment of a zoning ordinance and not in conformity with

3

the provisions of that ordinance or amendment. Nonconformance is of only two (2) types:

4

     (i) Nonconforming by use: a lawfully established use of land, building, or structure that is

5

not a permitted use in that zoning district. A building or structure containing more dwelling units

6

than are permitted by the use regulations of a zoning ordinance is nonconformity by use; or

7

     (ii) Nonconforming by dimension: a building, structure, or parcel of land not in compliance

8

with the dimensional regulations of the zoning ordinance. Dimensional regulations include all

9

regulations of the zoning ordinance, other than those pertaining to the permitted uses. A building

10

or structure containing more dwelling units than are permitted by the use regulations of a zoning

11

ordinance is nonconforming by use; a building or structure containing a permitted number of

12

dwelling units by the use regulations of the zoning ordinance, but not meeting the lot area per

13

dwelling unit regulations, is nonconforming by dimension.

14

     (55) Overlay district.  A district established in a zoning ordinance that is superimposed

15

on one or more districts or parts of districts. The standards and requirements associated with an

16

overlay district may be more or less restrictive than those in the underlying districts consistent with

17

other applicable state and federal laws.

18

     (56) Performance standards.  A set of criteria or limits relating to elements that a

19

particular use or process must either meet or may not exceed.

20

     (57) Permitted use.  A use by right that is specifically authorized in a particular zoning

21

district.

22

     (58) Planned development.  A “land development project,” as defined in subsection (39),

23

and developed according to plan as a single entity and containing one or more structures or uses

24

with appurtenant common areas.

25

     (59) Plant agriculture.  The growing of plants for food or fiber, to sell or consume.

26

     (60) Preapplication conference.  A review meeting of a proposed development held

27

between applicants and reviewing agencies as permitted by law and municipal ordinance, before

28

formal submission of an application for a permit or for development approval.

29

     (61) Setback line or lines.  A line, or lines, parallel to a lot line at the minimum distance

30

of the required setback for the zoning district in which the lot is located that establishes the area

31

within which the principal structure must be erected or placed.

32

     (62) Site plan.  The development plan for one or more lots on which is shown the existing

33

and/or the proposed conditions of the lot.

34

     (63) Slope of land.  The grade, pitch, rise, or incline of the topographic landform or surface

 

LC000670 - Page 170 of 270

1

of the ground.

2

     (64) Special use.  A regulated use that is permitted pursuant to the special-use permit

3

issued by the authorized governmental entity, pursuant to § 45-24-42. Formerly referred to as a

4

special exception.

5

     (65) Structure.  A combination of materials to form a construction for use, occupancy, or

6

ornamentation, whether installed on, above, or below the surface of land or water.

7

     (66) Substandard lot of record.  Any lot lawfully existing at the time of adoption or

8

amendment of a zoning ordinance and not in conformance with the dimensional or area provisions

9

of that ordinance.

10

     (67) Use.  The purpose or activity for which land or buildings are designed, arranged, or

11

intended, or for which land or buildings are occupied or maintained.

12

     (68) Variance. Permission to depart from the literal requirements of a zoning ordinance.

13

An authorization for the construction or maintenance of a building or structure, or for the

14

establishment or maintenance of a use of land, that is prohibited by a zoning ordinance. There are

15

only two (2) categories of variance, a use variance or a dimensional variance.

16

     (i) Use variance. Permission to depart from the use requirements of a zoning ordinance

17

where the applicant for the requested variance has shown by evidence upon the record that the

18

subject land or structure cannot yield any beneficial use if it is to conform to the provisions of the

19

zoning ordinance.

20

     (ii) Dimensional variance. Permission to depart from the dimensional requirements of a

21

zoning ordinance under the applicable standards set forth in § 45-24-41.

22

     (69) Waters.  As defined in § 46-12-1(23).

23

     (70) Wetland, coastal.  As defined in § 45-22.2-4.

24

     (71) Wetland, freshwater.  As defined in § 2-1-20.

25

     (72) Zoning certificate.  A document signed by the zoning enforcement officer, as

26

required in the zoning ordinance, that acknowledges that a use, structure, building, or lot either

27

complies with, or is legally nonconforming to, the provisions of the municipal zoning ordinance or

28

is an authorized variance or modification therefrom.

29

     (73) Zoning map.  The map, or maps, that are a part of the zoning ordinance and that

30

delineate the boundaries of all mapped zoning districts within the physical boundary of the city or

31

town.

32

     (74) Zoning ordinance.  An ordinance enacted by the legislative body of the city or town

33

pursuant to this chapter and in the manner providing for the adoption of ordinances in the city or

34

town’s legislative or home rule charter, if any, that establish regulations and standards relating to

 

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1

the nature and extent of uses of land and structures; that is consistent with the comprehensive plan

2

of the city or town as defined in chapter 22.2 of this title; that includes a zoning map; and that

3

complies with the provisions of this chapter.

4

     (75) Zoning use district.  The basic unit in zoning, either mapped or unmapped, to which

5

a uniform set of regulations applies, or a uniform set of regulations for a specified use. Zoning use

6

districts include, but are not limited to: agricultural, commercial, industrial, institutional, open

7

space, and residential. Each district may include sub-districts. Districts may be combined.

8

     45-24-37. General provisions — Permitted uses.

9

     (a) The zoning ordinance shall provide a listing of all land uses and/or performance

10

standards for uses that are permitted within the zoning use districts of the municipality. The

11

ordinance may provide for a procedure under which a proposed land use that is not specifically

12

listed may be presented by the property owner to the zoning board of review or to a local official

13

or agency charged with administration and enforcement of the ordinance for an evaluation and

14

determination of whether the proposed use is of a similar type, character, and intensity as a listed

15

permitted use. Upon such determination, the proposed use may be considered to be a permitted use.

16

     (b) Notwithstanding any other provision of this chapter, the following uses are permitted

17

uses within all residential zoning use districts of a municipality and all industrial and commercial

18

zoning use districts except where residential use is prohibited for public health or safety reasons:

19

     (1) Households;

20

     (2) Community residences; and

21

     (3) Family daycare homes. ; and

22

     (4) Remote work, defined as a work flexibility arrangement under which a W-2 employee

23

or full-time contractor routinely performs the duties and responsibilities of such employee’s

24

position from an approved worksite other than the location from which the employee would

25

otherwise work.

26

     (i) Remote work shall not include any activities that:

27

     (A) Relate to the sale of unlawful goods and services;

28

     (B) Generate on-street parking or a substantial increase in traffic through the residential

29

area;

30

     (C) Occur outside of the residential dwelling;

31

     (D) Occur in the yard; or

32

     (E) Are visible from the street.

33

     (c) Any time a building or other structure used for residential purposes, or a portion of a

34

building containing residential units, is rendered uninhabitable by virtue of a casualty such as fire

 

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1

or flood, the owner of the property is allowed to park, temporarily, mobile and manufactured home,

2

or homes, as the need may be, elsewhere upon the land, for use and occupancy of the former

3

occupants for a period of up to twelve (12) months, or until the building or structure is rehabilitated

4

and otherwise made fit for occupancy. The property owner, or a properly designated agent of the

5

owner, is only allowed to cause the mobile and manufactured home, or homes, to remain

6

temporarily upon the land by making timely application to the local building official for the

7

purposes of obtaining the necessary permits to repair or rebuild the structure.

8

     (d) Notwithstanding any other provision of this chapter, appropriate access for people with

9

disabilities to residential structures is allowed as a reasonable accommodation for any person(s)

10

residing, or intending to reside, in the residential structure.

11

     (e) Notwithstanding any other provision of this chapter, an accessory dwelling unit

12

(“ADU”) that meets the requirements of §§ 45-24-31 and 45-24-73(a) shall be a permitted use in

13

all residential zoning districts. An ADU that meets the requirements of §§ 45-24-31 and 45-24-

14

73(a) shall be permitted through an administrative building permit process only.

15

     (f) When used in this section the terms “people with disabilities” or “member, or members,

16

with disabilities” means a person(s) who has a physical or mental impairment that substantially

17

limits one or more major life activities, as defined in 42-87-1(7).

18

     (g) Notwithstanding any other provisions of this chapter, plant agriculture is a permitted

19

use within all zoning districts of a municipality, including all industrial and commercial zoning

20

districts, except where prohibited for public health or safety reasons or the protection of wildlife

21

habitat.

22

     (h) Adaptive reuse. Notwithstanding any other provisions of this chapter, adaptive reuse

23

for the conversion of any commercial building, including offices, schools, religious facilities,

24

medical buildings, and malls into residential units or mixed-use developments which include the

25

development of at least fifty percent (50%) of the existing gross floor area into residential units,

26

shall be a permitted use and allowed by specific and objective provisions of a zoning ordinance,

27

except where such is prohibited by environmental land use restrictions recorded on the property by

28

the state of Rhode Island department of environmental management or the United States

29

Environmental Protection Agency preventing the conversion to residential use.

30

     (1) The specific zoning ordinance provisions for adaptive reuse shall exempt adaptive reuse

31

developments from off-street parking requirements of over one space per dwelling unit.

32

     (2) Density.

33

     (i) For projects that meet the following criteria, zoning ordinances shall allow for high

34

density development and shall not limit the density to less than fifteen (15) dwelling units per acre:

 

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1

     (A) Where the project is limited to the existing footprint, except that the footprint is

2

allowed to be expanded to accommodate upgrades related to the building and fire codes and

3

utilities; and

4

     (B) The development includes at least twenty percent (20%) low- and moderate-income

5

housing; and

6

     (C) The development has access to public sewer and water service or has access to adequate

7

private water, such as a well and and/or wastewater treatment system(s) approved by the relevant

8

state agency for the entire development as applicable.

9

     (ii) For all other adaptive reuse projects, the residential density permitted in the converted

10

structure shall be the maximum allowed that otherwise meets all standards of minimum housing

11

and has access to public sewer and water service or has access to adequate private water, such as a

12

well, and wastewater treatment system(s) approved by the relevant state agency for the entire

13

development, as applicable. The density proposed shall be determined to meet all public health and

14

safety standards.

15

     (3) Notwithstanding any other provisions of this chapter, for adaptive reuse projects,

16

existing building setbacks shall remain and shall be considered legal nonconforming, but no

17

additional encroachments shall be permitted into any nonconforming setback, unless otherwise

18

allowed by zoning ordinance or relief is granted by the applicable authority.

19

     (4) For adaptive reuse projects, notwithstanding any other provisions of this chapter, the

20

height of the existing structure, if it exceeds the maximum height of the zoning district, may remain

21

and shall be considered legal nonconforming, and any rooftop construction shall be included within

22

the height exemption.

23

     (i) Notwithstanding any other provisions of this chapter, all towns and cities may allow

24

manufactured homes that comply with § 23-27.3-109.1.3 as a type of single-family home on any

25

lot zoned for single-family use. Such home shall comply with all dimensional requirements of a

26

single-family home in the district or seek relief for the same under the provisions of this chapter.

27

      SECTION 19. All sections shall take effect upon passage, except for Section 1

28

which shall be effective July 1, 2025, and Sections 8 and 9 which shall be effective September 2,

29

2025, and Sections 6 and 10 which shall be effective October 1, 2025, and Sections

30

3,4,5,7,11,12,14,15 and 17 which shall be effective on January 1, 2026.

31

ARTICLE 6

32

RELATING TO ECONOMIC DEVELOPEMNT

33

     SECTION 1. Sections 5-23-2 and 5-23-6 of the General Laws in Chapter 5-23 entitled

34

“Holiday Business” are hereby amended to read as follows:

35

     5-23-2. Licenses for holiday business.

36

     (a) A retail establishment may be open on any day of the year except as specifically

37

prohibited herein. A retail establishment shall not be open on a holiday unless licensed by the

38

appropriate town council pursuant to this section. The city or town council of any city or town shall

39

grant holiday licenses for the sale by retail establishments. No license shall be issued on December

40

25 of any year or on Thanksgiving Day, except to:

41

     (1) Pharmacies licensed under chapter 19.1 of this title; provided, however, that no drug

42

(as defined in § 5-19.1-2) or controlled substance (as defined in § 5-19.1-2) requiring a prescription

43

(as defined in § 5-19.1-2) shall be dispensed or sold unless a licensed pharmacist-in-charge (as

44

defined in § 5-19.1-2) is available on the premises;

45

     (2) Retail establishments that principally sell food products as defined in § 44-18-30(9) and

46

that employ fewer than six (6) employees per shift at any one location;

47

     (3) Retail establishments principally engaged in the sale of cut flowers, floral products,

48

plants, shrubs, trees, fertilizers, seeds, bulbs, and garden accessories;

49

     (4) Retail establishments principally engaged in the sale and/or rental of video cassette

50

tapes; and

51

     (54) Retail establishments principally engaged in the preparation or sale of bakery

52

products.

53

     (b) Retail establishments licensed pursuant to this section may be permitted to open for

54

business during holidays on their normal business working hours.

55

     (c) Retail establishments licensed pursuant to this section shall be exempt from the

56

provisions of chapter 1 of title 25, entitled “Holidays and Days of Special Observance,” and those

57

establishments may sell any and all items sold in the ordinary course of business with the exception

58

of alcoholic beverages.

59

     (d) All employees engaged in work during Sundays or holidays pursuant to the provisions

60

of this section shall receive from their employer no less than time and a half for the work so

61

performed and shall be guaranteed at least a minimum of four (4) hours employment; except those

62

employees referred to in § 28-12-4.3(a)(4), provided that the work performed by the employee is

63

strictly voluntary and refusal to work for any retail establishment on a Sunday or holiday is not a

 

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1

ground for discrimination, dismissal, or discharge or any other penalty upon the employee.

2

Provided, however, that the time and one half and voluntary work provisions do not apply to retail

3

establishments engaged principally in the preparation or sale of bakery products and pharmacies.

4

The city or town council may fix and cause to be paid into the city or town treasury for each license

5

issued pursuant to this section a fee not to exceed the sum of one hundred dollars ($100) and may

6

fix the time or times when the license granted terminates; provided, that the city or town council

7

shall not charge a licensing fee to any charitable, benevolent, educational, philanthropic, humane,

8

patriotic, social service, civic, fraternal, police, fire, labor, or religious organization that is not

9

operated for profit.

10

     (e) Retail establishments engaged principally in the preparation or sale of bakery products

11

and pharmacies shall be licensed prior to the sale of those products in accordance with this section;

12

provided, that the time and one half and voluntary work provisions do not apply.

13

     (f)(c)  Each city or town council shall fix, limit, and specify those rules, regulations, and

14

conditions relating to the granting, holding, and exercising those licenses opening of retail

15

establishments on holidays as it deems necessary or advisable and as are not inconsistent with law,

16

and may suspend or revoke any license granted by it for more than two (2) violations of those rules,

17

regulations, and conditions during a calendar year.

18

     (g)(d) Each city or town shall grant Class A licenses authorizing retail establishments that

19

sell alcoholic beverages for consumption off of the premises within its jurisdiction to sell on

20

Sundays, alcoholic beverages in accordance with the terms of this chapter and that of title 3;

21

provided that it shall not permit such sale prior to the hour of twelve noon (12:00 p.m.) or on

22

Christmas day, if Christmas shall occur on a Sunday; provided, further, that no employee shall be

23

required to work and refusal to work on a Sunday shall not be the grounds for discrimination,

24

dismissal, discharge, deduction of hours, or any other penalty.

25

     5-23-6. Enforcement — Penalties.

26

     (a) Upon complaint filed with the director of labor and training by any employee or any

27

consumer, or if a minor, by his or her parent or guardian, or by the lawful collective bargaining

28

representative of an employee, that a licensee under this chapter a person, firm, or corporation has

29

violated the terms of § 5-23-2, the director shall cause the complaint to be investigated, and if

30

satisfied that a probable violation has occurred, shall issue a complaint against the licensee person,

31

firm, or corporation with a notice for a hearing. The hearing shall be held before a hearing officer

32

of the department of labor and training. If the director concludes on the basis of the hearing record

33

that a violation has occurred, he or she shall issue a cease and desist order to the licensee person,

34

firm, or corporation, or he or she shall refer the complaint to the attorney general for appropriate

 

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1

action as provided in subsection (c) of this section. The director shall issue regulations in

2

conformity with law and preserving the rights of due process of all parties to implement the

3

provisions of this subsection.

4

     (b) Every licensed or unlicensed person, firm, or corporation, including its officers and

5

officials, who or that violates any of the provisions of his, her, or its license or the provisions of

6

this chapter, except as set forth in subsection (a) of this section, shall be fined not exceeding five

7

hundred dollars ($500) for the first offense and not exceeding one thousand dollars ($1,000) for

8

each additional offense.

9

     (c) Except as otherwise provided in subsections (a) and (b) of this section, suit for violation

10

of the provisions of this chapter, praying for criminal or civil injunctive or other relief, may be

11

instituted in the superior court by any city or town or by the attorney general.

12

     (d) The penalty for opening and operating a business on December 25th of any year or on

13

Thanksgiving Day, unless excepted, is, in addition to subsection (b) of this section, a fine not

14

exceeding thirty percent (30%) of the sales or proceeds for that day.

15

     SECTION 2. Sections 5-23-3, 5-23-4, and 5-23-5 of the General Laws in Chapter 5-23

16

entitled “Holiday Business” are hereby repealed.

17

     5-23-3. Works of necessity for which license not required.

18

     A license is not required for the sale upon a holiday of gasoline, oil, grease, automotive

19

parts, automotive servicing, or automotive accessories, or for the conducting on that day by any

20

farmers’ cooperative association of a wholesale auction market of fruit, vegetables, and farm

21

products, all of which are declared to be works of necessity.

22

     5-23-4. Terms and conditions of license — Revocation.

23

     Any city or town council in each case of granting the license shall fix, limit, and specify in

24

the license the hours of the day during which the licensee or licensees may operate and may make

25

those rules, regulations, and conditions relative to the granting, holding, and exercising those

26

licenses that it deems necessary or advisable and that are not inconsistent with law, and may at any

27

time at its pleasure suspend or revoke the license that it granted. The license shall be displayed in

28

a conspicuous place on the premises licensed.

29

     5-23-5. Place of operation — Delivery carts.

30

     The license shall not authorize any sale, rental, or operation at any place not specified in

31

the license. The license is deemed to include permission to deliver by means of or sell from any

32

cart or other vehicle, ice, milk, or newspapers; provided the number of carts or vehicles to be used

33

for that purpose shall be specified in the license and there shall be displayed on each cart or vehicle

34

while in that use any evidence that the city or town council prescribes that it is being used pursuant

 

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1

to that license.

2

     SECTION 3. Section 5-50-4 of the General Laws in Chapter 5-50 entitled “Health Clubs”

3

is hereby amended to read as follows:

4

     5-50-4. Contract contents — Notice to buyer of right to cancel contract — Right of

5

contract cancellation — Refund.

6

     (a) A copy of every health club contract shall be delivered to the buyer at the time the

7

contract is signed.

8

     (b)(1) All health club contracts must be in writing signed by the buyer; must designate the

9

date on which the buyer actually signs the contract; and must contain a statement of the buyer’s

10

rights that substantially complies with this section.

11

     (2) The statement must appear in the contract under the conspicuous caption “BUYER’S

12

RIGHT TO CANCEL,” and read as follows:

13

     (2) “If you wish to cancel this contract, you may cancel in person or by mail to the seller.

14

You must give notice, in writing, that you do not wish to be bound by the contract. This notice must

15

be delivered or mailed before midnight of the tenth (10th) business day after the date of the contract

16

so entered into. All cancellations must be delivered or mailed to: (Insert name and mailing address

17

of health club).”

18

     (3) Proof of in-person cancellation shall be effectuated by writing “cancellation” and the

19

date of cancellation across the contract.

20

     (4) The buyer shall receive a copy of the contract.

21

     (5) The signature of the person employed by the health club who registers the cancellation

22

must also appear on the contract.

23

     (c) Every contract for health club services shall provide that the contract may be cancelled

24

before midnight of the tenth (10th) day after the date of the contract so entered into. The notice of

25

the buyer’s cancellation of his or her contract shall be in writing and shall be made in person or by

26

electronic mail to the seller at an electronic mail address that shall be specified in the contract or

27

by mail to the seller at the address specified in the contract.

28

     (d) Every contract for health club services shall provide clearly and conspicuously, in

29

writing, that after the expiration of the ten-day (10) period for cancellation as provided in subsection

30

(b)(2):

31

     (1) The buyer shall be relieved from any and all obligations under the contract, and shall

32

be entitled to a refund of any prepaid membership under the contract if:

33

     (i) A buyer relocates further than fifteen (15) miles from a comparable health club facility

34

operated by the seller;

 

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1

     (ii) If a health club facility relocates further than fifteen (15) miles from its current location,

2

or the seller does not maintain a health club service within a fifteen (15) mile radius from its current

3

location; or

4

     (iii) If the health club services or facilities are not available to the buyer because the seller

5

fails to open a planned health club or location, permanently discontinues operation of the health

6

club or location, or substantially changes the operation;

7

     (2) If a buyer becomes significantly physically or medically disabled for a period in excess

8

of three (3) months during the membership term, he or she has the option:

9

     (i) To be relieved of liability for payment on that portion of the contract term for which the

10

purchaser is disabled and receive a full refund of any prepaid membership on the contract; or

11

     (ii) To extend the duration of the contract at no additional cost for a period equal to the

12

duration of the disability. The health club may require that a doctor’s certificate be submitted as

13

verification of the disability;

14

     (3) In the event of the buyer’s death, his or her estate shall be relieved of any further

15

obligation for payment under the contract and shall be entitled to a refund for any prepaid

16

membership for the unused portion of the contract. The health club may require verification of

17

death;

18

     (4) In the event of a sale of health club ownership, the contract is voidable at the option of

19

the buyer.

20

     (e) A health club contract that does not comply with the provisions of this chapter is

21

voidable at the option of the buyer.

22

     (f) Upon cancellation pursuant to this section, the buyer shall be free of any and all

23

obligations under the contract, and any prepaid monies pursuant to this contract shall be refunded

24

within fifteen (15) business days of receipt of the notice of cancellation. The right of cancellation

25

shall not be affected by the terms of the contract and may not be waived or surrendered.

26

     (g) Notice of the buyer’s right to cancel and the method of cancellation under this section

27

shall also be posted clearly and conspicuously on the premises of the health club.

28

     SECTION 4. Section 5-78-2 of the General Laws in Chapter 5-78 entitled “Dating

29

Services” is hereby amended to read as follows:

30

     5-78-2. Contract requirements.

31

     (a) Each contract for social referral services shall provide that such contract may be

32

cancelled at any time up until midnight of the third (3rd) business day after the date of receipt by

33

the buyer of a copy of the written contract, by written notice, delivered by electronic mail to the

34

seller at an electronic mail address that shall be specified in the contract or by certified or registered

 

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1

United States mail to the seller at an address that shall be specified in the contract.

2

     (b)(1) In every contract for social referral services, the seller shall furnish to the buyer a

3

fully completed copy of the contract at the time of its execution, which shows the date of the

4

transaction and contains the name and address of the seller, and in the immediate proximity to the

5

space reserved in the contract for the signature of the buyer and in not less than ten-point (10)

6

boldface type, a statement in substantially the following form:

7

     “You, the buyer, may cancel this contract at any time prior to midnight of the third business

8

day after your receipt of this contract. See the attached notice of cancellation for an explanation of

9

this right.”

10

     (2) At the time the buyer signs the social referral services contract, a statement captioned

11

“Notice of Cancellation” shall be contained in the contract and shall contain, in not less than ten-

12

point (10) boldface type, the following information and statements:

13

“Notice of Cancellation”

14

“_________________________________________ (Date of Transaction)

15

     You may cancel this contract, without any penalty or obligation, at any time prior to

16

midnight of the third business day after your receipt of this contract by mailing this signed and

17

dated notice of cancellation by certified or registered United States mail to the seller at the following

18

address: _______________________________________________________________________

19

. If you cancel, any payments made by you under the contract will be returned within ten (10)

20

business days following receipt by the seller of your cancellation notice.”

21

     (3) All moneys paid pursuant to any contract for social referral services shall be refunded

22

within ten (10) business days of receipt of the notice of cancellation.

23

     (c) The consumer’s right of rescission shall not be waived, sold, or abrogated in any way

24

or manner.

25

     SECTION 5. Section 42-64.20-10 of the General Laws in Chapter 42-64.20 entitled

26

“Rebuild Rhode Island Tax Credit Act” is hereby amended to read as follows:

27

     42-64.20-10. Sunset.

28

     No credits shall be authorized to be reserved pursuant to this chapter after December 31,

29

2025December 31, 2026.

30

     SECTION 6. Section 42-64.21-9 of the General Laws in Chapter 42-64.21 entitled “Rhode

31

Island Tax Increment Financing” is hereby amended to read as follows:

32

     42-64.21-9. Sunset.

 

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1

     The commerce corporation shall enter into no agreement under this chapter after December

2

31, 2025December 31, 2026.

3

     SECTION 7. Section 42-64.22-15 of the General Laws in Chapter 42-64.22 entitled “Tax

4

Stabilization Incentive” is hereby amended to read as follows:

5

     42-64.22-15. Sunset.

6

     The commerce corporation shall enter into no agreement under this chapter after December

7

31, 2025December 31, 2026.

8

     SECTION 8. Section 42-64.23-8 of the General Laws in Chapter 42-64.23 entitled “First

9

Wave Closing Fund Act” is hereby amended to read as follows:

10

     42-64.23-8. Sunset.

11

     No financing shall be authorized to be reserved pursuant to this chapter after December 31,

12

2025December 31, 2026.

13

     SECTION 9. Section 42-64.24-8 of the General Laws in Chapter 42-64.24 entitled “I-195

14

Redevelopment Project Fund Act” is hereby amended as follows:

15

     42-64.24-8. Sunset.

16

     No funding, credits, or incentives shall be authorized or authorized to be reserved pursuant

17

to this chapter after December 31, 2025December 31, 2026.

18

     SECTION 10. Section 42-64.25-14 of the General Laws in Chapter 42-64.25 entitled

19

“Small Business Assistance Program Act” is hereby repealed:

20

     42-64.25.14 Sunset.

21

     No grants, funding, or incentives shall be authorized pursuant to this chapter after

22

December 31, 2025.

23

     SECTION 11. Section 42-64.26-12 of the General Laws in Chapter 42-64.26 entitled

24

“Stay Invested in RI Wavemaker Fellowships” is hereby amended to read as follows:

25

     42-64.26-12. Sunset.

26

     No incentives or credits shall be authorized pursuant to this chapter after December 31,

27

2025December 31, 2026.

28

     SECTION 12. Section 42-64.27-6 of the General Laws in Chapter 42-64.27 entitled “Main

29

Street Rhode Island Streetscape Improvement Fund” is hereby amended as follows:

30

     42-64.27-6. Sunset.

31

     No incentives shall be authorized pursuant to this chapter after December 31,

32

2025December 31, 2026.

33

     SECTION 13. Section 42-64.28-10 of the General Laws in Chapter 42-64.28 entitled

34

“Innovation Initiative” is hereby amended as follows:

 

LC000670 - Page 181 of 270

1

     42-64.28-10. Sunset.

2

     No vouchers, grants, or incentives shall be authorized pursuant to this chapter after

3

December 31, 2025December 31, 2026.

4

     SECTION 14. Section 44-48.3-14 of the General Laws in Chapter 44-48.3 entitled “Rhode

5

Island Qualified Jobs Incentive Act of 2015” is hereby amended as follows:

6

     44-48.3-14. Sunset.

7

     No credits shall be authorized to be reserved pursuant to this chapter after December 31,

8

2025December 31, 2026.

9

     SECTION 15. All sections of this article shall take effect upon passage, except Section 1

10

and Section 2, which shall take effect on January 1, 2026.

 

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1

      ARTICLE 7

2

RELATING TO EDUCATION

3

     SECTION 1. Section 16-7.2-3 and 16-7.2-5 of the General Laws in Chapter 16-7.2 entitled

4

"The Education Equity and Property Tax Relief Act" are hereby amended to read as follows:

5

     16-7.2-3. Permanent foundation education aid established.

6

     (a) Beginning in the 2012 fiscal year, the following foundation education-aid formula shall

7

take effect. The foundation education aid for each district shall be the sum of the core instruction

8

amount in subsection (a)(1) of this section and the amount to support high-need students in

9

subsection (a)(2) of this section, which shall be multiplied by the district state-share ratio calculated

10

pursuant to § 16-7.2-4 to determine the foundation aid.

11

     (1) The core instruction amount shall be an amount equal to a statewide, per-pupil core

12

instruction amount as established by the department of elementary and secondary education,

13

derived from the average of northeast regional expenditure data for the states of Rhode Island,

14

Massachusetts, Connecticut, and New Hampshire from the National Center for Education Statistics

15

(NCES) that will adequately fund the student instructional needs as described in the basic education

16

program and multiplied by the district average daily membership as defined in § 16-7-22.

17

Expenditure data in the following categories: instruction and support services for students,

18

instruction, general administration, school administration, and other support services from the

19

National Public Education Financial Survey, as published by NCES, and enrollment data from the

20

Common Core of Data, also published by NCES, will be used when determining the core

21

instruction amount. The core instruction amount will be updated annually. For the purpose of

22

calculating this formula, school districts’ resident average daily membership shall exclude charter

23

school and state-operated school students.

24

     (2) The amount to support high-need students beyond the core instruction amount shall be

25

determined by:

26

     (i) Multiplying a student success factor of forty percent (40%) by the core instruction per-

27

pupil amount described in subsection (a)(1) of this section and applying that amount for each

28

resident child whose family income is at or below one hundred eighty-five percent (185%) of

29

federal poverty guidelines, hereinafter referred to as “poverty status.” By October 1, 2022, as part

30

of its budget submission pursuant to § 35-3-4 relative to state fiscal year 2024 and thereafter, the

31

department of elementary and secondary education shall develop and utilize a poverty measure that

32

in the department’s assessment most accurately serves as a proxy for the poverty status referenced

33

in this subsection and does not rely on the administration of school nutrition programs. The

34

department shall utilize this measure in calculations pursuant to this subsection related to the

 

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1

application of the student success factor, in calculations pursuant to § 16-7.2-4 related to the

2

calculation of the state share ratio, and in the formulation of estimates pursuant to subsection (b)

3

below. The department may also include any recommendations which seek to mitigate any

4

disruptions associated with the implementation of this new poverty measure or improve the

5

accuracy of its calculation. Beginning with the FY 2024 calculation, students whose family income

6

is at or below one hundred eighty-five percent (185%) of federal poverty guidelines will be

7

determined by participation in the supplemental nutrition assistance program (SNAP). The number

8

of students directly certified through the department of human services shall be multiplied by a

9

factor of 1.6. Beginning with the FY 2026 calculation, three percent (3%) shall be added to the

10

student success factor for those districts with poverty status at or above sixty percent as determined

11

in § 16-7.2-4(a); and

12

     (ii) Multiplying a multilingual learner (MLL) factor of twenty percent (20%) by the core

13

instruction per-pupil amount described in subsection (a)(1) of this section, applying that amount

14

for each resident child identified in the three lowest proficiency categories using widely adopted,

15

independent standards and assessments in accordance with subsection (f)(1) of this section and as

16

identified by the commissioner and defined by regulations of the council on elementary and

17

secondary education. Local education agencies shall report annually to the department of

18

elementary and secondary education by September 1, outlining the planned and prior year use of

19

all funding pursuant to this subsection to provide services to MLL students in accordance with

20

requirements set forth by the commissioner of elementary and secondary education. The

21

department shall review the use of funds to ensure consistency with established best practices.

22

     (b) The department of elementary and secondary education shall provide an estimate of the

23

foundation education aid cost as part of its budget submission pursuant to § 35-3-4. The estimate

24

shall include the most recent data available as well as an adjustment for average daily membership

25

growth or decline based on the prior year experience.

26

     (c) In addition, the department shall report updated figures based on the average daily

27

membership as of October 1 by December 1.

28

     (d) Local education agencies may set aside a portion of funds received under subsection

29

(a) to expand learning opportunities such as after school and summer programs, full-day

30

kindergarten and/or multiple pathway programs, provided that the basic education program and all

31

other approved programs required in law are funded.

32

     (e) The department of elementary and secondary education shall promulgate such

33

regulations as are necessary to implement fully the purposes of this chapter.

34

     (f)(1) By October 1, 2023, as part of its budget submission pursuant to § 35-3-4 relative to

 

LC000670 - Page 184 of 270

1

state fiscal year 2025, the department of elementary and secondary education shall evaluate the

2

number of students by district who qualify as multilingual learner (MLL) students and MLL

3

students whose family income is at or below one hundred eighty-five percent (185%) of federal

4

poverty guidelines. The submission shall also include segmentation of these populations by levels

5

as dictated by the WIDA multilingual learner assessment tool used as an objective benchmark for

6

English proficiency. The department shall also prepare and produce expense data sourced from the

7

uniform chart of accounts to recommend funding levels required to support students at the various

8

levels of proficiency as determined by the WIDA assessment tool. Utilizing this information, the

9

department shall recommend a funding solution to meet the needs of multilingual learners; this may

10

include but not be limited to inclusion of MLL needs within the core foundation formula amount

11

through one or multiple weights to distinguish different students of need or through categorical

12

means.

13

     (2) By October 1, 2024, as part of its budget submission pursuant to § 35-3-4 relative to

14

state fiscal year 2026, the department of elementary and secondary education shall develop

15

alternatives to identify students whose family income is at or below one hundred eighty-five percent

16

(185%) of federal poverty guidelines through participation in state-administered programs,

17

including, but not limited to, the supplemental nutrition assistance program (SNAP), and RIteCare

18

and other programs that include the collection of required supporting documentation. The

19

department may also include any recommendations that seek to mitigate any disruptions associated

20

with implementation of this new poverty measure or improve the accuracy of its calculation.

21

     (3) The department shall also report with its annual budget request information regarding

22

local contributions to education aid and compliance with §§ 16-7-23 and 16-7-24. The report shall

23

also compare these local contributions to state foundation education aid by community. The

24

department shall also report compliance to each city or town school committee and city or town

25

council.

26

     16-7.2-5. Charter public schools, the William M. Davies, Jr. Career and Technical

27

High School, and the Metropolitan Regional Career and Technical Center.

28

     (a) Charter public schools, as defined in chapter 77 of this title, the William M. Davies, Jr.

29

Career and Technical High School (Davies), and the Metropolitan Regional Career and Technical

30

Center (the Met Center) shall be funded pursuant to § 16-7.2-3. If the October 1 actual enrollment

31

data for any charter public school shows a ten percent (10%) or greater change from the prior year

32

enrollment that is used as the reference year average daily membership, the last six (6) monthly

33

payments to the charter public school will be adjusted to reflect actual enrollment. The state share

34

of the permanent foundation education aid shall be paid by the state directly to the charter public

 

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1

schools, Davies, and the Met Center pursuant to § 16-7.2-9 and shall be calculated using the state-

2

share ratio of the district of residence of the student as set forth in § 16-7.2-4. The department of

3

elementary and secondary education shall provide the general assembly with the calculation of the

4

state share of permanent foundation education aid for charter public schools delineated by school

5

district.

6

     (b) The local share of education funding shall be paid to the charter public school, Davies,

7

and the Met Center by the district of residence of the student and shall be the local, per-pupil cost

8

calculated by dividing the local appropriation to education from property taxes, net of debt service,

9

and capital projects, as defined in the uniform chart of accounts by the average daily membership

10

for each city and town, pursuant to § 16-7-22, for the reference year.

11

     (c) Beginning in FY 2017, there shall be a reduction to the local per-pupil funding paid by

12

the district of residence to charter public schools, Davies, and the Met Center. This reduction shall

13

be equal to the greater (i) Of seven percent (7%) of the local, per-pupil funding of the district of

14

residence pursuant to subsection (b) or (ii) The per-pupil value of the district’s costs for non-public

15

textbooks, transportation for non-public students, retiree health benefits, out-of-district special-

16

education tuition and transportation, services for students age eighteen (18) to twenty-one (21)

17

years old, pre-school screening and intervention, and career and technical education, tuition and

18

transportation costs, debt service and rental costs minus the average expenses incurred by charter

19

schools for those same categories of expenses as reported in the uniform chart of accounts for the

20

prior preceding fiscal year pursuant to § 16-7-16(11) and verified by the department of elementary

21

and secondary education. In the case where audited financials result in a change in the calculation

22

after the first tuition payment is made, the remaining payments shall be based on the most recent

23

audited data. For those districts whose greater reduction occurs under the calculation of (ii), there

24

shall be an additional reduction to payments to mayoral academies with teachers who do not

25

participate in the state teacher’s retirement system under chapter 8 of title 36 equal to the per-pupil

26

value of teacher retirement costs attributable to unfunded liability as calculated by the state’s

27

actuary for the prior preceding fiscal year. Notwithstanding the foregoing, beginning with FY 2026,

28

the reduction to the local per-pupil funding shall not exceed fourteen percent (14%).

29

     (d) Local district payments to charter public schools, Davies, and the Met Center for each

30

district’s students enrolled in these schools shall be made on a quarterly basis in July, October,

31

January, and April; however, the first local-district payment shall be made by August 15, instead

32

of July. Failure of the community to make the local-district payment for its student(s) enrolled in a

33

charter public school, Davies, and/or the Met Center may result in the withholding of state

34

education aid pursuant to § 16-7-31.

 

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1

     (e) Beginning in FY 2017, school districts with charter public school, Davies, and the Met

2

Center enrollment, that, combined, comprise five percent (5%) or more of the average daily

3

membership as defined in § 16-7-22, shall receive additional aid for a period of three (3) years. Aid

4

in FY 2017 shall be equal to the number of charter public school, open-enrollment schools, Davies,

5

or the Met Center students as of the reference year as defined in § 16-7-16 times a per-pupil amount

6

of one hundred seventy-five dollars ($175). Aid in FY 2018 shall be equal to the number of charter

7

public school, open-enrollment schools, Davies, or the Met Center students as of the reference year

8

as defined in § 16-7-16 times a per-pupil amount of one hundred dollars ($100). Aid in FY 2019

9

shall be equal to the number of charter public school, open-enrollment schools, Davies, or the Met

10

Center students as of the reference year as defined in § 16-7-16 times a per-pupil amount of fifty

11

dollars ($50.00). The additional aid shall be used to offset the adjusted fixed costs retained by the

12

districts of residence.

13

     (f) [Deleted by P.L. 2023, ch. 79, art. 8, § 2.]

14

     SECTION 2. Section 16-77.4-1 of the General Laws in Chapter 16-77.4 entitled " Mayoral

15

Academies " is hereby amended to read as follows:

16

      16-77.4-1. Entities eligible to apply to become, or for the expansion of, a mayoral

17

academy.

18

     (a) A “mayoral academy” means a charter school created by a mayor of any city or town

19

within the State of Rhode Island, acting by, or through, a nonprofit organization established for

20

said purpose (regardless of the time said nonprofit organization is in existence), that enrolls students

21

from more than one city or town, including both urban and non-urban communities, and that offers

22

an equal number of enrollments to students on a lottery basis; provided, further, that such mayoral

23

academies shall have a founding board of trustees or directors that is comprised of representatives

24

from each included city or town and is chaired by a mayor of an included city or town. The mayor

25

from each city or town, or in the absence of a mayor, the city or town council via a resolution or

26

ordinance, shall approve the participation in the mayoral academy’s catchment area for a proposed

27

charter or an amendment to a charter for expansion. Upon completion of a first charter term and an

28

approved renewal, any member may be elected by the board to be the chair. For purposes of this

29

chapter, the term “mayor” shall include any elected town administrator.

30

     (b) No child shall be required to attend a mayoral academy, nor shall any teacher be

31

required to teach in a mayoral academy. The school committee of the district in which a mayoral

32

academy is located shall make accommodations to facilitate the transfer of students who do not

33

wish to participate in a mayoral academy into other public schools. It shall also make

34

accommodations for those students who wish to transfer into the mayoral academy as space

 

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1

permits. If the total number of students who are eligible to attend and apply to a mayoral academy

2

is greater than the number of spaces available, the mayoral academy shall conduct a lottery to

3

determine which students shall be admitted.

4

     SECTION 3. This article shall take effect upon passage.

 

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1

ARTICLE 8

2

RELATING TO MEDICAL ASSISTANCE

3

     SECTION 1. Section 23-17-38.1 of the General Laws in Chapter 23-17 entitled

4

“Licensing of Health Care Facilities” is hereby amended to read as follows:

5

     § 23-17-38.1. Hospitals — Licensing fee.

6

     (a) There is imposed a hospital licensing fee for state fiscal year 2023 against each

7

hospital in the state. The hospital licensing fee is equal to five and forty-two hundredths percent

8

(5.42%) of the net patient-services revenue of every hospital for the hospital’s first fiscal year

9

ending on or after January 1, 2021, except that the license fee for all hospitals located in

10

Washington County, Rhode Island shall be discounted by thirty-seven percent (37%). The

11

discount for Washington County hospitals is subject to approval by the Secretary of the U.S.

12

Department of Health and Human Services of a state plan amendment submitted by the executive

13

office of health and human services for the purpose of pursuing a waiver of the uniformity

14

requirement for the hospital license fee. This licensing fee shall be administered and collected by

15

the tax administrator, division of taxation within the department of revenue, and all the

16

administration, collection, and other provisions of chapter 51 of title 44 shall apply. Every

17

hospital shall pay the licensing fee to the tax administrator on or before June 30, 2023, and

18

payments shall be made by electronic transfer of monies to the general treasurer and deposited to

19

the general fund. Every hospital shall, on or before May 25, 2023, make a return to the tax

20

administrator containing the correct computation of net patient-services revenue for the hospital

21

fiscal year ending September 30, 2021, and the licensing fee due upon that amount. All returns

22

shall be signed by the hospital’s authorized representative, subject to the pains and penalties of

23

perjury.

24

     (b)(a) There is also imposed a hospital licensing fee described in subsections (c) through

25

(f) for state fiscal years 2024 and 2025 against net patient-services revenue of every non-

26

government owned hospital as defined herein for the hospital’s first fiscal year ending on or after

27

January 1, 2022. The hospital licensing fee shall have three (3) tiers with differing fees based on

28

inpatient and outpatient net patient-services revenue. The executive office of health and human

29

services, in consultation with the tax administrator, shall identify the hospitals in each tier, subject

30

to the definitions in this section, by July 15, 2023, and shall notify each hospital of its tier by

31

August 1, 2023.

32

     (b) There is also imposed a hospital licensing fee described in subsections (c) through (f)

33

for state fiscal year 2026 against net patient-services revenue of every non-government owned

34

hospital as defined herein for the hospital’s first fiscal year ending on or after January 1, 2023.

 

LC000670 - Page 189 of 270

1

The hospital licensing fee shall have three (3) tiers with differing fees based on inpatient and

2

outpatient net patient-services revenue. The executive office of health and human services, in

3

consultation with the tax administrator, shall identify the hospitals in each tier, subject to the

4

definitions in this section, by July 15, 2025, and shall notify each hospital of its assigned tier by

5

August 1, 2025.

6

     (c) Tier 1 is composed of hospitals that do not meet the description of either Tier 2 or

7

Tier 3.

8

     (1) The inpatient hospital licensing fee for Tier 1 is equal to thirteen and twelve

9

hundredths percent (13.12%) of the inpatient net patient-services revenue derived from inpatient

10

net patient-services revenue of every Tier 1 hospital.

11

     (2) The outpatient hospital licensing fee for Tier 1 is equal to thirteen and thirty

12

hundredths percent (13.30%) of the net patient-services revenue derived from outpatient net

13

patient-services revenue of every Tier 1 hospital.

14

     (d) Tier 2 is composed of high Medicaid/uninsured cost hospitals and independent

15

hospitals.

16

     (1) The inpatient hospital licensing fee for Tier 2 is equal to two and sixty-three

17

hundredths percent (2.63%) of the inpatient net patient-services revenue derived from inpatient

18

net patient-services revenue of every Tier 2 hospital.

19

     (2) The outpatient hospital licensing fee for Tier 2 is equal to two and sixty-six

20

hundredths percent (2.66%) of the outpatient net patient-services revenue derived from outpatient

21

net patient-services revenue of every Tier 2 hospital.

22

     (e) Tier 3 is composed of hospitals that are Medicare-designated low-volume hospitals

23

and rehabilitative hospitals.

24

     (1) The inpatient hospital licensing fee for Tier 3 is equal to one and thirty-one

25

hundredths percent (1.31%) of the inpatient net patient-services revenue derived from inpatient

26

net patient-services revenue of every Tier 3 hospital.

27

     (2) The outpatient hospital licensing fee for Tier 3 is equal to one and thirty-three

28

hundredths percent (1.33%) of the outpatient net patient-services revenue derived from outpatient

29

net patient-services revenue of every Tier 3 hospital.

30

     (f) There is also imposed a hospital licensing fee for state fiscal year 2024 against state-

31

government owned and operated hospitals in the state as defined herein. The hospital licensing

32

fee is equal to five and twenty-five hundredths percent (5.25%) of the net patient-services

33

revenue of every hospital for the hospital’s first fiscal year ending on or after January 1, 2022.

34

There is also imposed a hospital licensing fee for state fiscal years 2025 and 2026 against state-

 

LC000670 - Page 190 of 270

1

government owned and operated hospitals in the state as defined herein equal to five and twenty-

2

five hundredths percent (5.25%) of the net patient-services revenue of every hospital for the

3

hospital’s first fiscal year ending on or after January 1, 2023.

4

     (g) The hospital licensing fee described in subsections (b) through (f) is subject to U.S.

5

Department of Health and Human Services approval of a request to waive the requirement that

6

healthcare-related taxes be imposed uniformly as contained in 42 C.F.R. § 433.68(d).

7

     (h) This hospital licensing fee shall be administered and collected by the tax

8

administrator, division of taxation within the department of revenue, and all the administration,

9

collection, and other provisions of chapter 51 of title 44 shall apply. Every hospital shall pay the

10

licensing fee to the tax administrator before June 30 June 25 of each fiscal year, and payments

11

shall be made by electronic transfer of monies to the tax administrator and deposited to the

12

general fund. Every hospital shall, on or before August 1, 2023 of each fiscal year, make a return

13

to the tax administrator containing the correct computation of inpatient and outpatient net patient-

14

services revenue for the hospital fiscal year ending in 2022 data referenced in subsection (a) and

15

or (b), and the licensing fee due upon that amount. All returns shall be signed by the hospital’s

16

authorized representative, subject to the pains and penalties of perjury.

17

     (i) For purposes of this section the following words and phrases have the following

18

meanings:

19

     (1) “Gross patient-services revenue” means the gross revenue related to patient care

20

services.

21

     (2) “High Medicaid/uninsured cost hospital” means a hospital for which the hospital’s

22

total uncompensated care, as calculated pursuant to § 40-8.3-2(4), divided by the hospital’s total

23

net patient-services revenues, is equal to six percent (6.0%) or greater.

24

     (3) “Hospital” means the actual facilities and buildings in existence in Rhode Island,

25

licensed pursuant to § 23-17-1 et seq. on June 30, 2010, and thereafter any premises included on

26

that license, regardless of changes in licensure status pursuant to chapter 17.14 of this title

27

(hospital conversions) and § 23-17-6(b) (change in effective control), that provides short-term

28

acute inpatient and/or outpatient care to persons who require definitive diagnosis and treatment

29

for injury, illness, disabilities, or pregnancy. Notwithstanding the preceding language, the

30

negotiated Medicaid managed care payment rates for a court-approved purchaser that acquires a

31

hospital through receivership, special mastership, or other similar state insolvency proceedings

32

(which court-approved purchaser is issued a hospital license after January 1, 2013) shall be based

33

upon the newly negotiated rates between the court-approved purchaser and the health plan, and

34

such rates shall be effective as of the date that the court-approved purchaser and the health plan

 

LC000670 - Page 191 of 270

1

execute the initial agreement containing the newly negotiated rate. The rate-setting methodology

2

for inpatient hospital payments and outpatient hospital payments set forth in §§ 40-8-13.4(b) and

3

40-8-13.4(b)(2), respectively, shall thereafter apply to negotiated increases for each annual

4

twelve-month (12) period as of July 1 following the completion of the first full year of the court-

5

approved purchaser’s initial Medicaid managed care contract.

6

     (4) “Independent hospitals” means a hospital not part of a multi-hospital system.

7

     (5) “Inpatient net patient-services revenue” means the charges related to inpatient care

8

services less (i) Charges attributable to charity care; (ii) Bad debt expenses; and (iii) Contractual

9

allowances.

10

     (6) “Medicare-designated low-volume hospital” means a hospital that qualifies under 42

11

C.F.R. 412.101(b)(2) for additional Medicare payments to qualifying hospitals for the higher

12

incremental costs associated with a low volume of discharges.

13

     (7) “Net patient-services revenue” means the charges related to patient care services less

14

(i) Charges attributable to charity care; (ii) Bad debt expenses; and (iii) Contractual allowances.

15

     (8) “Non-government owned hospitals” means a hospital not owned and operated by the

16

state of Rhode Island.

17

     (9) “Outpatient net patient-services revenue” means the charges related to outpatient care

18

services less (i) Charges attributable to charity care; (ii) Bad debt expenses; and (iii) Contractual

19

allowances.

20

     (10) “Rehabilitative hospital” means Rehabilitation Hospital Center licensed by the

21

Rhode Island department of health.

22

     (11) “State-government owned and operated hospitals” means a hospital facility licensed

23

by the Rhode Island department of health, owned and operated by the state of Rhode Island.

24

     (j) The tax administrator in consultation with the executive office of health and human

25

services shall make and promulgate any rules, regulations, and procedures not inconsistent with

26

state law and fiscal procedures that he or she deems necessary for the proper administration of

27

this section and to carry out the provisions, policy, and purposes of this section.

28

     (k) The licensing fee imposed by subsections (a) through (f) shall apply to hospitals as

29

defined herein that are duly licensed on July 1, 20224, and shall be in addition to the inspection

30

fee imposed by § 23-17-38 and to any licensing fees previously imposed in accordance with this

31

section.

32

     (l) The licensing fees imposed by subsections (b) through (f) shall apply to hospitals as

33

defined herein that are duly licensed on July 1, 2023, and shall be in addition to the inspection fee

34

imposed by § 23-17-38 and to any licensing fees previously imposed in accordance with this

 

LC000670 - Page 192 of 270

1

section.

2

     SECTION 2. Section 40-6-9.1 of the General Laws in Chapter 40-6 entitled "Public

3

Assistance Act" is hereby amended to read as follows: 

4

     § 40-6-9.1. Data matching — Healthcare coverages.

5

     (a) For purposes of this section, the term “medical assistance program” shall mean

6

medical assistance provided in whole or in part by the department of human services executive

7

office of health and human services pursuant to chapters 5.1, 8, 8.4 of this title, 12.3 of title 42

8

and/or Title XIX or XXI of the federal Social Security Act, as amended, 42 U.S.C. § 1396 et seq.

9

and 42 U.S.C. § 1397aa et seq., respectively. Any references to the department office shall be to

10

the department of human services executive office of health and human services.

11

     (b) In furtherance of the assignment of rights to medical support to the department of

12

human services executive office of health and human services under § 40-6-9(b), (c), (d), and (e),

13

and in order to determine the availability of other sources of healthcare insurance or coverage for

14

beneficiaries of the medical assistance program, and to determine potential third-party liability for

15

medical assistance paid out by the department office, all health insurers, health-maintenance

16

organizations, including managed care organizations, and third-party administrators, self-insured

17

plans, pharmacy benefit managers (PBM), and other parties that are by statute, contract, or

18

agreement, legally responsible for payment of a claim for a healthcare item of service doing

19

business in the state of Rhode Island shall permit and participate in data matching with the

20

department of human services executive office of health and human services, as provided in this

21

section, to assist the department office to identify medical assistance program applicants,

22

beneficiaries, and/or persons responsible for providing medical support for applicants and

23

beneficiaries who may also have healthcare insurance or coverage in addition to that provided, or

24

to be provided, by the medical assistance program and to determine any third-party liability in

25

accordance with this section.

26

     The department office shall take all reasonable measures to determine the legal liability

27

of all third parties (including health insurers, self-insured plans, group health plans (as defined in

28

§ 607(1) of the Employee Retirement Income Security Act of 1974 [29 U.S.C. § 1167(1)]),

29

service benefit plans, health-maintenance organizations, managed care organizations, pharmacy

30

benefit managers, or other parties that are, by statute, contract, or agreement, legally responsible

31

for payment of a claim for a healthcare item or service), to pay for care and services on behalf of

32

a medical assistance recipient, including collecting sufficient information to enable the

33

department office to pursue claims against such third parties.

34

     In any case where such a legal liability is found to exist and medical assistance has been

 

LC000670 - Page 193 of 270

1

made available on behalf of the individual (beneficiary), the department office shall seek

2

reimbursement for the assistance to the extent of the legal liability and in accordance with the

3

assignment described in § 40-6-9.

4

     To the extent that payment has been made by the department office for medical assistance

5

to a beneficiary in any case where a third party has a legal liability to make payment for the

6

assistance, and to the extent that payment has been made by the department office for medical

7

assistance for healthcare items or services furnished to an individual, the department office (state)

8

is considered to have acquired the rights of the individual to payment by any other party for the

9

healthcare items or services in accordance with § 40-6-9.

10

     Any health insurer (including a group health plan, as defined in § 607(1) of the

11

Employee Retirement Income Security Act of 1974 [29 U.S.C. § 1167(1)], a self-insured plan, a

12

service-benefit plan, a managed care organization, a pharmacy benefit manager, or other party

13

that is, by statute, contract, or agreement, legally responsible for payment of a claim for a

14

healthcare item or service), in enrolling an individual, or in making any payments for benefits to

15

the individual or on the individual’s behalf, is prohibited from taking into account that the

16

individual is eligible for, or is provided, medical assistance under a plan under 42 U.S.C. § 1396

17

et seq. for this state, or any other state.

18

     (c) All health insurers or liable third parties, including, but not limited to, health-

19

maintenance organizations, third-party administrators, nonprofit medical-service corporations,

20

nonprofit hospital-service corporations, subject to the provisions of chapters 18, 19, 20, and 41 of

21

title 27, as well as, self-insured plans, group health plans (as defined in § 607(1) of the Employee

22

Retirement Income Security Act of 1974 [29 U.S.C. § 1167(1)]), service-benefit plans, managed

23

care organizations, pharmacy benefit managers, or other parties that are, by statute, contract, or

24

agreement, legally responsible for payment of a claim for a healthcare item or service) doing

25

business in this state shall:

26

     (1) Provide member information within fourteen (14) calendar days of the request to the

27

department office to enable the medical assistance program to identify medical assistance

28

program recipients, applicants and/or persons responsible for providing medical support for those

29

recipients and applicants who are, or could be, enrollees or beneficiaries under any individual or

30

group health insurance contract, plan, or policy available or in force and effect in the state;

31

     (2) With respect to individuals who are eligible for, or are provided, medical assistance

32

by the department office, upon the request of the department office, provide member information

33

within fourteen (14) calendar days of the request to determine during what period the individual

34

or his or her spouse or dependents may be (or may have been) covered by a health insurer and the

 

LC000670 - Page 194 of 270

1

nature of the coverage that is, or was provided by the health insurer (including the name, address,

2

and identifying number of the plan);

3

     (3) Accept the state’s right of recovery and the assignment to the state of any right of an

4

individual or other entity to payment from the party for an item or service for which payment has

5

been made by the department office;

6

     (4) Respond to any inquiry by the department office regarding a claim for payment for

7

any healthcare item or service that is submitted not later than three (3) years after the date of the

8

provision of the healthcare item or service; and

9

     (5) Agree not to deny a claim submitted by the state based solely on procedural reasons,

10

such as on the basis of the date of submission of the claim, the type or format of the claim form,

11

failure to obtain a prior authorization, or a failure to present proper documentation at the point-of-

12

sale that is the basis of the claim, if—

13

     (i) The claim is submitted by the state within the three-year (3) period beginning on the

14

date on which the item or service was furnished; and

15

     (ii) Any action by the state to enforce its rights with respect to the claim is commenced

16

within six (6) years of the state’s submission of such claim.

17

     (6) Agree to respond to any inquiry regarding claims within sixty (60) business days after

18

receipt of the written documentation by the Medicaid recipient.

19

     (7) Agree to not deny a claim for failure to obtain prior authorization for an item or

20

service. In the case of a responsible third party that requires prior authorization for an item or

21

service furnished to an individual eligible to receive medical assistance under the state Medicaid

22

program, the third-party health insurer shall accept authorization provided by state medical

23

assistance program that the item or service is covered by Medicaid as if that authorization is a

24

prior authorization made by the third-party health insurer for the item or service.

25

     (d) This information shall be made available by these insurers and health-maintenance

26

organizations and used by the department of human services executive office of health and human

27

services only for the purposes of, and to the extent necessary for, identifying these persons,

28

determining the scope and terms of coverage, and ascertaining third-party liability. The

29

department of human services executive office of health and human services shall provide

30

information to the health insurers, including health insurers, self-insured plans, group health plans

31

(as defined in § 607(1) of the Employee Retirement Income Security Act of 1974 [29 U.S.C. § 

32

1167(1)]), service-benefit plans, managed care organizations, pharmacy benefit managers, or

33

other parties that are, by statute, contract, or agreement, legally responsible for payment of a

34

claim for a healthcare item or service) only for the purposes described herein.

 

LC000670 - Page 195 of 270

1

     (e) No health insurer, health-maintenance organization, or third-party administrator that

2

provides, or makes arrangements to provide, information pursuant to this section shall be liable in

3

any civil or criminal action or proceeding brought by beneficiaries or members on account of this

4

action for the purposes of violating confidentiality obligations under the law.

5

     (f) The department office shall submit any appropriate and necessary state plan

6

provisions.

7

     (g) The department of human services executive office of health and human services is

8

authorized and directed to promulgate regulations necessary to ensure the effectiveness of this

9

section.

10

     SECTION 3. Section 40-8-13.4 of the General Laws in Chapter 40-8 entitled “Medical

11

Assistance” is hereby amended to read as follows:

12

     § 40-8-13.4. Rate methodology for payment for in-state and out-of-state hospital

13

services.

14

     (a) The executive office of health and human services (“executive office”) shall

15

implement a new methodology for payment for in-state and out-of-state hospital services in order

16

to ensure access to, and the provision of, high-quality and cost-effective hospital care to its

17

eligible recipients.

18

     (b) In order to improve efficiency and cost-effectiveness, the executive office shall:

19

     (1)(i) With respect to inpatient services for persons in fee-for-service Medicaid, which is

20

non-managed care, implement a new payment methodology for inpatient services utilizing the

21

Diagnosis Related Groups (DRG) method of payment, which is, a patient-classification method

22

that provides a means of relating payment to the hospitals to the type of patients cared for by the

23

hospitals. It is understood that a payment method based on DRG may include cost outlier

24

payments and other specific exceptions. The executive office will review the DRG-payment

25

method and the DRG base price annually, making adjustments as appropriate in consideration of

26

such elements as trends in hospital input costs; patterns in hospital coding; beneficiary access to

27

care; and the Centers for Medicare and Medicaid Services national CMS Prospective Payment

28

System (IPPS) Hospital Input Price Index. For the twelve-month (12) period beginning July 1,

29

2015, the DRG base rate for Medicaid fee-for-service inpatient hospital services shall not exceed

30

ninety-seven and one-half percent (97.5%) of the payment rates in effect as of July 1, 2014.

31

Beginning July 1, 2019, the DRG base rate for Medicaid fee-for-service inpatient hospital

32

services shall be 107.2% of the payment rates in effect as of July 1, 2018. Increases in the

33

Medicaid fee-for-service DRG hospital payments for the twelve-month (12) period beginning

34

July 1, 2020, shall be based on the payment rates in effect as of July 1 of the preceding fiscal

 

LC000670 - Page 196 of 270

1

year, and shall be the Centers for Medicare and Medicaid Services national Prospective Payment

2

System (IPPS) Hospital Input Price Index. Beginning July 1, 2022, the DRG base rate for

3

Medicaid fee-for-service inpatient hospital services shall be one hundred five percent (105%) of

4

the payment rates in effect as of July 1, 2021. For the twelve-month period beginning July 1,

5

2025, the DRG base rate for Medicaid fee-for-service inpatient hospital services shall be one

6

hundred two and three-tenths percent (102.3%) of the payment rates in effect as of July 1, 2024.

7

Thereafter, Iincreases in the Medicaid fee-for-service DRG hospital payments for each annual

8

twelve-month (12) period beginning July 1, 20236, shall be based on the payment rates in effect

9

as of July 1 of the preceding fiscal year, and shall be the Centers for Medicare and Medicaid

10

Services national Prospective Payment System (IPPS) Hospital Input Price Index.,

11

     (ii) With respect to inpatient services, (A) It is required as of January 1, 2011, until

12

December 31, 2011, that the Medicaid managed care payment rates between each hospital and

13

health plan shall not exceed ninety and one-tenth percent (90.1%) of the rate in effect as of June

14

30, 2010. Increases in inpatient hospital payments for each annual twelve-month (12) period

15

beginning January 1, 2012, may not exceed the Centers for Medicare and Medicaid Services

16

national CMS Prospective Payment System (IPPS) Hospital Input Price Index for the applicable

17

period; (B) Provided, however, for the twenty-four-month (24) period beginning July 1, 2013, the

18

Medicaid managed care payment rates between each hospital and health plan shall not exceed the

19

payment rates in effect as of January 1, 2013, and for the twelve-month (12) period beginning

20

July 1, 2015, the Medicaid managed care payment inpatient rates between each hospital and

21

health plan shall not exceed ninety-seven and one-half percent (97.5%) of the payment rates in

22

effect as of January 1, 2013; (C) Increases in inpatient hospital payments for each annual twelve-

23

month (12) period beginning July 1, 2017, shall be the Centers for Medicare and Medicaid

24

Services national CMS Prospective Payment System (IPPS) Hospital Input Price Index, less

25

Productivity Adjustment, for the applicable period and shall be paid to each hospital retroactively

26

to July 1; (D) Beginning July 1, 2019, the Medicaid managed care payment inpatient rates

27

between each hospital and health plan shall be 107.2% of the payment rates in effect as of

28

January 1, 2019, and shall be paid to each hospital retroactively to July 1; (E) Increases in

29

inpatient hospital payments for each annual twelve-month (12) period beginning July 1, 2020,

30

shall be based on the payment rates in effect as of January 1 of the preceding fiscal year, and shall

31

be the Centers for Medicare and Medicaid Services national CMS Prospective Payment System

32

(IPPS) Hospital Input Price Index, less Productivity Adjustment, for the applicable period and

33

shall be paid to each hospital retroactively to July 1; the executive office will develop an audit

34

methodology and process to assure that savings associated with the payment reductions will

 

LC000670 - Page 197 of 270

1

accrue directly to the Rhode Island Medicaid program through reduced managed care plan

2

payments and shall not be retained by the managed care plans; (F) Beginning July 1, 2022, the

3

Medicaid managed care payment inpatient rates between each hospital and health plan shall be

4

one hundred five percent (105%) of the payment rates in effect as of January 1, 2022, and shall be

5

paid to each hospital retroactively to July 1 within ninety days of passage; (G) For the twelve-

6

month period beginning July 1, 2025, the Medicaid managed care payment inpatient rates

7

between each hospital and health plan shall be one hundred two and three-tenths percent

8

(102.3%) of the payment rates in effect as of January 1, 2024, and shall be paid to each hospital

9

retroactively to July 1 within ninety days of passage; (H) Increases in inpatient hospital payments

10

for each annual twelve-month (12) period beginning July 1, 20236, shall be based on the payment

11

rates in effect as of January 1 of the preceding fiscal year, and shall be the Centers for Medicare

12

and Medicaid Services national CMS Prospective Payment System (IPPS) Hospital Input Price

13

Index, less Productivity Adjustment, for the applicable period and shall be paid to each hospital

14

retroactively to July 1 within ninety days of passage; (HI) All hospitals licensed in Rhode Island

15

shall accept such payment rates as payment in full; and (IJ) For all such hospitals, compliance

16

with the provisions of this section shall be a condition of participation in the Rhode Island

17

Medicaid program.

18

     (2) With respect to outpatient services and notwithstanding any provisions of the law to

19

the contrary, for persons enrolled in fee-for-service Medicaid, the executive office will reimburse

20

hospitals for outpatient services using a rate methodology determined by the executive office and

21

in accordance with federal regulations. Fee-for-service outpatient rates shall align with Medicare

22

payments for similar services. Notwithstanding the above, there shall be no increase in the

23

Medicaid fee-for-service outpatient rates effective on July 1, 2013, July 1, 2014, or July 1, 2015.

24

For the twelve-month (12) period beginning July 1, 2015, Medicaid fee-for-service outpatient

25

rates shall not exceed ninety-seven and one-half percent (97.5%) of the rates in effect as of July 1,

26

2014. Increases in the outpatient hospital payments for the twelve-month (12) period beginning

27

July 1, 2016, may not exceed the CMS national Outpatient Prospective Payment System (OPPS)

28

Hospital Input Price Index. Beginning July 1, 2019, the Medicaid fee-for-service outpatient rates

29

shall be 107.2% of the payment rates in effect as of July 1, 2018. Increases in the outpatient

30

hospital payments for the twelve-month (12) period beginning July 1, 2020, shall be based on the

31

payment rates in effect as of July 1 of the preceding fiscal year, and shall be the CMS national

32

Outpatient Prospective Payment System (OPPS) Hospital Input Price Index. Beginning July 1,

33

2022, the Medicaid fee-for-service outpatient rates shall be one hundred five percent (105%) of

34

the payment rates in effect as of July 1, 2021. For the twelve-month period beginning July 1,

 

LC000670 - Page 198 of 270

1

2025, the Medicaid fee-for-service outpatient rates shall be one hundred two and three-tenths

2

percent (102.3%) of the payment rates in effect as of July 1, 2024. Increases in the outpatient

3

hospital payments for each annual twelve-month (12) period beginning July 1, 20236, shall be

4

based on the payment rates in effect as of July 1 of the preceding fiscal year, and shall be the

5

CMS national Outpatient Prospective Payment System (OPPS) Hospital Input Price Index. With

6

respect to the outpatient rate, (i) It is required as of January 1, 2011, until December 31, 2011,

7

that the Medicaid managed care payment rates between each hospital and health plan shall not

8

exceed one hundred percent (100%) of the rate in effect as of June 30, 2010; (ii) Increases in

9

hospital outpatient payments for each annual twelve-month (12) period beginning January 1,

10

2012, until July 1, 2017, may not exceed the Centers for Medicare and Medicaid Services

11

national CMS Outpatient Prospective Payment System OPPS Hospital Price Index for the

12

applicable period; (iii) Provided, however, for the twenty-four-month (24) period beginning July

13

1, 2013, the Medicaid managed care outpatient payment rates between each hospital and health

14

plan shall not exceed the payment rates in effect as of January 1, 2013, and for the twelve-month

15

(12) period beginning July 1, 2015, the Medicaid managed care outpatient payment rates between

16

each hospital and health plan shall not exceed ninety-seven and one-half percent (97.5%) of the

17

payment rates in effect as of January 1, 2013; (iv) Increases in outpatient hospital payments for

18

each annual twelve-month (12) period beginning July 1, 2017, shall be the Centers for Medicare

19

and Medicaid Services national CMS OPPS Hospital Input Price Index, less Productivity

20

Adjustment, for the applicable period and shall be paid to each hospital retroactively to July 1; (v)

21

Beginning July 1, 2019, the Medicaid managed care outpatient payment rates between each

22

hospital and health plan shall be one hundred seven and two-tenths percent (107.2%) of the

23

payment rates in effect as of January 1, 2019, and shall be paid to each hospital retroactively to

24

July 1; (vi) Increases in outpatient hospital payments for each annual twelve-month (12) period

25

beginning July 1, 2020, shall be based on the payment rates in effect as of January 1 of the

26

preceding fiscal year, and shall be the Centers for Medicare and Medicaid Services national CMS

27

OPPS Hospital Input Price Index, less Productivity Adjustment, for the applicable period and

28

shall be paid to each hospital retroactively to July 1; (vii) Beginning July 1, 2022, the Medicaid

29

managed care outpatient payment rates between each hospital and health plan shall be one

30

hundred five percent (105%) of the payment rates in effect as of January 1, 2022, and shall be

31

paid to each hospital retroactively to July 1 within ninety days of passage; (viii) For the twelve-

32

month period beginning July 1, 2025, the Medicaid managed care outpatient payment rates

33

between each hospital and health plan shall be one hundred two and three-tenths percent

34

(102.3%) of the payment rates in effect as of January 1, 2024, and shall be paid to each hospital

 

LC000670 - Page 199 of 270

1

retroactively to July 1 within ninety days of passage; (ix) Increases in outpatient hospital

2

payments for each annual twelve-month (12) period beginning July 1, 20206, shall be based on

3

the payment rates in effect as of January 1 of the preceding fiscal year, and shall be the Centers

4

for Medicare and Medicaid Services national CMS OPPS Hospital Input Price Index, less

5

Productivity Adjustment, for the applicable period and shall be paid to each hospital retroactively

6

to July 1.

7

     (3) “Hospital,” as used in this section, shall mean the actual facilities and buildings in

8

existence in Rhode Island, licensed pursuant to § 23-17-1 et seq. on June 30, 2010, and thereafter

9

any premises included on that license, regardless of changes in licensure status pursuant to

10

chapter 17.14 of title 23 (hospital conversions) and § 23-17-6(b) (change in effective control),

11

that provides short-term, acute inpatient and/or outpatient care to persons who require definitive

12

diagnosis and treatment for injury, illness, disabilities, or pregnancy. Notwithstanding the

13

preceding language, the Medicaid managed care payment rates for a court-approved purchaser

14

that acquires a hospital through receivership, special mastership or other similar state insolvency

15

proceedings (which court-approved purchaser is issued a hospital license after January 1, 2013),

16

shall be based upon the new rates between the court-approved purchaser and the health plan, and

17

such rates shall be effective as of the date that the court-approved purchaser and the health plan

18

execute the initial agreement containing the new rates. The rate-setting methodology for

19

inpatient-hospital payments and outpatient-hospital payments set forth in subsections (b)(1)(ii)(C)

20

and (b)(2), respectively, shall thereafter apply to increases for each annual twelve-month (12)

21

period as of July 1 following the completion of the first full year of the court-approved

22

purchaser’s initial Medicaid managed care contract.

23

     (c) It is intended that payment utilizing the DRG method shall reward hospitals for

24

providing the most efficient care, and provide the executive office the opportunity to conduct

25

value-based purchasing of inpatient care.

26

     (d) The secretary of the executive office is hereby authorized to promulgate such rules

27

and regulations consistent with this chapter, and to establish fiscal procedures he or she deems

28

necessary, for the proper implementation and administration of this chapter in order to provide

29

payment to hospitals using the DRG-payment methodology. Furthermore, amendment of the

30

Rhode Island state plan for Medicaid, pursuant to Title XIX of the federal Social Security Act, 42

31

U.S.C. § 1396 et seq., is hereby authorized to provide for payment to hospitals for services

32

provided to eligible recipients in accordance with this chapter.

33

     (e) The executive office shall comply with all public notice requirements necessary to

34

implement these rate changes.

 

LC000670 - Page 200 of 270

1

     (f) As a condition of participation in the DRG methodology for payment of hospital

2

services, every hospital shall submit year-end settlement reports to the executive office within one

3

year from the close of a hospital’s fiscal year. Should a participating hospital fail to timely submit

4

a year-end settlement report as required by this section, the executive office shall withhold

5

financial-cycle payments due by any state agency with respect to this hospital by not more than

6

ten percent (10%) until the report is submitted. For hospital fiscal year 2010 and all subsequent

7

fiscal years, hospitals will not be required to submit year-end settlement reports on payments for

8

outpatient services. For hospital fiscal year 2011 and all subsequent fiscal years, hospitals will not

9

be required to submit year-end settlement reports on claims for hospital inpatient services.

10

Further, for hospital fiscal year 2010, hospital inpatient claims subject to settlement shall include

11

only those claims received between October 1, 2009, and June 30, 2010.

12

     (g) The provisions of this section shall be effective upon implementation of the new

13

payment methodology set forth in this section and § 40-8-13.3, which shall in any event be no

14

later than March 30, 2010, at which time the provisions of §§ 40-8-13.2, 27-19-14, 27-19-15, and

15

27-19-16 shall be repealed in their entirety.

16

     SECTION 4. Section 40-8-19 of the General Laws in Chapter 40-8 entitled “Medical

17

Assistance” is hereby amended to read as follows:

18

     § 40-8-19. Rates of payment to nursing facilities.

19

     (a) Rate reform.

20

     (1) The rates to be paid by the state to nursing facilities licensed pursuant to chapter 17 of

21

title 23, and certified to participate in Title XIX of the Social Security Act for services rendered to

22

Medicaid-eligible residents, shall be reasonable and adequate to meet the costs that must be

23

incurred by efficiently and economically operated facilities in accordance with 42 U.S.C. §

24

1396a(a)(13). The executive office of health and human services (“executive office”) shall

25

promulgate or modify the principles of reimbursement for nursing facilities in effect as of July 1,

26

2011, to be consistent with the provisions of this section and Title XIX, 42 U.S.C. § 1396 et seq.,

27

of the Social Security Act.

28

     (2) The executive office shall review the current methodology for providing Medicaid

29

payments to nursing facilities, including other long-term care services providers, and is

30

authorized to modify the principles of reimbursement to replace the current cost-based

31

methodology rates with rates based on a price-based methodology to be paid to all facilities with

32

recognition of the acuity of patients and the relative Medicaid occupancy, and to include the

33

following elements to be developed by the executive office:

34

     (i) A direct-care rate adjusted for resident acuity;

 

LC000670 - Page 201 of 270

1

     (ii) An indirect-care and other direct-care rate comprised of a base per diem for all

2

facilities;

3

     (iii) Revision of rates as necessary based on increases in direct and indirect costs

4

beginning October 2024 utilizing data from the most recent finalized year of facility cost report.

5

The per diem rate components deferred in subsections (a)(2)(i) and (a)(2)(ii) of this section shall

6

be adjusted accordingly to reflect changes in direct and indirect care costs since the previous rate

7

review;

8

     (iv) Application of a fair-rental value system;

9

     (v) Application of a pass-through system; and

10

     (vi) Adjustment of rates by the change in a recognized national nursing home inflation

11

index to be applied on October 1 of each year, beginning October 1, 2012. This adjustment will

12

not occur on October 1, 2013, October 1, 2014, or October 1, 2015, but will occur on April 1,

13

2015. The adjustment of rates will also not occur on October 1, 2017, October 1, 2018, October 1,

14

2019, October 2022 and October 2025. Effective July 1, 2018, rates paid to nursing facilities from

15

the rates approved by the Centers for Medicare and Medicaid Services and in effect on October 1,

16

2017, both fee-for-service and managed care, will be increased by one and one-half percent

17

(1.5%) and further increased by one percent (1%) on October 1, 2018, and further increased by

18

one percent (1%) on October 1, 2019. Effective October 1, 2022, rates paid to nursing facilities

19

from the rates approved by the Centers for Medicare and Medicaid Services and in effect on

20

October 1, 2021, both fee-for-service and managed care, will be increased by three percent (3%).

21

In addition to the annual nursing home inflation index adjustment, there shall be a base rate

22

staffing adjustment of one-half percent (0.5%) on October 1, 2021, one percent (1.0%) on

23

October 1, 2022, and one and one-half percent (1.5%) on October 1, 2023. For the twelve-month

24

period beginning October 1, 2025, rates paid to nursing facilities from the rates approved by the

25

Centers for Medicare and Medicaid Services and in effect on October 1, 2024, both fee-for-

26

service and managed care, will be increased by two and three-tenths percent (2.3%). The

27

inflation index shall be applied without regard for the transition factors in subsections (b)(1) and

28

(b)(2). For purposes of October 1, 2016, adjustment only, any rate increase that results from

29

application of the inflation index to subsections (a)(2)(i) and (a)(2)(ii) shall be dedicated to

30

increase compensation for direct-care workers in the following manner: Not less than 85% of this

31

aggregate amount shall be expended to fund an increase in wages, benefits, or related employer

32

costs of direct-care staff of nursing homes. For purposes of this section, direct-care staff shall

33

include registered nurses (RNs), licensed practical nurses (LPNs), certified nursing assistants

34

(CNAs), certified medical technicians, housekeeping staff, laundry staff, dietary staff, or other

 

LC000670 - Page 202 of 270

1

similar employees providing direct-care services; provided, however, that this definition of direct-

2

care staff shall not include: (i) RNs and LPNs who are classified as “exempt employees” under

3

the federal Fair Labor Standards Act (29 U.S.C. § 201 et seq.); or (ii) CNAs, certified medical

4

technicians, RNs, or LPNs who are contracted, or subcontracted, through a third-party vendor or

5

staffing agency. By July 31, 2017, nursing facilities shall submit to the secretary, or designee, a

6

certification that they have complied with the provisions of this subsection (a)(2)(vi) with respect

7

to the inflation index applied on October 1, 2016. Any facility that does not comply with the

8

terms of such certification shall be subjected to a clawback, paid by the nursing facility to the

9

state, in the amount of increased reimbursement subject to this provision that was not expended in

10

compliance with that certification.

11

     (3) Commencing on October 1, 2021, eighty percent (80%) of any rate increase that

12

results from application of the inflation index to subsections (a)(2)(i) and (a)(2)(ii) of this section

13

shall be dedicated to increase compensation for all eligible direct-care workers in the following

14

manner on October 1, of each year.

15

     (i) For purposes of this subsection, compensation increases shall include base salary or

16

hourly wage increases, benefits, other compensation, and associated payroll tax increases for

17

eligible direct-care workers. This application of the inflation index shall apply for Medicaid

18

reimbursement in nursing facilities for both managed care and fee-for-service. For purposes of

19

this subsection, direct-care staff shall include the director of nursing services, nurses (RNs/LPNs)

20

with administrative duties, registered nurses (RNs), licensed practical nurses (LPNs), certified

21

nursing assistants (CNAs), certified medication technicians, nurse aides in training, licensed

22

physical therapists, licensed occupational therapists, certified occupational therapy assistants,

23

licensed speech-language pathologists, licensed respiratory therapists, mental health workers who

24

are also certified nurse assistants, physical therapist assistants, housekeeping staff, laundry staff,

25

dietary staff, maintenance staff, social workers and activities director/aides or other similar

26

employees providing direct-care services; provided, however that this definition of direct-care

27

staff shall not include:

28

     (A) RNs and LPNs who are classified as “exempt employees” under the federal Fair

29

Labor Standards Act (29 U.S.C. § 201 et seq.); or

30

     (B) CNAs, certified medication technicians, RNs, or LPNs who are contracted or

31

subcontracted through a third-party vendor or staffing agency.

32

     (4)(i) By July 31, 2021, and July 31 of each year thereafter, nursing facilities shall submit

33

to the secretary or designee a certification that they have complied with the provisions of

34

subsection (a)(3) of this section with respect to the inflation index applied on October 1. The

 

LC000670 - Page 203 of 270

1

executive office of health and human services (EOHHS) shall create the certification form

2

nursing facilities must complete with information on how each individual eligible employee’s

3

compensation increased, including information regarding hourly wages prior to the increase and

4

after the compensation increase, hours paid after the compensation increase, and associated

5

increased payroll taxes. A collective bargaining agreement can be used in lieu of the certification

6

form for represented employees. All data reported on the compliance form is subject to review

7

and audit by EOHHS. The audits may include field or desk audits, and facilities may be required

8

to provide additional supporting documents including, but not limited to, payroll records.

9

     (ii) Any facility that does not comply with the terms of certification shall be subjected to

10

a clawback and twenty-five percent (25%) penalty of the unspent or impermissibly spent funds,

11

paid by the nursing facility to the state, in the amount of increased reimbursement subject to this

12

provision that was not expended in compliance with that certification.

13

     (iii) In any calendar year where no inflationary index is applied, eighty percent (80%) of

14

the base rate staffing adjustment in that calendar year pursuant to subsection (a)(2)(vi) of this

15

section shall be dedicated to increase compensation for all eligible direct-care workers in the

16

manner referenced in subsections (a)(3)(i), (a)(3)(i)(A), and (a)(3)(i)(B) of this section.

17

     (b) Transition to full implementation of rate reform. For no less than four (4) years after

18

the initial application of the price-based methodology described in subsection (a)(2) to payment

19

rates, the executive office of health and human services shall implement a transition plan to

20

moderate the impact of the rate reform on individual nursing facilities. The transition shall

21

include the following components:

22

     (1) No nursing facility shall receive reimbursement for direct-care costs that is less than

23

the rate of reimbursement for direct-care costs received under the methodology in effect at the

24

time of passage of this act; for the year beginning October 1, 2017, the reimbursement for direct-

25

care costs under this provision will be phased out in twenty-five-percent (25%) increments each

26

year until October 1, 2021, when the reimbursement will no longer be in effect; and

27

     (2) No facility shall lose or gain more than five dollars ($5.00) in its total, per diem rate

28

the first year of the transition. An adjustment to the per diem loss or gain may be phased out by

29

twenty-five percent (25%) each year; except, however, for the years beginning October 1, 2015,

30

there shall be no adjustment to the per diem gain or loss, but the phase out shall resume

31

thereafter; and

32

     (3) The transition plan and/or period may be modified upon full implementation of

33

facility per diem rate increases for quality of care-related measures. Said modifications shall be

34

submitted in a report to the general assembly at least six (6) months prior to implementation.

 

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1

     (4) Notwithstanding any law to the contrary, for the twelve-month (12) period beginning

2

July 1, 2015, Medicaid payment rates for nursing facilities established pursuant to this section

3

shall not exceed ninety-eight percent (98%) of the rates in effect on April 1, 2015. Consistent

4

with the other provisions of this chapter, nothing in this provision shall require the executive

5

office to restore the rates to those in effect on April 1, 2015, at the end of this twelve-month (12)

6

period.

7

     SECTION 5. Sections 40-8.3-2, 40-8.3-3, and 40-8.3-10 of the General Laws in Chapter

8

40-8.3 entitled "Uncompensated Care" are hereby amended to read as follows: 

9

     § 40-8.3-2. Definitions. As used in this chapter:

10

     (1) “Base year” means, for the purpose of calculating a disproportionate share payment

11

for any fiscal year ending after September 30, 2023 2024, the period from October 1, 2021 2022,

12

through September 30, 2022 2023, and for any fiscal year ending after September 30, 2024 2025,

13

the period from October 1, 2022 2023, through September 30, 2023 2024.

14

     (2) “Medicaid inpatient utilization rate for a hospital” means a fraction (expressed as a

15

percentage), the numerator of which is the hospital’s number of inpatient days during the base

16

year attributable to patients who were eligible for medical assistance during the base year and the

17

denominator of which is the total number of the hospital’s inpatient days in the base year.

18

     (3) “Participating hospital” means any nongovernment and nonpsychiatric hospital that:

19

     (i) Was licensed as a hospital in accordance with chapter 17 of title 23 during the base

20

year and shall mean the actual facilities and buildings in existence in Rhode Island, licensed

21

pursuant to § 23-17-1 et seq. on June 30, 2010, and thereafter any premises included on that

22

license, regardless of changes in licensure status pursuant to chapter 17.14 of title 23 (hospital

23

conversions) and § 23-17-6(b) (change in effective control), that provides short-term, acute

24

inpatient and/or outpatient care to persons who require definitive diagnosis and treatment for

25

injury, illness, disabilities, or pregnancy. Notwithstanding the preceding language, the negotiated

26

Medicaid managed care payment rates for a court-approved purchaser that acquires a hospital

27

through receivership, special mastership, or other similar state insolvency proceedings (which

28

court-approved purchaser is issued a hospital license after January 1, 2013), shall be based upon

29

the newly negotiated rates between the court-approved purchaser and the health plan, and the

30

rates shall be effective as of the date that the court-approved purchaser and the health plan

31

execute the initial agreement containing the newly negotiated rate. The rate-setting methodology

32

for inpatient hospital payments and outpatient hospital payments set forth in §§ 40-8-

33

13.4(b)(1)(ii)(C) and 40-8-13.4(b)(2), respectively, shall thereafter apply to negotiated increases

34

for each annual twelve-month (12) period as of July 1 following the completion of the first full

 

LC000670 - Page 205 of 270

1

year of the court-approved purchaser’s initial Medicaid managed care contract;

2

     (ii) Achieved a medical assistance inpatient utilization rate of at least one percent (1%)

3

during the base year; and

4

     (iii) Continues to be licensed as a hospital in accordance with chapter 17 of title 23 during

5

the payment year.

6

     (4) “Uncompensated-care costs” means, as to any hospital, the sum of: (i) The cost

7

incurred by the hospital during the base year for inpatient or outpatient services attributable to

8

charity care (free care and bad debts) for which the patient has no health insurance or other third-

9

party coverage less payments, if any, received directly from such patients; (ii) The cost incurred

10

by the hospital during the base year for inpatient or outpatient services attributable to Medicaid

11

beneficiaries less any Medicaid reimbursement received therefor; and (iii) the sum of subsections

12

(4)(i) and (4)(ii) of this section shall be offset by the estimated hospital’s commercial equivalent

13

rates state directed payment for the current SFY in which the disproportionate share hospital

14

(DSH) payment is made. The sum of subsections (4)(i), (4)(ii), and (4)(iii) of this section shall be

15

multiplied by the uncompensated care index.

16

     (5) “Uncompensated-care index” means the annual percentage increase for hospitals

17

established pursuant to § 27-19-14 [repealed] for each year after the base year, up to and

18

including the payment year; provided, however, that the uncompensated-care index for the

19

payment year ending September 30, 2007, shall be deemed to be five and thirty-eight hundredths

20

percent (5.38%), and that the uncompensated-care index for the payment year ending September

21

30, 2008, shall be deemed to be five and forty-seven hundredths percent (5.47%), and that the

22

uncompensated-care index for the payment year ending September 30, 2009, shall be deemed to

23

be five and thirty-eight hundredths percent (5.38%), and that the uncompensated-care index for

24

the payment years ending September 30, 2010, September 30, 2011, September 30, 2012,

25

September 30, 2013, September 30, 2014, September 30, 2015, September 30, 2016, September

26

30, 2017, September 30, 2018, September 30, 2019, September 30, 2020, September 30, 2021,

27

September 30, 2022, September 30, 2023, September 30, 2024, and September 30, 2025, and

28

September 30, 2026, shall be deemed to be five and thirty hundredths percent (5.30%).

29

     § 40-8.3-3. Implementation.

30

     (a) For federal fiscal year 2023, commencing on October 1, 2022, and ending September

31

30, 2023, the executive office of health and human services shall submit to the Secretary of the

32

United States Department of Health and Human Services a state plan amendment to the Rhode

33

Island Medicaid DSH Plan to provide:

34

     (1) That the DSH Plan to all participating hospitals, not to exceed an aggregate limit of

 

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1

$159.0 million, shall be allocated by the executive office of health and human services to the Pool

2

D component of the DSH Plan; and

3

     (2) That the Pool D allotment shall be distributed among the participating hospitals in

4

direct proportion to the individual participating hospital’s uncompensated-care costs for the base

5

year, inflated by the uncompensated-care index to the total uncompensated-care costs for the base

6

year inflated by the uncompensated-care index for all participating hospitals. The

7

disproportionate share payments shall be made on or before June 15, 2023, and are expressly

8

conditioned upon approval on or before June 23, 2023, by the Secretary of the United States

9

Department of Health and Human Services, or his or her authorized representative, of all

10

Medicaid state plan amendments necessary to secure for the state the benefit of federal financial

11

participation in federal fiscal year 2023 for the disproportionate share payments.

12

     (b)(a) For federal fiscal year 2024, commencing on October 1, 2023, and ending

13

September 30, 2024, the executive office of health and human services shall submit to the

14

Secretary of the United States Department of Health and Human Services a state plan amendment

15

to the Rhode Island Medicaid DSH Plan to provide:

16

     (1) That the DSH Plan to all participating hospitals, not to exceed an aggregate limit of

17

$14.8 million, shall be allocated by the executive office of health and human services to the Pool

18

D component of the DSH Plan; and

19

     (2) That the Pool D allotment shall be distributed among the participating hospitals in

20

direct proportion to the individual participating hospital’s uncompensated-care costs for the base

21

year, inflated by the uncompensated-care index to the total uncompensated-care costs for the base

22

year inflated by the uncompensated-care index for all participating hospitals. The

23

disproportionate share payments shall be made on or before June 30, 2024, and are expressly

24

conditioned upon approval on or before June 23, 2024, by the Secretary of the United States

25

Department of Health and Human Services, or his or her authorized representative, of all

26

Medicaid state plan amendments necessary to secure for the state the benefit of federal financial

27

participation in federal fiscal year 2024 for the disproportionate share payments.

28

     (c)(b) For federal fiscal year 2025, commencing on October 1, 2024, and ending

29

September 30, 2025, the executive office of health and human services shall submit to the

30

Secretary of the United States Department of Health and Human Services a state plan amendment

31

to the Rhode Island Medicaid DSH plan to provide:

32

     (1) The creation of Pool C which allots no more than nineteen million nine hundred

33

thousand dollars ($19,900,000) twelve million nine hundred thousand dollars ($12,900,000) to

34

Medicaid eligible government-owned hospitals;

 

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1

     (2) That the DSH plan to all participating hospitals, not to exceed an aggregate limit of

2

$34.7 $27.7 million, shall be allocated by the executive office of health and human services to the

3

Pool C and D components of the DSH plan;

4

     (3) That the Pool D allotment shall be distributed among the participating hospitals in

5

direct proportion to the individual participating hospital’s uncompensated-care costs for the base

6

year, inflated by the uncompensated-care index to the total uncompensated-care costs for the base

7

year inflated by the uncompensated-care index of all participating hospitals. The disproportionate

8

share payments shall be made on or before June 30, 2025, and are expressly conditioned upon

9

approval on or before June 23, 2025, by the Secretary of the United States Department of Health

10

and Human Services, or their authorized representative, of all Medicaid state plan amendments

11

necessary to secure for the state the benefit of federal financial participation in federal fiscal year

12

2025 for the disproportionate share payments; and

13

     (4) That the Pool C allotment shall be distributed among the participating hospitals in

14

direct proportion to the individual participating hospital’s uncompensated-care costs for the base

15

year, inflated by the uncompensated-care index to the total uncompensated-care cost for the base

16

year inflated by the uncompensated-care index of all participating hospitals. The disproportionate

17

share payments shall be made on or before June 30, 2025, and are expressly conditioned upon

18

approval on or before June 23, 2025, by the Secretary of the United States Department of Health

19

and Human Services, or their authorized representative, of all Medicaid state plan amendments

20

necessary to secure for the state the benefit of federal financial participation in federal fiscal year

21

2025 for the disproportionate share payments.

22

     (c) For federal fiscal year 2026, commencing on October 1, 2025, and ending September

23

30, 2026, the executive office of health and human services shall submit to the Secretary of the

24

United States Department of Health and Human Services a state plan amendment to the Rhode

25

Island Medicaid DSH plan to provide:

26

     (1) That the DSH plan to all participating hospitals, not to exceed an aggregate limit of

27

$13.9 million, shall be allocated by the executive office of health and human services to the Pool

28

C and D components of the DSH plan. Pool C shall not exceed and aggregate limit of $12.9

29

million. Pool D shall not exceed and aggregate limit of $1.0 million.

30

     (2) That the Pool C allotment shall be distributed among the participating hospitals in

31

direct proportion to the individual participating hospital’s uncompensated-care costs for the base

32

year, inflated by the uncompensated-care index to the total uncompensated-care cost for the base

33

year inflated by the uncompensated-care index of all participating hospitals. The disproportionate

34

share payments shall be made on or before June 30, 2026, and are expressly conditioned upon

 

LC000670 - Page 208 of 270

1

approval on or before June 23, 2026, by the Secretary of the United States Department of Health

2

and Human Services, or their authorized representative, of all Medicaid state plan amendments

3

necessary to secure for the state the benefit of federal financial participation in federal fiscal year

4

2026 for the disproportionate share payments; and

5

     (3) That the Pool D allotment shall be distributed among the participating hospitals in

6

direct proportion to the individual participating hospital’s uncompensated-care costs for the base

7

year, inflated by the uncompensated-care index to the total uncompensated-care costs for the base

8

year inflated by the uncompensated-care index of all participating hospitals. The disproportionate

9

share payments shall be made on or before June 30, 2026, and are expressly conditioned upon

10

approval on or before June 23, 2026, by the Secretary of the United States Department of Health

11

and Human Services, or their authorized representative, of all Medicaid state plan amendments

12

necessary to secure for the state the benefit of federal financial participation in federal fiscal year

13

2026 for the disproportionate share payments.

14

     (d) No provision is made pursuant to this chapter for disproportionate-share hospital

15

payments to participating hospitals for uncompensated-care costs related to graduate medical

16

education programs.

17

     (e) The executive office of health and human services is directed, on at least a monthly

18

basis, to collect patient-level uninsured information, including, but not limited to, demographics,

19

services rendered, and reason for uninsured status from all hospitals licensed in Rhode Island.

20

     (f) [Deleted by P.L. 2019, ch. 88, art. 13, § 6.]

21

     § 40-8.3-10. Hospital Adjustment Payments.

22

     Effective July 1, 2021, and for each subsequent year, through state fiscal year 2025, the

23

executive office of health and human services is hereby authorized and directed to amend its

24

regulations for reimbursement to hospitals for inpatient and outpatient services as follows:

25

     (a) Each hospital in the state of Rhode Island, as defined in § 23-17-38.1, shall receive a

26

quarterly outpatient adjustment payment each state fiscal year of an amount determined as

27

follows:

28

     (1) Determine the percent of the state’s total Medicaid outpatient and emergency

29

department services (exclusive of physician services) provided by each hospital during each

30

hospital’s prior fiscal year;

31

     (2) Determine the sum of all Medicaid payments to hospitals made for outpatient and

32

emergency department services (exclusive of physician services) provided during each hospital’s

33

prior fiscal year;

34

     (3) Multiply the sum of all Medicaid payments as determined in subsection (a)(2) by a

 

LC000670 - Page 209 of 270

1

percentage defined as the total identified upper payment limit for all hospitals divided by the sum

2

of all Medicaid payments as determined in subsection (a)(2); and then multiply that result by each

3

hospital’s percentage of the state’s total Medicaid outpatient and emergency department services

4

as determined in subsection (a)(1) to obtain the total outpatient adjustment for each hospital to be

5

paid each year;

6

     (4) Pay each hospital on or before July 20, October 20, January 20, and April 20 one

7

quarter (1/4) of its total outpatient adjustment as determined in subsection (a)(3).

8

     (b) [Deleted by P.L. 2019, ch. 88, art. 13, § 6.]

9

     (c) Each hospital in the state of Rhode Island, as defined in § 23-17-38.1, shall receive a

10

quarterly inpatient adjustment payment each state fiscal year of an amount determined as follows:

11

     (1) Determine the percent of the state’s total Medicaid inpatient services (exclusive of

12

physician services) provided by each hospital during each hospital’s prior fiscal year;

13

     (2) Determine the sum of all Medicaid payments to hospitals made for inpatient services

14

(exclusive of physician services) provided during each hospital’s prior fiscal year;

15

     (3) Multiply the sum of all Medicaid payments as determined in subsection (c)(2) by a

16

percentage defined as the total identified upper payment limit for all hospitals divided by the sum

17

of all Medicaid payments as determined in subsection (c)(2); and then multiply that result by each

18

hospital’s percentage of the state’s total Medicaid inpatient services as determined in subsection

19

(c)(1) to obtain the total inpatient adjustment for each hospital to be paid each year;

20

     (4) Pay each hospital on or before July 20, October 20, January 20, and April 20 one

21

quarter (1/4) of its total inpatient adjustment as determined in subsection (c)(3).

22

     (d) The amounts determined in subsections (a) and (c) are in addition to Medicaid

23

inpatient and outpatient payments and emergency services payments (exclusive of physician

24

services) paid to hospitals in accordance with current state regulation and the Rhode Island Plan

25

for Medicaid Assistance pursuant to Title XIX of the Social Security Act and are not subject to

26

recoupment or settlement.

27

     SECTION 6. Section 40-8.9-9 of the General Laws in Chapter 40-8.9 entitled “Medical

28

Assistance — Long-Term Care Service and Finance Reform” is hereby amended to read as

29

follows:

30

     § 40-8.9-9. Long-term-care rebalancing system reform goal.

31

     (a) Notwithstanding any other provision of state law, the executive office of health and

32

human services is authorized and directed to apply for, and obtain, any necessary waiver(s), waiver

33

amendment(s), and/or state-plan amendments from the Secretary of the United States Department

34

of Health and Human Services, and to promulgate rules necessary to adopt an affirmative plan of

 

LC000670 - Page 210 of 270

1

program design and implementation that addresses the goal of allocating a minimum of fifty percent

2

(50%) of Medicaid long-term-care funding for persons aged sixty-five (65) and over and adults

3

with disabilities, in addition to services for persons with developmental disabilities, to home- and

4

community-based care; provided, further, the executive office shall report annually as part of its

5

budget submission, the percentage distribution between institutional care and home- and

6

community-based care by population and shall report current and projected waiting lists for long-

7

term-care and home- and community-based care services. The executive office is further authorized

8

and directed to prioritize investments in home- and community-based care and to maintain the

9

integrity and financial viability of all current long-term-care services while pursuing this goal.

10

     (b) The reformed long-term-care system rebalancing goal is person-centered and

11

encourages individual self-determination, family involvement, interagency collaboration, and

12

individual choice through the provision of highly specialized and individually tailored home-based

13

services. Additionally, individuals with severe behavioral, physical, or developmental disabilities

14

must have the opportunity to live safe and healthful lives through access to a wide range of

15

supportive services in an array of community-based settings, regardless of the complexity of their

16

medical condition, the severity of their disability, or the challenges of their behavior. Delivery of

17

services and supports in less-costly and less-restrictive community settings will enable children,

18

adolescents, and adults to be able to curtail, delay, or avoid lengthy stays in long-term-care

19

institutions, such as behavioral health residential-treatment facilities, long-term-care hospitals,

20

intermediate-care facilities, and/or skilled nursing facilities.

21

     (c) Pursuant to federal authority procured under § 42-7.2-16, the executive office of health

22

and human services is directed and authorized to adopt a tiered set of criteria to be used to determine

23

eligibility for services. The criteria shall be developed in collaboration with the state’s health and

24

human services departments and, to the extent feasible, any consumer group, advisory board, or

25

other entity designated for these purposes, and shall encompass eligibility determinations for long-

26

term-care services in nursing facilities, hospitals, and intermediate-care facilities for persons with

27

intellectual disabilities, as well as home- and community-based alternatives, and shall provide a

28

common standard of income eligibility for both institutional and home- and community-based care.

29

The executive office is authorized to adopt clinical and/or functional criteria for admission to a

30

nursing facility, hospital, or intermediate-care facility for persons with intellectual disabilities that

31

are more stringent than those employed for access to home- and community-based services. The

32

executive office is also authorized to promulgate rules that define the frequency of re-assessments

33

for services provided for under this section. Levels of care may be applied in accordance with the

34

following:

 

LC000670 - Page 211 of 270

1

     (1) The executive office shall continue to apply the level-of-care criteria in effect on

2

April 1, 2021, for any recipient determined eligible for and receiving Medicaid-funded long-term

3

services and supports in a nursing facility, hospital, or intermediate-care facility for persons with

4

intellectual disabilities on or before that date, unless:

5

     (i) The recipient transitions to home- and community-based services because he or she

6

would no longer meet the level-of-care criteria in effect on April 1, 2021; or

7

     (ii) The recipient chooses home- and community-based services over the nursing facility,

8

hospital, or intermediate-care facility for persons with intellectual disabilities. For the purposes of

9

this section, a failed community placement, as defined in regulations promulgated by the

10

executive office, shall be considered a condition of clinical eligibility for the highest level of care.

11

The executive office shall confer with the long-term-care ombudsperson with respect to the

12

determination of a failed placement under the ombudsperson’s jurisdiction. Should any Medicaid

13

recipient eligible for a nursing facility, hospital, or intermediate-care facility for persons with

14

intellectual disabilities as of April 1, 2021, receive a determination of a failed community

15

placement, the recipient shall have access to the highest level of care; furthermore, a recipient

16

who has experienced a failed community placement shall be transitioned back into his or her

17

former nursing home, hospital, or intermediate-care facility for persons with intellectual

18

disabilities whenever possible. Additionally, residents shall only be moved from a nursing home,

19

hospital, or intermediate-care facility for persons with intellectual disabilities in a manner

20

consistent with applicable state and federal laws.

21

     (2) Any Medicaid recipient eligible for the highest level of care who voluntarily leaves a

22

nursing home, hospital, or intermediate-care facility for persons with intellectual disabilities shall

23

not be subject to any wait list for home- and community-based services.

24

     (3) No nursing home, hospital, or intermediate-care facility for persons with intellectual

25

disabilities shall be denied payment for services rendered to a Medicaid recipient on the grounds

26

that the recipient does not meet level-of-care criteria unless and until the executive office has:

27

     (i) Performed an individual assessment of the recipient at issue and provided written

28

notice to the nursing home, hospital, or intermediate-care facility for persons with intellectual

29

disabilities that the recipient does not meet level-of-care criteria; and

30

     (ii) The recipient has either appealed that level-of-care determination and been

31

unsuccessful, or any appeal period available to the recipient regarding that level-of-care

32

determination has expired.

33

     (d) The executive office is further authorized to consolidate all home- and community-

34

based services currently provided pursuant to 42 U.S.C. § 1396n into a single system of home-

 

LC000670 - Page 212 of 270

1

and community-based services that include options for consumer direction and shared living. The

2

resulting single home- and community-based services system shall replace and supersede all 42

3

U.S.C. § 1396n programs when fully implemented. Notwithstanding the foregoing, the resulting

4

single program home- and community-based services system shall include the continued funding

5

of assisted-living services at any assisted-living facility financed by the Rhode Island housing and

6

mortgage finance corporation prior to January 1, 2006, and shall be in accordance with chapter

7

66.8 of title 42 as long as assisted-living services are a covered Medicaid benefit.

8

     (e) The executive office is authorized to promulgate rules that permit certain optional

9

services including, but not limited to, homemaker services, home modifications, respite, and

10

physical therapy evaluations to be offered to persons at risk for Medicaid-funded long-term care

11

subject to availability of state-appropriated funding for these purposes.

12

     (f) To promote the expansion of home- and community-based service capacity, the

13

executive office is authorized to pursue payment methodology reforms that increase access to

14

homemaker, personal care (home health aide), assisted living, adult supportive-care homes, and

15

adult day services, as follows:

16

     (1) Development of revised or new Medicaid certification standards that increase access

17

to service specialization and scheduling accommodations by using payment strategies designed to

18

achieve specific quality and health outcomes.

19

     (2) Development of Medicaid certification standards for state-authorized providers of

20

adult day services, excluding providers of services authorized under § 40.1-24-1(3), assisted

21

living, and adult supportive care (as defined under chapter 17.24 of title 23) that establish for

22

each, an acuity-based, tiered service and payment methodology tied to: licensure authority; level

23

of beneficiary needs; the scope of services and supports provided; and specific quality and

24

outcome measures.

25

     The standards for adult day services for persons eligible for Medicaid-funded long-term

26

services may differ from those who do not meet the clinical/functional criteria set forth in § 40-

27

8.10-3.

28

     (3) As the state’s Medicaid program seeks to assist more beneficiaries requiring long-

29

term services and supports in home- and community-based settings, the demand for home-care

30

workers has increased, and wages for these workers has not kept pace with neighboring states,

31

leading to high turnover and vacancy rates in the state’s home-care industry, the executive office

32

shall institute a one-time increase in the base-payment rates for FY 2019, as described below, for

33

home-care service providers to promote increased access to and an adequate supply of highly

34

trained home-healthcare professionals, in amount to be determined by the appropriations process,

 

LC000670 - Page 213 of 270

1

for the purpose of raising wages for personal care attendants and home health aides to be

2

implemented by such providers.

3

     (i) A prospective base adjustment, effective not later than July 1, 2018, of ten percent

4

(10%) of the current base rate for home-care providers, home nursing care providers, and hospice

5

providers contracted with the executive office of health and human services and its subordinate

6

agencies to deliver Medicaid fee-for-service personal care attendant services.

7

     (ii) A prospective base adjustment, effective not later than July 1, 2018, of twenty percent

8

(20%) of the current base rate for home-care providers, home nursing care providers, and hospice

9

providers contracted with the executive office of health and human services and its subordinate

10

agencies to deliver Medicaid fee-for-service skilled nursing and therapeutic services and hospice

11

care.

12

     (iii) Effective upon passage of this section, hospice provider reimbursement, exclusively

13

for room and board expenses for individuals residing in a skilled nursing facility, shall revert to

14

the rate methodology in effect on June 30, 2018, and these room and board expenses shall be

15

exempted from any and all annual rate increases to hospice providers as provided for in this

16

section.

17

     (iv) On the first of July in each year, beginning on July 1, 2019, the executive office of

18

health and human services will initiate an annual inflation increase to the base rate for home-care

19

providers, home nursing care providers, and hospice providers contracted with the executive

20

office and its subordinate agencies to deliver Medicaid fee-for-service personal care attendant

21

services, skilled nursing and therapeutic services and hospice care. The base rate increase shall be

22

a percentage amount equal to the New England Consumer Price Index card as determined by the

23

United States Department of Labor for medical care and for compliance with all federal and state

24

laws, regulations, and rules, and all national accreditation program requirements., except as of

25

July 1, 2025, and thereafter, when no annual inflation increase shall occur for these rates.

26

     (g) As the state’s Medicaid program seeks to assist more beneficiaries requiring long-

27

term services and supports in home- and community-based settings, the demand for home-care

28

workers has increased, and wages for these workers has not kept pace with neighboring states,

29

leading to high turnover and vacancy rates in the state’s home-care industry. To promote

30

increased access to and an adequate supply of direct-care workers, the executive office shall

31

institute a payment methodology change, in Medicaid fee-for-service and managed care, for FY

32

2022, that shall be passed through directly to the direct-care workers’ wages who are employed

33

by home nursing care and home-care providers licensed by the Rhode Island department of

34

health, as described below:

 

LC000670 - Page 214 of 270

1

     (1) Effective July 1, 2021, increase the existing shift differential modifier by $0.19 per

2

fifteen (15) minutes for personal care and combined personal care/homemaker.

3

     (i) Employers must pass on one hundred percent (100%) of the shift differential modifier

4

increase per fifteen-minute (15) unit of service to the CNAs who rendered such services. This

5

compensation shall be provided in addition to the rate of compensation that the employee was

6

receiving as of June 30, 2021. For an employee hired after June 30, 2021, the agency shall use not

7

less than the lowest compensation paid to an employee of similar functions and duties as of June

8

30, 2021, as the base compensation to which the increase is applied.

9

     (ii) Employers must provide to EOHHS an annual compliance statement showing wages

10

as of June 30, 2021, amounts received from the increases outlined herein, and compliance with

11

this section by July 1, 2022. EOHHS may adopt any additional necessary regulations and

12

processes to oversee this subsection.

13

     (2) Effective January 1, 2022, establish a new behavioral healthcare enhancement of

14

$0.39 per fifteen (15) minutes for personal care, combined personal care/homemaker, and

15

homemaker only for providers who have at least thirty percent (30%) of their direct-care workers

16

(which includes certified nursing assistants (CNA) and homemakers) certified in behavioral

17

healthcare training.

18

     (i) Employers must pass on one hundred percent (100%) of the behavioral healthcare

19

enhancement per fifteen (15) minute unit of service rendered by only those CNAs and

20

homemakers who have completed the thirty (30) hour behavioral health certificate training

21

program offered by Rhode Island College, or a training program that is prospectively determined

22

to be compliant per EOHHS, to those CNAs and homemakers. This compensation shall be

23

provided in addition to the rate of compensation that the employee was receiving as of December

24

31, 2021. For an employee hired after December 31, 2021, the agency shall use not less than the

25

lowest compensation paid to an employee of similar functions and duties as of December 31,

26

2021, as the base compensation to which the increase is applied.

27

     (ii) By January 1, 2023, employers must provide to EOHHS an annual compliance

28

statement showing wages as of December 31, 2021, amounts received from the increases outlined

29

herein, and compliance with this section, including which behavioral healthcare training

30

programs were utilized. EOHHS may adopt any additional necessary regulations and processes to

31

oversee this subsection.

32

     (h) The executive office shall implement a long-term-care-options counseling program to

33

provide individuals, or their representatives, or both, with long-term-care consultations that shall

34

include, at a minimum, information about: long-term-care options, sources, and methods of both

 

LC000670 - Page 215 of 270

1

public and private payment for long-term-care services and an assessment of an individual’s

2

functional capabilities and opportunities for maximizing independence. Each individual admitted

3

to, or seeking admission to, a long-term-care facility, regardless of the payment source, shall be

4

informed by the facility of the availability of the long-term-care-options counseling program and

5

shall be provided with long-term-care-options consultation if they so request. Each individual

6

who applies for Medicaid long-term-care services shall be provided with a long-term-care

7

consultation.

8

     (i) The executive office shall implement, no later than January 1, 2024, a statewide

9

network and rate methodology for conflict-free case management for individuals receiving

10

Medicaid-funded home and community-based services. The executive office shall coordinate

11

implementation with the state’s health and human services departments and divisions authorized

12

to deliver Medicaid-funded home and community-based service programs, including the

13

department of behavioral healthcare, developmental disabilities and hospitals; the department of

14

human services; and the office of healthy aging. It is in the best interest of the Rhode Islanders

15

eligible to receive Medicaid home and community-based services under this chapter, title 40.1,

16

title 42, or any other general laws to provide equitable access to conflict-free case management

17

that shall include person-centered planning, service arranging, and quality monitoring in the

18

amount, duration, and scope required by federal law and regulations. It is necessary to ensure that

19

there is a robust network of qualified conflict-free case management entities with the capacity to

20

serve all participants on a statewide basis and in a manner that promotes choice, self-reliance, and

21

community integration. The executive office, as the designated single state Medicaid authority

22

and agency responsible for coordinating policy and planning for health and human services under

23

§ 42-7.2-1 et seq., is directed to establish a statewide conflict-free case management network

24

under the management of the executive office and to seek any Medicaid waivers, state plan

25

amendments, and changes in rules, regulations, and procedures that may be necessary to ensure

26

that recipients of Medicaid home and community-based services have access to conflict-free case

27

management in a timely manner and in accordance with the federal requirements that must be met

28

to preserve financial participation.

29

     (j) The executive office is also authorized, subject to availability of appropriation of

30

funding, and federal, Medicaid-matching funds, to pay for certain services and supports necessary

31

to transition or divert beneficiaries from institutional or restrictive settings and optimize their

32

health and safety when receiving care in a home or the community. The secretary is authorized to

33

obtain any state plan or waiver authorities required to maximize the federal funds available to

34

support expanded access to home- and community-transition and stabilization services; provided,

 

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1

however, payments shall not exceed an annual or per-person amount.

2

     (k) To ensure persons with long-term-care needs who remain living at home have

3

adequate resources to deal with housing maintenance and unanticipated housing-related costs, the

4

secretary is authorized to develop higher resource eligibility limits for persons or obtain any state

5

plan or waiver authorities necessary to change the financial eligibility criteria for long-term

6

services and supports to enable beneficiaries receiving home and community waiver services to

7

have the resources to continue living in their own homes or rental units or other home-based

8

settings.

9

     (l) The executive office shall implement, no later than January 1, 2016, the following

10

home- and community-based service and payment reforms:

11

     (1) [Deleted by P.L. 2021, ch. 162, art. 12, § 6.]

12

     (2) Adult day services level of need criteria and acuity-based, tiered-payment

13

methodology; and

14

     (3) Payment reforms that encourage home- and community-based providers to provide

15

the specialized services and accommodations beneficiaries need to avoid or delay institutional

16

care.

17

     (m) The secretary is authorized to seek any Medicaid section 1115 waiver or state-plan

18

amendments and take any administrative actions necessary to ensure timely adoption of any new

19

or amended rules, regulations, policies, or procedures and any system enhancements or changes,

20

for which appropriations have been authorized, that are necessary to facilitate implementation of

21

the requirements of this section by the dates established. The secretary shall reserve the discretion

22

to exercise the authority established under §§ 42-7.2-5(6)(v) and 42-7.2-6.1, in consultation with

23

the governor, to meet the legislative directives established herein.

24

     SECTION 7. Sections 40-8.10-2, 40-8.10-3, and 40-8.10-4 of the General Laws in

25

Chapter 40-8.10 entitled "Long-Term Care Service Reform for Medicaid Eligible Individuals" are

26

hereby amended to read as follows: 

27

     § 40-8.10-2. Definitions. 

28

     As used in this chapter: 

29

     (1) “Core services” mean homemaker services, environmental modifications (home

30

accessibility adaptations, special medical equipment (minor assistive devices), meals on wheels

31

(home delivered meals), personal emergency response (PERS), licensed practical nurse services,

32

community transition services, residential supports, day supports, supported employment,

33

supported living arrangements, private duty nursing, supports for consumer direction (supports

34

facilitation), participant directed goods and services, case management, senior companion

 

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1

services, assisted living, personal care assistance services and respite. 

2

     (2) “Preventive services” mean homemaker services, minor environmental modifications,

3

physical therapy evaluation and services, and respite services. 

4

      § 40-8.10-3. Levels of care. 

5

     (a) The secretary of the executive office of health and human services shall coordinate

6

responsibilities for long-term-care assessment in accordance with the provisions of this chapter.

7

Importance shall be placed upon the proper and consistent determination of levels of care across

8

the state departments for each long-term-care setting, including behavioral health residential

9

treatment facilities, long-term-care hospitals, intermediate-care facilities, and/or skilled nursing

10

facilities. Specialized plans of care that meet the needs of the individual Medicaid recipients shall

11

be coordinated and consistent across all state departments. The development of care plans shall be

12

person-centered and shall support individual self-determination, family involvement, when

13

appropriate, individual choice, and interdepartmental collaboration. 

14

     (b) Levels of care for long-term-care institutions (behavioral health residential treatment

15

facilities, long-term-care hospitals, intermediate-care facilities and/or skilled nursing facilities),

16

for which alternative community-based services and supports are available, shall be established

17

pursuant to § 40-8.9-9. The structure of the three (3) two (2) levels of care is as follows: 

18

     (1) Highest level of care. Individuals who are determined, based on medical need, to

19

require the institutional level of care will have the choice to receive services in a long-term-care

20

institution or in a home- and community-based setting. 

21

     (2) High level of care. Individuals who are determined, based on medical need, to benefit

22

from home- and community-based services. 

23

     (3) Preventive level of care. Individuals who do not presently need an institutional level

24

of care but who need services targeted at preventing admission, re-admissions, or reducing

25

lengths of stay in an institution. 

26

     (c) Determinations of levels of care and the provision of long-term-care health services

27

shall be determined in accordance with this section and shall be in accordance with the applicable

28

provisions of § 40-8.9-9. 

29

      § 40-8.10-4. Long-term care assessment and coordination.

30

     (a) The executive office of health and human services shall implement a long-term-care-

31

options counseling program to provide individuals or their representative, or both, with long-term

32

care consultations that shall include, at a minimum, information about long-term-care options,

33

sources and methods of both public and private payment for long term-care services; information

34

on caregiver support services, including respite care; and an assessment of an individual's

 

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1

functional capabilities and opportunities for maximizing independence. Each individual admitted

2

to or seeking admission to a long-term care facility, regardless of the payment source, shall be

3

informed by the facility of the availability of the long-term-care-options counseling program and

4

shall be provided with a long-term-care-options consultation, if he or she so requests. Each

5

individual who applies for Medicaid long-term care services shall be provided with a long-term

6

care consultation.

7

     (b) Core and preventative home- and community-based services defined and delineated in

8

§ 40-8.10-2 shall be provided only to those individuals who meet one of the levels of care

9

provided for in this chapter. Other long-term care services authorized by the federal government,

10

such as medication management, may also be provided to Medicaid-eligible recipients who have

11

established the requisite need.

12

     (c) The assessments for individuals conducted in accordance with this section shall serve

13

as the basis for individual budgets for those medical assistance recipients eligible to receive

14

services utilizing a self-directed delivery system.

15

     (d) Nothing in this section shall prohibit the secretary of the executive office of health

16

and human services, or the directors of that office's departments from utilizing community

17

agencies or contractors when appropriate to perform assessment functions outlined in this chapter.

18

     SECTION 8. Sections 42-14.5-2.1 and 42-14.5-3 of the General Laws in Chapter 42-14.5

19

entitled “The Rhode Island Health Care Reform Act of 2004 — Health Insurance Oversight" are

20

hereby amended to read as follows:

21

     § 42-14.5-2.1. Definitions.

22

     As used in this chapter:

23

     (1) “Accountability standards” means measures including service processes, client and

24

population outcomes, practice standard compliance and fiscal integrity of social and human service

25

providers on the individual contractual level and service type for all state contacts of the state or

26

any subdivision or agency to include, but not limited to, the department of children, youth and

27

families (DCYF), the department of behavioral healthcare, developmental disabilities and hospitals

28

(BHDDH), the department of human services (DHS), the department of health (DOH), and

29

Medicaid. This may include mandatory reporting, consolidated, standardized reporting, audits

30

regardless of organizational tax status, and accountability dashboards of aforementioned state

31

departments or subdivisions that are regularly shared with the public.

32

     (2) “Executive Office of Health and Human Services (EOHHS)” means the department

33

that serves as “principal agency of the executive branch of state government” (§ 42-7.2-2)

34

responsible for managing the departments and offices of: health (RIDOH), human services (DHS),

 

LC000670 - Page 219 of 270

1

healthy aging (OHA), veterans services (VETS), children, youth and families (DCYF), and

2

behavioral healthcare, developmental disabilities and hospitals (BHDDH). EOHHS is also

3

designated as the single state agency with authority to administer the Medicaid program in Rhode

4

Island.

5

     (3) "Primary care services" means, for the purposes of the biennial review required under

6

§ 42-14.5-3(t), professional services rendered by primary care providers at a primary care site of

7

care, including care management services performed in the context of team-based primary care.

8

     (3) (4) “Rate review” means the process of reviewing and reporting of specific trending

9

factors that influence the cost of service that informs rate setting.

10

     (4) (5) “Rate setting” means the process of establishing rates for social and human service

11

programs that are based on a thorough rate review process.

12

     (5) (6) “Social and human service program” means a social, mental health, developmental

13

disability, child welfare, juvenile justice, prevention services, habilitative, rehabilitative, substance

14

use disorder treatment, residential care, adult or adolescent day services, vocational, employment

15

and training, or aging service program or accommodations purchased by the state.

16

     (6) (7) “Social and human service provider” means a provider of social and human service

17

programs pursuant to a contract with the state or any subdivision or agency to include, but not be

18

limited to, the department of children, youth and families (DCYF), the department of behavioral

19

healthcare, developmental disabilities and hospitals (BHDDH), the department of human services

20

(DHS), the department of health (DOH), and Medicaid.

21

     (7) (8) “State government and the provider network” refers to the contractual relationship

22

between a state agency or subdivision of a state agency and private companies the state contracts

23

with to provide the network of mandated and discretionary social and human services.

24

     § 42-14.5-3. Powers and duties.

25

     The health insurance commissioner shall have the following powers and duties:

26

     (a) To conduct quarterly public meetings throughout the state, separate and distinct from

27

rate hearings pursuant to § 42-62-13, regarding the rates, services, and operations of insurers

28

licensed to provide health insurance in the state; the effects of such rates, services, and operations

29

on consumers, medical care providers, patients, and the market environment in which the insurers

30

operate; and efforts to bring new health insurers into the Rhode Island market. Notice of not less

31

than ten (10) days of the hearing(s) shall go to the general assembly, the governor, the Rhode Island

32

Medical Society, the Hospital Association of Rhode Island, the director of health, the attorney

33

general, and the chambers of commerce. Public notice shall be posted on the department’s website

34

and given in the newspaper of general circulation, and to any entity in writing requesting notice.

 

LC000670 - Page 220 of 270

1

     (b) To make recommendations to the governor and the house of representatives and senate

2

finance committees regarding healthcare insurance and the regulations, rates, services,

3

administrative expenses, reserve requirements, and operations of insurers providing health

4

insurance in the state, and to prepare or comment on, upon the request of the governor or

5

chairpersons of the house or senate finance committees, draft legislation to improve the regulation

6

of health insurance. In making the recommendations, the commissioner shall recognize that it is

7

the intent of the legislature that the maximum disclosure be provided regarding the reasonableness

8

of individual administrative expenditures as well as total administrative costs. The commissioner

9

shall make recommendations on the levels of reserves, including consideration of: targeted reserve

10

levels; trends in the increase or decrease of reserve levels; and insurer plans for distributing excess

11

reserves.

12

     (c) To establish a consumer/business/labor/medical advisory council to obtain information

13

and present concerns of consumers, business, and medical providers affected by health insurance

14

decisions. The council shall develop proposals to allow the market for small business health

15

insurance to be affordable and fairer. The council shall be involved in the planning and conduct of

16

the quarterly public meetings in accordance with subsection (a). The advisory council shall develop

17

measures to inform small businesses of an insurance complaint process to ensure that small

18

businesses that experience rate increases in a given year may request and receive a formal review

19

by the department. The advisory council shall assess views of the health provider community

20

relative to insurance rates of reimbursement, billing, and reimbursement procedures, and the

21

insurers’ role in promoting efficient and high-quality health care. The advisory council shall issue

22

an annual report of findings and recommendations to the governor and the general assembly and

23

present its findings at hearings before the house and senate finance committees. The advisory

24

council is to be diverse in interests and shall include representatives of community consumer

25

organizations; small businesses, other than those involved in the sale of insurance products; and

26

hospital, medical, and other health provider organizations. Such representatives shall be nominated

27

by their respective organizations. The advisory council shall be co-chaired by the health insurance

28

commissioner and a community consumer organization or small business member to be elected by

29

the full advisory council.

30

     (d) To establish and provide guidance and assistance to a subcommittee (“the professional-

31

provider-health-plan work group”) of the advisory council created pursuant to subsection (c),

32

composed of healthcare providers and Rhode Island licensed health plans. This subcommittee shall

33

include in its annual report and presentation before the house and senate finance committees the

34

following information:

 

LC000670 - Page 221 of 270

1

     (1) A method whereby health plans shall disclose to contracted providers the fee schedules

2

used to provide payment to those providers for services rendered to covered patients;

3

     (2) A standardized provider application and credentials verification process, for the

4

purpose of verifying professional qualifications of participating healthcare providers;

5

     (3) The uniform health plan claim form utilized by participating providers;

6

     (4) Methods for health maintenance organizations, as defined by § 27-41-2, and nonprofit

7

hospital or medical service corporations, as defined by chapters 19 and 20 of title 27, to make

8

facility-specific data and other medical service-specific data available in reasonably consistent

9

formats to patients regarding quality and costs. This information would help consumers make

10

informed choices regarding the facilities and clinicians or physician practices at which to seek care.

11

Among the items considered would be the unique health services and other public goods provided

12

by facilities and clinicians or physician practices in establishing the most appropriate cost

13

comparisons;

14

     (5) All activities related to contractual disclosure to participating providers of the

15

mechanisms for resolving health plan/provider disputes;

16

     (6) The uniform process being utilized for confirming, in real time, patient insurance

17

enrollment status, benefits coverage, including copays and deductibles;

18

     (7) Information related to temporary credentialing of providers seeking to participate in the

19

plan’s network and the impact of the activity on health plan accreditation;

20

     (8) The feasibility of regular contract renegotiations between plans and the providers in

21

their networks; and

22

     (9) Efforts conducted related to reviewing impact of silent PPOs on physician practices.

23

     (e) To enforce the provisions of title 27 and title 42 as set forth in § 42-14-5(d).

24

     (f) To provide analysis of the Rhode Island affordable health plan reinsurance fund. The

25

fund shall be used to effectuate the provisions of §§ 27-18.5-9 and 27-50-17.

26

     (g) To analyze the impact of changing the rating guidelines and/or merging the individual

27

health insurance market, as defined in chapter 18.5 of title 27, and the small-employer health

28

insurance market, as defined in chapter 50 of title 27, in accordance with the following:

29

     (1) The analysis shall forecast the likely rate increases required to effect the changes

30

recommended pursuant to the preceding subsection (g) in the direct-pay market and small-employer

31

health insurance market over the next five (5) years, based on the current rating structure and

32

current products.

33

     (2) The analysis shall include examining the impact of merging the individual and small-

34

employer markets on premiums charged to individuals and small-employer groups.

 

LC000670 - Page 222 of 270

1

     (3) The analysis shall include examining the impact on rates in each of the individual and

2

small-employer health insurance markets and the number of insureds in the context of possible

3

changes to the rating guidelines used for small-employer groups, including: community rating

4

principles; expanding small-employer rate bonds beyond the current range; increasing the employer

5

group size in the small-group market; and/or adding rating factors for broker and/or tobacco use.

6

     (4) The analysis shall include examining the adequacy of current statutory and regulatory

7

oversight of the rating process and factors employed by the participants in the proposed, new

8

merged market.

9

     (5) The analysis shall include assessment of possible reinsurance mechanisms and/or

10

federal high-risk pool structures and funding to support the health insurance market in Rhode Island

11

by reducing the risk of adverse selection and the incremental insurance premiums charged for this

12

risk, and/or by making health insurance affordable for a selected at-risk population.

13

     (6) The health insurance commissioner shall work with an insurance market merger task

14

force to assist with the analysis. The task force shall be chaired by the health insurance

15

commissioner and shall include, but not be limited to, representatives of the general assembly, the

16

business community, small-employer carriers as defined in § 27-50-3, carriers offering coverage in

17

the individual market in Rhode Island, health insurance brokers, and members of the general public.

18

     (7) For the purposes of conducting this analysis, the commissioner may contract with an

19

outside organization with expertise in fiscal analysis of the private insurance market. In conducting

20

its study, the organization shall, to the extent possible, obtain and use actual health plan data. Said

21

data shall be subject to state and federal laws and regulations governing confidentiality of health

22

care and proprietary information.

23

     (8) The task force shall meet as necessary and include its findings in the annual report, and

24

the commissioner shall include the information in the annual presentation before the house and

25

senate finance committees.

26

     (h) To establish and convene a workgroup representing healthcare providers and health

27

insurers for the purpose of coordinating the development of processes, guidelines, and standards to

28

streamline healthcare administration that are to be adopted by payors and providers of healthcare

29

services operating in the state. This workgroup shall include representatives with expertise who

30

would contribute to the streamlining of healthcare administration and who are selected from

31

hospitals, physician practices, community behavioral health organizations, each health insurer, and

32

other affected entities. The workgroup shall also include at least one designee each from the Rhode

33

Island Medical Society, Rhode Island Council of Community Mental Health Organizations, the

34

Rhode Island Health Center Association, and the Hospital Association of Rhode Island. In any year

 

LC000670 - Page 223 of 270

1

that the workgroup meets and submits recommendations to the office of the health insurance

2

commissioner, the office of the health insurance commissioner shall submit such recommendations

3

to the health and human services committees of the Rhode Island house of representatives and the

4

Rhode Island senate prior to the implementation of any such recommendations and subsequently

5

shall submit a report to the general assembly by June 30, 2024. The report shall include the

6

recommendations the commissioner may implement, with supporting rationale. The workgroup

7

shall consider and make recommendations for:

8

     (1) Establishing a consistent standard for electronic eligibility and coverage verification.

9

Such standard shall:

10

     (i) Include standards for eligibility inquiry and response and, wherever possible, be

11

consistent with the standards adopted by nationally recognized organizations, such as the Centers

12

for Medicare & Medicaid Services;

13

     (ii) Enable providers and payors to exchange eligibility requests and responses on a system-

14

to-system basis or using a payor-supported web browser;

15

     (iii) Provide reasonably detailed information on a consumer’s eligibility for healthcare

16

coverage; scope of benefits; limitations and exclusions provided under that coverage; cost-sharing

17

requirements for specific services at the specific time of the inquiry; current deductible amounts;

18

accumulated or limited benefits; out-of-pocket maximums; any maximum policy amounts; and

19

other information required for the provider to collect the patient’s portion of the bill;

20

     (iv) Reflect the necessary limitations imposed on payors by the originator of the eligibility

21

and benefits information;

22

     (v) Recommend a standard or common process to protect all providers from the costs of

23

services to patients who are ineligible for insurance coverage in circumstances where a payor

24

provides eligibility verification based on best information available to the payor at the date of the

25

request of eligibility.

26

     (2) Developing implementation guidelines and promoting adoption of the guidelines for:

27

     (i) The use of the National Correct Coding Initiative code-edit policy by payors and

28

providers in the state;

29

     (ii) Publishing any variations from codes and mutually exclusive codes by payors in a

30

manner that makes for simple retrieval and implementation by providers;

31

     (iii) Use of Health Insurance Portability and Accountability Act standard group codes,

32

reason codes, and remark codes by payors in electronic remittances sent to providers;

33

     (iv) Uniformity in the processing of claims by payors; and the processing of corrections to

34

claims by providers and payors;

 

LC000670 - Page 224 of 270

1

     (v) A standard payor-denial review process for providers when they request a

2

reconsideration of a denial of a claim that results from differences in clinical edits where no single,

3

common-standards body or process exists and multiple conflicting sources are in use by payors and

4

providers.

5

     (vi) Nothing in this section, nor in the guidelines developed, shall inhibit an individual

6

payor’s ability to employ, and not disclose to providers, temporary code edits for the purpose of

7

detecting and deterring fraudulent billing activities. The guidelines shall require that each payor

8

disclose to the provider its adjudication decision on a claim that was denied or adjusted based on

9

the application of such edits and that the provider have access to the payor’s review and appeal

10

process to challenge the payor’s adjudication decision.

11

     (vii) Nothing in this subsection shall be construed to modify the rights or obligations of

12

payors or providers with respect to procedures relating to the investigation, reporting, appeal, or

13

prosecution under applicable law of potentially fraudulent billing activities.

14

     (3) Developing and promoting widespread adoption by payors and providers of guidelines

15

to:

16

     (i) Ensure payors do not automatically deny claims for services when extenuating

17

circumstances make it impossible for the provider to obtain a preauthorization before services are

18

performed or notify a payor within an appropriate standardized timeline of a patient’s admission;

19

     (ii) Require payors to use common and consistent processes and time frames when

20

responding to provider requests for medical management approvals. Whenever possible, such time

21

frames shall be consistent with those established by leading national organizations and be based

22

upon the acuity of the patient’s need for care or treatment. For the purposes of this section, medical

23

management includes prior authorization of services, preauthorization of services, precertification

24

of services, post-service review, medical-necessity review, and benefits advisory;

25

     (iii) Develop, maintain, and promote widespread adoption of a single, common website

26

where providers can obtain payors’ preauthorization, benefits advisory, and preadmission

27

requirements;

28

     (iv) Establish guidelines for payors to develop and maintain a website that providers can

29

use to request a preauthorization, including a prospective clinical necessity review; receive an

30

authorization number; and transmit an admission notification;

31

     (v) Develop and implement the use of programs that implement selective prior

32

authorization requirements, based on stratification of healthcare providers’ performance and

33

adherence to evidence-based medicine with the input of contracted healthcare providers and/or

34

provider organizations. Such criteria shall be transparent and easily accessible to contracted

 

LC000670 - Page 225 of 270

1

providers. Such selective prior authorization programs shall be available when healthcare providers

2

participate directly with the insurer in risk-based payment contracts and may be available to

3

providers who do not participate in risk-based contracts;

4

     (vi) Require the review of medical services, including behavioral health services, and

5

prescription drugs, subject to prior authorization on at least an annual basis, with the input of

6

contracted healthcare providers and/or provider organizations. Any changes to the list of medical

7

services, including behavioral health services, and prescription drugs requiring prior authorization,

8

shall be shared via provider-accessible websites;

9

     (vii) Improve communication channels between health plans, healthcare providers, and

10

patients by:

11

     (A) Requiring transparency and easy accessibility of prior authorization requirements,

12

criteria, rationale, and program changes to contracted healthcare providers and patients/health plan

13

enrollees which may be satisfied by posting to provider-accessible and member-accessible

14

websites; and

15

     (B) Supporting:

16

     (I) Timely submission by healthcare providers of the complete information necessary to

17

make a prior authorization determination, as early in the process as possible; and

18

     (II) Timely notification of prior authorization determinations by health plans to impacted

19

health plan enrollees, and healthcare providers, including, but not limited to, ordering providers,

20

and/or rendering providers, and dispensing pharmacists which may be satisfied by posting to

21

provider-accessible websites or similar electronic portals or services;

22

     (viii) Increase and strengthen continuity of patient care by:

23

     (A) Defining protections for continuity of care during a transition period for patients

24

undergoing an active course of treatment, when there is a formulary or treatment coverage change

25

or change of health plan that may disrupt their current course of treatment and when the treating

26

physician determines that a transition may place the patient at risk; and for prescription medication

27

by allowing a grace period of coverage to allow consideration of referred health plan options or

28

establishment of medical necessity of the current course of treatment;

29

     (B) Requiring continuity of care for medical services, including behavioral health services,

30

and prescription medications for patients on appropriate, chronic, stable therapy through

31

minimizing repetitive prior authorization requirements; and which for prescription medication shall

32

be allowed only on an annual review, with exception for labeled limitation, to establish continued

33

benefit of treatment; and

34

     (C) Requiring communication between healthcare providers, health plans, and patients to

 

LC000670 - Page 226 of 270

1

facilitate continuity of care and minimize disruptions in needed treatment which may be satisfied

2

by posting to provider-accessible websites or similar electronic portals or services;

3

     (D) Continuity of care for formulary or drug coverage shall distinguish between FDA

4

designated interchangeable products and proprietary or marketed versions of a medication;

5

     (ix) Encourage healthcare providers and/or provider organizations and health plans to

6

accelerate use of electronic prior authorization technology, including adoption of national standards

7

where applicable; and

8

     (x) For the purposes of subsections (h)(3)(v) through (h)(3)(x) of this section, the

9

workgroup meeting may be conducted in part or whole through electronic methods.

10

     (4) To provide a report to the house and senate, on or before January 1, 2017, with

11

recommendations for establishing guidelines and regulations for systems that give patients

12

electronic access to their claims information, particularly to information regarding their obligations

13

to pay for received medical services, pursuant to 45 C.F.R. § 164.524.

14

     (5) No provision of this subsection (h) shall preclude the ongoing work of the office of

15

health insurance commissioner’s administrative simplification task force, which includes meetings

16

with key stakeholders in order to improve, and provide recommendations regarding, the prior

17

authorization process.

18

     (i) To issue an anti-cancer medication report. Not later than June 30, 2014, and annually

19

thereafter, the office of the health insurance commissioner (OHIC) shall provide the senate

20

committee on health and human services, and the house committee on corporations, with: (1)

21

Information on the availability in the commercial market of coverage for anti-cancer medication

22

options; (2) For the state employee’s health benefit plan, the costs of various cancer-treatment

23

options; (3) The changes in drug prices over the prior thirty-six (36) months; and (4) Member

24

utilization and cost-sharing expense.

25

     (j) To monitor the adequacy of each health plan’s compliance with the provisions of the

26

federal Mental Health Parity Act, including a review of related claims processing and

27

reimbursement procedures. Findings, recommendations, and assessments shall be made available

28

to the public.

29

     (k) To monitor the transition from fee-for-service and toward global and other alternative

30

payment methodologies for the payment for healthcare services. Alternative payment

31

methodologies should be assessed for their likelihood to promote access to affordable health

32

insurance, health outcomes, and performance.

33

     (l) To report annually, no later than July 1, 2014, then biannually thereafter, on hospital

34

payment variation, including findings and recommendations, subject to available resources.

 

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1

     (m) Notwithstanding any provision of the general or public laws or regulation to the

2

contrary, provide a report with findings and recommendations to the president of the senate and the

3

speaker of the house, on or before April 1, 2014, including, but not limited to, the following

4

information:

5

     (1) The impact of the current, mandated healthcare benefits as defined in §§ 27-18-48.1,

6

27-18-60, 27-18-62, 27-18-64, similar provisions in chapters 19, 20 and 41 of title 27, and §§ 27-

7

18-3(c), 27-38.2-1 et seq., or others as determined by the commissioner, on the cost of health

8

insurance for fully insured employers, subject to available resources;

9

     (2) Current provider and insurer mandates that are unnecessary and/or duplicative due to

10

the existing standards of care and/or delivery of services in the healthcare system;

11

     (3) A state-by-state comparison of health insurance mandates and the extent to which

12

Rhode Island mandates exceed other states benefits; and

13

     (4) Recommendations for amendments to existing mandated benefits based on the findings

14

in (m)(1), (m)(2), and (m)(3) above.

15

     (n) On or before July 1, 2014, the office of the health insurance commissioner, in

16

collaboration with the director of health and lieutenant governor’s office, shall submit a report to

17

the general assembly and the governor to inform the design of accountable care organizations

18

(ACOs) in Rhode Island as unique structures for comprehensive healthcare delivery and value-

19

based payment arrangements, that shall include, but not be limited to:

20

     (1) Utilization review;

21

     (2) Contracting; and

22

     (3) Licensing and regulation.

23

     (o) On or before February 3, 2015, the office of the health insurance commissioner shall

24

submit a report to the general assembly and the governor that describes, analyzes, and proposes

25

recommendations to improve compliance of insurers with the provisions of § 27-18-76 with regard

26

to patients with mental health and substance use disorders.

27

     (p) To work to ensure the health insurance coverage of behavioral health care under the

28

same terms and conditions as other health care, and to integrate behavioral health parity

29

requirements into the office of the health insurance commissioner insurance oversight and

30

healthcare transformation efforts.

31

     (q) To work with other state agencies to seek delivery system improvements that enhance

32

access to a continuum of mental health and substance use disorder treatment in the state; and

33

integrate that treatment with primary and other medical care to the fullest extent possible.

34

     (r) To direct insurers toward policies and practices that address the behavioral health needs

 

LC000670 - Page 228 of 270

1

of the public and greater integration of physical and behavioral healthcare delivery.

2

     (s) The office of the health insurance commissioner shall conduct an analysis of the impact

3

of the provisions of § 27-38.2-1(i) on health insurance premiums and access in Rhode Island and

4

submit a report of its findings to the general assembly on or before June 1, 2023.

5

     (t) To undertake the analyses, reports, and studies contained in this section:

6

     (1) The office shall hire the necessary staff and prepare a request for proposal for a qualified

7

and competent firm or firms to undertake the following analyses, reports, and studies:

8

     (i) The firm shall undertake a comprehensive review of all social and human service

9

programs having a contract with or licensed by the state or any subdivision of the department of

10

children, youth and families (DCYF), the department of behavioral healthcare, developmental

11

disabilities and hospitals (BHDDH), the department of human services (DHS), the department of

12

health (DOH), and Medicaid for the purposes of:

13

     (A) Establishing a baseline of the eligibility factors for receiving services;

14

     (B) Establishing a baseline of the service offering through each agency for those

15

determined eligible;

16

     (C) Establishing a baseline understanding of reimbursement rates for all social and human

17

service programs including rates currently being paid, the date of the last increase, and a proposed

18

model that the state may use to conduct future studies and analyses;

19

     (D) Ensuring accurate and adequate reimbursement to social and human service providers

20

that facilitate the availability of high-quality services to individuals receiving home and

21

community-based long-term services and supports provided by social and human service providers;

22

     (E) Ensuring the general assembly is provided accurate financial projections on social and

23

human service program costs, demand for services, and workforce needs to ensure access to entitled

24

beneficiaries and services;

25

     (F) Establishing a baseline and determining the relationship between state government and

26

the provider network including functions, responsibilities, and duties;

27

     (G) Determining a set of measures and accountability standards to be used by EOHHS and

28

the general assembly to measure the outcomes of the provision of services including budgetary

29

reporting requirements, transparency portals, and other methods; and

30

     (H) Reporting the findings of human services analyses and reports to the speaker of the

31

house, senate president, chairs of the house and senate finance committees, chairs of the house and

32

senate health and human services committees, and the governor.

33

     (2) The analyses, reports, and studies required pursuant to this section shall be

34

accomplished and published as follows and shall provide:

 

LC000670 - Page 229 of 270

1

     (i) An assessment and detailed reporting on all social and human service program rates to

2

be completed by January 1, 2023, including rates currently being paid and the date of the last

3

increase;

4

     (ii) An assessment and detailed reporting on eligibility standards and processes of all

5

mandatory and discretionary social and human service programs to be completed by January 1,

6

2023;

7

     (iii) An assessment and detailed reporting on utilization trends from the period of January

8

1, 2017, through December 31, 2021, for social and human service programs to be completed by

9

January 1, 2023;

10

     (iv) An assessment and detailed reporting on the structure of the state government as it

11

relates to the provision of services by social and human service providers including eligibility and

12

functions of the provider network to be completed by January 1, 2023;

13

     (v) An assessment and detailed reporting on accountability standards for services for social

14

and human service programs to be completed by January 1, 2023;

15

     (vi) An assessment and detailed reporting by April 1, 2023, on all professional licensed

16

and unlicensed personnel requirements for established rates for social and human service programs

17

pursuant to a contract or established fee schedule;

18

     (vii) An assessment and reporting on access to social and human service programs, to

19

include any wait lists and length of time on wait lists, in each service category by April 1, 2023;

20

     (viii) An assessment and reporting of national and regional Medicaid rates in comparison

21

to Rhode Island social and human service provider rates by April 1, 2023;

22

     (ix) An assessment and reporting on usual and customary rates paid by private insurers and

23

private pay for similar social and human service providers, both nationally and regionally, by April

24

1, 2023; and

25

     (x) Completion of the development of an assessment and review process that includes the

26

following components: eligibility; scope of services; relationship of social and human service

27

provider and the state; national and regional rate comparisons and accountability standards that

28

result in recommended rate adjustments; and this process shall be completed by September 1, 2023,

29

and conducted biennially hereafter. No later than September 1, 2027, all biennial reports shall

30

include a review and recommendations of rates for primary care services. The biennial rate setting

31

shall be consistent with payment requirements established in § 1902(a)(30)(A) of the Social

32

Security Act, 42 U.S.C. § 1396a(a)(30)(A), and all federal and state law, regulations, and quality

33

and safety standards. The results and findings of this process shall be transparent, and public

34

meetings shall be conducted to allow providers, recipients, and other interested parties an

 

LC000670 - Page 230 of 270

1

opportunity to ask questions and provide comment beginning in September 2023 and biennially

2

thereafter.

3

     (3) In fulfillment of the responsibilities defined in subsection (t), the office of the health

4

insurance commissioner shall consult with the Executive Office of Health and Human Services.

5

     (u) Annually, each department (namely, EOHHS, DCYF, DOH, DHS, and BHDDH) shall

6

include the corresponding components of the assessment and review (i.e., eligibility; scope of

7

services; relationship of social and human service provider and the state; and national and regional

8

rate comparisons and accountability standards including any changes or substantive issues between

9

biennial reviews) including the recommended rates from the most recent assessment and review

10

with their annual budget submission to the office of management and budget and provide a detailed

11

explanation and impact statement if any rate variances exist between submitted recommended

12

budget and the corresponding recommended rate from the most recent assessment and review

13

process starting October 1, 2023, and biennially thereafter.

14

     (v) The general assembly shall appropriate adequate funding as it deems necessary to

15

undertake the analyses, reports, and studies contained in this section relating to the powers and

16

duties of the office of the health insurance commissioner.

17

     SECTION 9. Rhode Island Medicaid Reform Act of 2008 Resolution.

18

     WHEREAS, the General Assembly enacted Chapter 12.4 of Title 42 entitled “The Rhode

19

Island Medicaid Reform Act of 2008”; and  

20

      WHEREAS, a legislative enactment is required pursuant to Rhode Island General Laws

21

section 42-12.4-1, et seq.; and 

22

       WHEREAS, Rhode Island General Laws section 42-7.2-5(3)(i) provides that the

23

secretary of the executive office of health and human Services is responsible for the review and

24

coordination of any Medicaid section 1115 demonstration waiver requests and renewals as well

25

as any initiatives and proposals requiring amendments to the Medicaid state plan or category II or

26

III changes as described in the demonstration, “with potential to affect the scope, amount, or

27

duration of publicly-funded health care services, provider payments or reimbursements, or access

28

to or the availability of benefits and services provided by Rhode Island general and public laws”;

29

and 

30

     WHEREAS, in pursuit of a more cost-effective consumer choice system of care that is

31

fiscally sound and sustainable, the secretary requests legislative approval of the following

32

proposals to amend the demonstration; and

33

     WHEREAS, implementation of adjustments may require amendments to the Rhode

34

Island’s Medicaid state plan and/or section 1115 waiver under the terms and conditions of the

 

LC000670 - Page 231 of 270

1

demonstration. Further, adoption of new or amended rules, regulations and procedures may also

2

be required:

3

     (a) Nursing Facility Rate Increase Alignment with State Revenue Growth. The executive

4

office of health and human services will pursue and implement any state plan amendments

5

needed to limit rate increases for nursing facilities in SFY 2026 to the anticipated rate of growth

6

of state tax revenue, estimated to be 2.3 percent.

7

     (b) Inpatient and Outpatient Hospital Rate Increase Alignment with State Revenue

8

Growth. The executive office of health and human services will pursue and implement any state

9

plan amendments needed to limit rate increases for inpatient and outpatient hospital services in

10

SFY 2026 to the anticipated rate of growth of state tax revenue, estimated to be 2.3 percent.

11

     (c) Home Care Rates. The secretary of the executive office of health and human services

12

will pursue and implement any state plan amendments needed to eliminate annual rate increases

13

for home care services.

14

     (d) Elimination of Inpatient and Outpatient Hospital Upper Payment Limit Payments.

15

The secretary of the executive office of health and human services will pursue and implement any

16

state plan amendments needed to eliminate inpatient and outpatient hospital upper payment limit

17

payments.

18

     (e) Establishment of interprofessional consultation program. The secretary of the

19

executive office of health and human services will pursue and implement any state plan

20

amendments needed to establish an interprofessional consultation program in Medicaid effective

21

October 1, 2025.

22

     (f) Federal Financing Opportunities.  The executive off health and human services

23

proposes that it shall review Medicaid requirements and opportunities under the U.S. Patient

24

Protection and Affordable Care Act of 2010 (PPACA) and various other recently enacted federal

25

laws and pursue any changes in the Rhode Island Medicaid program that promote, increase and

26

enhance service quality, access and cost-effectiveness that may require a Medicaid state plan

27

amendment or amendment under the terms and conditions of Rhode Island’s section 1115 waiver,

28

its successor, or any extension thereof.  Any such actions by the executive office of health and

29

human services shall not have an adverse impact on beneficiaries or cause there to be an increase

30

in expenditures beyond the amount appropriated for state fiscal year 2025.    

31

     Now, therefore, be it:

32

     RESOLVED, that the General Assembly hereby approves the above-referenced

33

proposals; and be it further;

34

      RESOLVED, that the secretary of the executive office of health and human services is

 

LC000670 - Page 232 of 270

1

authorized to pursue and implement any waiver amendments, state plan amendments, and/or

2

changes to the applicable department’s rules, regulations and procedures approved herein and as

3

authorized by Rhode Island General Laws section 42-12.4; and be it further; 

4

     RESOLVED, that this Joint Resolution shall take effect on July 1, 2025.  

5

     SECTION 10. This article shall take effect upon passage, except Section 9 which shall

6

take effect as of July 1, 2025.

 

LC000670 - Page 233 of 270

1

ARTICLE 9

2

RELATING TO LEASES

3

     SECTION 1. This article consists of a Joint Resolution that is submitted pursuant to Rhode

4

Island General Law § 37-6-2, authorizing various lease agreements for office space and operating

5

space.

6

     SECTION 2. Department of Children Youth and Families (101 Friendship Street,

7

Providence).

8

     WHERAS, the Department of Children Youth and Families currently occupies

9

approximately 99,500 square feet at 101 Friendship Street in the City of Providence; and

10

     WHEREAS, the Department of Children Youth and Families currently holds a lease

11

agreement, in full force and effect, with Provident Property, LLC for approximately 99,500 square

12

feet of office space located at 101 Friendship Street, in the City of Providence; and

13

     WHEREAS, the existing lease expires on November 30, 2025, and the Department of

14

Children Youth and Families wishes to renew this lease for an additional ten-year term; and

15

     WHEREAS, the State of Rhode Island, acting by and through the Department of Children

16

Youth and Families attests to the fact that there are no clauses in the lease agreement with Provident

17

Property, LLC that would interfere with the Department of Children Youth and Families’ lease

18

agreement or use of the facility; and

19

     WHEREAS, the leased premises provides a critical location for the offices of the

20

Department of Children Youth and Families from which the Department can fulfill its mission; and

21

     WHEREAS, the annual fixed rent in the agreement in the current fiscal year, ending June

22

30, 2025 is $2,089,500.00; and

23

     WHEREAS, the annual fixed rent of the agreement in each of the first five (5) years of the

24

renewal term will not exceed $2,293,826.79 and shall not exceed $2,490,076.79 in each of the

25

remaining years of the renewal term [or in each of years six (6) through ten (10) of the renewal

26

term]; and

27

     WHEREAS, the payment of the annual fixed rent will be made from funds available to the

28

Department of Children Youth and Families for the payments of rental and lease costs based on

29

annual appropriations made by the General Assembly; and

30

     WHEREAS, the State Properties Committee now respectfully requests the approval by the

31

Rhode Island House of Representatives and the Rhode Island Senate of the lease agreement

32

between the Department of Children Youth and Families and Provident Property, LLC for leased

33

space located at 101 Friendship Street, Providence; now therefore be it

34

     RESOLVED, that this General Assembly of the State of Rhode Island hereby approves the

 

LC000670 - Page 234 of 270

1

lease agreement, for a term not to exceed ten (10) years and an aggregate fixed rent not to exceed

2

$23,919,517.90; and it be further

3

     RESOLVED, that this Joint Resolution shall take effect upon passage by the General

4

Assembly; and it be further

5

     RESOLVED, that the Secretary of State is hereby authorized and directed to transmit duly

6

certified copies of this resolution to the Governor, the Director of the Department of Children Youth

7

and Families, the Director of Administration, the State Budget Officer, and the Chair of the State

8

Properties Committee.

9

     SECTION 3. Rhode Island Emergency Management Agency (2700 Plainfield Pike,

10

Cranston).

11

     WHEREAS, the Department of Administration currently holds a lease agreement which

12

was enacted during the Covid-19 emergency, with EIM Plainfield Pike, LLC for approximately

13

73,770 square feet of warehouse space located at 2700 Plainfield Pike, in the City of Cranston; and

14

     WHEREAS, the existing lease expires on July 31, 2025, but the warehousing needs

15

continue; and

16

     WHEREAS, the annual gross rent in the agreement in the existing lease is $684,585.60;

17

     WHEREAS, the Department of Administration and Rhode Island Emergency Management

18

officials received and reviewed proposals for warehouses that would meet Emergency Management

19

Agency needs; and

20

     WHEREAS, upon completing an evaluation of the submitted lease proposals, the Rhode

21

Island Emergency Management Agency wishes to enter into a ten-year lease agreement with EIM

22

Plainfield Pike, LLC for approximately 73,770 square feet of warehouse space located at 2700

23

Plainfield Pike in the city/town of Cranston.

24

     WHEREAS, the aggregate base rent for the ten-year lease will not exceed $7,188,368.21.

25

     WHEREAS, the payment of the annual base rent will be made from funds available to the

26

Rhode Island Emergency Management Agency for the payments of rental and lease costs based on

27

annual appropriations made by the General Assembly; and

28

     WHEREAS, the State Properties Committee now respectfully requests the approval of the

29

Rhode Island House of Representatives and the Rhode Island Senate for the lease agreement

30

between the Rhode Island Emergency Management Agency and EIM Plainfield Pike, LLC for lease

31

space located at 2700 Plainfield Pike; now therefore be it

32

     RESOLVED, that this General Assembly of the State of Rhode Island hereby approves the

33

lease agreement, for a term not to exceed ten (10) years and an aggregate base rent not to exceed

34

$7,188,368.21; and it be further

 

LC000670 - Page 235 of 270

1

     RESOLVED, that this Joint Resolution shall take effect upon passage by the General

2

Assembly; and it be further

3

     RESOLVED, that the Secretary of State is hereby authorized and directed to transmit duly

4

certified copies of this resolution to the Governor, the Director of the Rhode Island Emergency

5

Management Agency, the Director of Administration, the State Budget Officer, and the Chair of

6

the State Properties Committee.

7

     SECTION 4. This article shall take effect upon passage.

 

LC000670 - Page 236 of 270

1

ARTICLE 10

2

RELATING TO HEALTH AND HUMAN SERVICES

3

     SECTION 1. Sections 23-15-2, 23-15-4, 23-15-4.1, 23-15-4.2, 23-15-4.4, 23-15-5, 23-15-

4

6, 23-15-6.1, 23-15-10, and 23-15-11 of the General Laws in Chapter 23-15 entitled "Determination

5

of Need for New Healthcare Equipment and New Institutional Health Services” are hereby

6

amended to read as follows:

7

     23-15-2. Definitions.

8

     As used in this chapter:

9

     (1) “Accessible” or “accessibility” means the ability of underserved populations to access

10

healthcare and as may be further defined in rules and regulations promulgated by the department.

11

     (1) (2) “Affected person” means and includes the person whose proposal is being reviewed,

12

or the applicant, healthcare facilities located within the state that provide institutionaal health

13

services, the state medical society, the state osteopathic society, those voluntary nonprofit area-

14

wide planning agencies that may be established in the state, the state budget office, the office of

15

health insurance commissioner, any hospital or medical-service corporation organized under the

16

laws of the state, the statewide health coordinating council, contiguous health-systems agencies,

17

and those members of the public who are to be served by the proposed, new institutional health

18

services or new healthcare equipment.

19

     (3) “Affordable” means the relative ability of the people of the state to pay for, or incur the

20

cost, resulting from the proposed determination of need and as may be further defined in rules and

21

regulations promulgated by the department.

22

     (4) “Applicant” means the person who has submitted a request for a certificate of need

23

review and approval in accordance with this chapter.

24

     (5) “Capital expenditure” means the total non-recurring expenditures for physical

25

improvements, acquisition of existing buildings, land, and/or interests in land, including costs

26

associated therewith in excess of fifty million dollars ($50,000,000) and as may be further defined

27

in rules and regulations promulgated by the department. Further, beginning on July 1, 2026 and

28

each July thereafter, the amount of the threshold shall be adjusted by the percentage of increase in

29

the consumer price index for all urban consumers (CPI-U) as published by the United States

30

Department of Labor Statistics as of September 30 of the prior calendar year. Expenditures related

31

to electronic health and management information systems shall not be considered capital

32

expenditures for the purposes of this chapter.

33

     (2) “Cost-impact analysis” means a written analysis of the effect that a proposal to offer or

34

develop new institutional health services or new healthcare equipment, if approved, will have on

 

LC000670 - Page 237 of 270

1

healthcare costs and shall include any detail that may be prescribed by the state agency in rules and

2

regulations.

3

     (6) “Department” means the Rhode Island department of health.

4

     (3) (7) “Director” means the director of the Rhode Island state department of health.

5

     (4)(i) (8) “Healthcare facility” means any institutional health-service provider, facility or

6

institution, place, building, agency, or portion of them, whether a partnership or corporation,

7

whether public or private, whether organized for profit or not, used, operated, or engaged in

8

providing healthcare services that are limited to hospitals, nursing facilities, home nursing-care

9

provider, home-care provider, hospice provider, inpatient rehabilitation hospital centers (including

10

drug and/or alcohol abuse treatment centers), and freestanding emergency-care facilities as defined

11

in § 23-17-2, certain facilities providing surgical treatment to patients not requiring hospitalization

12

(surgi-centers, multi-practice, physician ambulatory-surgery centers and multi-practice, podiatry

13

ambulatory-surgery centers) and facilities providing inpatient hospice care. Single-practice

14

physician or podiatry ambulatory-surgery centers (as defined in § 23-17-2(17), (18), respectively)

15

are exempt from the requirements of chapter 15 of this title; provided, however, that such

16

exemption shall not apply if a single-practice physician or podiatry ambulatory-surgery center is

17

established by a medical practice group (as defined in § 5-37-1) within two (2) years following the

18

formation of such medical practice group, when such medical practice group is formed by the

19

merger or consolidation of two (2) or more medical practice groups or the acquisition of one

20

medical practice group by another medical practice group. The term “healthcare facility” does not

21

include Christian Science institutions (also known as Christian Science nursing facilities) listed and

22

certified by the Commission for Accreditation of Christian Science Nursing

23

Organizations/Facilities, Inc. (ii) Any provider of hospice care who provides hospice care without

24

charge shall be exempt from the provisions of this chapter.

25

     (5) (9) “Healthcare provider” means a person who is a direct provider of health services

26

(including but not limited to licensed physicians, dentists, nurses, podiatrists, physician assistants,

27

or nurse practitioners) in that where the person’s primary current activity is the provision of

28

healthcare services for persons.

29

     (6) (10) “Health services” means organized program components for preventive,

30

assessment, maintenance, diagnostic, treatment, and rehabilitative services provided in a healthcare

31

facility.

32

     (7) (11) “Health services council” means the advisory body to the Rhode Island state

33

department of health established in accordance with chapter 17-13.1 of this title, appointed and

34

empowered as provided to serve as the advisory body to the state agency department in its review

 

LC000670 - Page 238 of 270

1

functions under this chapter.

2

     (12) “Innovation” means the potential of the proposal to demonstrate or provide one or

3

more innovative approaches or methods for attaining a more cost effective and/or efficient

4

healthcare system as may be further defined in rules and regulations promulgated by the

5

department.

6

     (8) (13) “Institutional health services” means health services provided in or through

7

healthcare facilities and includes the entities in or through that the which such services are provided.

8

     (9) (14) “New healthcare equipment” means linear accelerators and positron emission

9

tomography (PET). , any single piece of medical equipment (and any components that constitute

10

operational components of the piece of medical equipment) proposed to be utilized in conjunction

11

with the provision of services to patients or the public, the capital costs of which would exceed two

12

million two hundred fifty thousand dollars ($2,250,000); provided, however, that the state agency

13

shall exempt from review any application that proposes one-for-one equipment replacement as

14

defined in regulation. Further, beginning July 1, 2012, and each July thereafter, the amount shall

15

be adjusted by the percentage of increase in the consumer price index for all urban consumers (CPI-

16

U) as published by the United States Department of Labor Statistics as of September 30 of the prior

17

calendar year.

18

     (10) (15) “New institutional health services” means and includes:

19

     (i) Construction, development, or other establishment of a new healthcare facility.

20

     (ii) Any capital expenditure as defined herein. , except acquisitions of an existing

21

healthcare facility, that will not result in a change in the services or bed capacity of the healthcare

22

facility by, or on behalf of, an existing healthcare facility in excess of five million two hundred

23

fifty thousand dollars ($5,250,000) which is a capital expenditure including expenditures for

24

predevelopment activities; provided further, beginning July 1, 2012, and each July thereafter, the

25

amount shall be adjusted by the percentage of increase in the consumer price index for all urban

26

consumers (CPI-U) as published by the United States Department of Labor Statistics as of

27

September 30 of the prior calendar year.

28

     (iii) Where a person makes an acquisition by, or on behalf of, a healthcare facility or health

29

maintenance organization under lease or comparable arrangement or through donation, which

30

would have required review if the acquisition had been by purchase, the acquisition shall be deemed

31

a capital expenditure subject to review.

32

     (iv) Any increase in capital expenditure that results in the addition of a health service or

33

that changes the bed capacity of a licensed hospital. healthcare facility with respect to which the

34

expenditure is made, except that the state agency may exempt from review, by rules and regulations

 

LC000670 - Page 239 of 270

1

promulgated for this chapter, any bed reclassifications made to licensed nursing facilities and

2

annual increases in licensed bed capacities of nursing facilities that do not exceed the greater of ten

3

(10) beds or ten percent (10%) of facility licensed bed capacity and for which the related capital

4

expenditure does not exceed two million dollars ($2,000,000).

5

     (v) Any health service proposed to be offered to patients or the public by a healthcare

6

facility that was not offered on a regular basis in or through the facility within the twelve-month

7

(12) period prior to the time the service would be offered, and that increases operating expenses by

8

more than one million five hundred thousand dollars ($1,500,000), except that the state agency may

9

exempt from review, by rules and regulations promulgated for this chapter, any health service

10

involving reclassification of bed capacity made to licensed nursing facilities. Further, beginning

11

July 1, 2012, and each July thereafter, the amount shall be adjusted by the percentage of increase

12

in the consumer price index for all urban consumers (CPI-U) as published by the United States

13

Department of Labor Statistics as of September 30 of the prior calendar year.

14

     (vi) (v) Any new or expanded tertiary or specialty-care service in the following areas:

15

cardiac catheterization, obstetrics, open heart surgery, organ transplantation, and neonatal intensive

16

care services. , regardless of capital expense or operating expense, as defined by and listed in

17

regulation, the list not to exceed a total of twelve (12) categories of services at any one time and

18

shall include full-body magnetic resonance imaging and computerized axial tomography; provided,

19

however, that the state agency shall exempt from review any application that proposes one-for-one

20

equipment replacement as defined by and listed in regulation. Acquisition of full body magnetic

21

resonance imaging and computerized axial tomography shall not require a certificate-of-need

22

review and approval by the state agency if satisfactory evidence is provided to the state agency that

23

it was acquired for under one million dollars ($1,000,000) on or before January 1, 2010, and was

24

in operation on or before July 1, 2010.

25

     (11) (16) “Person” means any individual, trust or estate, partnership, corporation (including

26

associations, joint stock companies, limited liability corporations, and insurance companies), state

27

or political subdivision, or instrumentality of a state.

28

     (12) “Predevelopment activities” means expenditures for architectural designs, plans,

29

working drawings, and specifications, site acquisition, professional consultations, preliminary

30

plans, studies, and surveys made in preparation for the offering of a new, institutional health

31

service.

32

     (13) “State agency” means the Rhode Island state department of health.

33

     (14) (17) “To develop” means to undertake those activities that, on their completion, will

34

result in the offering of a new, institutional health service or new healthcare equipment or the

 

LC000670 - Page 240 of 270

1

incurring of a financial obligation, in relation to the offering of that service.

2

     (15) (18) “To offer” means to hold oneself out as capable of providing, or as having the

3

means for the provision of, specified health services or healthcare equipment.

4

     23-15-4. Review and approval of new health care equipment and new institutional

5

     health services.

6

     (a) No health care healthcare provider or health care healthcare facility person shall

7

develop or offer new health care equipment or new institutional health services in Rhode Island,

8

the magnitude of which exceeds the limits defined by this chapter, without prior review by the

9

health services council and approval by the department state agency; except that review by the

10

health services council may be waived in the case of expeditious reviews conducted in accordance

11

with § 23-15-5. , and except that health maintenance organizations which fulfill criteria to be

12

established in rules and regulations promulgated by the state agency with the advice of the health

13

services council shall be exempted from the review and approval requirement established in this

14

section upon approval by the state agency of an application for exemption from the review and

15

approval requirement established in this section which contain any information that the state agency

16

may require to determine if the health maintenance organization meets the criteria.

17

     (b) No approval shall be made without an adequate demonstration of need by the applicant

18

at the time and place and under the circumstances proposed, nor shall the approval be made without

19

a determination that a proposal for which need has been demonstrated is also affordable and

20

accessible by the people of the state.

21

     (c) No approval of new institutional health services for the provision of health services to

22

inpatients shall be granted unless the written findings required in accordance with § 23-15-6(b)(6)

23

are made.

24

     (d) (c) Applications for determination of need shall be filed with the department state

25

agency on a date fixed by the state agency together with plans and specifications and any other

26

appropriate data and information that the department state agency shall require by regulation, and

27

shall be considered in relation to each other no less than once a year. A duplicate copy of each

28

application together with all supporting documentation shall be kept on file by the department state

29

agency as a public record.

30

     (e) (d) The health services council shall may consider, but shall not be limited to, the

31

following in conducting reviews and determining need: In its recommendations to the department,

32

the health services council may assess criteria, including but not limited to, affordability,

33

accessibility, innovation and quality standards, as further defined in regulations adopted by the

34

department.

 

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1

     (1) The relationship of the proposal to state health plans that may be formulated by the state

2

agency;

3

     (2) The impact of approval or denial of the proposal on the future viability of the applicant

4

and of the providers of health services to a significant proportion of the population served or

5

proposed to be served by the applicant;

6

     (3) The need that the population to be served by the proposed equipment or services has

7

for the equipment or services;

8

     (4) The availability of alternative, less costly, or more effective methods of providing

9

services or equipment, including economies or improvements in service that could be derived from

10

feasible cooperative or shared services;

11

     (5) The immediate and long term financial feasibility of the proposal, as well as the

12

probable impact of the proposal on the cost of, and charges for, health services of the applicant;

13

     (6) The relationship of the services proposed to be provided to the existing health care

14

system of the state;

15

     (7) The impact of the proposal on the quality of health care in the state and in the population

16

area to be served by the applicant;

17

     (8) The availability of funds for capital and operating needs for the provision of the services

18

or equipment proposed to be offered;

19

     (9) The cost of financing the proposal including the reasonableness of the interest rate, the

20

period of borrowing, and the equity of the applicant in the proposed new institutional health service

21

or new equipment;

22

     (10) The relationship, including the organizational relationship of the services or

23

equipment proposed, to ancillary or support services;

24

     (11) Special needs and circumstances of those entities which provide a substantial portion

25

of their services or resources, or both, to individuals not residing within the state;

26

     (12) Special needs of entities such as medical and other health professional schools,

27

multidisciplinary clinics, and specialty centers; also, the special needs for and availability of

28

osteopathic facilities and services within the state;

29

     (13) In the case of a construction project:

30

     (i) The costs and methods of the proposed construction,

31

     (ii) The probable impact of the construction project reviewed on the costs of providing

32

health services by the person proposing the construction project; and

33

     (iii) The proposed availability and use of safe patient handling equipment in the new or

34

renovated space to be constructed.

 

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1

     (14) Those appropriate considerations that may be established in rules and regulations

2

promulgated by the state agency with the advice of the health services council;

3

     (15) The potential of the proposal to demonstrate or provide one or more innovative

4

approaches or methods for attaining a more cost effective and/or efficient health care system;

5

     (16) The relationship of the proposal to the need indicated in any requests for proposals

6

issued by the state agency;

7

     (17) The input of the community to be served by the proposed equipment and services and

8

the people of the neighborhoods close to the health care facility who are impacted by the proposal;

9

     (18) The relationship of the proposal to any long-range capital improvement plan of the

10

health care facility applicant.

11

     (19) Cost impact statements forwarded pursuant to subsection 23-15-6(e).

12

     (f) (e) In conducting its review, the health services council shall perform the following:

13

     (1) Within one hundred and fifteen (115) days after initiating its review, which must be

14

commenced no later than thirty-one (31) days after the filing of an application, the health services

15

council shall make recommendations to the department relative to approval or denial of the new

16

institutional health services or new health care equipment proposed. determine as to each proposal

17

whether the applicant has demonstrated need at the time and place and under the circumstances

18

proposed, and in doing so may apply the criteria and standards set forth in subsection (e) of this

19

section; provided however, that a determination of need shall not alone be sufficient to warrant a

20

recommendation to the state agency that a proposal should be approved. The director shall render,

21

in writing, his or her decision within five (5) ten (10) days of the determination of the health services

22

council.

23

     (2) Prior to the conclusion of its review in accordance with § 23-15-6(e), the health services

24

council shall evaluate each proposal for which a determination of need has been established in

25

relation to other proposals, comparing proposals with each other, whether similar or not,

26

establishing priorities among the proposals for which need has been determined, and taking into

27

consideration the criteria and standards relating to relative need and affordability as set forth in

28

subsection (e) of this section and § 23-15-6(f).

29

     (3) At the conclusion of its review, the health services council shall make recommendations

30

to the state agency relative to approval or denial of the new institutional health services or new

31

health care equipment proposed; provided that:

32

     (i) The health services council shall recommend approval of only those proposals found to

33

be affordable in accordance with the provisions of § 23-15-6(f); and

34

     (ii) If the state agency proposes to render a decision that is contrary to the recommendation

 

LC000670 - Page 243 of 270

1

of the health services council, the state agency must render its reasons for doing so in writing.

2

     (g) (f) Approval of new institutional health services or new health care equipment by the

3

department state agency shall may be subject to conditions as necessary to promote affordability,

4

accessibility, innovation, and quality standards. that may be prescribed by rules and regulations

5

developed by the state agency with the advice of the health services council, but those conditions

6

must relate to the considerations enumerated in subsection (e) and to considerations that may be

7

established in regulations in accordance with subsection (e)(14).

8

     (h) (g) The offering or developing of new institutional health services or health care

9

equipment by a health care facility without prior review by the health services council and approval

10

by the department state agency shall be grounds for the imposition of licensure sanctions on the

11

facility, including denial, suspension, revocation, or curtailment or for imposition of any monetary

12

fines that may be statutorily permitted by virtue of individual health care facility licensing statutes.

13

     (i) (h) No government agency and no hospital or medical service corporation organized

14

under the laws of the state shall reimburse any person health care facility or health care provider

15

for the costs associated with offering or developing new institutional health services or new health

16

care equipment unless the person health care facility or health care provider has received the

17

approval of the department state agency in accordance with this chapter. Government agencies and

18

hospital and medical service corporations organized under the laws of the state shall, during budget

19

negotiations, hold health care facilities and health care providers accountable to operating

20

efficiencies claimed or projected in proposals which receive the approval of the state agency in

21

accordance with this chapter.

22

     (j) (i) In addition, the department state agency shall not make grants to, enter into contracts

23

with, or recommend approval of the use of federal or state funds by any person health care facility

24

or health care provider which proceeds with the offering or developing of new institutional health

25

services or new health care equipment after disapproval by the department state agency.

26

     (j) The department may promulgate regulations as are necessary to effectuate the purposes

27

of this chapter.

28

     23-15-4.1. Exemption for nonclinical capital expenditures.

29

     Notwithstanding the requirements of any other provisions of any general or public laws,

30

capital expenditures by a health care facility that are not directly related to the provision of health

31

services as defined in this chapter, including, but not limited to, capital expenditures for parking

32

lots, billing computer systems, and telephone, shall not require a certificate of need review and

33

approval by the department state agency.

34

     23-15-4.2. Exemption for Research

 

LC000670 - Page 244 of 270

1

     Notwithstanding the requirements of any other provisions of any general or public laws,

2

capital expenditures by a health care facility related to research in basic biomedical or medical

3

research areas that are not directly related to the provision of clinical or patient care services shall

4

not require a certificate of need review and approval by the department state agency.

5

     23-15-4.4. Exemption for voter approved capital bond issues and other state capital

6

     funds for health care facilities.

7

     Notwithstanding the requirements of any other provisions of any general law or public

8

laws, voter approved state bond issues authorizing capital expenditures and any appropriations or

9

authorization of state capital funds by the General Assembly for state health care facilities shall not

10

require a certificate of need review and approval by the department state agency.

11

     23-15-5. Expeditious review.

12

     (a) Any person who proposes to offer or develop new institutional health services or new

13

healthcare equipment for documented emergency needs; or for the purpose of eliminating or

14

preventing documented fire or safety hazards affecting the lives and health of patients or staff; or

15

for compliance with accreditation standards required for receipt of federal or state reimbursement;

16

or for any other purpose that the state agency may specify as may be further defined in rules and

17

regulations promulgated by the department, may apply for an expeditious review. The department

18

state agency may exercise its discretion in recommending approvals through an expeditious review,

19

except that no new institutional health service or new healthcare equipment may be approved

20

through the expeditious review if provision of the new institutional health service or new healthcare

21

equipment is contra-indicated by the state health plan as may be formulated by the state agency.

22

Specific procedures for the conduct of expeditious reviews shall be promulgated in rules and

23

regulations adopted by the department state agency with the advice of the health services council.

24

     (b) The decision of the state agency not to conduct an expeditious review shall be

25

reconsidered upon a written petition to the state agency, and the state agency shall be required to

26

respond to the written petition within ten (10) days stating whether expeditious review is granted.

27

If the request for reconsideration is denied, the state agency shall state the reasons in writing why

28

the expeditious request had been denied.

29

     (c) The decision of the state agency in connection with an expeditious review shall be

30

rendered within thirty (30) days after the commencement of said review.

31

     (d) Any healthcare facility that provides a service performed in another state and that is not

32

performed in the state of Rhode Island, or such service is performed in the state on a very limited

33

basis, shall be granted expeditious review upon request under this section, provided that such

34

service, among other things, has a clear effect on the timeliness, access, or quality of care and is

 

LC000670 - Page 245 of 270

1

able to meet licensing standards.

2

     23-15-6. Procedures for review.

3

     (a) The department state agency, with the advice of the health services council, and in

4

accordance with the Administrative Procedures Act, chapter 35 of title 42, after public hearing

5

pursuant to reasonable notice, which notice shall include affected persons, shall promulgate

6

appropriate rules and regulations that may be designated to further the accomplishment of the

7

purposes of this chapter including the formulation of procedures that may be particularly necessary

8

for the conduct on of reviews of particular types of new institutional health services or new health

9

care equipment.

10

     (b) Review procedures promulgated in accordance with subsection (a) shall include at least

11

the following, except that substitute procedures for the conduct of expeditious and accelerated

12

reviews may be promulgated by the department state agency in accordance with § 23-15-5:

13

     (1) Provision that the department state agency established a process requiring potential

14

applicants to file a detailed letter of intent to submit an application at least forty-five (45) days prior

15

to the submission of an application and that the state agency shall undertake reviews in a timely

16

fashion no less often than twice a year and give written notification to affected persons of the

17

beginning of the review. including the proposed schedule for the review, the period within which

18

a public meeting may be held, and the manner by which notification will be provided of the time

19

and place of any public meeting so held.

20

     (2) Provision that no more than one hundred and twenty (120) days shall elapse between

21

initial notification of affected persons and the final decision of the state agency.

22

     (3) (2) Provision that, if the department state agency fails to act upon an application within

23

the applicable period established in subsection (b)(2) § 23-15-4(e)(1), the applicant may apply to

24

the superior court of Providence County to require the department state agency to act upon the

25

application.

26

     (4) (3) Provision for review and comment by the health services council and comment by

27

any affected person, including but not limited to those parties defined in § 23-15-2(1) and the

28

department of business regulation, the department of behavioral healthcare, developmental

29

disabilities and hospitals, the department of human services, health maintenance organizations, and

30

the state professional standards review organization, on every application for the determination of

31

need.

32

     (5) Provision that a public meeting may be held during the course of the state agency review

33

at which any person may have the opportunity to present testimony. Procedures for the conduct of

34

the public meeting shall be established in rules and regulations promulgated by the state agency

 

LC000670 - Page 246 of 270

1

with the advice of the health services council.

2

     (6) (4)(i) Provision for issuance of a written decision by the department state agency which

3

shall be based upon address and consider the findings and recommendations of the health services

4

council unless the department state agency shall afford written justification for variance from that

5

decision.

6

     (ii) In the case of any proposed new institutional health service for the provision of health

7

services to inpatients, a state agency shall not make a finding that the proposed new institutional

8

health service is needed, unless it makes written findings recommendations as to:

9

     (A) The efficiency and appropriateness of the use of existing inpatient facilities providing

10

inpatient services similar to those proposed;

11

     (B) The capital and operating costs (and their potential impact on patient charges),

12

efficiency, and appropriateness of the proposed new institutional health services; and

13

     (C) Makes each of the following findings in writing:

14

     (I) That superior alternatives to inpatient services in terms of cost, efficiency, and

15

appropriateness do not exist and that the development of alternatives is not practicable;

16

     (II) That, in the case of new construction, alternatives to new construction (e.g.,

17

modernization or sharing arrangements) have been considered and implemented to the maximum

18

extent practicable;

19

     (III) That patients will experience serious problems in terms of costs, availability, or

20

accessibility, or any other problems that may be identified by the state agency, in obtaining inpatient

21

care of the type proposed in the absence of the proposed new service; and

22

     (IV) That, in the case of a proposal for the addition of beds for the provision of skilled

23

nursing or intermediate care, the relationship of the addition to the plans of other agencies of the

24

state responsible for providing and financing long-term care (including home health services) has

25

been considered.

26

     (7) (5) Provision for the distribution of the decision of the department state agency,

27

including its findings and recommendations, to the applicant and to affected persons.

28

     (8) (6) Provision that the department state agency may approve or disapprove in whole or

29

in part any application as submitted, but that the parties may mutually agree to a modification of

30

any element of an application as submitted, without requiring resubmission of the application.

31

     (9) (7)(i) Provision that any person affected may request in writing reconsideration of a

32

state agency decision if the person:

33

     (A) Presents significant relevant information not previously considered by the state

34

agency;

 

LC000670 - Page 247 of 270

1

     (B) Demonstrates that there have been significant changes in factors or circumstances

2

relied upon by the state agency in reaching its decision;

3

     (C) Demonstrates that the state agency has materially failed to follow its adopted

4

procedures in reaching its decision; or

5

     (D) Provides any other basis for reconsideration that the state agency may have determined

6

by regulation to constitute good cause.

7

     (ii) Procedures for reconsideration upon request of the applicant shall be established in

8

regulations promulgated by the department state agency with the advice of the health services

9

council.

10

     (10) (8) Provision that upon the request of any affected person, the decision of the state

11

agency to issue, deny, or withdraw a certificate of need or to grant or deny an exemption shall be

12

administratively reviewed under an appeals mechanism provided for in the rules and regulations of

13

the state agency, with the review to be conducted by a hearing officer appointed by the director of

14

health. The procedures for judicial review shall be in accordance with the provisions of § 42-35-

15

15. Provision for appeal by the applicant of the department's decision in accordance with § 42-35-

16

15.1(a).

17

     (c) The department state agency shall publish, at least annually, a report of reviews of new

18

institutional health services and new health care equipment conducted, together with the findings

19

and decisions rendered in the course of the reviews. The reports shall be published on or about

20

February 1 of each year and shall contain evaluations of the prior year’s statutory changes where

21

feasible.

22

     (d) All applications reviewed by the department state agency and all written materials

23

pertinent to the department’s state agency review, including minutes of all health services council

24

meetings, shall be accessible to the public upon request.

25

     (e) In the case or review of proposals by health care facilities who by contractual

26

agreement, chapter 19 of title 27, or other statute are required to adhere to an annual schedule of

27

budget or reimbursement determination to which the state is a party, the state budget office, the

28

office of the health insurance commissioner, and hospital service corporations organized under

29

chapter 19 of title 27 shall forward to the health services council within forty-five (45) days of the

30

initiation of the review of the proposals by the health services council under § 23-15-4(f)(1):

31

     (1) A cost impact analysis of each proposal which analysis shall include, but not be limited

32

to, consideration of increases in operating expenses, per diem rates, health care insurance

33

premiums, and public expenditures; and

34

     (2) Comments on acceptable interest rates and minimum equity contributions and/or

 

LC000670 - Page 248 of 270

1

maximum debt to be incurred in financing needed proposals.

2

     (f) The health services council shall not make a recommendation to the state agency that a

3

proposal be approved unless it is found that the proposal is affordable to the people of the state. In

4

determining whether or not a proposal is affordable, the health service council shall consider the

5

condition of the state’s economy, the statements of authorities and/or parties affected by the

6

proposals, and any other factors that it may deem appropriate.

7

     23-15-6.1. Action subsequent to review.

8

     Development of any new institutional health services or new health care equipment

9

approved by the department state agency must be initiated within one two years of the date of the

10

approval and may not exceed the maximum amount of capital expenditures specified in the decision

11

of the state agency without prior authorization of the state agency. The department state agency,

12

with the advice of the health services council, shall adopt procedures promulgate rules and

13

regulations for the review of the applicant’s failure to develop new institutional health services or

14

new health care equipment within the timeframe and capital limitation stipulated in this section,

15

and for the withdrawal of approval in the absence of a good faith effort to meet the stipulated

16

timeframe.

17

     23-15-10. Application fees.

18

     The department state agency shall require that any applicant for certificate of need submit

19

an application fee prior to requesting any review of matters pursuant to the requirements of this

20

chapter; except that health care facilities and equipment owned and operated by the state of Rhode

21

Island shall be exempt from this application fee requirement. The application fee shall be paid by

22

check made payable to the general treasurer. Except for applications that propose new or expanded

23

tertiary or specialty care services as defined in subdivision 23-15-2(10)(vi) 23-15-2(15)(v),

24

submission of any application filed in accordance with § 23-15-4(d) shall include an application

25

fee of five hundred dollars ($500) per application plus an amount equal to one quarter of one percent

26

(0.25%) of the total capital expenditure costs associated with the application. For an application

27

filed in accordance with the requirements of § 23-15-5 (Expeditious review), the application shall

28

include an application processing fee of seven hundred and fifty dollars ($750) per application plus

29

an amount equal to one quarter of one percent (0.25%) of the total capital expenditure costs

30

associated with the application. Applications that propose new or expanded tertiary or specialty

31

care services as defined in subdivision 23-15-2(10)(vi) 23-15-2(15)(v), shall include an application

32

fee of ten thousand dollars ($10,000) plus an amount equal to one quarter of one percent (0.25%)

33

of the total capital expenditure costs associated with the application. Application fees shall be non-

34

refundable once the formal review of the application has commenced. All fees received pursuant

 

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1

to this chapter shall be deposited in the general fund.

2

     23-15-11. Reports, use of experts, and all costs and expenses.

3

     The department state agency may in effectuating the purposes of this chapter engage

4

experts or consultants including, but not limited to, actuaries, investment bankers, accountants,

5

attorneys, or industry analysts. Except for privileged or confidential communications between the

6

department state agency and engaged attorneys, all copies of final reports prepared by experts and

7

consultants, and all costs and expenses associated with the reports, shall be public. All costs and

8

expenses incurred under this provision shall be the responsibility of the applicant in an amount to

9

be determined by the director as he or she shall deem appropriate. No application made pursuant to

10

the requirements of this chapter shall be considered complete unless an agreement has been

11

executed with the director for the payment of all costs and expenses in accordance with this section.

12

The maximum cost and expense to an applicant for experts and/or consultants that may be required

13

by the department state agency shall be fifty twenty thousand dollars ($20,000 $50,000); provided

14

however, that the maximum amount shall be increased by regulations promulgated by the state

15

agency on or after January 1, 2008 annually by the most recently available annual increase in the

16

federal consumer price index as determined by the department state agency.

17

     SECTION 2. Sections 23-17.5-32, 23-17.5-33, and 23-17.5-34 of the General Laws in

18

Chapter 23-17.5 entitled "Rights of Nursing Home Patients” are hereby amended to read as follows:

19

     23-17.5-32 Minimum staffing levels.

20

     (a) Each facility shall have the necessary nursing service personnel (licensed and non-

21

licensed) in sufficient numbers on a twenty-four (24) hour basis, to assess the needs of residents,

22

to develop and implement resident care plans, to provide direct resident care services, and to

23

perform other related activities to maintain the health, safety, and welfare of residents. The

24

facility shall have a registered nurse on the premises twenty-four (24) hours a day.

25

     (b) For purposes of this section, the following definitions shall apply:

26

     (1) “Direct caregiver” means a person who receives monetary compensation as an

27

employee of the nursing facility or a subcontractor as a director of nursing services, a nurse

28

(RNs/LPNs) with administrative duties, a registered nurse, a licensed practical nurse, a

29

medication technician, a certified nurse assistant, a licensed physical therapist, a physical therapy

30

assistant, a licensed occupational therapist, a certified occupational therapy assistant, a licensed

31

speech-language pathologist, a licensed respiratory care practitioner, a mental health worker who

32

is also a certified nurse assistant, a nurse aide in training, a social worker, or an activities

33

director/aide.

34

     (2) “Hours of direct nursing care” means the actual hours of work performed per patient

 

LC000670 - Page 250 of 270

1

day by a direct caregiver.

2

     (c)(i) Commencing on January 1, 2022, nursing facilities shall provide a quarterly

3

minimum average of three and fifty-eight hundredths (3.58) hours of direct nursing care per

4

resident, per day, of which at least two and forty-four hundredths (2.44) hours shall be provided

5

by certified nurse assistants.

6

     (ii) Commencing on January 1, 2023, nursing facilities shall provide a quarterly

7

minimum of three and eighty-one hundredths (3.81) hours of direct nursing care per resident, per

8

day, of which at least two and six tenths (2.6) hours shall be provided by certified nurse assistants

9

     (iii) Commencing on July 1, 2025, nursing facilities shall provide a quarterly minimum

10

of three and eighty-one hundredths (3.81) hours of direct nursing care per resident per day of

11

which at least two and two tenths (2.2) hours shall be provided by certified nursing assistants

12

(CNAs), certified nursing assistants (CNAs) who are specially trained and licensed as medication

13

aides, and nurse aides in training.

14

     (d) Director of nursing hours and nursing staff hours spent on administrative duties or

15

non-direct caregiving tasks are excluded and may not be counted toward compliance with the

16

minimum staffing hours requirement in this section.

17

     (e)(d) The minimum hours of direct nursing care requirements shall be minimum

18

standards only. Nursing facilities shall employ and schedule additional staff as needed to ensure

19

quality resident care based on the needs of individual residents and to ensure compliance with all

20

relevant state and federal staffing requirements.

21

     (f)(e) The department shall promulgate rules and regulations to amend the Rhode Island

22

code of regulations in consultation with stakeholders to implement these minimum staffing

23

requirements on or before October 15, 2021.

24

     (g)On or before January 1, 2024, and every five (5) years thereafter, the department shall

25

consult with consumers, consumer advocates, recognized collective bargaining agents, and

26

providers to determine the sufficiency of the staffing standards provided in this section and may

27

promulgate rules and regulations to increase the minimum staffing ratios to adequate levels.

28

     23-17.5-33. Minimum staffing level compliance and enforcement program.

29

     (a) Compliance determination.

30

     (1) The department shall submit proposed rules and regulations for adoption by October

31

15, 2021, establishing a system for determining compliance with minimum staffing requirements

32

set forth in § 23-17.5-32.

33

     (2) Compliance shall be determined quarterly by comparing the number of hours

34

provided per resident, per day using the Centers for Medicare and Medicaid Services’ payroll-

 

LC000670 - Page 251 of 270

1

based journal and the facility’s daily census, as self-reported by the facility to the department on a

2

quarterly basis.

3

     (3) The department shall use the quarterly payroll-based journal and the self-reported

4

census to calculate the number of hours provided per resident, per day and compare this ratio to

5

the minimum staffing standards required under § 23-17.5-32. Discrepancies between job titles

6

contained in § 23-17.5-32 and the payroll-based journal shall be addressed by rules and

7

regulations.

8

     (b) Monetary penalties.

9

     (1) The department shall submit proposed rules and regulations for adoption on or before

10

October 15, 2021, implementing monetary penalty provisions for facilities not in compliance with

11

minimum staffing requirements set forth in § 23-17.5-32.

12

     (2) Monetary penalties shall be imposed quarterly and shall be based on the latest quarter

13

for which the department has data.

14

     (3) No monetary penalty may be issued for noncompliance with the increase in the

15

standard set forth in § 23-17.5-32(c)(ii) from January 1, 2023, to March 31, 2023. If a facility is

16

found to be noncompliant with the increase in the standard during the period that extends from

17

January 1, 2023, to March 31, 2023, the department shall provide a written notice identifying the

18

staffing deficiencies and require the facility to provide a sufficiently detailed correction plan to

19

meet the statutory minimum staffing levels.

20

     (4) Monetary penalties shall be established based on a formula that calculates on a daily

21

basis the cost of wages and benefits for the missing staffing hours.

22

     (5) All notices of noncompliance shall include the computations used to determine

23

noncompliance and establishing the variance between minimum staffing ratios and the

24

department’s computations.

25

     (6) The penalty for the first offense shall be two hundred percent (200%) of the cost of

26

wages and benefits for the missing staffing hours. The penalty shall increase to two hundred fifty

27

percent (250%) of the cost of wages and benefits for the missing staffing hours for the second

28

offense and three hundred percent (300%) of the cost of wages and benefits for the missing

29

staffing hours for the third and all subsequent offenses.

30

     (7) For facilities that have an offense in three (3) consecutive quarters, EOHHS shall

31

deny any further Medicaid Assistance payments with respect to all individuals entitled to benefits

32

who are admitted to the facility on or after January 1, 2022, or shall freeze admissions of new

33

residents.

34

     (c)(1) The penalty shall be imposed regardless of whether the facility has committed

 

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1

other violations of this chapter during the same period that the staffing offense occurred.

2

     (2) The penalty may not be waived except as provided in subsection (c)(3) of this section,

3

but the department shall have the discretion to determine the gravity of the violation in situations

4

where there is no more than a ten percent (10%) deviation from the staffing requirements and

5

make appropriate adjustments to the penalty.

6

     (2) Beginning July 1, 2025, the Department shall impose a fine of up to one thousand

7

dollars ($1,000.00) per day for each day in a quarter in which a facility fails to comply with the

8

minimum nursing staff requirements for the quarterly average, unless mitigating factors exist.

9

The department may reduce penalties, to an amount no lower than two hundred and fifty dollars

10

($250.00) per day in a quarter that a facility is non-compliant, if the department determines, in its

11

sole discretion, that any of the following mitigating circumstances existed during the period of

12

non-compliance:

13

(a) (i) Extraordinary circumstances faced the facility. For the purposes of this clause,

14

     extraordinary circumstances shall mean that the facility experienced a natural disaster; a

15

     national emergency affecting the facility has been officially declared; a State or

16

     municipal emergency affecting the facility has been declared; or the facility experienced

17

     a catastrophic event that caused physical damage to the facility or impaired the ability of

18

     facility personnel to access the facility. Provided, however, that the facility must first

19

     demonstrate, to the satisfaction of the department that such extraordinary circumstances

20

     could not have been prevented or mitigated through effective implementation of any of

21

     the facility’s emergency plans, or

22

(b) (ii) An acute labor supply shortage of nurse aides, certified nurse aides, licensed

23

     practical nurses, or registered nurses exists in the metropolitan and nonmetropolitan area

24

     in which the facility is located, as such areas are defined by the federal Bureau of Labor

25

     Statistics.

26

     (3) The department is granted discretion to waive the penalty when unforeseen

27

circumstances have occurred that resulted in call-offs of scheduled staff. This provision shall be

28

applied no more than two (2) times per calendar year.

29

     (3) A nursing facility may seek from the Department a waiver of the minimum direct care

30

staffing requirements required hereunder. In deciding on the waiver request, the Director’s

31

determination shall be based on one or more of the following:

32

     (i) the acuity levels of residents and how stable those levels are based on the case mix of

33

residents;

34

     (ii) documented evidence of the facility’s inability to meet minimum staffing

 

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1

requirements, despite best efforts, such as offering wages at competitive rates for nursing facility

2

staff in the community;

3

     (iii) whether the facility has undergone a system-wide culture change as described in §

4

23-17-44(d) and the impact the facility asserts that such change has had on resident care; and

5

     (iv) the quality performance of the nursing facility, as evidenced by a four- or five-star

6

overall rating from the Centers for Medicare or Medicaid Services (“CMS”), or a four- or five-

7

star overall rating in the areas of quality or staffing, or consistent survey performance with no

8

deficiencies at the substandard level of care scope and severity or higher.

9

     Waivers may be granted for periods up to one year, after which a renewal must be

10

requested by the facility. The Department may seek input from the Rhode Island Department of

11

Labor and Training concerning labor availability in connection with any waiver request under this

12

section.

13

     (4) Nothing in this section diminishes a facility’s right to appeal pursuant to the

14

provisions of chapter 35 of title 42 (“administrative procedures”).

15

     (d)(1) Pursuant to rules and regulations established by the department, funds that are

16

received from financial penalties shall be used for technical assistance or specialized direct care

17

staff training.

18

     (2) The assessment of a penalty does not supplant the state’s investigation process or

19

issuance of deficiencies or citations under this title.

20

     (3) A notice of noncompliance, whether or not the penalty is waived, and the penalty

21

assessment shall be prominently posted in the nursing facility and included on the department’s

22

website.

23

     (4) Fines for periods prior to the third quarter of 2025 shall be waived and forgiven.

24

     23-17.5-34. Nursing staff posting requirements.

25

     (a) Each nursing facility shall post its daily direct care nurse staff levels by shift in a

26

public place within the nursing facility that is readily accessible to and visible by residents,

27

employees, and visitors. The posting shall be accurate to the actual number of direct care nursing

28

staff on duty for each shift per day. The posting shall be in a format prescribed by the director, to

29

include:

30

     (1) The number of registered nurses, licensed practical nurses, certified nursing assistants,

31

medication technicians, licensed physical therapists, licensed occupational therapists, licensed

32

speech-language pathologists, mental health workers who are also certified nurse assistants, and

33

physical therapist assistants;

34

     (2) The number of temporary, outside agency nursing staff;

 

LC000670 - Page 254 of 270

1

     (3) The resident census as of twelve o’clock (12:00) a.m.; and

2

     (4) Documentation of the use of unpaid eating assistants (if utilized by the nursing facility

3

on that date).

4

     (b) The posting information shall be maintained on file by the nursing facility for no less

5

than three (3) years and shall be made available to the public upon request.

6

     (c) Each nursing facility shall report the information compiled pursuant to section (a) of

7

this section and in accordance with department of health regulations to the department of health

8

on a quarterly basis in an electronic format prescribed by the director. The director shall make

9

this information available to the public on a quarterly basis on the department of health website,

10

accompanied by a written explanation to assist members of the public in interpreting the

11

information reported pursuant to this section.

12

     (d) In addition to the daily direct nurse staffing level reports, each nursing facility shall

13

post the following information in a legible format and in a conspicuous place readily accessible to

14

and visible by residents, employees, and visitors of the nursing facility:

15

     (1) The minimum number of nursing facility direct care staff per shift that is required to

16

comply with the minimum staffing level requirements in § 23-17.5-32; and

17

     (2) The telephone number or internet website that a resident, employee, or visitor of the

18

nursing facility may use to report a suspected violation by the nursing facility of a regulatory

19

requirement concerning staffing levels and direct patient care.

20

     (e) No nursing facility shall discharge or in any manner discriminate or retaliate against

21

any resident of any nursing facility, or any relative, guardian, conservator, or sponsoring agency

22

thereof or against any employee of any nursing facility or against any other person because the

23

resident, relative, guardian, conservator, sponsoring agency, employee, or other person has filed

24

any complaint or instituted or caused to be instituted any proceeding under this chapter, or has

25

testified or is about to testify in any such proceeding or because of the exercise by the resident,

26

relative, guardian, conservator, sponsoring agency, employee, or other person on behalf of

27

himself, herself, or others of any right afforded by §§ 23-17.5-32, 23-17.5-33, and 23-17.5-34.

28

Notwithstanding any other provision of law to the contrary, any nursing facility that violates any

29

provision of this section shall:

30

     (1) Be liable to the injured party for treble damages; and

31

     (2)(i) Reinstate the employee, if the employee was terminated from employment in

32

violation of any provision of this section; or

33

     (ii) Restore the resident to the resident’s living situation prior to such discrimination or

34

retaliation, including the resident’s housing arrangement or other living conditions within the

 

LC000670 - Page 255 of 270

1

nursing facility, as appropriate, if the resident’s living situation was changed in violation of any

2

provision of this section. For purposes of this section, “discriminate or retaliate” includes, but is

3

not limited to, the discharge, demotion, suspension, or any other detrimental change in terms or

4

conditions of employment or residency, or the threat of any such action.

5

     (f)(1) The nursing facility shall prepare an annual report showing the average daily direct

6

care nurse staffing level for the nursing facility by shift and by category of nurse to include:

7

     (i) Registered nurses;

8

     (ii) Licensed practical nurses;

9

     (iii) Certified nursing assistants;

10

     (iv) Medication technicians;

11

     (v) Licensed physical therapists;

12

     (vi) Licensed occupational therapists;

13

     (vii) Licensed speech-language pathologists;

14

     (viii) Mental health workers who are also certified nurse assistants;

15

     (ix) Physical therapist assistants;

16

     (x) The use of registered and licensed practical nurses and certified nursing assistant staff

17

     from temporary placement agencies; and Director of nursing services;

18

     (xi) The nurse and certified nurse assistant turnover rates. Nurse (RNs/LPNs) with

19

     administrative duties,

20

     (xii) Certified Occupational Therapy Assistants;

21

     (xiii) Licensed Respiratory Care Practitioner:

22

     (xiv) Social Workers;

23

     (xv) Activities Director/aides;

24

     (xvi) nurse aide in training;

25

     (xvii) The use of registered and licensed practical nurses and certified nursing assistant

26

     staff from temporary placement agencies; and

27

     (xviii) The nurse and certified nurse assistant turnover rates.

28

     (2) The annual report shall be submitted with the nursing facility’s renewal application

29

and provide data for the previous twelve (12) months and ending on or after September 30, for the

30

year preceding the license renewal year. Annual reports shall be submitted in a format prescribed

31

by the director.

32

     (g) The information on nurse staffing shall be reviewed as part of the nursing facility’s

33

annual licensing survey and shall be available to the public, both in printed form and on the

34

department’s website, by nursing facility.

 

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1

     (h) The director of nurses may act as a charge nurse only when the nursing facility is

2

licensed for thirty (30) beds or less.

3

     (i) Whenever the licensing agency determines, in the course of inspecting a nursing

4

facility, that additional staffing is necessary on any residential area to provide adequate nursing

5

care and treatment or to ensure the safety of residents, the licensing agency may require the

6

nursing facility to provide such additional staffing and any or all of the following actions shall be

7

taken to enforce compliance with the determination of the licensing agency:

8

     (1) The nursing facility shall be cited for a deficiency and shall be required to augment its

9

staff within ten (10) days in accordance with the determination of the licensing agency;

10

     (2) If failure to augment staffing is cited, the nursing facility shall be required to curtail

11

admission to the nursing facility;

12

     (3) If a continued failure to augment staffing is cited, the nursing facility shall be

13

subjected to an immediate compliance order to increase the staffing, in accordance with § 23-1-

14

21; or

15

     (4) The sequence and inclusion or non-inclusion of the specific sanctions may be

16

modified in accordance with the severity of the deficiency in terms of its impact on the quality of

17

resident care.

18

     (j) No nursing staff of any nursing facility shall be regularly scheduled for double shifts.

19

     (k) A nursing facility that fails to comply with the provisions of this chapter, or any rules

20

or regulations adopted pursuant thereto, shall be subject to a penalty as determined by the

21

department.

22

     SECTION 3. Section 33-21.1-23 of the General Laws Chapter 33-21.1 entitled “Deposit

23

of funds” is hereby amended to read as follows:

24

     33-21.1-23. Deposit of funds.

25

     (a) Except as otherwise provided by this section, the administrator shall promptly deposit

26

in the general fund of this state all funds received under this chapter, Rhode Island Baby Bond

27

Trust a one-time $3,000 allocation for each designated beneficiary as defined in § 35-24-1 born in

28

the preceding calendar year, including the proceeds from the sale of abandoned property under § 33-21.1-22

29

§ 33-21.1-22. The administrator shall promptly deposit all remaining funds into the general fund of

30

this state, including the proceeds from the sale of abandoned property under § 33-21.1-22. The

31

administrator shall retain in a separate bank account an amount not less than one hundred thousand

32

dollars ($100,000) from which prompt payment of claims duly allowed must be made by him or

33

her. Before making the deposit, the administrator shall record the name and last known address of

34

each person appearing from the holders’ reports to be entitled to the property and the name and last

 

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1

known address of each insured person or annuitant and beneficiary and with respect to each policy

2

or contract listed in the report of an insurance company its number and the name of the company.

3

The record with the exception of the amount due must be available for public inspection at all

4

reasonable business hours.

5

     (b) Before making any transfer from the account surplus pursuant to subsection (a) to the

6

credit of the general fund, the administrator may deduct:

7

     (1) Any costs in connection with the sale of abandoned property;

8

     (2) Costs of mailing and publication in connection with any abandoned property;

9

     (3) Reasonable service charges;

10

     (4) Costs incurred in examining records of holders of property and in collecting the

11

property from those holders; and

12

     (5) Any other charges, costs or expenses incurred in the administration of this chapter.

13

     SECTION 4. Title 35 of the General Laws entitled “Public Finance” is hereby amended by

14

adding thereto the following chapter:

15

CHAPTER 24

16

RHODE ISLAND BABY BOND TRUST

17

     35-24-1. Definitions.

18

     As used in this chapter:

19

     (1) “Designated beneficiary” means an individual who is: (i) born on or after January 1,

20

2026; and (ii) whose parent or guardian is enrolled in the Rhode Island Works Program pursuant

21

to R.I. Gen. Laws § 40-5.2-1, et seq. within the first twelve (12) months of their life.

22

     (2) “Eligible expenditure” means an expenditure associated with any of the following:

23

     (i) Continuing education of a designated beneficiary at an institution of higher learning,

24

trade school, vocational school, or professional apprenticeship program in Rhode Island;

25

     (ii) Ownership of a home in Rhode Island by a designated beneficiary;

26

     (iii) Ownership of a business with a principal place of business in Rhode Island by a

27

designated beneficiary; or

28

     (iv) Any investment in financial assets or personal capital that provides long-term gains to

29

wages or wealth, as defined by regulation promulgated by the general treasurer.

30

     (3) “Trust” means the Rhode Island Baby Bond Trust, which consists of:

31

     (i) All money from public or private sources appropriated or made available to the state for

32

the benefit of the Trust; and

33

     (ii) All earnings on the money in the trust.

34

     35-24-2. Establishment.

 

LC000670 - Page 258 of 270

1

     (a) There is hereby established the Rhode Island Baby Bond Trust. The trust shall constitute

2

an instrumentality of the state and shall perform essential governmental functions as provided under

3

the provisions of this chapter. The trust shall receive and hold all payments and deposits or

4

contributions intended for the trust, as well as gifts, bequests, endowments or federal, state or local

5

grants and any other funds from any public or private source and all earnings until disbursed in

6

accordance with § 35-24-7.

7

     (b) The amounts on deposit in the trust shall not constitute property of the state and the

8

trust shall not be construed to be a department, institution or agency of the state. Amounts on

9

deposit in the trust shall not be commingled with state funds and the state shall have no claim to or

10

against, or interest in, such funds. Any contract entered into by, or any obligation of, the trust shall

11

not constitute a debt or obligation of the state and the state shall have no obligation to any

12

designated beneficiary or any other person on account of the trust and all amounts obligated to be

13

paid from the trust shall be limited to amounts available for such obligation on deposit in the trust.

14

The amounts on deposit in the trust may only be disbursed in accordance with the provisions of this

15

chapter. The trust shall continue in existence as long as it holds any deposits or has any obligations

16

and until its existence is terminated by law. Upon termination, any unclaimed assets shall return to

17

the state.

18

     (c) The general treasurer shall be responsible for the receipt, maintenance, administration,

19

investigation, and disbursements from the trust. The trust shall not receive deposits in any form

20

other than cash.

21

     35-24-3. Powers of the general treasurer.

22

     (a) The general treasurer, on behalf of the trust and for purposes of the trust, may:

23

     (1) Receive and invest moneys in the trust in any instruments, obligations, securities or

24

property in accordance with the provisions of this chapter;

25

     (2) Enter into one or more contractual agreements, including contracts for legal, actuarial,

26

accounting, custodial, advisory, management, administrative, advertising, marketing and

27

consulting services from the trust and pay for such services from the gains and earnings of the trust;

28

     (3) Procure insurance in connection with the trust’s property, assets, activities or deposits

29

to the trust;

30

     (4) Apply for, accept and expend gifts, grants or donations from public or private sources

31

to enable the trust to carry out its objectives;

32

     (5) Adopt rules and regulations it deems necessary to effectuate the purposes of this

33

chapter;

34

     (6) Sue and be sued;

 

LC000670 - Page 259 of 270

1

     (7) Establish one or more funds within the trust and maintain separate accounts for each

2

designated beneficiary; and

3

     (8) Take any other action necessary to effectuate the purposes of this chapter, and incidental

4

to the duties imposed on the general treasurer pursuant to this chapter.

5

     (b) The general treasurer shall create a process within the office of the general treasurer to

6

determine whether an expenditure proposed by a designated beneficiary is an eligible expenditure

7

before the designated beneficiary is to receive any distribution under § 35-24-7.

8

     35-24-4. Investment of funds in the trust.

9

     Notwithstanding the provisions of § 35-10-12 to § 35-10-14, inclusive, the general

10

treasurer shall invest the amounts on deposit in the trust in a manner reasonable and appropriate to

11

achieve the objectives of the trust, exercising the discretion and care of a prudent person in similar

12

circumstances with similar objectives. The general treasurer shall give due consideration to rate of

13

return, risk, term or maturity, diversification of the portfolio within the trust, liquidity, the projected

14

disbursements of the total portfolio within the trust, liquidity, the projected disbursements and

15

expenditures and the expected payments, deposits, contributions and gifts to be received. The

16

general treasurer shall not require the trust to invest directly in obligations of the state or any

17

political subdivision of the state or in any investment or other fund administered by the general

18

treasurer. The assets of the trust shall be continuously invested and reinvested in a manner

19

consistent with the objectives of the trust until disbursed for eligible expenditures as defined by this

20

act or expended on expenses incurred by the operations of the trust.

21

     35-24-5. Exemption from taxation.

22

     (a) The property of the trust and the earnings on the trust shall be exempt from all taxation

23

by the state and all political subdivisions of the state. Distributions made pursuant to § 35-24-7

24

shall be considered income subject to taxation in accordance with chapter 30 title 44 and shall be

25

subject to federal and state withholdings.

26

     (b) The tax administrator may adopt rules and regulations necessary to monitor, implement,

27

and administer the Rhode Island personal income tax provisions referred to in subsection (a) of this

28

section.

29

     35-24-6. Moneys invested in trust not considered assets or income.

30

     Except as otherwise required by federal law, any money deposited into the trust and

31

credited to a designated beneficiary, and any increase in the values thereof, shall not be used to

32

calculate the personal assets of a designated beneficiary for purposes of determining income

33

eligibility of the designated beneficiary for state or local assistance programs including:

34

     (1) Any disability, medical or other health benefits administered by the state; and

 

LC000670 - Page 260 of 270

1

     (2) Any student loan program, student grant program or other student financial program

2

administered by the state.

3

     35-24-7. Accounting for designated beneficiary. Claim for accounting.

4

     (a) The general treasurer shall establish in the Rhode Island Baby Bond Trust an accounting

5

for each designated beneficiary. Each such account shall include the amount transferred to the trust

6

pursuant to § 35-24-8, plus the designated beneficiary’s pro rata share of total net earnings from

7

investments of sums as determined by the general treasurer and held in the trust.

8

     (b) The Department of Human Services shall notify the office of the general treasurer of

9

the birth or enrollment of each designated beneficiary.

10

     (c) Upon a designated beneficiary’s eighteenth birthday, if such a beneficiary is a resident

11

of the state and has been for the two (2) years immediately preceding receipt of any distribution

12

under this section, such beneficiary shall become eligible to receive the total sum of the accounting

13

under subsection (a) of this section to be used for eligible expenditures.

14

     (d) A designated beneficiary must submit a claim that meets the requirements set forth in

15

this chapter before the designated beneficiary reaches thirty five (35) years of age.

16

     (e) If a designated beneficiary is deceased before their eighteenth birthday, does not submit

17

a timely claim, or is no longer a resident of the state upon reaching thirty five (35) years of age,

18

such accounting shall be credited back to the general fund of the state.

19

     (f) The general treasurer shall furnish each eligible beneficiary with an annual statement

20

relating to the individual’s accounting, which shall include:

21

     (1) A statement of the balance attributable to the individual;

22

     (2) A projection of the balance’s growth by the time the individual attains the age of

23

eighteen (18);

24

     (3) Resources and information to promote financial wellness and literacy of the designated

25

beneficiary; and

26

     (4) Such other information as the general treasurer deems relevant.

27

     35-24-8. Transfer to trust upon birth of designated beneficiary.

28

     (a) Upon the birth of a designated beneficiary, the general treasurer shall allocate three

29

thousand dollars ($3,000) from the trust to be credited toward the accounting of such designated

30

beneficiary pursuant to § 35-24-7.

31

     SECTION 5. This article shall take effect upon passage, except for section 3 and section 4,

32

which shall take effect on July 1, 2026.

 

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1

ARTICLE 11

2

RELATING TO ASSAULT WEAPONS

3

     SECTION 1. Title 11 of the General Laws entitled "CRIMINAL OFFENSES" is hereby

4

amended by adding thereto the following chapter:

5

CHAPTER 47.2

6

ASSAULT WEAPONS

7

     11-47.2-1. Short title.

8

This chapter shall be known and may be cited as the "Rhode Island Assault Weapons Ban

9

of 2025."

10

     11-47.2-2. Definitions.

11

     When used in this chapter:

12

     (1) "Ammunition feeding device" means a magazine, box, drum, tube, belt, feed strip, or

13

device which is capable of holding ammunition to be fed continuously and directly therefrom into

14

a semi-automatic firearm. The term shall not include an attached tubular device which is capable

15

of holding only .22 caliber rimfire ammunition.

16

     (2) "Assault weapon" means:

17

(i) A semi-automatic shotgun that has at least one of the following:

18

(A) A fixed magazine capacity exceeding eight (8) rounds;

19

(B) The ability to accept a detachable magazine, or that may be readily

20

modified to accept a detachable magazine;

21

(C) A folding or telescopic stock; or

22

(D) A grenade launcher.

23

(ii) Any shotgun with a revolving cylinder.

24

(iii) A semi-automatic rifle with a fixed magazine capacity exceeding ten (10)

25

     rounds.

26

(iv) A semi-automatic rifle that has the ability to accept a detachable magazine, or

27

that may be readily modified to accept a detachable magazine, and has at least one

28

of the following features:

29

(A) A folding, telescoping, or detachable stock, or a stock that is otherwise

30

foldable or adjustable in a manner that operates to reduce the length, size,

31

or any other dimension, or otherwise enhances the concealability of the

32

weapon;

33

(B) A bayonet mount;

34

(C) A grenade launcher; or

 

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1

(D) A shroud attached to the barrel or that partially or completely encircles

2

the barrel, allowing the bearer to hold the firearm with the non-trigger hand

3

without being burned, but excluding a slide that encloses the barrel.

4

(v) A semi-automatic pistol that has a fixed magazine capacity exceeding ten (10)

5

rounds.

6

(vi) A semi-automatic pistol that has an ability to accept a detachable magazine, or

7

that may be readily modified to accept a detachable magazine, and has at least one

8

of the following:

9

(A) The capacity to accept an ammunition magazine at a location outside

10

of the pistol grip;

11

(B) A threaded barrel capable of accepting a barrel extender, a non pin-

12

welded flash suppressor, forward handgrip, or silencer;

13

(C) A shroud that is attached to, or partially or completely encircles, the

14

barrel and that permits the shooter to hold the firearm with the non-trigger

15

hand without being burned but excluding a slide that encloses the barrel;

16

(D) A manufactured weight of fifty ounces (50 oz.) or more when the

17

pistol is unloaded; or

18

(E) A buffer tube, arm brace, or other part that protrudes horizontally

19

behind the pistol grip and is designed or redesigned to allow or facilitate

20

firing the weapon from the shoulder.

21

(vii) A semi-automatic firearm that has the capacity to accept belt ammunition

22

feeding device.

23

(viii) Any firearm that has been modified to be operable as an assault weapon as

24

defined in this section.

25

(ix) A combination of parts in the possession or under the control of the same

26

person from which an assault weapon as defined in this section may be readily

27

assembled.

28

(x) "Assault weapon" shall not include a semi-automatic rifle which has an

29

attached tubular device and which is capable of operating only with .22 caliber

30

rimfire ammunition.

31

     (3) "Detachable magazine" means an ammunition feeding device that attaches to a firearm

32

and which can be removed without disassembly of the firearm, including an ammunition feeding

33

device that may be readily removed from a firearm with the use of a bullet, cartridge, accessory, or

34

other tool, or any other object that functions as a tool.

 

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1

     (4) "Federally licensed firearm dealer" means a person who holds a valid federal firearm

2

dealers license issued pursuant to 18 U.S.C. § 923(a).

3

     (6) "Fixed magazine" means an ammunition feeding device that is permanently fixed to the

4

firearm in such a manner that it cannot be removed without disassembly of the firearm, or contained

5

in and not removable from a firearm, or that is otherwise not a detachable magazine, but does not

6

include an attached tubular device designed to accept, and capable of operating only with, .22

7

caliber rimfire ammunition.

8

     (7) "Folding, telescoping, or detachable stock" means a stock that folds, telescopes,

9

detaches or otherwise operates to reduce the length, size, or any other dimension, or otherwise

10

enhances the concealability, of a firearm.

11

     (8) "Forward grip" means a grip or handle located forward of the trigger.

12

     (9) "Grandfathered assault weapon" means any assault weapon for which a certificate of

13

possession has been issued pursuant to § 11-47.2-4.

14

     (10) "Grenade launcher" means a device designed to fire, launch or propel a grenade.

15

     (11) "Pistol grip" means a well-defined handle, similar to that found on a handgun, that

16

protrudes conspicuously beneath the action of the weapon, and which permits the firearm to be held

17

and fired with one hand.

18

     (12) "Secure storage" means a firearm that is stored in a locked container or equipped with

19

a tamper-resistant mechanical lock or other safety device, properly engaged so as to render such

20

weapon inoperable by any person other than the owner or other lawfully authorized user.

21

     (13) "Semi-automatic" means a firearm which fires a single projectile for each single pull

22

of the trigger and is self-reloading or automatically chambers a round, cartridge, or bullet.

23

     (14) "Threaded barrel" means threads on the muzzle end of a barrel and shall include, but

24

not be limited to, any barrel on which a flash suppressor, muzzle brake or silencer has been attached.

25

     11-47.2-3. Restrictions on manufacture, sale, purchase and possession of assault

26

weapons.

27

     (a) No person shall manufacture, sell, offer to sell, transfer, purchase, possess, or have

28

under his or her control an assault weapon, except as otherwise authorized under this section. Any

29

person convicted of violating this subsection shall be punished by imprisonment of not more than

30

ten (10) years, or by a fine up to ten thousand dollars ($10,000), and the assault weapon shall be

31

subject to forfeiture.

32

     (b) Subsection (a) of this section shall not apply to:

33

(1) A person who, on the effective date of this chapter, lawfully possessed an

34

assault weapon and who, within one year of the effective date of this chapter:

 

LC000670 - Page 264 of 270

1

(i) Registers the assault weapon with the police department in the city or

2

town where the person resides or, if there is no such police department or

3

the person resides out of state, with the Rhode Island state police in

4

accordance with the provisions of this chapter; or

5

(ii) Renders the assault weapon permanently inoperable, as provided in

6

subsection (f) of this section; or

7

(iii) Surrenders the assault weapon to the police department in the city or

8

town where the person resides, or, if there is no such police department or

9

the person resides out of state, to the Rhode Island state police, in

10

accordance with the procedures for surrender of weapons set forth by the

11

police department or the Rhode Island state police;

12

(iv) Surrenders the assault weapon to any police station or other location

13

designated as a site of a bona fide “gun buy-back” program, but only if

14

said weapon is unloaded and any ammunition for said weapon is not

15

readily or directly accessible from the passenger compartment of such

16

vehicle while transporting same and further provided, that in the case of a

17

vehicle without a compartment separate from the passenger compartment,

18

the weapon or the ammunition shall be stored in a locked container; or

19

(v) Transfers or sells the assault weapon to a federally licensed firearm

20

dealer or person or firm lawfully entitled to own or possess such weapon.

21

(2) A federally licensed firearms dealer who manufactures, purchases, possesses

22

or has under his or her control an assault weapon, or who sells, offers to sell, or

23

transfers an assault weapon to another federally licensed firearms dealer, to an

24

entity identified in subsection (b)(3) of this section, or to an individual outside the

25

state who may lawfully possess such weapon.

26

(3) A law enforcement agency, acting under authority of the United States, the

27

State or any of its political subdivisions, to import, possess, or transfer an assault

28

weapon.

29

(4) A law enforcement officer to possess or have under his or her control an assault

30

weapon received through the authority of the United States or any department or

31

agency thereof; a state or a department, agency, or political subdivision thereof; a

32

municipality or a department or agency thereof or a federally recognized Indian

33

tribe or a department or agency thereof for purposes of employment provided said

34

officer is not otherwise prohibited from receiving such a weapon and who is either:

 

LC000670 - Page 265 of 270

1

(i) Exempt under §§ 11-47-9 and 11-47-9.1; or

2

(ii) A qualified law enforcement officer under 18 U.S.C. 926B(c) and who

3

is carrying the identification required by 18 U.S.C. 926B(d);

4

     (d) Notwithstanding subsection (a), an active duty member of the armed forces of the

5

United States or the national guard, or a member of the United States military reserves, may possess

6

or have under his or her control an assault weapon when he or she is acting in the commission of

7

the member’s official duty.

8

     (e) If the holder of a certificate to possess an assault weapon dies, or if the owner of an

9

assault weapon which has been registered pursuant to this chapter dies, then the heir(s) or estate of

10

the deceased person shall have one hundred eighty (180) days from the date of death to transfer the

11

firearm to a federally licensed firearm dealer or person or firm lawfully entitled to own or possess

12

such firearm; voluntarily surrender the firearm to the police department in the city or town where

13

the deceased resided, or to the Rhode Island state police; remove the assault weapon from the state;

14

within ninety (90) days of obtaining title, register the assault weapon in accordance with the

15

provisions of § 11-47.2-4; or, render such weapon permanently inoperable.

16

     (f) If the owner of an assault weapon elects to render such weapon permanently inoperable,

17

the owner shall file a certification under penalty of perjury on a form prescribed by the

18

superintendent of the state police indicating the date on which the assault weapon was rendered

19

permanently inoperable. This certification shall be filed with either the chief law enforcement

20

officer of the municipality in which the owner resides or, if there is no such police department or

21

in the case of an owner who resides outside this state but stores or possesses an assault weapon in

22

this state, with the superintendent of the state police. For purposes of this section, "permanently

23

inoperable" shall mean that the assault weapon is altered in such a manner that it is incapable of

24

discharging a shot by means of an explosive and incapable of being readily restored to a firing

25

condition.

26

     11-47.2-4. Registration of assault weapons.

27

     (a) Notwithstanding the provisions of § 11-47-41, the owner of an assault weapon lawfully

28

possessed on or before the effective date of this statute shall have one year from the effective date

29

of this statute to register that weapon. To register an assault weapon, the owner shall:

30

(1) Complete an assault weapon registration statement, in the form to be prescribed

31

by the superintendent of the state police;

32

(2) Submit to a fingerprint-supported criminal background check to ascertain

33

whether the person is disqualified from the lawful possession of firearms; and,

34

(3) Pay a registration fee of twenty-five dollars ($25.00) per each person

 

LC000670 - Page 266 of 270

1

registering one or more assault weapons;

2

     (b) The information to be provided in the registration statement shall include:

3

(1) The full name, date of birth, address, motor vehicle operator’s license number

4

or state identification card number of the registrant;

5

(2) The make, model, caliber, and serial number of the assault weapon being

6

registered; and

7

(3) Each registration statement shall be signed by the registrant, and the signature

8

shall constitute a representation of the accuracy of the information contained in the

9

registration statement.

10

     (c) For an applicant who resides in a municipality with an organized full-time police

11

department, the registration shall take place at the main office of the police department. For all

12

other applicants, the registration shall take place at a Rhode Island state police barracks.

13

     (d) Within ninety (90) days of the effective date of this chapter, the superintendent of the

14

state police shall prepare the registration statement as described in subsection (a) of this section and

15

a certificate of inoperability as described in § 11-47.2-3(f), and shall provide a suitable supply of

16

such statements to each organized full-time municipal police department and each state police

17

barracks.

18

     (e) One copy of the completed assault weapons registration statement shall be returned to

19

the registrant and shall constitute a certificate of possession of that assault weapon. A second copy

20

shall be sent to the superintendent, and, if the registration takes place at a municipal police

21

department, a third copy shall be retained by that municipal police department. A fourth copy of

22

the registration statement shall be sent to the attorney general.

23

     (f) A certificate of possession shall only authorize the possession of the assault weapon

24

specified in the certificate. Any person in possession of multiple assault weapons on the effective

25

date of this chapter must submit a separate registration statement to obtain a certificate of

26

possession for each of the assault weapons of which they wish to retain possession; provided,

27

however, that only one registration fee of twenty-five dollars ($25.00) shall be collected pursuant

28

to subsection (a)(3) of this section.

29

     (g) The name and address of a person issued a certificate of possession shall be kept

30

confidential and shall not be disclosed without a lawful court order, except such records may be

31

disclosed to state or federal law enforcement officers and state and federal probation and parole

32

officers acting in the performance of their duties.

33

     11-47.2-5. Use and possession of assault weapons with certificate of possession.

34

     (a) Any person who has been issued a certificate of possession for an assault weapon as

 

LC000670 - Page 267 of 270

1

provided for in this chapter, may possess the assault weapon only under the following conditions:

2

(1) At that person's residence, or place of business or other property owned by that

3

person, except the grandfathered assault weapon shall be kept in secure storage

4

when not in the immediate possession and control and as required by § 11-47-60.1;

5

(2) While on a target range which holds a regulatory or business license for the

6

purpose of practicing shooting at that target range;

7

(3) While on the premises of a licensed shooting club;

8

(4) While attending any exhibition, display or educational project which is about

9

firearms and which is sponsored by, conducted under the auspices of, or approved

10

by a law enforcement agency or a nationally or state recognized entity that fosters

11

proficiency in, or promotes education about, firearms;

12

(5) While transporting the grandfathered assault weapon to any federally licensed

13

firearm dealer for servicing, repair or sale; or

14

(6) While transporting an assault weapon for lawful use between any of the places

15

set forth in subsections (a)(1) through (a)(5) of this section or for lawful use out-

16

of-state; provided, the assault weapon is placed in a secure storage.

17

     (b) Any person who violates the provisions of subsection (a) of this section, shall be fined

18

not more than two thousand five hundred dollars ($2,500) or imprisoned not more than three (3)

19

years, or both, and shall be subject to forfeiture of the assault weapon pursuant to § 11-47-22.

20

     11-47.2-6. Licensed firearm dealers -- Certificate of transfer.

21

     (a) If an owner of a grandfathered assault weapon sells or transfers the assault weapon to a

22

federally licensed firearm dealer, such dealer shall, at the time of delivery of the firearm, in addition

23

to any other reports required by law, execute a certificate of transfer and cause copies of the

24

certificate of transfer to be mailed or delivered to the superintendent of the state police and the

25

attorney general.

26

     (b) The certificate of transfer shall contain:

27

(1) The date of sale or transfer;

28

(2) The full name, date of birth, address, motor vehicle operator’s license number

29

or state identification card number of the seller or transferor;

30

(3) The federally licensed firearm dealer's federal firearms license number and

31

seller or transferor's certificate of possession number; and

32

(4) A description of the grandfathered assault weapon, including the caliber of the

33

assault weapon and its make, model and serial number.

34

     (c) The federally licensed firearm dealer shall retain possession of the seller or transferor’s

 

LC000670 - Page 268 of 270

1

certificate of possession and affix the certificate of possession to the certificate of transfer before

2

mailing or delivering copies of the certificate of transfer to the superintendent of the state police

3

and the attorney general.

4

     (d) A federally licensed firearm dealer may receive and possess a lawfully grandfathered

5

assault weapon at their business premises, lawfully transport the grandfathered assault weapon

6

between dealers or out of the state, or lawfully sell or transfer the firearm outside the state.

7

     (e) A federally licensed firearm dealer may take possession of a grandfathered assault

8

weapon for the purposes of servicing or repair from any person to whom certificate of possession

9

for such weapon has been issued pursuant this chapter.

10

     (f) A federally licensed firearm dealer may temporarily transfer possession of a

11

grandfathered assault weapon received pursuant to subsection (a) of this section to another federally

12

licensed firearm dealer for the purpose of servicing or repairing the firearm.

13

     11-47.2-7. Severability.

14

     If any provisions of the act or the application thereof to any person or circumstances is held

15

invalid, such invalidity shall not affect any other provisions or applications of this act, which can

16

be given effect without the invalid provision or application, and to this end the provisions of this

17

act are declared to be severable.

18

     SECTION 2. This article shall take effect upon passage.

 

LC000670 - Page 269 of 270

1

ARTICLE 12

2

RELATING TO EFFECTIVE DATE

3

SECTION 1. This act shall take effect as of July 1, 2025, except as otherwise

4

     provided herein.

5

     SECTION 2. This article shall take effect upon passage.

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LC000670

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