2025 -- H 5067 | |
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LC000297 | |
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STATE OF RHODE ISLAND | |
IN GENERAL ASSEMBLY | |
JANUARY SESSION, A.D. 2025 | |
____________ | |
A N A C T | |
RELATING TO BUSINESSES AND PROFESSIONS -- DIETITIAN LICENSURE COMPACT | |
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Introduced By: Representatives McNamara, Donovan, Solomon, Ackerman, Noret, | |
Date Introduced: January 16, 2025 | |
Referred To: House Corporations | |
It is enacted by the General Assembly as follows: | |
1 | SECTION 1. Title 5 of the General Laws entitled "BUSINESSES AND PROFESSIONS" |
2 | is hereby amended by adding thereto the following chapter: |
3 | CHAPTER 64.2 |
4 | DIETITIAN LICENSURE COMPACT |
5 | 5-64.2-1. Short title. |
6 | This chapter shall be known and may be cited as "Dietitian Licensure Compact". |
7 | 5-64.2-2. Purpose. |
8 | The purpose of this chapter is to facilitate interstate practice of dietetics with the goal of |
9 | improving public access to dietetics services. This chapter preserves the regulatory authority of the |
10 | state to protect public health and safety through the current system of state licensure, while also |
11 | providing for licensure portability through a compact privilege granted to qualifying professionals. |
12 | 5-64.2-3. Definitions. |
13 | For purposes of this section, the following terms shall have the following meanings: |
14 | (1) "ACEND" means the Accreditation Council for Education in Nutrition and Dietetics or |
15 | its successor organization. |
16 | (2) "Active military member" means any individual with full-time duty status in the active |
17 | armed forces of the United States, including members of the National Guard and Reserve. |
18 | (3) "Adverse action" means any administrative, civil, equitable or criminal action permitted |
19 | by a state's laws which is imposed by a licensing authority or other authority against a licensee, |
| |
1 | including actions against an individual's license or compact privilege such as revocation, |
2 | suspension, probation, monitoring of the licensee, limitation on the licensee's practice, or any other |
3 | encumbrance on licensure affecting a licensee's authorization to practice, including issuance of a |
4 | cease and desist action. |
5 | (4) "Alternative program" means a non-disciplinary monitoring or practice remediation |
6 | process approved by a licensing authority. |
7 | (5) "CDR" means the Commission on Dietetic Registration or its successor organization |
8 | (6) "Charter member state" means any member state which enacted the compact by law |
9 | before the effective date pursuant to § 5-64.2-13. |
10 | (7) "Compact commission" means the government agency whose membership consists of |
11 | all states that have enacted the compact, which is known as the dietitian licensure compact |
12 | commission, pursuant to § 5-64.2-9, and which shall operate as an instrumentality of the member |
13 | states. |
14 | (8) "Compact privilege" means a legal authorization, which is equivalent to a license, |
15 | permitting the practice of dietetics in a remote state. |
16 | (9) "Continuing education" means a requirement, as a condition of license renewal, to |
17 | provide evidence of participation in, and completion of, educational and professional activities |
18 | relevant to practice or area of work. |
19 | (10) "Current significant investigative information" means: |
20 | (i) Investigative information that a licensing authority, after a preliminary inquiry that |
21 | includes notification and an opportunity for the subject licensee to respond, if required by state law, |
22 | has reason to believe is not groundless and, if proved true, would indicate more than a minor |
23 | infraction; or |
24 | (ii) Investigative information that indicates that the subject licensee represents an |
25 | immediate threat to public health and safety regardless of whether the subject licensee has been |
26 | notified and had an opportunity to respond. |
27 | (11) "Data system" means a repository of information about licensees, including, but not |
28 | limited to, continuing education, examination, licensure, investigative, compact privilege and |
29 | adverse action information. |
30 | (12) "Encumbered license" means a license in which an adverse action restricts a licensee's |
31 | ability to practice dietetics. |
32 | (13) "Encumbrance" means a revocation or suspension of, or any limitation on a licensee's |
33 | full and unrestricted practice of dietetics by a licensing authority. |
34 | (14) "Executive committee" means a group of delegates elected or appointed to act on |
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1 | behalf of, and within the powers granted to them by, the compact, and the compact commission. |
2 | (15) "Home state" means the member state that is the licensee's primary state of residence |
3 | or that has been designated pursuant to § 5-64.2-7. |
4 | (16) "Investigative information" means information, records, and documents received or |
5 | generated by a licensing authority pursuant to an investigation. |
6 | (17) "Jurisprudence requirement" means an assessment of an individual's knowledge of the |
7 | state laws and regulations governing the practice of dietetics in such state. |
8 | (18) "License" means an authorization from a member state to either: |
9 | (i) Engage in the practice of dietetics (including medical nutrition therapy); or |
10 | (ii) Use the title "dietitian," "licensed dietitian," "licensed dietitian nutritionist," "certified |
11 | dietitian," or other title describing a substantially similar practitioner as the compact commission |
12 | may further define by rule. |
13 | (19) "Licensee" or "licensed dietitian" means an individual who currently holds a license |
14 | and who meets all of the requirements set forth in § 5-64.2-5. |
15 | (20) "Licensing authority" means the board or agency of a state, or equivalent, that is |
16 | responsible for the licensing and regulation of the practice of dietetics. |
17 | (21) "Member state" means a state that has enacted the compact. |
18 | (22) "Practice of dietetics" means the synthesis and application of dietetics, primarily for |
19 | the provision of nutrition care services, including medical nutrition therapy, in person or via |
20 | telehealth, to prevent, manage, or treat diseases or medical conditions and promote wellness. |
21 | (23) "Registered dietitian" means a person who: |
22 | (i) Has completed applicable education, experience, examination, and recertification |
23 | requirements approved by CDR; |
24 | (ii) Is credentialed by CDR as a registered dietitian or a registered dietitian nutritionist; and |
25 | (iii) Is legally authorized to use the title registered dietitian or registered dietitian |
26 | nutritionist and the corresponding abbreviations "RD" or "RDN." |
27 | (24) "Remote state" means a member state other than the home state, where a licensee is |
28 | exercising or seeking to exercise a compact privilege. |
29 | (25) "Rule" means a regulation promulgated by the compact commission that has the force |
30 | of law. |
31 | (26) "Single state license" means a license issued by a member state within the issuing state |
32 | and does not include a compact privilege in any other member state. |
33 | (27) "State" means any state, commonwealth, district, or territory of the United States of |
34 | America. |
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1 | (28) "Unencumbered license" means a license that authorizes a licensee to engage in the |
2 | full and unrestricted practice of dietetics. |
3 | 5-64.2-4. State participation in the compact. |
4 | (a) To participate in the compact, a state must currently: |
5 | (1) License and regulate the practice of dietetics; and |
6 | (2) Have a mechanism in place for receiving and investigating complaints about licensees. |
7 | (b) A member state shall: |
8 | (1) Participate fully in the compact commission's data system, including using the unique |
9 | identifier as defined in rules; |
10 | (2) Notify the compact commission, in compliance with the terms of the compact and rules, |
11 | of any adverse action or the availability of current significant investigative information regarding |
12 | a licensee; |
13 | (3) Implement or utilize procedures for considering the criminal history record information |
14 | of applicants for an initial compact privilege. These procedures shall include the submission of |
15 | fingerprints or other biometric-based information by applicants for the purpose of obtaining an |
16 | applicant's criminal history record information from the federal bureau of investigation and the |
17 | agency responsible for retaining that state's criminal records; |
18 | (i) A member state must fully implement a criminal history record information |
19 | requirement, within a time frame established by rule, which includes receiving the results of the |
20 | federal bureau of investigation record search and shall use those results in determining compact |
21 | privilege eligibility. |
22 | (ii) Communication between a member state and the compact commission or among |
23 | member states regarding the verification of eligibility for a compact privilege shall not include any |
24 | information received from the federal bureau of investigation relating to a federal criminal history |
25 | record information check performed by a member state. |
26 | (4) Comply with and enforce the rules of the compact commission; |
27 | (5) Require an applicant for a compact privilege to obtain or retain a license in the licensee's |
28 | home state and meet the home state's qualifications for licensure or renewal of licensure, as well as |
29 | all other applicable state laws; and |
30 | (6) Recognize a compact privilege granted to a licensee who meets all of the requirements |
31 | outlined in § 5-64.2-5 in accordance with the terms of the compact and rules. |
32 | (c) Member states may set and collect a fee for granting a compact privilege. |
33 | (d) Individuals not residing in a member state shall continue to be able to apply for a |
34 | member state's single state license as provided under the laws of each member state. However, the |
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1 | single state license granted to these individuals shall not be recognized as granting a compact |
2 | privilege to engage in the practice of dietetics in any other member state. |
3 | (e) Nothing in this chapter shall affect the requirements established by a member state for |
4 | the issuance of a single state license. |
5 | (f) At no point shall the compact commission have the power to define the requirements |
6 | for the issuance of a single state license to practice dietetics. The member states shall retain sole |
7 | jurisdiction over the provision of these requirements. |
8 | 5-64.2-5. Compact privilege. |
9 | (a) To exercise the compact privilege under the terms and provisions of this chapter, the |
10 | licensee shall: |
11 | (1) Satisfy one of the following: |
12 | (i) Hold a valid current registration that gives the applicant the right to use the term |
13 | registered dietitian; or |
14 | (ii) Complete all of the following: |
15 | (A) An education program which is either: |
16 | (I) A master's degree or doctoral degree that is programmatically accredited by ACEND or |
17 | a dietetics accrediting agency recognized by the United States Department of Education, which the |
18 | compact commission may by rule determine, and from a college or university accredited at the time |
19 | of graduation by the appropriate regional accrediting agency recognized by the council on higher |
20 | education accreditation and the United States Department of Education. |
21 | (II) An academic degree from a college or university in a foreign country equivalent to the |
22 | degree described in subsection (a) of this section, that is programmatically accredited by ACEND |
23 | or a dietetics accrediting agency recognized by the United States Department of Education, which |
24 | the compact commission may by rule determine. |
25 | (B) A planned, documented, supervised practice experience in dietetics that is |
26 | programmatically accredited by ACEND, or a dietetics accrediting agency recognized by the |
27 | United States Department of Education which the compact commission may by rule determine and |
28 | which involves at least one thousand (1,000) hours of practice experience under the supervision of |
29 | a registered dietitian or a licensed dietitian. |
30 | (C) Successful completion of either: |
31 | (I) The registration examination for dietitians administered by CDR; or |
32 | (II) A national credentialing examination for dietitians approved by the compact |
33 | commission by rule; such completion being no more than five (5) years prior to the date of the |
34 | licensee's application for initial licensure and accompanied by a period of continuous licensure |
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1 | thereafter, all of which may be further governed by the rules of the compact commission. |
2 | (2) Hold an unencumbered license in the home state; |
3 | (3) Notify the compact commission that the licensee is seeking a compact privilege within |
4 | a remote state(s); |
5 | (4) Pay any applicable fees, including any state fee, for the compact privilege; |
6 | (5) Meet any jurisprudence requirements established by the remote state(s) in which the |
7 | licensee is seeking a compact privilege; and |
8 | (6) Report to the compact commission any adverse action, encumbrance, or restriction on |
9 | a license taken by any non-member state within thirty (30) days from the date the action is taken. |
10 | (b) The compact privilege is valid until the expiration date of the home state license. To |
11 | maintain a compact privilege, renewal of the compact privilege shall be congruent with the renewal |
12 | of the home state license as the compact commission may define by rule. The licensee must comply |
13 | with the requirements of subsection (a) of this section to maintain the compact privilege in the |
14 | remote state(s). |
15 | (c) A licensee exercising a compact privilege shall adhere to the laws and regulations of |
16 | the remote state. Licensees shall be responsible for educating themselves on, and complying with, |
17 | any and all state laws relating to the practice of dietetics in such remote state. |
18 | (d) Notwithstanding anything to the contrary provided in this chapter, a licensee exercising |
19 | a compact privilege shall not be required to complete continuing education requirements required |
20 | by a remote state. A licensee exercising a compact privilege is only required to meet any continuing |
21 | education requirements as required by the home state. |
22 | 5-64.2-6. Obtaining a new home state license based on a compact privilege. |
23 | (a) A licensee may hold a home state license, which allows for a compact privilege in other |
24 | member states, in only one member state at a time. |
25 | (b) If a licensee changes home state by moving between two (2) member states: |
26 | (1) The licensee shall file an application for obtaining a new home state license based on a |
27 | compact privilege, pay all applicable fees, and notify the current and new home state in accordance |
28 | with the rules of the compact commission. |
29 | (2) Upon receipt of an application for obtaining a new home state license by virtue of a |
30 | compact privilege, the new home state shall verify that the licensee meets the criteria set forth in § |
31 | 5-64.2-5 via the data system, and require that the licensee complete the following: |
32 | (i) Federal bureau of investigation fingerprint based criminal history record information |
33 | check; |
34 | (ii) Any other criminal history record information required by the new home state; and |
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1 | (iii) Any jurisprudence requirements of the new home state. |
2 | (3) The former home state shall convert the former home state license into a compact |
3 | privilege once the new home state has activated the new home state license in accordance with |
4 | applicable rules adopted by the compact commission. |
5 | (4) Notwithstanding any other provision of this chapter, if the licensee cannot meet the |
6 | criteria set forth in § 5-64.2-5, the new home state may apply its requirements for issuing a new |
7 | single state license. |
8 | (5) The licensee shall pay all applicable fees to the new home state in order to be issued a |
9 | new home state license. |
10 | (c) If a licensee changes their state of residence by moving from a member state to a non- |
11 | member state, or from a non-member state to a member state, the state criteria shall apply for |
12 | issuance of a single state license in the new state. |
13 | (d) Nothing in this chapter shall interfere with a licensee's ability to hold a single state |
14 | license in multiple states; however, for the purposes of this chapter, a licensee shall have only one |
15 | home state license. |
16 | (e) Nothing in this chapter shall affect the requirements established by a member state for |
17 | the issuance of a single state license. |
18 | 5-64.2-7. Active military members and spouses. |
19 | An active military member, or their spouse, shall designate a home state where the |
20 | individual has a current license in good standing. The individual may retain the home state |
21 | designation during the period the service member is on active duty. |
22 | 5-64.2-8. Adverse actions. |
23 | (a) In addition to the other powers conferred by state law, a remote state shall have the |
24 | authority, in accordance with existing state due process law, to: |
25 | (1) Take adverse action against a licensee's compact privilege within that member state; |
26 | and |
27 | (2) Issue subpoenas for both hearings and investigations that require the attendance and |
28 | testimony of witnesses as well as the production of evidence. Subpoenas issued by a licensing |
29 | authority in a member state for the attendance and testimony of witnesses or the production of |
30 | evidence from another member state shall be enforced in the latter state by any court of competent |
31 | jurisdiction, according to the practice and procedure applicable to subpoenas issued in proceedings |
32 | pending before that court. The issuing authority shall pay any witness fees, travel expenses, |
33 | mileage, and other fees required by the service statutes of the state in which the witnesses or |
34 | evidence are located. |
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1 | (b) Only the home state shall have the power to take adverse action against a licensee's |
2 | home state license. |
3 | (c) For purposes of taking adverse action, the home state shall give the same priority and |
4 | effect to reported conduct received from a member state as it would if the conduct had occurred |
5 | within the home state. In so doing, the home state shall apply its own state laws to determine |
6 | appropriate action. |
7 | (d) The home state shall complete any pending investigations of a licensee who changes |
8 | home states during the course of the investigations. The home state shall also have authority to take |
9 | appropriate action(s) and shall promptly report the conclusions of the investigations to the |
10 | administrator of the data system. The administrator of the data system shall promptly notify the |
11 | new home state of any adverse actions. |
12 | (e) A member state, if otherwise permitted by state law, may recover from the affected |
13 | licensee the costs of investigations and dispositions of cases resulting from any adverse action taken |
14 | against that licensee. |
15 | (f) A member state may take adverse action based on the factual findings of another remote |
16 | state; provided that, the member state follows its own procedures for taking the adverse action. |
17 | (g) Joint investigations: |
18 | (1) In addition to the authority granted to a member state by its respective state law, any |
19 | member state may participate with other member states in joint investigations of licensees. |
20 | (2) Member states shall share any investigative, litigation, or compliance materials in |
21 | furtherance of any joint investigation initiated under the chapter. |
22 | (h) If adverse action is taken by the home state against a licensee's home state license |
23 | resulting in an encumbrance on the home state license, the licensee's compact privilege(s) in all |
24 | other member states shall be revoked until all encumbrances have been removed from the home |
25 | state license. All home state disciplinary orders that impose adverse action against a licensee shall |
26 | include a statement that the licensee's compact privileges are revoked in all member states during |
27 | the pendency of the order. |
28 | (i) Once an encumbered license in the home state is restored to an unencumbered license |
29 | (as certified by the home state's licensing authority), the licensee must meet the requirements of § |
30 | 5-64.2-5 and follow the administrative requirements to reapply to obtain a compact privilege in any |
31 | remote state. |
32 | (j) If a member state takes adverse action, it shall promptly notify the administrator of the |
33 | data system. The administrator of the data system shall promptly notify the other member states |
34 | state of any adverse actions. |
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1 | (k) Nothing in this chapter shall override a member state's decision that participation in an |
2 | alternative program may be used in lieu of adverse action. |
3 | 5-64.2-9. Establishment of the dietitian licensure compact commission. |
4 | (a) The compact member states hereby create and establish a joint government agency |
5 | whose membership consists of all member states that have enacted the compact known as the |
6 | dietitian licensure compact commission. The compact commission is an instrumentality of the |
7 | compact states acting jointly and not an instrumentality of any one state. The compact commission |
8 | shall come into existence on or after the effective date of the compact as set forth in § 5-64.2-13. |
9 | (b) Membership, voting, and meetings |
10 | (1) Each member state shall have and be limited to one delegate selected by that member |
11 | state's licensing authority. |
12 | (2) The delegate shall be the primary administrator of the licensing authority or their |
13 | designee. |
14 | (3) The compact commission shall by rule or bylaw establish a term of office for delegates |
15 | and may by rule or bylaw establish term limits. |
16 | (4) The compact commission may recommend removal or suspension of any delegate from |
17 | office. |
18 | (5) A member state's licensing authority shall fill any vacancy of its delegate occurring on |
19 | the compact commission within sixty (60) days of the vacancy. |
20 | (6) Each delegate shall be entitled to one vote on all matters before the compact |
21 | commission requiring a vote by the delegates. |
22 | (7) Delegates shall meet and vote by such means as set forth in the bylaws. The bylaws |
23 | may provide for delegates to meet and vote in-person or by telecommunication, video conference, |
24 | or other means of communication. |
25 | (8) The compact commission shall meet at least once during each calendar year. Additional |
26 | meetings may be held as set forth in the bylaws. The compact commission may meet in person or |
27 | by telecommunication, video conference, or other means of communication. |
28 | (c) The compact commission shall have the following powers: |
29 | (1) Establish the fiscal year of the compact commission; |
30 | (2) Establish code of conduct and conflict of interest policies; |
31 | (3) Establish and amend rules and bylaws; |
32 | (4) Maintain its financial records in accordance with the bylaws; |
33 | (5) Meet and take such actions as are consistent with the provisions of this compact, the |
34 | compact commission's rules, and the bylaws; |
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1 | (6) Initiate and conclude legal proceedings or actions in the name of the compact |
2 | commission; provided that, the standing of any licensing authority to sue or be sued under |
3 | applicable law shall not be affected; |
4 | (7) Maintain and certify records and information provided to a member state as the |
5 | authenticated business records of the compact commission, and designate an agent to do so on the |
6 | compact commission's behalf; |
7 | (8) Purchase and maintain insurance and bonds; |
8 | (9) Borrow, accept, or contract for services of personnel, including, but not limited to, |
9 | employees of a member state; |
10 | (10) Conduct an annual financial review; |
11 | (11) Hire employees, elect or appoint officers, fix compensation, define duties, grant such |
12 | individuals appropriate authority to carry out the purposes of the compact, and establish the |
13 | compact commission's personnel policies and programs relating to conflicts of interest, |
14 | qualifications of personnel, and other related personnel matters; |
15 | (12) Assess and collect fees; |
16 | (13) Accept any and all appropriate donations, grants of money, other sources of revenue, |
17 | equipment, supplies, materials, services, and gifts, and receive, utilize, and dispose of the same; |
18 | provided that, at all times the compact commission shall avoid any actual or appearance of |
19 | impropriety or conflict of interest; |
20 | (14) Lease, purchase, retain, own, hold, improve, or use any property, real, personal, or |
21 | mixed, or any undivided interest therein; |
22 | (15) Sell, convey, mortgage, pledge, lease, exchange, abandon, or otherwise dispose of any |
23 | property real, personal, or mixed; |
24 | (16) Establish a budget and make expenditures; |
25 | (17) Borrow money; |
26 | (18) Appoint committees, including standing committees, composed of members, state |
27 | regulators, state legislators or their representatives, and consumer representatives, and such other |
28 | interested persons as may be designated in this compact or the bylaws; |
29 | (19) Provide and receive information from, and cooperate with, law enforcement agencies; |
30 | (20) Establish and elect an executive committee, including a chair and a vice chair; |
31 | (21) Determine whether a state's adopted language is materially different from the model |
32 | compact language such that the state would not qualify for participation in the compact; and |
33 | (22) Perform such other functions as may be necessary or appropriate to achieve the |
34 | purposes of this compact. |
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1 | (d) Executive committee. |
2 | (1) The executive committee shall have the power to act on behalf of the compact |
3 | commission according to the terms of the compact. The powers, duties, and responsibilities of the |
4 | executive committee shall include: |
5 | (i) Oversee the day-to-day activities of the administration of the compact including |
6 | enforcement and compliance with the provisions of the compact, its rules and bylaws, and other |
7 | such duties as deemed necessary; |
8 | (ii) Recommend to the compact commission changes to the rules or bylaws, changes to this |
9 | compact legislation, fees charged to compact member states, fees charged to licensees, and other |
10 | fees; |
11 | (iii) Ensure compact administration services are appropriately provided, including by |
12 | contract; |
13 | (iv) Prepare and recommend the budget; |
14 | (v) Maintain financial records on behalf of the compact commission; |
15 | (vi) Monitor compact compliance of member states and provide compliance reports to the |
16 | compact commission; |
17 | (vii) Establish additional committees as necessary; |
18 | (viii) Exercise the powers and duties of the compact commission during the interim |
19 | between compact commission meetings, except for adopting or amending rules, adopting or |
20 | amending bylaws, and exercising any other powers and duties expressly reserved to the compact |
21 | commission by rule or bylaw; and |
22 | (vix) Other duties as provided in the rules or bylaws of the compact commission. |
23 | (2) The executive committee shall be composed of nine (9) members: |
24 | (i) The chair and vice chair of the compact commission shall be voting members of the |
25 | executive committee; |
26 | (ii) Five (5) voting members from the current membership of the compact commission, |
27 | elected by the compact commission; |
28 | (iii) One exofficio, nonvoting member from a recognized professional association |
29 | representing dietitians; and |
30 | (iv) One exofficio, nonvoting member from a recognized national credentialing |
31 | organization for dietitians. |
32 | (3) The compact commission may remove any member of the executive committee as |
33 | provided in the compact commission's bylaws. |
34 | (4) The executive committee shall meet at least annually. |
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1 | (i) Executive committee meetings shall be open to the public, except that the executive |
2 | committee may meet in a closed, non-public meeting as provided in subsection (f) of this section. |
3 | (ii) The executive committee shall give thirty (30) days notice of its meetings, posted on |
4 | the website of the compact commission and as determined to provide notice to persons with an |
5 | interest in the business of the compact commission. |
6 | (iii) The executive committee may hold a special meeting in accordance with subsection |
7 | (f) of this section. |
8 | (e) The compact commission shall adopt and provide to the member states an annual report. |
9 | (f) Meetings of the compact commission |
10 | (1) All meetings shall be open to the public, except that the compact commission may meet |
11 | in a closed, non-public meeting as provided in subsection (f)(2) of this section. |
12 | (i) Public notice for all meetings of the full compact commission shall be given in the same |
13 | manner as required under the rulemaking provisions in § 5-64.2-13, except that the compact |
14 | commission may hold a special meeting as provided in subsection (f)(1)(ii) of this section. |
15 | (ii) The compact commission may hold a special meeting when it must meet to conduct |
16 | emergency business by giving twenty-four (24) hours notice to all member states, on the compact |
17 | commission's website, and other means as provided in the compact commission's rules. The |
18 | compact commission's legal counsel shall certify that the compact commission's need to meet |
19 | qualifies as an emergency. |
20 | (2) The compact commission or the executive committee or other committees of the |
21 | compact commission may convene in a closed, non-public meeting for the compact commission or |
22 | executive committee or other committees of the compact commission to receive legal advice or to |
23 | discuss: |
24 | (i) Non-compliance of a member state with its obligations under the compact; |
25 | (ii) The employment, compensation, discipline, or other matters, practices, or procedures |
26 | related to specific employees; |
27 | (iii) Current or threatened discipline of a licensee by the compact commission or by a |
28 | member state's licensing authority; |
29 | (iv) Current, threatened, or reasonably anticipated litigation; |
30 | (v) Negotiation of contracts for the purchase, lease, or sale of goods, services, or real estate; |
31 | (vi) Accusing any person of a crime or formally censuring any person; |
32 | (vii) Trade secrets or commercial or financial information that is privileged or confidential; |
33 | (viii) Information of a personal nature where disclosure would constitute a clearly |
34 | unwarranted invasion of personal privacy; |
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1 | (vix) Investigative records compiled for law enforcement purposes; |
2 | (x) Information related to any investigative reports prepared by or on behalf of or for use |
3 | of the compact commission or other committee charged with responsibility of investigation or |
4 | determination of compliance issues pursuant to this chapter; |
5 | (xi) Matters specifically exempted from disclosure by federal or member state law; or |
6 | (xii) Other matters as specified in the rules of the compact commission. |
7 | (3) If a meeting, or portion of a meeting, is closed, the presiding officer shall state that the |
8 | meeting will be closed and reference each relevant exempting provision, and such reference shall |
9 | be recorded in the minutes. |
10 | (4) The compact commission shall keep minutes that fully and clearly describe all matters |
11 | discussed in a meeting and shall provide a full and accurate summary of actions taken, and the |
12 | reasons therefore, including a description of the views expressed. All documents considered in |
13 | connection with an action shall be identified in such minutes. All minutes and documents of a |
14 | closed meeting shall remain under seal, subject to release only by a majority vote of the compact |
15 | commission or order of a court of competent jurisdiction. |
16 | (g) Financing of the compact commission. |
17 | (1) The compact commission shall pay, or provide for the payment of, the reasonable |
18 | expenses of its establishment, organization, and ongoing activities. |
19 | (2) The compact commission may accept any and all appropriate revenue sources as |
20 | provided in subsection (c) of this section. |
21 | (3) The compact commission may levy on and collect an annual assessment from each |
22 | member state and impose fees on licensees of member states to whom it grants a compact privilege |
23 | to cover the cost of the operations and activities of the compact commission and its staff, which |
24 | must, in a total amount, be sufficient to cover its annual budget as approved each year for which |
25 | revenue is not provided by other sources. The aggregate annual assessment amount for member |
26 | states shall be allocated based upon a formula that the compact commission shall promulgate by |
27 | rule. |
28 | (4) The compact commission shall not incur obligations of any kind prior to securing the |
29 | funds adequate to meet the same; nor shall the compact commission pledge the credit of any of the |
30 | member states, except by and with the authority of the member state. |
31 | (5) The compact commission shall keep accurate accounts of all receipts and |
32 | disbursements. The receipts and disbursements of the compact commission shall be subject to the |
33 | financial review and accounting procedures established under its bylaws. However, all receipts and |
34 | disbursements of funds handled by the compact commission shall be subject to an annual financial |
| LC000297 - Page 13 of 23 |
1 | review by a certified or licensed public accountant, and the report of the financial review shall be |
2 | included in and become part of the annual report of the compact commission. |
3 | (h) Qualified immunity, defense, and indemnification. |
4 | (1) The members, officers, executive director, employees and representatives of the |
5 | compact commission shall be immune from suit and liability, both personally and in their official |
6 | capacity, for any claim for damage to or loss of property or personal injury or other civil liability |
7 | caused by or arising out of any actual or alleged act, error, or omission that occurred, or that the |
8 | person against whom the claim is made had a reasonable basis for believing occurred within the |
9 | scope of compact commission employment, duties, or responsibilities; provided that, nothing in |
10 | this section shall be construed to protect any such person from suit or liability for any damage, loss, |
11 | injury, or liability caused by the intentional or willful or wanton misconduct of that person. The |
12 | procurement of insurance of any type by the compact commission shall not in any way compromise |
13 | or limit the immunity granted hereunder. |
14 | (2) The compact commission shall defend any member, officer, executive director, |
15 | employee, and representative of the compact commission in any civil action seeking to impose |
16 | liability arising out of any actual or alleged act, error, or omission that occurred within the scope |
17 | of compact commission employment, duties, or responsibilities, or as determined by the compact |
18 | commission that the person against whom the claim is made had a reasonable basis for believing |
19 | occurred within the scope of compact commission employment, duties, or responsibilities; |
20 | provided that, nothing herein shall be construed to prohibit that person from retaining their own |
21 | counsel at their own expense; and provided, further, that the actual or alleged act, error, or omission |
22 | did not result from that person's intentional or willful or wanton misconduct. |
23 | (3) The compact commission shall indemnify and hold harmless any member, officer, |
24 | executive director, employee, and representative of the compact commission for the amount of any |
25 | settlement or judgment obtained against that person arising out of any actual or alleged act, error, |
26 | or omission that occurred within the scope of compact commission employment, duties, or |
27 | responsibilities, or that such person had a reasonable basis for believing occurred within the scope |
28 | of compact commission employment, duties, or responsibilities; provided that, the actual or alleged |
29 | act, error, or omission did not result from the intentional or willful or wanton misconduct of that |
30 | person. |
31 | (4) Nothing herein shall be construed as a limitation on the liability of any licensee for |
32 | professional malpractice or misconduct, which shall be governed solely by any other applicable |
33 | state laws. |
34 | (5) Nothing in this chapter shall be interpreted to waive or otherwise abrogate a member |
| LC000297 - Page 14 of 23 |
1 | state's state action immunity or state action affirmative defense with respect to antitrust claims |
2 | under the Sherman Act, Clayton Act, or any other state or federal antitrust or anticompetitive law |
3 | or regulation. |
4 | (6) Nothing in this chapter shall be construed to be a waiver of sovereign immunity by the |
5 | member states or by the compact commission. |
6 | 5-64.2-10. Data system. |
7 | (a) The compact commission shall provide for the development, maintenance, operation, |
8 | and utilization of a coordinated data system. |
9 | (b) The compact commission shall assign each applicant for a compact privilege a unique |
10 | identifier, as determined by the rules. |
11 | (c) Notwithstanding any other provision of state law to the contrary, a member state shall |
12 | submit a uniform data set to the data system on all individuals to whom this compact is applicable |
13 | as required by the rules of the compact commission, including: |
14 | (1) Identifying information; |
15 | (2) Licensure data; |
16 | (3) Adverse actions against a license or compact privilege and information related thereto; |
17 | (4) Non-confidential information related to alternative program participation, the |
18 | beginning and ending dates of such participation, and other information related to such participation |
19 | not made confidential under member state law; |
20 | (5) Any denial of application for licensure, and the reason(s) for such denial; |
21 | (6) The presence of current significant investigative information; and |
22 | (7) Other information that may facilitate the administration of this chapter or the protection |
23 | of the public, as determined by the rules of the compact commission. |
24 | (d) The records and information provided to a member state pursuant to this chapter or |
25 | through the data system, when certified by the compact commission or an agent thereof, shall |
26 | constitute the authenticated business records of the compact commission, and shall be entitled to |
27 | any associated hearsay exception in any relevant judicial, quasi-judicial, or administrative |
28 | proceedings in a member state. |
29 | (e) Current significant investigative information pertaining to a licensee in any member |
30 | state will only be available to other member states. |
31 | (f) It is the responsibility of the member states to report any adverse action against a |
32 | licensee and to monitor the data system to determine whether any adverse action has been taken |
33 | against a licensee. Adverse action information pertaining to a licensee in any member state will be |
34 | available to any other member state. |
| LC000297 - Page 15 of 23 |
1 | (g) Member states contributing information to the data system may designate information |
2 | that may not be shared with the public without the express permission of the contributing state. |
3 | (h) Any information submitted to the data system that is subsequently expunged pursuant |
4 | to federal law or the laws of the member state contributing the information shall be removed from |
5 | the data system. |
6 | 5-64.2-11. Rulemaking. |
7 | (a) The compact commission shall promulgate reasonable rules in order to effectively and |
8 | efficiently implement and administer the purposes and provisions of the chapter. A rule shall be |
9 | invalid and have no force or effect only if a court of competent jurisdiction holds that the rule is |
10 | invalid because the compact commission exercised its rulemaking authority in a manner that is |
11 | beyond the scope and purposes of the compact, or the powers granted hereunder, or based upon |
12 | another applicable standard of review. |
13 | (b) The rules of the compact commission shall have the force of law in each member state; |
14 | provided, however that, where the rules conflict with the laws or regulations of a member state that |
15 | relate to the procedures, actions, and processes a licensed dietitian is permitted to undertake in that |
16 | state and the circumstances under which they may do so, as held by a court of competent |
17 | jurisdiction, the rules of the compact commission shall be ineffective in that state to the extent of |
18 | the conflict. |
19 | (c) The compact commission shall exercise its rulemaking powers pursuant to the criteria |
20 | set forth in this section and the rules adopted thereunder. Rules shall become binding on the day |
21 | following adoption or as of the date specified in the rule or amendment, whichever is later. |
22 | (d) If a majority of the legislatures of the member states rejects a rule or portion of a rule, |
23 | by enactment of a statute or resolution in the same manner used to adopt the compact within four |
24 | (4) years of the date of adoption of the rule, then such rule shall have no further force and effect in |
25 | any member state. |
26 | (e) Rules shall be adopted at a regular or special meeting of the compact commission. |
27 | (f) Prior to adoption of a proposed rule, the compact commission shall hold a public hearing |
28 | and allow persons to provide oral and written comments, data, facts, opinions, and arguments. |
29 | (g) Prior to adoption of a proposed rule by the compact commission, and at least thirty (30) |
30 | days in advance of the meeting at which the compact commission will hold a public hearing on the |
31 | proposed rule, the compact commission shall provide a notice of proposed rulemaking: |
32 | (1) On the website of the compact commission or other publicly accessible platform; |
33 | (2) To persons who have requested notice of the compact commission's notices of proposed |
34 | rulemaking; and |
| LC000297 - Page 16 of 23 |
1 | (3) In such other way(s) as the compact commission may by rule specify. |
2 | (h) The notice of proposed rulemaking shall include: |
3 | (1) The time, date, and location of the public hearing at which the compact commission |
4 | will hear public comments on the proposed rule and, if different, the time, date, and location of the |
5 | meeting where the compact commission will consider and vote on the proposed rule; |
6 | (2) If the hearing is held via telecommunication, video conference, or other means of |
7 | communication, the compact commission shall include the mechanism for access to the hearing in |
8 | the notice of proposed rulemaking; |
9 | (3) The text of the proposed rule and the reason therefore; |
10 | (4) A request for comments on the proposed rule from any interested person; and |
11 | (5) The manner in which interested persons may submit written comments. |
12 | (i) All hearings will be recorded. A copy of the recording and all written comments and |
13 | documents received by the compact commission in response to the proposed rule shall be available |
14 | to the public. |
15 | (j) Nothing in this section shall be construed as requiring a separate hearing on each rule. |
16 | Rules may be grouped for the convenience of the compact commission at hearings required by this |
17 | section. |
18 | (k) The compact commission shall, by majority vote of all members, take final action on |
19 | the proposed rule based on the rulemaking record and the full text of the rule. |
20 | (1) The compact commission may adopt changes to the proposed rule provided the changes |
21 | do not enlarge the original purpose of the proposed rule. |
22 | (2) The compact commission shall provide an explanation of the reasons for substantive |
23 | changes made to the proposed rule as well as reasons for substantive changes not made that were |
24 | recommended by commenters. |
25 | (3) The compact commission shall determine a reasonable effective date for the rule. |
26 | Except for an emergency as provided in subsection (l) of this section, the effective date of the rule |
27 | shall be no sooner than thirty (30) days after issuing the notice that it adopted or amended the rule. |
28 | (l) Upon determination that an emergency exists, the compact commission may consider |
29 | and adopt an emergency rule with twenty-four (24) hours notice, with opportunity to comment; |
30 | provided that, the usual rulemaking procedures provided in the compact and in this section shall be |
31 | retroactively applied to the rule as soon as reasonably possible, in no event later than ninety (90) |
32 | days after the effective date of the rule. For the purposes of this provision, an emergency rule is |
33 | one that must be adopted immediately in order to: |
34 | (1) Meet an imminent threat to public health, safety, or welfare; |
| LC000297 - Page 17 of 23 |
1 | (2) Prevent a loss of compact commission or member state funds; |
2 | (3) Meet a deadline for the promulgation of a rule that is established by federal law or rule; |
3 | or |
4 | (4) Protect public health and safety. |
5 | (m) The compact commission or an authorized committee of the compact commission may |
6 | direct revision to a previously adopted rule for purposes of correcting typographical errors, errors |
7 | in format, errors in consistency, or grammatical errors. Public notice of any revision shall be posted |
8 | on the website of the compact commission. The revision shall be subject to challenge by any person |
9 | for a period of thirty (30) days after posting. The revision may be challenged only on grounds that |
10 | the revision results in a material change to a rule. A challenge shall be made in writing and delivered |
11 | to the compact commission prior to the end of the notice period. If no challenge is made, the |
12 | revision will take effect without further action. If the revision is challenged, the revision may not |
13 | take effect without the approval of the compact commission. |
14 | (n) No member state's rulemaking requirements shall apply under this chapter. |
15 | 5-64.2-12. Oversight, dispute resolution and enforcement. |
16 | (a) Oversight. |
17 | (1) The executive and judicial branches of state government in each member state shall |
18 | enforce this compact and take all actions necessary and appropriate to implement this compact. |
19 | (2) Except as otherwise provided in this chapter, venue is proper and judicial proceedings |
20 | by or against the compact commission shall be brought solely and exclusively in a court of |
21 | competent jurisdiction where the principal office of the compact commission is located. The |
22 | compact commission may waive venue and jurisdictional defenses to the extent it adopts or |
23 | consents to participate in alternative dispute resolution proceedings. Nothing herein shall affect or |
24 | limit the selection or propriety of venue in any action against a licensee for professional |
25 | malpractice, misconduct, or any such similar matter. |
26 | (3) The compact commission shall be entitled to receive service of process in any |
27 | proceeding regarding the enforcement or interpretation of the compact and shall have standing to |
28 | intervene in such a proceeding for all purposes. Failure to provide the compact commission service |
29 | of process shall render a judgment or order void as to the compact commission, this compact, or |
30 | promulgated rules. |
31 | (b) Default, technical assistance and termination. |
32 | (1) If the compact commission determines that a member state has defaulted in the |
33 | performance of its obligations or responsibilities under this chapter or the promulgated rules, the |
34 | compact commission shall provide written notice to the defaulting state. The notice of default shall |
| LC000297 - Page 18 of 23 |
1 | describe the default, the proposed means of curing the default, and any other action that the compact |
2 | commission may take and shall offer training and specific technical assistance regarding the |
3 | default. |
4 | (2) The compact commission shall provide a copy of the notice of default to the other |
5 | member states. |
6 | (c) If a state in default fails to cure the default, the defaulting state may be terminated from |
7 | the compact upon an affirmative vote of a majority of the delegates of the member states, and all |
8 | rights, privileges, and benefits conferred on that state by this compact may be terminated on the |
9 | effective date of termination. A cure of the default does not relieve the offending state of obligations |
10 | or liabilities incurred during the period of default. |
11 | (d) Termination of membership in the compact shall be imposed only after all other means |
12 | of securing compliance have been exhausted. Notice of intent to suspend or terminate shall be given |
13 | by the compact commission to the governor, the majority and minority leaders of the defaulting |
14 | state's legislature, the defaulting state's licensing authority, and each of the member states' licensing |
15 | authority. |
16 | (e) A state that has been terminated is responsible for all assessments, obligations, and |
17 | liabilities incurred through the effective date of termination, including obligations that extend |
18 | beyond the effective date of termination. |
19 | (f) Upon the termination of a state's membership from this compact, that state shall |
20 | immediately provide notice to all licensees within that state of such termination. The terminated |
21 | state shall continue to recognize all compact privileges granted pursuant to this compact for a |
22 | minimum of six (6) months after the date of said notice of termination. |
23 | (g) The compact commission shall not bear any costs related to a state that is found to be |
24 | in default or that has been terminated from the compact, unless agreed upon in writing between the |
25 | compact commission and the defaulting state. |
26 | (h) The defaulting state may appeal the action of the compact commission by petitioning |
27 | the U.S. District Court for the District of Columbia or the federal district where the compact |
28 | commission has its principal offices. The prevailing party shall be awarded all costs of such |
29 | litigation, including reasonable attorneys' fees. |
30 | (i) Dispute resolution. |
31 | (1) Upon request by a member state, the compact commission shall attempt to resolve |
32 | disputes related to the compact that arise among member states and between member and non- |
33 | member states. |
34 | (2) The compact commission shall promulgate a rule providing for both mediation and |
| LC000297 - Page 19 of 23 |
1 | binding dispute resolution for disputes as appropriate. |
2 | (j) Enforcement. |
3 | (1) By supermajority vote, the compact commission may initiate legal action against a |
4 | member state in default in the United States District Court for the District of Columbia or the federal |
5 | district where the compact commission has its principal offices to enforce compliance with the |
6 | provisions of the compact and its promulgated rules. The relief sought may include both injunctive |
7 | relief and damages. In the event judicial enforcement is necessary, the prevailing party shall be |
8 | awarded all costs of such litigation, including reasonable attorneys' fees. The remedies herein shall |
9 | not be the exclusive remedies of the compact commission. The compact commission may pursue |
10 | any other remedies available under federal or the defaulting member state's law. |
11 | (1) A member state may initiate legal action against the compact commission in the U.S. |
12 | District Court for the District of Columbia or the federal district where the compact commission |
13 | has its principal offices to enforce compliance with the provisions of the compact and its |
14 | promulgated rules. The relief sought may include both injunctive relief and damages. In the event |
15 | judicial enforcement is necessary, the prevailing party shall be awarded all costs of such litigation, |
16 | including reasonable attorneys' fees. |
17 | (3) No party other than a member state shall enforce this compact against the compact |
18 | commission. |
19 | 5-64.2-13. Effective date, withdrawal and amendment. |
20 | (a) The compact shall come into effect on the date on which the compact is enacted into |
21 | law in the seventh member state. |
22 | (1) On or after the effective date of the compact, the compact commission shall convene |
23 | and review the enactment of each of the first seven (7) member states ("charter member states") to |
24 | determine if the statute enacted by each such charter member state is materially different than the |
25 | model compact statute. |
26 | (i) A charter member state whose enactment is found to be materially different from the |
27 | model compact statute shall be entitled to the default process set forth in § 5-64.2-12. |
28 | (ii) If any member state is later found to be in default, or is terminated, or withdraws from |
29 | the compact, the compact commission shall remain in existence and the compact shall remain in |
30 | effect even if the number of member states should be less than seven (7). |
31 | (2) Member states enacting the compact subsequent to the seven (7) initial charter member |
32 | states shall be subject to the process set forth in § 5-64.2-9 to determine if their enactments are |
33 | materially different from the model compact statute and whether they qualify for participation in |
34 | the compact. |
| LC000297 - Page 20 of 23 |
1 | (3) All actions taken for the benefit of the compact commission or in furtherance of the |
2 | purposes of the administration of the compact prior to the effective date of the compact or the |
3 | compact commission coming into existence shall be considered to be actions of the compact |
4 | commission unless specifically repudiated by the compact commission. |
5 | (4) Any state that joins the compact subsequent to the compact commission's initial |
6 | adoption of the rules and bylaws shall be subject to the rules and bylaws as they exist on the date |
7 | on which the compact becomes law in that state. Any rule that has been previously adopted by the |
8 | compact commission shall have the full force and effect of law on the day the compact becomes |
9 | law in that state. |
10 | (b) Any member state may withdraw from this compact by enacting a statute repealing the |
11 | same. |
12 | (1) A member state's withdrawal shall not take effect until one hundred eighty (180) days |
13 | after enactment of the repealing statute. |
14 | (2) Withdrawal shall not affect the continuing requirement of the withdrawing state's |
15 | licensing authority to comply with the investigative and adverse action reporting requirements of |
16 | this compact prior to the effective date of withdrawal. |
17 | (3) Upon the enactment of a statute withdrawing from this compact, a state shall |
18 | immediately provide notice of such withdrawal to all licensees within that state. Notwithstanding |
19 | any subsequent statutory enactment to the contrary, such withdrawing state shall continue to |
20 | recognize all compact privileges granted pursuant to this compact for a minimum of one hundred |
21 | eight (180) days after the date of such notice of withdrawal. |
22 | (c) Nothing contained in this chapter shall be construed to invalidate or prevent any |
23 | licensure agreement or other cooperative arrangement between a member state and a non-member |
24 | state that does not conflict with the provisions of this chapter. |
25 | (d) The compact may be amended by the member states. No amendment to the compact |
26 | shall become effective and binding upon any member state until it is enacted into the laws of all |
27 | member states. |
28 | 5-64.2-14. Construction and severability. |
29 | (a) This compact and the compact commission's rulemaking authority shall be liberally |
30 | construed so as to effectuate the purposes and the implementation and administration of the |
31 | compact. Provisions of the compact expressly authorizing or requiring the promulgation of rules |
32 | shall not be construed to limit the compact commission's rulemaking authority solely for those |
33 | purposes. |
34 | (b) The provisions of this chapter shall be severable and if any phrase, clause, sentence, or |
| LC000297 - Page 21 of 23 |
1 | provision of this chapter is held by a court of competent jurisdiction to be contrary to the |
2 | constitution of any member state, a state seeking participation in the compact, or of the United |
3 | States, or the applicability thereof to any government, agency, person, or circumstance is held to |
4 | be unconstitutional by a court of competent jurisdiction, the validity of the remainder of this chapter |
5 | and the applicability thereof to any other government, agency, person, or circumstance shall not be |
6 | affected thereby. |
7 | (c) Notwithstanding subsection (b) of this section, the compact commission may deny a |
8 | state's participation in the compact or, in accordance with the requirements of § 5-64.2-12, |
9 | terminate a member state's participation in the compact, if it determines that a constitutional |
10 | requirement of a member state is a material departure from the compact. Otherwise, if this compact |
11 | shall be held to be contrary to the constitution of any member state, the compact shall remain in |
12 | full force and effect as to the remaining member states and in full force and effect as to the member |
13 | state affected as to all severable matters. |
14 | 5-64.2-15. Consistent effect and conflict with other state laws. |
15 | (a) Nothing herein shall prevent or inhibit the enforcement of any other law of a member |
16 | state that is not inconsistent with the compact. |
17 | (b) Any laws, statutes, regulations, or other legal requirements in a member state in conflict |
18 | with the compact are superseded to the extent of the conflict. |
19 | (c) All permissible agreements between the compact commission and the member states |
20 | are binding in accordance with their terms. |
21 | SECTION 2. This act shall take effect upon passage. |
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LC000297 | |
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| LC000297 - Page 22 of 23 |
EXPLANATION | |
BY THE LEGISLATIVE COUNCIL | |
OF | |
A N A C T | |
RELATING TO BUSINESSES AND PROFESSIONS -- DIETITIAN LICENSURE COMPACT | |
*** | |
1 | This act would allow for the enactment of the dietitian licensure compact permitting a |
2 | licensed dietitian from another state to become licensed within the State of Rhode Island, and also |
3 | permitting a dietitian licensed by the State of Rhode Island to become licensed in another compact |
4 | state. The purpose of the compact is to increase public access to dietetics services, eliminate the |
5 | necessity of licenses in multiple states, and enhance the state's ability to protect the public's health |
6 | and safety. |
7 | This act would take effect upon passage. |
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LC000297 | |
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| LC000297 - Page 23 of 23 |