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     ARTICLE 15

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RELATING TO HEALTHCARE REFORM

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SECTION 1. Title 5 of the General Laws entitled "Businesses and Professions” is hereby

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amended by adding thereto the following chapter:

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CHAPTER 37.8

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THE INTERSTATE MEDICAL LICENSURE COMPACT

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     5-37.8-1. Short title.

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     This chapter shall be known and may be cited as the "interstate medical licensure compact

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act."

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5-37.8-2. Purpose.

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In order to strengthen access to health care, and in recognition of the advances in the

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delivery of health care, the member states of the interstate medical licensure compact have allied

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in common purpose to develop a comprehensive process that complements the existing licensing

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and regulatory authority of state medical boards, provides a streamlined process that allows

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physicians to become licensed in multiple states, thereby enhancing the portability of a medical

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license and ensuring the safety of patients. The compact creates another pathway for licensure and

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does not otherwise change a state's existing medical practice act. The compact also adopts the

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prevailing standard for licensure and affirms that the practice of medicine occurs where the patient

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is located at the time of the physician-patient encounter, and therefore, requires the physician to be

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under the jurisdiction of the state medical board where the patient is located. State medical boards

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that participate in the compact retain the jurisdiction to impose an adverse action against a license

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to practice medicine in that state issued to a physician through the procedures in the compact.

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5-37.8-3. Definitions.

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As used in this chapter, the following words and terms shall have the following meanings:

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     (1) "Bylaws" means those bylaws established by the interstate commission pursuant to §5-

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37.8-12 for its governance, or for directing and controlling its actions and conduct.

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     (2) "Commissioner" means the voting representative designated by each member board

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pursuant to § 5-37.8-12.

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     (3) "Conviction" means a finding by a court that an individual is guilty of a criminal offense

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through adjudication, or entry of a plea of guilt, nolo contendere, or no contest to the charge by the

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offender. Evidence of an entry of a conviction of a criminal offense by the court shall be considered

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final for purposes of disciplinary action by a member board.

 

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     (4) "Expedited license" means a full and unrestricted medical license granted by a member

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state to an eligible physician through the process set forth in the compact.

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     (5) "Interstate commission" means the interstate commission created pursuant to § 5-37.8-

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12.

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(6) “Interstate medical licensure compact” or “compact” means the interstate medical

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licensure compact created pursuant to this chapter.

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(7) "License" means authorization by a state for a physician to engage in the practice of

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medicine, which would be unlawful without the authorization.

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     (8) "Medical practice act" means laws and regulations governing the practice of allopathic

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and osteopathic medicine within a member state.

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     (9) "Member board" means the Rhode Island board of medical licensure and discipline.

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     (10) "Member state" means a state that has enacted the compact.

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     (11) "Practice of medicine" means the clinical prevention, diagnosis, or treatment of human

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disease, injury, or condition requiring a physician to obtain and maintain a license in compliance

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with the medical practice act of this state.

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     (12) "Physician" means any person who:

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     (i) Is a graduate of a medical school accredited by the Liaison Committee on Medical

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Education, the Commission on Osteopathic College Accreditation, or a medical school listed in the

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International Medical Education Directory or its equivalent;

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     (ii) Passed each component of the United States Medical Licensing Examination (USMLE)

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or the Comprehensive Osteopathic Medical Licensing Examination (COMLEX-USA) within three

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(3) attempts, or any of its predecessor examinations accepted by a state medical board as an

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equivalent examination for licensure purposes;

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     (iii) Successfully completed graduate medical education approved by the Accreditation

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Council for Graduate Medical Education or the American Osteopathic Association;

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     (iv) Holds specialty certification or a time-unlimited specialty certificate recognized by the

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American Board of Medical Specialties or the American Osteopathic Association's Bureau of

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Osteopathic Specialists;

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     (v) Possesses a full and unrestricted license to engage in the practice of medicine issued by

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a member board;

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     (vi) Has never been convicted, received adjudication, deferred adjudication, community

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supervision, or deferred disposition for any offense by a court of appropriate jurisdiction;

 

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     (vii) Has never held a license authorizing the practice of medicine subjected to discipline

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by a licensing agency in any state, federal, or foreign jurisdiction, excluding any action related to

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non-payment of fees related to a license;

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     (viii) Has never had a controlled substance license or permit suspended or revoked by a

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state or the United States Drug Enforcement Administration; and

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     (ix) Is not under active investigation by a licensing agency or law enforcement authority in

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any state, federal, or foreign jurisdiction.

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     (13) "Offense" means a felony, gross misdemeanor, or crime of moral turpitude.

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     (14) "Rule" means a written statement by the interstate commission promulgated pursuant

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to § 5-37.8-13 of the compact that is of general applicability, implements, interprets, or prescribes

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a policy or provision of the compact, or an organizational, procedural, or practice requirement of

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the interstate commission, and has the force and effect of statutory law in a member state, and

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includes the amendment, repeal, or suspension of an existing rule.

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     (15) "State" means any state, commonwealth, district, or territory of the United States.

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     (16) "State of principal license" means a member state where a physician holds a license

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to practice medicine and which has been designated as such by the physician for purposes of

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registration and participation in the compact.

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5-37.8-4. Eligibility.

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(a) A physician must meet the eligibility requirements as defined in § 5-37.8-3(11) to

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receive an expedited license under the terms and provisions of the compact.

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(b) A physician who does not meet the requirements of § 5-37.8-3(11) may obtain a license

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to practice medicine in a member state if the individual complies with all laws and requirements,

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other than the compact, relating to the issuance of a license to practice medicine in that state.

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5-37.8-5. Designation of state principal license.

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(a) A physician shall designate a member state as the state of principal license for purposes

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of registration for expedited licensure through the compact if the physician possesses a full and

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unrestricted license to practice medicine in that state, and the state is:

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     (1) The state of primary residence for the physician; or

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     (2) The state where at least twenty-five percent (25%) of the practice of medicine occurs;

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or

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     (3) The location of the physician's employer; or

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     (4) If no state qualifies under §§ 5-37.8-5(a)(1), (2), or (3), the state designated as state of

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residence for purpose of federal income tax.

 

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     (b) A physician may redesignate a member state as state of principal license at any time,

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as long as the state meets the requirements in § 5-37.8-5(a).

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     (c) The interstate commission is authorized to develop rules to facilitate redesignation of

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another member state as the state of principal license.

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5-37.8-6. Application and issuance of expedited licensure.

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(a) A physician seeking licensure through the compact shall file an application for an

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expedited license with the member board of the state selected by the physician as the state of

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principal license.

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(b) Upon receipt of an application for an expedited license, the member board within the

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state selected as the state of principal license shall evaluate whether the physician is eligible for

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expedited licensure and issue a letter of qualification, verifying or denying the physician's

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eligibility, to the interstate commission.

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     (1) State qualifications, which include verification of medical education, graduate medical

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education, results of any medical or licensing examination, and other qualifications as determined

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by the interstate commission through rule, shall not be subject to additional primary source

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verification where already primary source verified by the state of principal license.

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     (2) The member board within the state selected as the state of principal license shall, in the

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course of verifying eligibility, perform a criminal background check of an applicant, including the

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use of the results of fingerprint or other biometric data checks compliant with the requirements of

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the Federal Bureau of Investigation, with the exception of federal employees who have suitability

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determination in accordance with U.S.C.F.R. § 731.202.

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     (3) Appeal on the determination of eligibility shall be made to the member state where the

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application was filed and shall be subject to the laws of that state.

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     (c) Upon verification in § 5-37.8-6(b), physicians eligible for an expedited license shall

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complete the registration process established by the interstate commission to receive a license in a

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member state selected pursuant to § 5-37.8-6(a), including the payment of any applicable fees.

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     (d) After receiving verification of eligibility under § 5-37.8-6(b) and any fees under § 5-

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37.8-6(c), a member board shall issue an expedited license to the physician. This license shall

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authorize the physician to practice medicine in the issuing state consistent with the medical practice

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act and all applicable laws and regulations of the issuing member board and member state.

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     (e) An expedited license shall be valid for a period consistent with the licensure period in

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the member state and in the same manner as required for other physicians holding a full and

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unrestricted license within the member state.

 

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     (f) An expedited license obtained through the compact shall be terminated if a physician

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fails to maintain a license in the state of principal licensure for a non-disciplinary reason, without

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redesignation of a new state of principal licensure.

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     (g) The interstate commission is authorized to develop rules regarding the application

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process, including payment of any applicable fees, and the issuance of an expedited license.

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5-37.8-7. Fees for expedited licensure.

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(a) A member state issuing an expedited license authorizing the practice of medicine in that

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state may impose a fee for a license issued or renewed through the compact.

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(b) The interstate commission is authorized to develop rules regarding fees for expedited

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licenses.

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5-37.8-8. Renewal and continued participation.

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(a) A physician seeking to renew an expedited license granted in a member state shall

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complete a renewal process with the interstate commission if the physician:

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     (1) Maintains a full and unrestricted license in a state of principal license;

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     (2) Has not been convicted, received adjudication, deferred adjudication, community

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supervision, or deferred disposition for any offense by a court of appropriate jurisdiction;

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     (3) Has not had a license authorizing the practice of medicine subject to discipline by a

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licensing agency in any state, federal, or foreign jurisdiction, excluding any action related to

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nonpayment of fees related to a license; and

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     (4) Has not had a controlled substance license or permit suspended or revoked by a state

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or the United States Drug Enforcement Administration.

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     (b) Physicians shall comply with all continuing professional development or continuing

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medical education requirements for renewal of a license issued by a member state.

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     (c) The interstate commission shall collect any renewal fees charged for the renewal of a

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license and distribute the fees to the applicable member board.

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     (d) Upon receipt of any renewal fees collected in § 5-37.8-8(c), a member board shall renew

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the physician's license.

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     (e) Physician information collected by the interstate commission during the renewal

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process will be distributed to all member boards.

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     (f) The interstate commission is authorized to develop rules to address renewal of licenses

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obtained through the compact.

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5-37.8-9. Coordinated information system.

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(a) The interstate commission shall establish a database of all physicians licensed, or who

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have applied for licensure, under § 5-37.8-6.

 

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     (b) Notwithstanding any other provision of law, member boards shall report to the interstate

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commission any public action or complaints against a licensed physician who has applied or

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received an expedited license through the compact.

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     (c) Member boards shall report disciplinary or investigatory information determined as

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necessary and proper by rule of the interstate commission.

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     (d) Member boards may report any non-public complaint, disciplinary, or investigatory

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information not required by § 5-37.8-6(c) to the interstate commission.

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     (e) Member boards shall share complaint or disciplinary information about a physician

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upon request of another member board.

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     (f) All information provided to the interstate commission or distributed by member boards

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shall be confidential, filed under seal, and used only for investigatory or disciplinary matters.

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     (g) The interstate commission is authorized to develop rules for mandated or discretionary

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sharing of information by member boards.

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5-37.8-10. Joint investigations.

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(a) Licensure and disciplinary records of physicians are deemed investigative.

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     (b) In addition to the authority granted to a member board by its respective medical practice

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act or other applicable state law, a member board may participate with other member boards in

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joint investigations of physicians licensed by the member boards.

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     (c) A subpoena issued by a member state shall be enforceable in other member states.

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     (d) Member boards may share any investigative, litigation, or compliance materials in

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furtherance of any joint or individual investigation initiated under the compact.

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     (e) Any member state may investigate actual or alleged violations of the statutes

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authorizing the practice of medicine in any other member state in which a physician holds a license

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to practice medicine.

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5-37.8-11. Disciplinary actions.

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(a) Any disciplinary action taken by any member board against a physician licensed

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through the compact shall be deemed unprofessional conduct which may be subject to discipline

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by other member boards, in addition to any violation of the medical practice act or regulations in

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that state.

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     (b) If a license granted to a physician by the member board in the state of principal license

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is revoked, surrendered or relinquished in lieu of discipline, or suspended, then all licenses issued

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to the physician by member boards shall automatically be placed, without further action necessary

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by any member board, on the same status. If the member board in the state of principal license

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subsequently reinstates the physician's license, a license issued to the physician by any other

 

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member board shall remain encumbered until that respective member board takes action to reinstate

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the license in a manner consistent with the medical practice act of that state.

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     (c) If disciplinary action is taken against a physician by a member board not in the state of

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principal license, any other member board may deem the action conclusive as to matter of law and

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fact decided, and:

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     (1) impose the same or lesser sanction(s) against the physician so long as such sanctions

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are consistent with the medical practice act of that state; or

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     (2) Pursue separate disciplinary action against the physician under its respective medical

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practice act, regardless of the action taken in other member states.

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(d) If a license granted to a physician by a member board is revoked, surrendered or

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relinquished in lieu of discipline, or suspended, then any license(s) issued to the physician by any

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other member board(s) shall be suspended, automatically and immediately without further action

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necessary by the other member board(s), for ninety (90) days upon entry of the order by the

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disciplining board, to permit the member board(s) to investigate the basis for the action under the

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medical practice act of that state. A member board may terminate the automatic suspension of the

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license it issued prior to the completion of the ninety (90) day suspension period in a manner

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consistent with the medical practice act of that state.

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5-37.8-12. Interstate medical licensure compact commission.

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(a) The member states hereby create the "Interstate Medical Licensure Compact

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commission".

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     (b) The purpose of the interstate commission is the administration of the interstate medical

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licensure compact, which is a discretionary state function.

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     (c) The interstate commission shall be a body corporate and joint agency of the member

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states and shall have all the responsibilities, powers, and duties set forth in the compact, and such

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additional powers as may be conferred upon it by a subsequent concurrent action of the respective

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legislatures of the member states in accordance with the terms of the compact.

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     (d) The interstate commission shall consist of two (2) voting representatives designated

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by each member state who shall serve as commissioners. In states where allopathic and osteopathic

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physicians are regulated by separate member boards, or if the licensing and disciplinary authority

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is split between multiple member boards within a member state, the member state shall appoint one

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representative from each member board. A commissioner shall be a(n):

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     (1) Allopathic or osteopathic physician appointed to a member board;

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     (2) Executive director, executive secretary, or similar executive of a member board; or

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     (3) Member of the public appointed to a member board.

 

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     (e) The interstate commission shall meet at least once each calendar year. A portion of this

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meeting shall be a business meeting to address such matters as may properly come before the

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commission, including the election of officers. The chairperson may call additional meetings and

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shall call for a meeting upon the request of a majority of the member states.

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     (f) The bylaws may provide for meetings of the interstate commission to be conducted by

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telecommunication or electronic communication.

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     (g) Each commissioner participating at a meeting of the interstate commission is entitled

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to one vote. A majority of commissioners shall constitute a quorum for the transaction of business,

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unless a larger quorum is required by the bylaws of the interstate commission. A commissioner

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shall not delegate a vote to another commissioner. In the absence of its commissioner, a member

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state may delegate voting authority for a specified meeting to another person from that state who

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shall meet the requirements of § 5-37.8-12(d).

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     (h) The interstate commission shall not be subject to the requirements of the Rhode Island

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Open Meetings Act, R.I. Gen. Laws §§ 42-46-1 et seq., but rather shall adhere to the requirements

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stated in this chapter. The interstate commission shall provide public notice of all meetings and all

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meetings shall be open to the public. The interstate commission may close a meeting, in full or in

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portion, where it determines by a two-thirds (2/3) vote of the commissioners present that an open

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meeting would be likely to:

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     (1) Relate solely to the internal personnel practices and procedures of the interstate

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commission;

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     (2) Discuss matters specifically exempted from disclosure by federal statute;

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     (3) Discuss trade secrets, commercial, or financial information that is privileged or

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confidential;

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     (4) Involve accusing a person of a crime, or formally censuring a person;

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     (5) Discuss information of a personal nature where disclosure would constitute a clearly

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unwarranted invasion of personal privacy;

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     (6) Discuss investigative records compiled for law enforcement purposes; or

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     (7) Specifically relate to the participation in a civil action or other legal proceeding.

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     (i) The interstate commission shall keep minutes which shall fully describe all matters

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discussed in a meeting and shall provide a full and accurate summary of actions taken, including

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record of any roll call votes.

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     (j) The interstate commission shall not be subject to the requirements of the Rhode Island

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Access to Public Records Act, R.I. Gen. Laws §§ 38-2-1 et seq., but rather shall adhere to the

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requirements stated in this chapter. The interstate commission shall make its information and

 

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official records, to the extent not otherwise designated in the compact or by its rules, available to

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the public for inspection.

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     (k) The interstate commission shall establish an executive committee, which shall include

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officers, members, and others as determined by the bylaws. The executive committee shall have

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the power to act on behalf of the interstate commission, with the exception of rulemaking, during

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periods when the interstate commission is not in session. When acting on behalf of the interstate

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commission, the executive committee shall oversee the administration of the compact including

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enforcement and compliance with the provisions of the compact, its bylaws and rules, and other

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such duties as necessary.

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     (l) The interstate commission may establish other committees for governance and

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administration of the compact.

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     5-37.8-13. Powers and duties of the interstate commission. -- The interstate commission

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shall have the duty and power to:

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     (1) Oversee and maintain the administration of the compact;

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     (2) Promulgate rules which shall be binding to the extent and in the manner provided for

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in the compact (such promulgation not being subject to the requirements of the Rhode Island

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Administrative Procedures Act, R.I. Gen. Laws §§ 42-35-1 et seq., but rather adhering to the

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requirements stated in this chapter);

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     (3) Issue, upon the request of a member state or member board, advisory opinions

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concerning the meaning or interpretation of the compact, its bylaws, rules, and actions;

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     (4) Enforce compliance with compact provisions, the rules promulgated by the interstate

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commission, and the bylaws, using all necessary and proper means, including, but not limited to,

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the use of judicial process;

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     (5) Establish and appoint committees including, but not limited to, an executive committee

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as required by § 5-37.8-12, which shall have the power to act on behalf of the interstate commission

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in carrying out its powers and duties;

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     (6) Pay, or provide for the payment of the expenses related to the establishment,

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organization, and ongoing activities of the interstate commission;

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     (7) Establish and maintain one or more offices;

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     (8) Borrow, accept, hire, or contract for services of personnel;

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     (9) Purchase and maintain insurance and bonds;

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     (10) Employ an executive director who shall have such powers to employ, select or appoint

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employees, agents, or consultants, and to determine their qualifications, define their duties, and fix

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their compensation;

 

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     (11) Establish personnel policies and programs relating to conflicts of interest, rates of

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compensation, and qualifications of personnel;

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     (12) Accept donations and grants of money, equipment, supplies, materials and services,

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and to receive, utilize, and dispose of it in a manner consistent with the conflict of interest policies

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established by the interstate commission;

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     (13) Lease, purchase, accept contributions or donations of, or otherwise to own, hold,

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improve or use, any property, real, personal, or mixed;

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     (14) Sell, convey, mortgage, pledge, lease, exchange, abandon, or otherwise dispose of any

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property, real, personal, or mixed;

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     (15) Establish a budget and make expenditures;

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     (16) Adopt a seal and bylaws governing the management and operation of the interstate

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commission;

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     (17) Report annually to the legislatures and governors of the member states concerning the

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activities of the interstate commission during the preceding year. Such reports shall also include

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reports of financial audits and any recommendations that may have been adopted by the interstate

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commission;

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     (18) Coordinate education, training, and public awareness regarding the compact, its

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implementation, and its operation;

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     (19) Maintain records in accordance with the bylaws;

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     (20) Seek and obtain trademarks, copyrights, and patents; and

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     (21) Perform such functions as may be necessary or appropriate to achieve the purposes of

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the compact.

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5-37.8-14. Finance powers.

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(a) The interstate commission may levy on and collect an annual assessment from each

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member state to cover the cost of the operations and activities of the interstate commission and its

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staff. The total assessment must be sufficient to cover the annual budget approved each year for

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which revenue is not provided by other sources. The aggregate annual assessment amount shall be

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allocated upon a formula to be determined by the interstate commission, which shall promulgate a

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rule binding upon all member states.

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     (b) The interstate commission shall not incur obligations of any kind prior to securing the

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funds adequate to meet the same.

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     (c) The interstate commission shall not pledge the credit of any of the member states, except

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by, and with the authority of, the member state.

 

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     (d) The interstate commission shall be subject to a yearly financial audit conducted by a

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certified or licensed public accountant and the report of the audit shall be included in the annual

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report of the interstate commission.

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5-37.8-15. Organization and operation of the interstate commission.

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(a) The interstate commission shall, by a majority of commissioners present and voting,

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adopt bylaws to govern its conduct as may be necessary or appropriate to carry out the purposes of

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the compact within twelve (12) months of the first interstate commission meeting.

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     (b) The interstate commission shall elect or appoint annually from among its

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commissioners a chairperson, a vice-chairperson, and a treasurer, each of whom shall have such

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authority and duties as may be specified in the bylaws. The chairperson, or in the chairperson's

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absence or disability, the vice-chairperson, shall preside at all meetings of the interstate

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commission.

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     (c) Officers selected in § 5-37.8-15(b) shall serve without remuneration from the interstate

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commission.

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     (d) The officers and employees of the interstate commission shall be immune from suit and

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liability, either personally or in their official capacity, for a claim for damage to or loss of property

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or personal injury or other civil liability caused or arising out of, or relating to, an actual or alleged

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act, error, or omission that occurred, or that such person had a reasonable basis for believing

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occurred, within the scope of interstate commission employment, duties, or responsibilities;

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provided that such person shall not be protected from suit or liability for damage, loss, injury, or

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liability caused by the intentional or willful and wanton misconduct of such person.

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     (1) The liability of the executive director and employees of the interstate commission or

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representatives of the interstate commission, acting within the scope of such person's employment

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or duties for acts, errors, or omissions occurring within such person's state, may not exceed the

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limits of liability set forth under the constitution and laws of that state for state officials, employees,

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and agents. The interstate commission is considered to be an instrumentality of the states for the

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purposes of any such action. Nothing in this subsection shall be construed to protect such person

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from suit or liability for damage, loss, injury, or liability caused by the intentional or willful and

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wanton misconduct of such person.

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     (2) The interstate commission shall defend the executive director, its employees, and

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subject to the approval of the attorney general or other appropriate legal counsel of the member

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state represented by an interstate commission representative, shall defend such interstate

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commission representative in any civil action seeking to impose liability arising out of an actual or

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alleged act, error or omission that occurred within the scope of interstate commission employment,

 

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duties or responsibilities, or that the defendant had a reasonable basis for believing occurred within

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the scope of interstate commission employment, duties, or responsibilities, provided that the actual

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or alleged act, error, or omission did not result from intentional or willful and wanton misconduct

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on the part of such person.

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     (3) To the extent not covered by the state involved, member state, or the interstate

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commission, the representatives or employees of the interstate commission shall be held harmless

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in the amount of a settlement or judgment, including attorneys' fees and costs, obtained against

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such persons arising out of an actual or alleged act, error, or omission that occurred within the scope

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of interstate commission employment, duties, or responsibilities, or that such persons had a

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reasonable basis for believing occurred within the scope of interstate commission employment,

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duties, or responsibilities, provided that the actual or alleged act, error, or omission did not result

12

from intentional or willful and wanton misconduct on the part of such persons.

13

5-37.8-16. Rulemaking functions of the interstate commission.

14

(a) The interstate commission shall not be subject to the requirements of the Rhode Island

15

Administrative Procedures Act, R.I. Gen. Laws § 42-35-1 et seq., but rather shall adhere to the

16

requirements stated in this chapter. The interstate commission shall promulgate reasonable rules

17

in order to effectively and efficiently achieve the purposes of the compact. Notwithstanding the

18

foregoing, in the event the interstate commission exercises its rulemaking authority in a manner

19

that is beyond the scope of the purposes of the compact, or the powers granted hereunder, then such

20

an action by the interstate commission shall be invalid and have no force or effect.

21

     (b) Rules deemed appropriate for the operations of the interstate commission shall be made

22

pursuant to a rulemaking process that substantially conforms to the "model state administrative

23

procedure act" of 2010, and subsequent amendments thereto.

24

     (c) Not later than thirty (30) days after a rule is promulgated, any person may file a petition

25

for judicial review of the rule in the United States District Court for the District of Columbia or the

26

federal district where the interstate commission has its principal offices, provided that the filing of

27

such a petition shall not stay or otherwise prevent the rule from becoming effective unless the court

28

finds that the petitioner has a substantial likelihood of success. The court shall give deference to

29

the actions of the interstate commission consistent with applicable law and shall not find the rule

30

to be unlawful if the rule represents a reasonable exercise of the authority granted to the interstate

31

commission.

32

5-37.8-17. Oversight of the interstate compact.

33

(a) The executive, legislative, and judicial branches of state government in each member

34

state shall enforce the compact and shall take all actions necessary and appropriate to effectuate the

 

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1

compact’s purposes and intent. Unless otherwise expressly stated herein, the provisions of the

2

compact and the rules promulgated hereunder shall have standing as statutory law but shall not

3

override existing state authority to regulate the practice of medicine.

4

     (b) All courts shall take judicial notice of the compact and the rules in any judicial or

5

administrative proceeding in a member state pertaining to the subject matter of the compact which

6

may affect the powers, responsibilities or actions of the interstate commission.

7

     (c) The interstate commission shall be entitled to receive all service of process in any such

8

proceeding, and shall have standing to intervene in the proceeding for all purposes. Failure to

9

provide service of process to the interstate commission shall render a judgment or order void as to

10

the interstate commission, the compact, or promulgated rules.

11

5-37.8-18. Enforcement of interstate compact.

12

(a) The interstate commission, in the reasonable exercise of its discretion, shall enforce the

13

provisions and rules of the compact.

14

     (b) The interstate commission may, by majority vote of the commissioners, initiate legal

15

action in the United States District Court for the District of Columbia, or, at the discretion of the

16

interstate commission, in the federal district where the interstate commission has its principal

17

offices, to enforce compliance with the provisions of the compact, and its promulgated rules and

18

bylaws, against a member state in default. The relief sought may include both injunctive relief and

19

damages. In the event judicial enforcement is necessary, the prevailing party shall be awarded all

20

costs of such litigation including reasonable attorney's fees.

21

     (c) The remedies herein shall not be the exclusive remedies of the interstate commission.

22

The interstate commission may avail itself of any other remedies available under state law or the

23

regulation of a profession.

24

5-37.8-19. Default procedures.

25

(a) The grounds for default include, but are not limited to, failure of a member state to

26

perform such obligations or responsibilities imposed upon it by the compact, or the rules and bylaws

27

of the interstate commission promulgated under the compact.

28

(b) If the interstate commission determines that a member state has defaulted in the

29

performance of its obligations or responsibilities under the compact, or the bylaws or promulgated

30

rules, the interstate commission shall:

31

(1) Provide written notice to the defaulting state and other member states, of the nature of

32

the default, the means of curing the default, and any action taken by the interstate commission. The

33

interstate commission shall specify the conditions by which the defaulting state must cure its

34

default; and

 

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RELATING TO HEALTHCARE REFORM
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1

     (2) Provide remedial training and specific technical assistance regarding the default.

2

     (c) If the defaulting state fails to cure the default, the defaulting state shall be terminated

3

from the compact upon an affirmative vote of a majority of the commissioners and all rights,

4

privileges, and benefits conferred by the compact shall terminate on the effective date of

5

termination. A cure of the default does not relieve the offending state of obligations or liabilities

6

incurred during the period of the default.

7

     (d) Termination of membership in the compact shall be imposed only after all other means

8

of securing compliance have been exhausted. Notice of intent to terminate shall be given by the

9

interstate commission to the governor, the speaker, the senate president and minority leaders of the

10

defaulting state's legislature, and each of the member states.

11

     (e) The interstate commission shall establish rules and procedures to address licenses and

12

physicians that are materially impacted by the termination of a member state, or the withdrawal of

13

a member state.

14

     (f) The member state which has been terminated is responsible for all dues, obligations,

15

and liabilities incurred through the effective date of termination including obligations, the

16

performance of which extends beyond the effective date of termination.

17

     (g) The interstate commission shall not bear any costs relating to any state that has been

18

found to be in default or which has been terminated from the compact, unless otherwise mutually

19

agreed upon in writing between the interstate commission and the defaulting state.

20

     (h) The defaulting state may appeal the action of the interstate commission by petitioning

21

the United States District Court for the District of Columbia or the federal district where the

22

interstate commission has its principal offices. The prevailing party shall be awarded all costs of

23

such litigation including reasonable attorney's fees.

24

5-37.8-20. Dispute resolution.

25

(a) The interstate commission shall attempt, upon the request of a member state, to resolve

26

disputes which are subject to the compact and which may arise among member states or member

27

boards.

28

(b) The interstate commission shall promulgate rules providing for both mediation and

29

binding dispute resolution as appropriate.

30

5-37.8-21. Member states, effective date and amendment.

31

(a) Any state is eligible to become a member state of the compact.

32

     (b) The compact shall become effective and binding upon legislative enactment of the

33

compact into law by no less than seven (7) states. Thereafter, it shall become effective and binding

34

on a state upon enactment of the compact into law by that state.

 

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RELATING TO HEALTHCARE REFORM
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     (c) The governors of non-member states, or their designees, shall be invited to participate

2

in the activities of the interstate commission on a non-voting basis prior to adoption of the compact

3

by all states.

4

     (d) The interstate commission may propose amendments to the compact for enactment by

5

the member states. No amendment shall become effective and binding upon the interstate

6

commission and the member states unless and until it is enacted into law by unanimous consent of

7

the member states.

8

5-37.8-22. Withdrawal.

9

(a) Once effective, the compact shall continue in force and remain binding upon each and

10

every member state; provided that a member state may withdraw from the compact by specifically

11

repealing the statute which enacted the compact into law.

12

     (b) Withdrawal from the compact shall be by the enactment of a statute repealing the same,

13

but shall not take effect until one year after the effective date of such statute and until written notice

14

of the withdrawal has been given by the withdrawing state to the governor of each other member

15

state.

16

     (c) The withdrawing state shall immediately notify the chairperson of the interstate

17

commission in writing upon the introduction of legislation repealing the compact in the

18

withdrawing state.

19

     (d) The interstate commission shall notify the other member states of the withdrawing

20

state's intent to withdraw within sixty (60) days of its receipt of notice provided under § 5-

21

37.822(c).

22

     (e) The withdrawing state is responsible for all dues, obligations and liabilities incurred

23

through the effective date of withdrawal, including obligations, the performance of which extend

24

beyond the effective date of withdrawal.

25

     (f) Reinstatement following withdrawal of a member state shall occur upon the

26

withdrawing state reenacting the compact or upon such later date as determined by the interstate

27

commission.

28

     (g) The interstate commission is authorized to develop rules to address the impact of the

29

withdrawal of a member state on licenses granted in other member states to physicians who

30

designated the withdrawing member state as the state of principal license.

31

5-37.8-23. Dissolution.

32

(a) The compact shall dissolve effective upon the date of the withdrawal or default of the

33

member state which reduces the membership in the compact to one member state.

 

Art15
RELATING TO HEALTHCARE REFORM
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1

(b) Upon the dissolution of the compact, the compact becomes null and void and shall be

2

of no further force or effect, and the business and affairs of the interstate commission shall be

3

concluded and surplus funds shall be distributed in accordance with the bylaws.

4

5-37.8-24. Severability and construction.

5

(a) The provisions of the compact shall be severable, and if any phrase, clause, sentence,

6

or provision is deemed unenforceable, the remaining provisions of the compact shall be

7

enforceable.

8

     (b) The provisions of the compact shall be liberally construed to effectuate its purposes.

9

     (c) Nothing in the compact shall be construed to prohibit the applicability of other

10

interstate compacts to which the states are members.

11

5-37.8-25. Binding effect of compact and other laws.

12

(a) Nothing herein prevents the enforcement of any other law of a member state that is not

13

inconsistent with the compact.

14

     (b) All laws in a member state in conflict with the compact are superseded to the extent

15

of the conflict.

16

     (c) All lawful actions of the interstate commission, including all rules and bylaws

17

promulgated by the commission, are binding upon the member states.

18

     (d) All agreements between the interstate commission and the member states are binding

19

in accordance with their terms.

20

     (e) In the event any provision of the compact exceeds the constitutional limits imposed on

21

the legislature of any member state, such provision shall be ineffective to the extent of the conflict

22

with the constitutional provision in question in that member state.

23

     SECTION 2. Chapter 5-34.3 of the General Laws entitled "Nurse Licensure Compact" is

24

hereby amended by adding thereto the following sections:

25

     5-34.3-10.1. Rulemaking.

26

     (a) The commission shall exercise its rulemaking powers pursuant to the criteria set forth

27

in this section and the rules adopted thereunder. The commission shall not be subject to the

28

requirements of the Rhode Island Administrative Procedures Act, R.I. Gen. Laws §§ 42-35-1 et

29

seq., but rather shall adhere to the requirements stated in this chapter. Rules and amendments shall

30

become binding as of the date specified in each rule or amendment and shall have the same force

31

and effect as provisions of this compact.

32

     (b) Rules or amendments to the rules shall be adopted at a regular or special meeting of the

33

commission.

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 16 of 102)

1

     (c) Prior to promulgation and adoption of a final rule or rules by the commission, and at

2

least sixty (60) days in advance of the meeting at which the rule will be considered and voted upon,

3

the commission shall file a notice of proposed rulemaking:

4

     (1) On the website of the commission; and

5

     (2) On the website of each licensing board or the publication in which each state would

6

otherwise publish proposed rules.

7

     (d) The notice of proposed rulemaking shall include:

8

     (1) The proposed time, date and location of the meeting in which the rule will be

9

considered and voted upon;

10

     (2) The text of the proposed rule or amendment, and the reason for the proposed rule;

11

     (3) A request for comments on the proposed rule from any interested person; and

12

     (4) The manner in which interested persons may submit notice to the commission of their

13

intention to attend the public hearing and any written comments.

14

     (e) Prior to adoption of a proposed rule, the commission shall allow persons to submit

15

written data, facts, opinions and arguments, which shall be made available to the public.

16

     (f) The commission shall grant an opportunity for a public hearing before it adopts a rule

17

or amendment.

18

     (g) The commission shall publish the place, time and date of the scheduled public hearing.

19

     (1) Hearings shall be conducted in a manner providing each person who wishes to comment

20

a fair and reasonable opportunity to comment orally or in writing. All hearings will be recorded,

21

and a copy will be made available upon request.

22

     (2) Nothing in this section shall be construed as requiring a separate hearing on each rule.

23

Rules may be grouped for the convenience of the commission at hearings required by this section.

24

     (h) If no one appears at the public hearing, the commission may proceed with promulgation

25

of the proposed rule.

26

     (i) Following the scheduled hearing date, or by the close of business on the scheduled

27

hearing date if the hearing was not held, the commission shall consider all written and oral

28

comments received.

29

     (j) The commission shall, by majority vote of all administrators, take final action on the

30

proposed rule and shall determine the effective date of the rule, if any, based on the rulemaking

31

record and the full text of the rule.

32

     (k) Upon determination that an emergency exists, the commission may consider and adopt

33

an emergency rule without prior notice, opportunity for comment or hearing, provided that the

34

usual rulemaking procedures provided in this compact and in this section shall be retroactively

 

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RELATING TO HEALTHCARE REFORM
(Page 17 of 102)

1

applied to the rule as soon as reasonably possible, in no event later than ninety (90) days after the

2

effective date of the rule. For the purposes of this provision, an emergency rule is one that must be

3

adopted immediately in order to:

4

     (1) Meet an imminent threat to public health, safety or welfare;

5

     (2) Prevent a loss of commission or party state funds; or

6

     (3) Meet a deadline for the promulgation of an administrative rule that is required by

7

federal law or rule.

8

(l) The commission may direct revisions to a previously adopted rule or amendment for

9

purposes of correcting typographical errors, errors in format, errors in consistency or grammatical

10

errors. Public notice of any revisions shall be posted on the website of the commission. The revision

11

shall be subject to challenge by any person for a period of thirty (30) days after posting. The revision

12

may be challenged only on grounds that the revision results in a material change to a rule. A

13

challenge shall be made in writing, and delivered to the commission, prior to the end of the notice

14

period. If no challenge is made, the revision will take effect without further action. If the revision

15

is challenged, the revision may not take effect without the approval of the commission.

16

5-34.3-11.1. Oversight, dispute resolution and enforcement.

17

(a) Oversight.

18

     (1) Each party state shall enforce this compact and take all actions necessary and

19

appropriate to effectuate this compact’s purposes and intent.

20

     (2) The commission shall be entitled to receive service of process in any proceeding that

21

may affect the powers, responsibilities or actions of the commission, and shall have standing to

22

intervene in such a proceeding for all purposes. Failure to provide service of process in such

23

proceeding to the commission shall render a judgment or order void as to the commission, this

24

compact or promulgated rules.

25

     (b) Default, technical assistance and termination.

26

(1) If the commission determines that a party state has defaulted in the performance of its

27

obligations or responsibilities under this compact or the promulgated rules, the commission shall:

28

     (i) Provide written notice to the defaulting state and other party states of the nature of the

29

default, the proposed means of curing the default or any other action to be taken by the commission;

30

and

31

     (ii) Provide remedial training and specific technical assistance regarding the default;

32

     (2) If a state in default fails to cure the default, the defaulting state's membership in this

33

compact may be terminated upon an affirmative vote of a majority of the administrators, and all

34

rights, privileges and benefits conferred by this compact may be terminated on the effective date

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 18 of 102)

1

of termination. A cure of the default does not relieve the offending state of obligations or liabilities

2

incurred during the period of default;

3

     (3) Termination of membership in this compact shall be imposed only after all other means

4

of securing compliance have been exhausted. Notice of intent to suspend or terminate shall be given

5

by the commission to the governor of the defaulting state and to the executive officer of the

6

defaulting state's licensing board and each of the party states;

7

     (4) A state whose membership in this compact has been terminated is responsible for all

8

assessments, obligations and liabilities incurred through the effective date of termination, including

9

obligations that extend beyond the effective date of termination;

10

     (5) The commission shall not bear any costs related to a state that is found to be in default

11

or whose membership in this compact has been terminated unless agreed upon in writing between

12

the commission and the defaulting state;

13

     (6) The defaulting state may appeal the action of the commission by petitioning the U.S.

14

District Court for the District of Columbia or the federal district in which the commission has its

15

principal offices. The prevailing party shall be awarded all costs of such litigation, including

16

reasonable attorneys' fees.

17

     (c) Dispute Resolution.

18

     (1) Upon request by a party state, the commission shall attempt to resolve disputes related

19

to the compact that arise among party states and between party and non-party states;

20

     (2) The commission shall promulgate a rule providing for both mediation and binding

21

dispute resolution for disputes, as appropriate;

22

     (3) In the event the commission cannot resolve disputes among party states arising under

23

this compact:

24

     (i) The party states may submit the issues in dispute to an arbitration panel, which will be

25

comprised of individuals appointed by the compact administrator in each of the affected party states

26

and an individual mutually agreed upon by the compact administrators of all the party states

27

involved in the dispute;

28

     (ii) The decision of a majority of the arbitrators shall be final and binding.

29

     (d) Enforcement.

30

     (1) The commission, in the reasonable exercise of its discretion, shall enforce the

31

provisions and rules of this compact;

32

     (2) By majority vote, the commission may initiate legal action in the U.S. District Court

33

for the District of Columbia or the federal district in which the commission has its principal offices

34

against a party state that is in default to enforce compliance with the provisions of this compact and

 

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RELATING TO HEALTHCARE REFORM
(Page 19 of 102)

1

its promulgated rules and bylaws. The relief sought may include both injunctive relief and damages.

2

In the event judicial enforcement is necessary, the prevailing party shall be awarded all costs of

3

such litigation, including reasonable attorneys' fees;

4

     (3) The remedies herein shall not be the exclusive remedies of the commission. The

5

commission may pursue any other remedies available under federal or state law.

6

     SECTION 3. Sections 5-34.3-3, 5-34.3-4, 5-34.3-5, 5-34.3-6, 5-34.3-8, 5-34.3-9, 5-34.310,

7

5-34.3-12 and 5-34.3-14 of the General Laws in Chapter 5-34.3 entitled "Nurse Licensure

8

Compact" are hereby amended to read as follows:

9

     5-34.3-3. Legislative findings.

10

     (a) The general assembly finds and declares that:

11

     (1) The health and safety of the public are affected by the degree of compliance with and

12

the effectiveness of enforcement activities related to state nurse licensure laws;

13

     (2) Violations of nurse licensure and other laws regulating the practice of nursing may

14

result in injury or harm to the public;

15

     (3) The expanded mobility of nurses and the use of advanced communication technologies

16

as part of our nation's healthcare delivery system require greater coordination and cooperation

17

among states in the areas of nurse licensure and regulations;

18

     (4) New practice modalities and technology make compliance with individual state nurse

19

licensure laws difficult and complex; and

20

     (5) The current system of duplicative licensure for nurses practicing in multiple states is

21

cumbersome and redundant to both nurses and states.; and

22

     (6) Uniformity of nurse licensure requirements throughout the states promotes public safety

23

and public health benefits.

24

     (b) The general purposes of this compact are to:

25

     (1) Facilitate the states' responsibility to protect the public's health and safety;

26

     (2) Ensure and encourage the cooperation of party states in the areas of nurse licensure and

27

regulation;

28

     (3) Facilitate the exchange of information between party states in the areas of nurse

29

regulation, investigation and adverse actions;

30

     (4) Promote compliance with the laws governing the practice of nursing in each

31

jurisdiction; and

32

     (5) Invest all party states with the authority to hold a nurse accountable for meeting all state

33

practice laws in the state in which the patient is located at the time care is rendered through the

34

mutual recognition of party state licenses.;

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 20 of 102)

1

     (6) Decrease redundancies in the consideration and issuance of nurse licenses; and

2

     (7) Provide opportunities for interstate practice by nurses who meet uniform licensure

3

requirements.

4

     5-34.3-4. Definitions.

5

     As used in this chapter:

6

     (1) "Adverse action" means a home or remote state action. any administrative, civil,

7

equitable or criminal action permitted by a state's laws which is imposed by a licensing board or

8

other authority against a nurse, including actions against an individual's license or multistate

9

licensure privilege such as revocation, suspension, probation, monitoring of the licensee, limitation

10

on the licensee's practice, or any other encumbrance on licensure affecting a nurse's authorization

11

to practice, including issuance of a cease and desist action.

12

     (2) "Alternative program" means a voluntary, nondisciplinary monitoring program

13

approved by a nurse licensing board.

14

     (3) "Commission" means the interstate commission of nurse license compact

15

     administrators, the governing body of the nurse licensure compact.

16

     (3)(4) "Coordinated licensure information system" means an integrated process for

17

collecting, storing, and sharing information on nurse licensure and enforcement activities related

18

to nurse licensure laws, which is administered by a nonprofit organization composed of and

19

controlled by state nurse licensing boards.

20

     (4)(5) "Current significant investigative information" means investigative information that

21

a licensing board, after a preliminary inquiry that includes notification and an opportunity for the

22

nurse to respond if required by state law, has reason to believe is not groundless and, if proved true,

23

would indicate more than a minor infraction; or investigative information that indicates that the

24

nurse represents an immediate threat to public health and safety regardless of whether the nurse has

25

been notified and had an opportunity to respond.

26

     (6) "Encumbrance" means a revocation or suspension of, or any limitation on, the full and

27

unrestricted practice of nursing imposed by a licensing board.

28

     (5)(7) "Home state" means the party state which is the nurse's primary state of residence.

29

     (6)(8) "Home state action" means any administrative, civil, equitable, or criminal action

30

permitted by the home state's laws which are imposed on a nurse by the home state's licensing

31

board or other authority including actions against an individual's license such as: revocation,

32

suspension, probation or any other action which affects a nurse's authorization to practice.

33

     (7)(9) "Licensing board" means a party state's regulatory body responsible for issuing nurse

34

licenses.

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 21 of 102)

1

     (8)(10) "Multistate licensure privilege" means current, official authority from a remote

2

state permitting the practice of nursing as either a registered nurse or a licensed practical/vocational

3

nurse in such party state. All party states have the authority, in accordance with existing state due

4

process law, to take actions against the nurse's privilege such as: revocation, suspension, probation

5

or any other action which affects a nurse's authorization to practice. a license to practice as a

6

registered nurse (RN) or a licensed practical nurse/vocational nurse (LPN/VN) issued by a home

7

state licensing board that authorizes the licensed nurse to practice in all party states under a

8

multistate licensure privilege.

9

     (11) "Multistate licensure privilege" means a legal authorization associated with a

10

multistate license permitting the practice of nursing as either a registered nurse (RN) or licensed

11

practical nurse/vocational nurse (LPN/VN) in a remote state.

12

     (9)(12) "Nurse" means a registered nurse or licensed practical/vocational nurse, as those

13

terms are defined by each party's state practice laws.

14

     (10)(13) "Party state" means any state that has adopted this compact.

15

     (11)(14) "Remote state" means a party state, other than the home state., where the patient

16

is located at the time nursing care is provided, or, in the case of the practice of nursing not involving

17

a patient, in such party state where the recipient of nursing practice is located.

18

     (12)(15) "Remote state action" means any administrative, civil, equitable or criminal action

19

permitted by a remote state's laws which are imposed on a nurse by the remote state's licensing

20

board or other authority including actions against an individual's multistate licensure privilege to

21

practice in the remote state, and cease and desist and other injunctive or equitable orders issued by

22

remote states or the licensing boards thereof.

23

     (16) "Single-state license" means a nurse license issued by a party state that authorizes

24

practice only within the issuing state and does not include a multistate licensure privilege to practice

25

in any other party state.

26

     (13)(17) "State" means a state, territory, or possession of the United States, the District of

27

     Columbia.

28

     (14)(18) "State practice laws" means those individual party's state laws and regulations that

29

govern the practice of nursing, define the scope of nursing practice, and create the methods and

30

grounds for imposing discipline. It does not include the initial qualifications for licensure or

31

requirements necessary to obtain and retain a license, except for qualifications or requirements of

32

the home state.

33

     5-34.3-5. Permitted activities and jurisdiction. General provisions and jurisdiction.

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 22 of 102)

1

     A license to practice registered nursing issued by a home state to a resident in that state

2

will be recognized by each party state as authorizing a multistate licensure privilege to practice as

3

a registered nurse in such party state. A license to practice licensed practical/vocational nursing

4

issued by a home state to a resident in that state will be recognized by each party state as authorizing

5

a multistate licensure privilege to practice as a licensed practical/vocational nurse in such party

6

state. In order to obtain or retain a license, an applicant must meet the home state's qualifications

7

for licensure and license renewal as well as all other applicable state laws.

8

     Party states may, in accordance with state due process laws, limit or revoke the multistate

9

licensure privilege of any nurse to practice in their state and may take any other actions under their

10

applicable state laws necessary to protect the health and safety of their citizens. If a party state takes

11

such action, it shall promptly notify the administrator of the coordinated licensure information

12

system. The administrator of the coordinated licensure information system shall promptly notify

13

the home state of any such actions by remote states.

14

     Every nurse practicing in a party state must comply with the state practice laws of the state

15

in which the patient is located at the time care is rendered. In addition, the practice of nursing is not

16

limited to patient care, but shall include all nursing practice as defined by the state practice laws of

17

a party state. The practice of nursing will subject a nurse to the jurisdiction of the nurse licensing

18

board and courts, as well as the laws, in that party state.

19

     This compact does not affect additional requirements imposed by states for advanced

20

practice registered nursing. However, a multistate licensure privilege to practice registered nursing

21

granted by a party shall be recognized by other party states as a license to practice registered nursing

22

if one is required by state law as a precondition for qualifying for advanced practice registered

23

nurse authorization.

24

     Individuals not residing in a party state shall continue to be able to apply for nurse licensure

25

as provided for under the laws of each party state. However, the license granted to these individuals

26

will not be recognized as granting the privilege to practice nursing in any other party

27

     state unless explicitly agreed to by that party state.

28

     (a) A multistate license to practice registered or licensed practical nursing/vocational

29

nursing issued by a home state to a resident in that state will be recognized by each party state as

30

authorizing a nurse to practice as a registered nurse (RN) or as a licensed practical nurse/vocational

31

nurse (LPN/VN), under a multistate licensure privilege, in each party state.

32

     (b) A state must implement procedures for considering the criminal history records of

33

applicants for initial multistate license or licensure by endorsement. Such procedures shall include

34

the submission of fingerprints or other biometric-based information by applicants for the purpose

 

Art15
RELATING TO HEALTHCARE REFORM
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1

of obtaining an applicant's criminal history record information from the Federal Bureau of

2

Investigation, and the agency responsible for retaining that state's criminal records.

3

     (c) Each party state shall require the following for an applicant to obtain or retain a

4

multistate license in the home state:

5

     (1) Meets the home state's qualifications for licensure or renewal of licensure, as well as

6

all other applicable state laws;

7

     (2)(i) Has graduated or is eligible to graduate from a licensing board-approved RN or

8

LPN/VN prelicensure education program; or

9

     (ii) Has graduated from a foreign RN or LPN/VN prelicensure education program that:

10

     (A) Has been approved by the authorized accrediting body in the applicable country; and

11

     (B) Has been verified by an independent credentials review agency to be comparable to a

12

licensing board-approved prelicensure education program;

13

     (3) Has, if a graduate of a foreign prelicensure education program not taught in English or

14

if English is not the individual's native language, successfully passed an English proficiency

15

examination that includes the components of reading, speaking, writing and listening;

16

     (4) Has successfully passed an NCLEX-RN® or NCLEX-PN® Examination or recognized

17

predecessor, as applicable;

18

     (5) Is eligible for or holds an active, unencumbered license;

19

     (6) Has submitted, in connection with an application for initial licensure or licensure by

20

endorsement, fingerprints or other biometric data for the purpose of obtaining criminal history

21

record information from the Federal Bureau of Investigation and the agency responsible for

22

retaining that state's criminal records;

23

     (7) Has not been convicted or found guilty nor entered into an agreed disposition of a felony

24

offense under applicable state or federal criminal law;

25

     (8) Has not been convicted or found guilty nor entered into an agreed disposition of a

26

misdemeanor offense related to the practice of nursing as determined on a case-by-case basis;

27

     (9) Is not currently enrolled in an alternative program;

28

     (10) Is subject to self-disclosure requirements regarding current participation in an

29

alternative program; and

30

     (11) Has a valid United States Social Security number.

31

     (d) All party states shall be authorized, in accordance with existing state due process law,

32

to take adverse action against a nurse's multistate licensure privilege such as revocation, suspension,

33

probation or any other action that affects a nurse's authorization to practice under a multistate

34

licensure privilege, including cease and desist actions. If a party state takes such action, it shall

 

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RELATING TO HEALTHCARE REFORM
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1

promptly notify the administrator of the coordinated licensure information system. The

2

administrator of the coordinated licensure information system shall promptly notify the home state

3

of any such actions by remote states.

4

     (e) A nurse practicing in a party state must comply with the state practice laws of the state

5

in which the client is located at the time service is provided. The practice of nursing is not limited

6

to patient care, but shall include all nursing practice as defined by the state practice laws of the

7

party state in which the client is located. The practice of nursing in a party state under a multistate

8

licensure privilege will subject a nurse to the jurisdiction of the licensing board, the courts and the

9

laws of the party state in which the client is located at the time service is provided.

10

     (f) Individuals not residing in a party state shall continue to be able to apply for a party

11

state's single-state license as provided under the laws of each party state. However, the singlestate

12

license granted to these individuals will not be recognized as granting the privilege to practice

13

nursing in any other party state. Nothing in this compact shall affect the requirements established

14

by a party state for the issuance of a single-state license.

15

     (g) Any nurse holding a home state multistate license, on the effective date of this compact,

16

may retain and renew the multistate license issued by the nurse's then-current home state, provided

17

that:

18

     (1) A nurse, who changes primary state of residence after this compact’s effective date,

19

must meet all applicable requirements to obtain a multistate license from a new home state; and

20

     (2) A nurse who fails to satisfy the multistate licensure requirements due to a disqualifying

21

event occurring after this compact’s effective date shall be ineligible to retain or renew a multistate

22

license, and the nurse's multistate license shall be revoked or deactivated in accordance with

23

applicable rules adopted by the commission.

24

     5-34.3-6. Applications for licensure in a party state.

25

     (a) Upon application for a license, the licensing board in a party state shall ascertain,

26

through the coordinated licensure information system, whether the applicant has ever held, or is the

27

holder of, a license issued by any other state, whether there are any restrictions on the multistate

28

licensure privilege, and whether any other adverse action by any state has been taken against the

29

license.

30

     (b) A nurse in a party state shall hold licensure in only one party state at a time, issued by

31

     the home state.

32

     (c) A nurse who intends to change primary state of residence may apply for licensure in

33

the new home state in advance of such change. However, new licenses will not be issued by a party

 

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RELATING TO HEALTHCARE REFORM
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1

state until after a nurse provides evidence of change in primary state of residence satisfactory to the

2

new home state's licensing board.

3

     (d) When a nurse changes primary state of residence by;

4

     (1) Moving between two party states, and obtains a license from the new home state, the

5

license from the former home state is no longer valid;

6

      (2) Moving from a non-party state to a party state, and obtains a license from the new

7

home state, the individual state license issued by the non-party state is not affected and will remain

8

in full force if so provided by the laws of the non-party state;

9

     (3) Moving from a party state to a non-party state, the license issued by the prior home

10

state converts to an individual state license, valid only in the former home state, without the

11

multistate licensure privilege to practice in other party states.

12

     (a) Upon application for a multistate license, the licensing board in the issuing party state

13

shall ascertain, through the coordinated licensure information system, whether the applicant has

14

ever held, or is the holder of, a license issued by any other state, whether there are any

15

encumbrances on any license or multistate licensure privilege held by the applicant, whether any

16

adverse action has been taken against any license or multistate licensure privilege held by the

17

applicant and whether the applicant is currently participating in an alternative program.

18

     (b) A nurse may hold a multistate license, issued by the home state, in only one party state

19

at a time.

20

     (c) If a nurse changes primary state of residence by moving between two (2) party states,

21

the nurse must apply for licensure in the new home state, and the multistate license issued by the

22

prior home state will be deactivated in accordance with applicable rules adopted by the commission.

23

     (1) The nurse may apply for licensure in advance of a change in primary state of residence.

24

     (2) A multistate license shall not be issued by the new home state until the nurse provides

25

satisfactory evidence of a change in primary state of residence to the new home state and satisfies

26

all applicable requirements to obtain a multistate license from the new home state.

27

     (d) If a nurse changes primary state of residence by moving from a party state to a nonparty

28

state, the multistate license issued by the prior home state will convert to a single-state license,

29

valid only in the former home state.

30

     5-34.3-8. Additional authorities invested in party state nurse licensing boards.

31

     (a) Notwithstanding any other powers conferred by state law, party state nurse licensing

32

boards shall have the authority to:

33

     (1) If otherwise, permitted by state law, recover from the affected nurse the costs of

34

investigations and disposition of cases resulting from any adverse action taken against that nurse;

 

Art15
RELATING TO HEALTHCARE REFORM
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1

     (2) Issue subpoenas for both hearings and investigations which require the attendance and

2

testimony of witnesses, and the production of evidence. Subpoenas issued by a nurse licensing

3

board in a party state for the attendance and testimony of witnesses, and/or the production of

4

evidence from another party state, shall be enforced in the latter state by any court of competent

5

jurisdiction, according to the practice and procedure of that court applicable to subpoenas issued in

6

proceedings pending before it. The issuing authority shall pay any witness fees, travel expenses,

7

mileage and other fees required by the service statutes of the state where the witnesses and/or

8

evidence are located.

9

     (3) Issue cease and desist orders to limit or revoke a nurse's authority to practice in their

10

state;

11

     (4) Promulgate uniform rules and regulations as provided for in subsection 5-34.3-10(c).

12

     (1) Take adverse action against a nurse's multistate licensure privilege to practice within

13

that party state.

14

     (i) Only the home state shall have the power to take adverse action against a nurse's license

15

issued by the home state.

16

     (ii) For purposes of taking adverse action, the home state licensing board shall give the

17

same priority and effect to reported conduct received from a remote state as it would if such conduct

18

had occurred within the home state. In so doing, the home state shall apply its own state laws to

19

determine appropriate action.

20

     (2) Issue cease and desist orders or impose an encumbrance on a nurse's authority to

21

practice within that party state.

22

     (3) Complete any pending investigations of a nurse who changes primary state of residence

23

during the course of such investigations. The licensing board shall also have the authority to take

24

appropriate action(s) and shall promptly report the conclusions of such investigations to the

25

administrator of the coordinated licensure information system. The administrator of the coordinated

26

licensure information system shall promptly notify the new home state of any such actions.

27

     (4) Issue subpoenas for both hearings and investigations that require the attendance and

28

testimony of witnesses, as well as, the production of evidence. Subpoenas issued by a licensing

29

board in a party state for the attendance and testimony of witnesses or the production of evidence

30

from another party state shall be enforced in the latter state by any court of competent jurisdiction,

31

according to the practice and procedure of that court applicable to subpoenas issued in proceedings

32

pending before it. The issuing authority shall pay any witness fees, travel expenses, mileage and

33

other fees required by the service statutes of the state in which the witnesses or evidence are located.

 

Art15
RELATING TO HEALTHCARE REFORM
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1

     (5) Obtain and submit, for each nurse licensure applicant, fingerprint or other biometric-

2

based information to the Federal Bureau of Investigation for criminal background checks, receive

3

the results of the Federal Bureau of Investigation record search on criminal background checks and

4

use the results in making licensure decisions.

5

     (6) If otherwise permitted by state law, recover from the affected nurse the costs of

6

investigations and disposition of cases resulting from any adverse action taken against that nurse.

7

     (7) Take adverse action based on the factual findings of the remote state, provided that the

8

licensing board follows its own procedures for taking such adverse action.

9

     (b) If adverse action is taken by the home state against a nurse's multistate license, the

10

nurse's multistate licensure privilege to practice in all other party states shall be deactivated until

11

all encumbrances have been removed from the multistate license. All home state disciplinary orders

12

that impose adverse action against a nurse's multistate license shall include a statement that the

13

nurse's multistate licensure privilege is deactivated in all party states during the pendency of the

14

order.

15

     (c) Nothing in this compact shall override a party state's decision that participation in an

16

alternative program may be used in lieu of adverse action. The home state licensing board shall

17

deactivate the multistate licensure privilege under the multistate license of any nurse for the

18

duration of the nurse's participation in an alternative program.

19

     5-34.3-9. Coordinated licensure information system Coordinated licensure

20

information system and exchange of information.

21

     (a) All party states shall participate in a cooperative effort to create a coordinated data base

22

licensure information system of all licensed registered nurses (RNs) and licensed practical

23

nurses/vocational nurses (LPNs/VNs). This system will include information on the licensure and

24

disciplinary history of each nurse, as contributed submitted by party states, to assist in the

25

coordination of nurse licensure and enforcement efforts.

26

     (b) Notwithstanding any other provision of law, all party states' licensing boards shall

27

promptly report adverse actions, actions against multistate licensure privileges, any current

28

significant investigative information yet to result in adverse action, denials of applications, and the

29

reasons for such denials, to the coordinated licensure information system. The commission, in

30

consultation with the administrator of the coordinated licensure information system, shall formulate

31

necessary and proper procedures for the identification, collection and exchange of information

32

under this compact.

33

     (c) All licensing boards shall promptly report to the coordinated licensure information

34

system any adverse action, any current significant investigative information, denials of applications

 

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RELATING TO HEALTHCARE REFORM
(Page 28 of 102)

1

(with the reasons for such denials) and nurse participation in alternative programs known to the

2

licensing board regardless of whether such participation is deemed nonpublic or confidential under

3

state law.

4

     (c)(d) Current significant investigative information and participation in nonpublic or

5

confidential alternative programs shall be transmitted through the coordinated licensure

6

information system only to party state licensing boards.

7

     (d)(e) Notwithstanding any other provision of law, all party states' licensing boards

8

contributing information to the coordinated licensure information system may designate

9

information that may not be shared with non-party states or disclosed to other entities or individuals

10

without the express permission of the contributing state.

11

     (e)(f) Any personally identifiable information obtained from the coordinated licensure

12

information system by a party state's licensing board shall from the coordinated licensure

13

information system may not be shared with non-party states or disclosed to other entities or

14

individuals except to the extent permitted by the laws of the party state contributing the information.

15

     (f)(g) Any information contributed to the coordinated licensure information system that is

16

subsequently required to be expunged by the laws of the party state contributing that information,

17

shall also be expunged from the coordinated licensure information system.

18

     (g) The compact administrators, acting jointly with each other and in consultation with the

19

administrator of the coordinated licensure information system, shall formulate necessary and proper

20

procedures for the identification, collection and exchange of information under this compact.

21

     (h) The compact administrator of each party state shall furnish a uniform data set to the

22

compact administrator of each other party state, which shall include, at a minimum:

23

     (1) Identifying information;

24

     (2) Licensure data;

25

     (3) Information related to alternative program participation; and

26

     (4) Other information that may facilitate the administration of this compact, as determined

27

by commission rules.

28

     (i) The compact administrator of a party state shall provide all investigative documents and

29

information requested by another party state.

30

     5-34.3-10. Compact administration and interchange of information Establishment of

31

the interstate commission of nurse licensure compact administrators.

32

      (a) The head of the nurse licensing board, or his/her designee, of each party state shall be

33

the administrator of this compact for his/her state.

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 29 of 102)

1

     (b) The compact administrator of each party shall furnish to the compact administrator of

2

each other party state any information and documents including, but not limited to, a uniform data

3

set of investigations, identifying information, licensure data, and disclosable alternative program

4

participation information to facilitate the administration of this compact.

5

     (c) Compact administrators shall have the authority to develop uniform rules to facilitate

6

and coordinate implementation of this compact. These uniform rules shall be adopted by party

7

states, under the authority invested under § 5-34.3-8(4).

8

     (a) The party states hereby create and establish a joint public entity known as the interstate

9

commission of nurse licensure compact administrators (the "commission").

10

     (1) The commission is an instrumentality of the party states.

11

     (2) Venue is proper, and judicial proceedings by or against the commission shall be brought

12

solely and exclusively, in a court of competent jurisdiction where the principal office of the

13

commission is located. The commission may waive venue and jurisdictional defenses to the extent

14

it adopts or consents to participate in alternative dispute resolution proceedings.

15

     (3) Nothing in this compact shall be construed to be a waiver of sovereign immunity.

16

     (b) Membership, voting and meetings:

17

     (1) Each party state shall have and be limited to one administrator. The head of the state

18

licensing board or designee shall be the administrator of this compact for each party state. Any

19

administrator may be removed or suspended from office as provided by the law of the state from

20

which the administrator is appointed. Any vacancy occurring in the commission shall be filled in

21

accordance with the laws of the party state in which the vacancy exists.

22

     (2) Each administrator shall be entitled to one vote with regard to the promulgation of rules

23

and creation of bylaws and shall otherwise have an opportunity to participate in the business and

24

affairs of the commission. An administrator shall vote in person or by such other means as provided

25

in the bylaws. The bylaws may provide for an administrator's participation in meetings by telephone

26

or other means of communication.

27

     (3) The commission shall meet at least once during each calendar year. Additional meetings

28

shall be held as set forth in the bylaws or rules of the commission. The commission shall not be

29

subject to the requirements of the Rhode Island Open Meetings Act, R.I. Gen. Laws §§ 42-46-1et

30

seq. and/or the Rhode Island Access to Public Records Act, R.I. Gen. Laws §§ 38-2-1 et seq., but

31

rather shall adhere to the requirements stated in this chapter.

32

     (4) All meetings shall be open to the public, and public notice of meetings shall be given

33

in the same manner as required under the rulemaking provisions in § 5-34.3-10.1.

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 30 of 102)

1

     (5) The commission may convene in a closed, nonpublic meeting if the commission must

2

discuss:

3

     (i) Noncompliance of a party state with its obligations under this compact;

4

     (ii) The employment, compensation, discipline or other personnel matters, practices or

5

procedures related to specific employees or other matters related to the commission's internal

6

personnel practices and procedures;

7

     (iii) Current, threatened or reasonably anticipated litigation;

8

     (iv) Negotiation of contracts for the purchase or sale of goods, services or real estate;

9

     (v) Accusing any person of a crime or formally censuring any person;

10

     (vi) Disclosure of trade secrets or commercial or financial information that is privileged or

11

confidential;

12

     (vii) Disclosure of information of a personal nature where disclosure would constitute a

13

clearly unwarranted invasion of personal privacy;

14

     (viii) Disclosure of investigatory records compiled for law enforcement purposes;

15

     (ix) Disclosure of information related to any reports prepared by or on behalf of the

16

commission for the purpose of investigation of compliance with this compact; or

17

     (x) Matters specifically exempted from disclosure by federal or state statute.

18

     (6) If a meeting, or portion of a meeting, is closed pursuant to this provision, the

19

commission's legal counsel or designee shall certify that the meeting may be closed and shall

20

reference each relevant exempting provision. The commission shall keep minutes that fully and

21

clearly describe all matters discussed in a meeting and shall provide a full and accurate summary

22

of actions taken, and the reasons therefor, including a description of the views expressed. All

23

documents considered in connection with an action shall be identified in such minutes. All minutes

24

and documents of a closed meeting shall remain under seal, subject to release by a majority vote of

25

the commission or order of a court of competent jurisdiction.

26

     (c) The commission shall, by a majority vote of the administrators, prescribe bylaws or

27

rules to govern its conduct as may be necessary or appropriate to carry out the purposes and

28

exercise the powers of this compact, including, but not limited to:

29

     (1) Establishing the fiscal year of the commission;

30

     (2) Providing reasonable standards and procedures:

31

     (i) For the establishment and meetings of other committees; and

32

     (ii) Governing any general or specific delegation of any authority or function of the

33

commission;

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 31 of 102)

1

     (3) Providing reasonable procedures for calling and conducting meetings of the

2

commission, ensuring reasonable advance notice of all meetings and providing an opportunity for

3

attendance of such meetings by interested parties, with enumerated exceptions designed to protect

4

the public's interest, the privacy of individuals, and proprietary information, including trade secrets.

5

The commission may meet in closed session only after a majority of the administrators vote to close

6

a meeting in whole or in part. As soon as practicable, the commission must make public a copy of

7

the vote to close the meeting revealing the vote of each administrator, with no proxy votes allowed;

8

     (4) Establishing the titles, duties and authority and reasonable procedures for the election

9

of the officers of the commission;

10

     (5) Providing reasonable standards and procedures for the establishment of the personnel

11

policies and programs of the commission. Notwithstanding any civil service or other similar laws

12

of any party state, the bylaws shall exclusively govern the personnel policies and programs of the

13

commission; and

14

     (6) Providing a mechanism for winding up the operations of the commission and the

15

equitable disposition of any surplus funds that may exist after the termination of this compact after

16

the payment or reserving of all of its debts and obligations;

17

     (d) The commission shall publish its bylaws and rules, and any amendments thereto, in a

18

convenient form on the website of the commission.

19

     (e) The commission shall maintain its financial records in accordance with the bylaws.

20

     (f) The commission shall meet and take such actions as are consistent with the provisions

21

of this compact and the bylaws.

22

     (g) The commission shall have the following powers:

23

     (1) To promulgate uniform rules to facilitate and coordinate implementation and

24

administration of this compact. The rules shall have the force and effect of law and shall be binding

25

in all party states;

26

     (2) To bring and prosecute legal proceedings or actions in the name of the commission,

27

provided that the standing of any licensing board to sue or be sued under applicable law shall not

28

be affected;

29

     (3) To purchase and maintain insurance and bonds;

30

     (4) To borrow, accept or contract for services of personnel, including, but not limited to,

31

employees of a party state or nonprofit organizations;

32

     (5) To cooperate with other organizations that administer state compacts related to the

33

regulation of nursing, including, but not limited to, sharing administrative or staff expenses, office

34

space or other resources;

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 32 of 102)

1

     (6) To hire employees, elect or appoint officers, fix compensation, define duties, grant such

2

individuals appropriate authority to carry out the purposes of this compact, and to establish the

3

commission's personnel policies and programs relating to conflicts of interest, qualifications of

4

personnel and other related personnel matters;

5

     (7) To accept any and all appropriate donations, grants and gifts of money, equipment,

6

supplies, materials and services, and to receive, utilize and dispose of the same; provided that at all

7

times the commission shall avoid any appearance of impropriety or conflict of interest;

8

     (8) To lease, purchase, accept appropriate gifts or donations of, or otherwise to own, hold,

9

improve or use, any property, whether real, personal or mixed; provided that at all times the

10

commission shall avoid any appearance of impropriety;

11

     (9) To sell, convey, mortgage, pledge, lease, exchange, abandon or otherwise dispose of

12

any property, whether real, personal or mixed;

13

     (10) To establish a budget and make expenditures;

14

     (11) To borrow money;

15

     (12) To appoint committees, including advisory committees comprised of administrators,

16

state nursing regulators, state legislators or their representatives, and consumer representatives, and

17

other such interested persons;

18

     (13) To provide and receive information from, and to cooperate with, law enforcement

19

agencies;

20

     (14) To adopt and use an official seal; and

21

     (15) To perform such other functions as may be necessary or appropriate to achieve the

22

purposes of this compact consistent with the state regulation of nurse licensure and practice.

23

     (h) Financing of the commission:

24

     (1) The commission shall pay, or provide for the payment of, the reasonable expenses of

25

its establishment, organization and ongoing activities;

26

     (2) The commission may also levy on and collect an annual assessment from each party

27

state to cover the cost of its operations, activities and staff in its annual budget as approved each

28

year. The aggregate annual assessment amount, if any, shall be allocated based upon a formula to

29

be determined by the commission, which shall promulgate a rule that is binding upon all party

30

states;

31

     (3) The commission shall not incur obligations of any kind prior to securing the funds

32

adequate to meet the same; nor shall the commission pledge the credit of any of the party states,

33

except by, and with the authority of, such party state;

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 33 of 102)

1

     (4) The commission shall keep accurate accounts of all receipts and disbursements. The

2

receipts and disbursements of the commission shall be subject to the audit and accounting

3

procedures established under its bylaws. However, all receipts and disbursements of funds handled

4

by the commission shall be audited yearly by a certified or licensed public accountant, and the

5

report of the audit shall be included in and become part of the annual report of the commission.

6

     (i) Qualified immunity, defense and indemnification:

7

     (1) The administrators, officers, executive director, employees and representatives of the

8

commission shall be immune from suit and liability, either personally or in their official capacity,

9

for any claim for damage to or loss of property or personal injury or other civil liability caused by

10

or arising out of any actual or alleged act, error or omission that occurred, or that the person against

11

whom the claim is made had a reasonable basis for believing occurred, within the scope of

12

commission employment, duties or responsibilities; provided that nothing in this paragraph shall

13

be construed to protect any such person from suit or liability for any damage, loss, injury or liability

14

caused by the intentional, willful or wanton misconduct of that person;

15

     (2) The commission shall defend any administrator, officer, executive director, employee

16

or representative of the commission in any civil action seeking to impose liability arising out of

17

any actual or alleged act, error or omission that occurred within the scope of commission

18

employment, duties or responsibilities, or that the person against whom the claim is made had a

19

reasonable basis for believing occurred within the scope of commission employment, duties or

20

responsibilities; provided that nothing herein shall be construed to prohibit that person from

21

retaining their own counsel; and provided further that the actual or alleged act, error or omission

22

did not result from that person’s intentional, willful or wanton misconduct;

23

     (3) The commission shall indemnify and hold harmless any administrator, officer,

24

executive director, employee or representative of the commission for the amount of any settlement

25

or judgment obtained against that person arising out of any actual or alleged act, error or omission

26

that occurred within the scope of commission employment, duties or responsibilities, or that such

27

person had a reasonable basis for believing occurred within the scope of commission employment,

28

duties or responsibilities, provided that the actual or alleged act, error or omission did not result

29

from the intentional, willful or wanton misconduct of that person.

30

     5-34.3-12. Entry into force, withdrawal and amendment Effective date, withdrawal

31

and amendment.

32

     (a) This compact shall enter into force and become effective as to any state when it has

33

been enacted into the laws of that state. Any party state may withdraw from this compact by

34

enacting a statute repealing the same, but no such withdrawal shall take effect until six (6) months

 

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after the withdrawing state has given notice of the withdrawal to the executive heads of all other

2

party states.

3

     (b) No withdrawal shall affect the validity or applicability by the licensing boards of states

4

remaining party to the compact of any report of adverse action occurring prior to the

5

     withdrawal.

6

     (c) Nothing contained in this compact shall be construed to invalidate or prevent any nurse

7

licensure agreement or other cooperative arrangement between a party state and a non-party state

8

that is made in accordance with the other provisions of this compact.

9

     (d) This compact may be amended by the party states. No amendment to this compact shall

10

become effective and binding upon the party states unless and until it is enacted into the laws of all

11

party states.

12

     (a) This compact shall become effective upon passage. All party states to this compact, that

13

also were parties to the prior nurse licensure compact, superseded by this compact, ("prior

14

compact"), shall be deemed to have withdrawn from said prior compact within six (6) months after

15

the effective date of this compact.

16

     (b) Each party state to this compact shall continue to recognize a nurse's multistate

17

licensure privilege to practice in that party state issued under the prior compact until such party

18

state has withdrawn from the prior compact.

19

     (c) Any party state may withdraw from this compact by enacting a statute repealing the

20

same. A party state's withdrawal shall not take effect until six (6) months after enactment of the

21

repealing statute.

22

     (d) A party state's withdrawal or termination shall not affect the continuing requirement of

23

the withdrawing or terminated state's licensing board to report adverse actions and significant

24

investigations occurring prior to the effective date of such withdrawal or termination.

25

     (e) Nothing contained in this compact shall be construed to invalidate or prevent any nurse

26

licensure agreement or other cooperative arrangement between a party state and a non-party state

27

that is made in accordance with the other provisions of this compact.

28

     (f) This compact may be amended by the party states. No amendment to this compact shall

29

become effective and binding upon the party states unless and until it is enacted into the laws of all

30

party states.

31

     (g) Representatives of non-party states to this compact shall be invited to participate in the

32

activities of the commission, on a nonvoting basis, prior to the adoption of this compact by all

33

states.

34

     5-34.3-14. Construction and severability.

 

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     (a) This compact shall be liberally construed so as to effectuate the purposes thereof. The

2

provisions of this compact shall be severable and if any phrase, clause, sentence or provision of

3

this compact is declared to be contrary to the constitution of any party state or of the United States

4

or the applicability thereof to any government, agency, person or circumstance is held invalid, the

5

validity of the remainder of this compact and the applicability thereof to any government, agency,

6

person or circumstance shall not be affected thereby. If this compact shall be held contrary to the

7

constitution of any state party thereto, the compact shall remain in full force and effect as to the

8

remaining party states and in full force and effect as to the party state affected as to all severable

9

matters.

10

     (b)In the event party states find a need for settling disputes arising under this compact:

11

     (1) The party states may submit the issues in dispute to an arbitration panel which will be

12

comprised of an individual appointed by the compact administrator in the home state; an individual

13

appointed by the compact administrator in the remote state(s) involved; and an individual mutually

14

agreed upon by the compact administrators of all the party states involved in the dispute.

15

     (2) The decision of a majority of the arbitrators shall be final and binding.

16

     SECTION 4. Sections 5-34.3-7 and 5-34.3-11 of the General Laws in Chapter 5-34.3

17

entitled "Nurse Licensure Compact" are hereby repealed.

18

     5-34.3-7. Adverse actions.

19

     In addition to the provisions described in § 5-34.3-5, the following provisions apply:

20

     (1) The licensing board of a remote state shall promptly report to the administrator of the

21

coordinated licensure information system any remote state actions including the factual and legal

22

basis for such action, if known. The licensing board of a remote state shall also promptly report any

23

significant current investigative information yet to result in a remote state action. The administrator

24

of the coordinated licensure information system shall promptly notify the home state of any such

25

reports.

26

     (2) The licensing board of a party state shall have the authority to complete any pending

27

investigations for a nurse who changes primary state of residence during the course of such

28

investigations. It shall also have the authority to take appropriate action(s), and shall promptly

29

report the conclusions of such investigations to the administrator of the coordinated licensure

30

information system. The administrator of the coordinated licensure information system shall

31

promptly notify the new home state of any such actions.

32

     (3) A remote state may take adverse action affecting the multistate licensure privilege to

33

practice within that party state. However, only the home state shall have the power to impose

34

adverse action against the license issued by the home state.

 

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     (4) For purposes of imposing adverse action, the licensing board of the home state shall

2

give the same priority and effect to reported conduct received from a remote state as it would if

3

such conduct had occurred within the home state. In so doing, it shall apply its own state laws to

4

determine appropriate action.

5

     (5) The home state may take adverse action based on the factual findings of the remote

6

state, so long as each state follows its own procedures for imposing such adverse action.

7

     (6) Nothing in this compact shall override a party state's decision that participation in an

8

alternative program may be used in lieu of licensure action and that such participation shall remain

9

non-public if required by the party state's laws. Party states must require nurses who enter any

10

alternative programs to agree not to practice in any other party state during the term of the

11

alternative program without prior authorization from such other party state.

12

     5-34.3-11. Immunity.

13

     No party state or the officers or employees or agents of a party state's nurse licensing board

14

who acts in accordance with the provisions of this compact shall be liable on account of any act or

15

omission in good faith while engaged in the performance of their duties under this compact. Good

16

faith in this article shall not include willful misconduct, gross negligence, or recklessness.

17

     SECTION 5. Title 5 of the General Laws entitled “Business and Professions” is hereby

18

amended by adding thereto the following chapter:

19

CHAPTER 44.1

20

PSYCHOLOGY INTERJURISDICTIONAL COMPACT

21

     5-44.1-1. Short title. – This chapter shall be known and may be cited as the psychology

22

interjurisdictional compact act.

23

     5.44-.1-2. Purpose.

24

     WHEREAS, states license psychologists, in order to protect the public through verification

25

of education, training and experience and ensure accountability for professional practice; and

26

     WHEREAS, this compact is intended to regulate the day to day practice of telepsychology

27

(i.e. the provision of psychological services using telecommunication technologies) by

28

psychologists across state boundaries in the performance of their psychological practice as assigned

29

by an appropriate authority; and

30

     WHEREAS, this compact is intended to regulate the temporary in-person, face-to-face

31

practice of psychology by psychologists across state boundaries for 30 days within a calendar year

32

in the performance of their psychological practice as assigned by an appropriate authority;

 

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     WHEREAS, this compact is intended to authorize state psychology regulatory authorities

2

to afford legal recognition, in a manner consistent with the terms of the compact, to psychologists

3

licensed in another state;

4

     WHEREAS, this compact recognizes that states have a vested interest in protecting the

5

public’s health and safety through their licensing and regulation of psychologists and that such state

6

regulation will best protect public health and safety;

7

     WHEREAS, this compact does not apply when a psychologist is licensed in both the home

8

and receiving states; and

9

     WHEREAS, this compact does not apply to permanent in-person, face-to-face practice, it

10

does allow for authorization of temporary psychological practice.

11

     Consistent with these principles, this compact is designed to achieve the following

12

purposes and objectives:

13

     (1) Increase public access to professional psychological services by allowing for

14

telepsychological practice across state lines as well as temporary in-person, face-to-face services

15

into a state which the psychologist is not licensed to practice psychology;

16

     (2) Enhance the states’ ability to protect the public’s health and safety, especially

17

client/patient safety;

18

     (3) Encourage the cooperation of compact states in the areas of psychology licensure and

19

regulation;

20

     (4) Facilitate the exchange of information between compact states regarding psychologist

21

licensure, adverse actions and disciplinary history;

22

     (5) Promote compliance with the laws governing psychological practice in each compact

23

state; and

24

     (6) Invest all compact states with the authority to hold licensed psychologists accountable

25

through the mutual recognition of compact state licenses.

26

     5-44.1-3. – Definitions

27

     (a) “Adverse action” means any action taken by a state psychology regulatory authority

28

which finds a violation of a statute or regulation that is identified by the state psychology regulatory

29

authority as discipline and is a matter of public record.

30

     (b) “Association of state and provincial psychology boards (ASPPB)” means the

31

recognized membership organization composed of state and provincial psychology regulatory

32

authorities responsible for the licensure and registration of psychologists throughout the United

33

States and Canada.

 

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     (c) “Authority to practice interjurisdictional telepsychology” means a licensed

2

psychologist’s authority to practice telepsychology, within the limits authorized under this

3

compact, in another compact state.

4

     (d) “Bylaws” means those bylaws established by the psychology interjurisdictional

5

compact commission pursuant to section 5-44.1-11 for its governance, or for directing and

6

controlling its actions and conduct.

7

     (e) “Client/patient” means the recipient of psychological services, whether psychological

8

services are delivered in the context of healthcare, corporate, supervision, and/or consulting

9

services.

10

     (f) “Commissioner” means the voting representative designated by each state psychology

11

Regulatory Authority pursuant to section 5-44.1-11.

12

     (g) “Compact state” means a state, the District of Columbia, or United States territory that

13

has enacted this compact legislation and which has not withdrawn pursuant to section 5-44.1-14

14

(e) or been terminated pursuant to section 5-44.1-13 (b).

15

     (h) “Coordinated licensure information system” also referred to as “coordinated database”

16

means an integrated process for collecting, storing, and sharing information on psychologists’

17

licensure and enforcement activities related to psychology licensure laws, which is administered

18

by the recognized membership organization composed of state and provincial psychology

19

regulatory authorities.

20

     (i) “Confidentiality” means the principle that data or information is not made available or

21

disclosed to unauthorized persons and/or processes.

22

     (j) “Day” means any part of a day in which psychological work is performed.

23

     (k) “Distant State” means the compact state where a psychologist is physically present (not

24

through the use of telecommunications technologies), to provide temporary in-person, face-to-face

25

psychological services.

26

     (l) “E.Passport” means a certificate issued by the ASPPB that promotes the standardization

27

in the criteria of interjurisdictional telepsychology practice and facilitates the process for licensed

28

psychologists to provide telepsychological services across state lines.

29

     (m) “Executive board” means a group of directors elected or appointed to act on behalf of,

30

and within the powers granted to them by, the commission.

31

     (n) “Home state” means a compact state where a psychologist is licensed to practice

32

psychology. If the psychologist is licensed in more than one compact state and is practicing under

33

the authorization to practice interjurisdictional telepsychology, the home state is the compact state

34

where the psychologist is physically present when the telepsychological services are delivered. If

 

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the psychologist is licensed in more than one compact state and is practicing under the temporary

2

authorization to practice, the home state is any compact state where the psychologist is licensed.

3

     (o) “Identity history summary” means a summary of information retained by the FBI, or

4

other designee with similar authority, in connection with arrests and, in some instances, federal

5

employment, naturalization, or military service.

6

     (p) “In-person, face-to-face” means interactions in which the psychologist and the

7

client/patient are in the same physical space and which does not include interactions that may occur

8

through the use of telecommunication technologies.

9

     (q) “Interjurisdictional practice certificate (IPC)” means a certificate issued by the ASPPB

10

that grants temporary authority to practice based on notification to the state psychology regulatory

11

authority of intention to practice temporarily, and verification of one’s qualifications for such

12

practice.

13

     (r) “License” means authorization by a state psychology regulatory authority to engage in

14

the independent practice of psychology, which would be unlawful without the authorization.

15

     (s) “Non-compact state” means any state which is not at the time a compact state.

16

     (t) “Psychologist” means an individual licensed for the independent practice of

17

psychology.

18

     (u) “Psychology interjurisdictional compact” means the formal compact authorized in

19

chapter 5-44.1.

20

     (v) “Psychology interjurisdictional compact commission” also referred to as “commission”

21

means the national administration of which all compact states are members.

22

     (w) “Receiving State” means a compact state where the client/patient is physically located

23

when the telepsychological services are delivered.

24

     (x) “Rule” means a written statement by the psychology interjurisdictional compact

25

commission promulgated pursuant to section 5-44.1-12 that is of general applicability, implements,

26

interprets, or prescribes a policy or provision of the compact, or an organizational, procedural, or

27

practice requirement of the commission and has the force and effect of statutory law in a compact

28

state, and includes the amendment, repeal or suspension of an existing rule.

29

     (y) “Significant investigatory information” means investigative information that a state

30

psychology regulatory authority, after a preliminary inquiry that includes notification and an

31

opportunity to respond if required by state law, has reason to believe, if proven true, would indicate

32

more than a violation of state statute or ethics code that would be considered more substantial than

33

minor infraction; or investigative information that indicates that the psychologist represents an

 

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immediate threat to public health and safety regardless of whether the psychologist has been

2

notified and/or had an opportunity to respond.

3

     (z) “State” means a state, commonwealth, territory, or possession of the United States, the

4

District of Columbia.

5

     (aa) “State psychology regulatory authority” means the board, office or other agency with

6

the legislative mandate to license and regulate the practice of psychology.

7

     (bb) “Telepsychology” means the provision of psychological services using

8

telecommunication technologies.

9

     (cc) “Temporary authorization to practice” means a licensed psychologist’s authority to

10

conduct temporary in-person, face-to-face practice, within the limits authorized under this compact,

11

in another compact state.

12

     (dd) “Temporary in-person, face-to-face practice” means where a psychologist is

13

physically present (not through the use of telecommunications technologies), in the distant state to

14

provide for the practice of psychology for 30 days within a calendar year and based on notification

15

to the distant state.

16

     5-44.1-4. – Home state licensure.

17

     (a) The home state shall be a compact state where a psychologist is licensed to practice

18

psychology.

19

     (b) A psychologist may hold one or more compact State licenses at a time. If the

20

psychologist is licensed in more than one compact State, the home State is the compact state where

21

the psychologist is physically present when the services are delivered as authorized by the authority

22

to practice interjurisdictional telepsychology under the terms of this compact.

23

     (c) Any compact state may require a psychologist not previously licensed in a compact

24

state to obtain and retain a license to be authorized to practice in the compact state under

25

circumstances not authorized by the authority to practice interjurisdictional telepsychology under

26

the terms of this compact.

27

     (d) Any compact state may require a psychologist to obtain and retain a license to be

28

authorized to practice in a compact state under circumstances not authorized by temporary

29

authorization to practice under the terms of this compact.

30

     (e) A homes state’s license authorizes a psychologist to practice in a receiving state under

31

the authority to practice interjurisdictional telepsychology only if the compact state:

32

     (1) Currently requires the psychologist to hold an active E.Passport;

33

     (2) Has a mechanism in place for receiving and investigating complaints about licensed

34

individuals;

 

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     (3) Notifies the commission, in compliance with the terms herein, of any adverse action or

2

significant investigatory information regarding a licensed individual;

3

     (4) Requires an identity history summary of all applicants at initial licensure, including the

4

use of the results of fingerprints or other biometric data checks compliant with the requirements of

5

the Federal Bureau of Investigation (FBI), or other designee with similar authority, no later than

6

ten years after activation of the compact; and

7

     (5) Complies with the bylaws and rules.

8

     (f) A home state’s license grants temporary authorization to practice to a psychologist in a

9

distant state only if the compact state:

10

     (1) Currently requires the psychologist to hold an active IPC;

11

     (2) Has a mechanism in place for receiving and investigating complaints about licensed

12

individuals;

13

     (3) Notifies the commission, in compliance with the terms herein, of any adverse action or

14

significant investigatory information regarding a licensed individual;

15

     (4) Requires an identity history summary of all applicants at initial licensure, including the

16

use of the results of fingerprints or other biometric data checks compliant with the requirements of

17

the FBI, or other designee with similar authority, no later than ten years after activation of the

18

compact; and

19

     (5) Complies with the bylaws and rules.

20

     5-44.1-5 Compact privilege to practice telepsychology.

21

     (a) Compact states shall recognize the right of a psychologist, licensed in a compact state

22

in conformance with section 5-44.1-4, to practice telepsychology in other compact states (receiving

23

states) in which the psychologist is not licensed, under the authority to practice interjurisdictional

24

telepsychology as provided in the compact.

25

     (b) To exercise the authority to practice interjurisdictional telepsychology under the terms

26

and provisions of this compact, a psychologist licensed to practice in a compact state must:

27

     (1) Hold a graduate degree in psychology from an institute of higher education that was, at

28

the time the degree was awarded:

29

     (i) Regionally accredited by an accrediting body recognized by the U.S. department of

30

education to grant graduate degrees, or authorized by provincial statute or royal charter to grant

31

doctoral degrees; or

32

     (ii) A foreign college or university deemed to be equivalent to 1(a) above by a foreign

33

credential evaluation service that is a member of the national association of credential evaluation

34

services (NACES) or by a recognized foreign credential evaluation service; and

 

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     (2) Hold a graduate degree in psychology that meets the following criteria: and

2

     (3) The program, wherever it may be administratively housed, must be clearly identified

3

and labeled as a psychology program. Such a program must specify in pertinent institutional

4

catalogues and brochures its intent to educate and train professional psychologists;

5

     (4) The psychology program must stand as a recognizable, coherent, organizational entity

6

within the institution;

7

     (5) There must be a clear authority and primary responsibility for the core and specialty

8

areas whether or not the program cuts across administrative lines;

9

     (6) The program must consist of an integrated, organized sequence of study;

10

     (7) There must be an identifiable psychology faculty sufficient in size and breadth to carry

11

out its responsibilities;

12

     (8) The designated director of the program must be a psychologist and a member of the

13

core faculty;

14

     (9) The program must have an identifiable body of students who are matriculated in that

15

program for a degree;

16

     (10) The program must include supervised practicum, internship, or field training

17

appropriate to the practice of psychology;

18

     (11) The curriculum shall encompass a minimum of three academic years of full-time

19

graduate study for doctoral degree and a minimum of one academic year of full-time graduate study

20

for master’s degree;

21

     (12) The program includes an acceptable residency as defined by the rules.

22

     (13) Possess a current, full and unrestricted license to practice psychology in a home state

23

which is a compact state;

24

     (14) Have no history of adverse action that violate the rules;

25

     (15) Have no criminal record history reported on an Identity history summary that violates

26

the rules;

27

     (16) Possess a current, active E.Passport;

28

     (17) Provide attestations in regard to areas of intended practice, conformity with standards

29

of practice, competence in telepsychology technology; criminal background; and knowledge and

30

adherence to legal requirements in the home and receiving states, and provide a release of

31

information to allow for primary source verification in a manner specified by the commission; and

32

     (18) Meet other criteria as defined by the rules.

33

     (c) The home state maintains authority over the license of any psychologist practicing into

34

a Receiving State under the authority to practice interjurisdictional telepsychology.

 

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     (d) A psychologist practicing into a receiving state under the authority to practice

2

interjurisdictional telepsychology will be subject to the receiving state’s scope of practice. A

3

receiving state may, in accordance with that state’s due process law, limit or revoke a

4

psychologist’s Authority to practice interjurisdictional telepsychology in the receiving state and

5

may take any other necessary actions under the receiving state’s applicable law to protect the health

6

and safety of the receiving State’s citizens. If a receiving state takes action, the state shall promptly

7

notify the home state and the commission.

8

     (e) If a psychologist’s license in any home state, another compact state, or any authority to

9

practice interjurisdictional telepsychology in any receiving state, is restricted, suspended or

10

otherwise limited, the E.Passport shall be revoked and therefore the psychologist shall not be

11

eligible to practice telepsychology in a compact state under the authority to practice

12

interjurisdictional telepsychology.

13

     5-44.1-6. – Compact temporary authorization to practice.

14

     (a) Compact states shall also recognize the right of a psychologist, licensed in a compact

15

state in conformance with section 5-44.1-4, to practice temporarily in other compact states (distant

16

states) in which the psychologist is not licensed, as provided in the compact.

17

     (b) To exercise the temporary authorization to practice under the terms and provisions of

18

this compact, a psychologist licensed to practice in a compact state must:

19

     (1) Hold a graduate degree in psychology from an institute of higher education that was, at

20

the time the degree was awarded:

21

     (i) Regionally accredited by an accrediting body recognized by the U.S. department of

22

education to grant graduate degrees, or authorized by provincial statute or royal charter to grant

23

doctoral degrees; or

24

     (ii) A foreign college or university deemed to be equivalent to 1 (a) above by a foreign

25

credential evaluation service that is a member of the national association of credential evaluation

26

services (NACES) or by a recognized foreign credential evaluation service; and

27

     (2) Hold a graduate degree in psychology that meets the following criteria:

28

     (i) The program, wherever it may be administratively housed, must be clearly identified

29

and labeled as a psychology program. Such a program must specify in pertinent institutional

30

catalogues and brochures its intent to educate and train professional psychologists;

31

     (ii) The psychology program must stand as a recognizable, coherent, organizational entity

32

within the institution;

33

     (iii) There must be a clear authority and primary responsibility for the core and specialty

34

areas whether or not the program cuts across administrative lines;

 

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     (iv) The program must consist of an integrated, organized sequence of study;

2

     (v) There must be an identifiable psychology faculty sufficient in size and breadth to carry

3

out its responsibilities;

4

     (vi) The designated director of the program must be a psychologist and a member of the

5

core faculty;

6

     (vii) The program must have an identifiable body of students who are matriculated in that

7

program for a degree;

8

     (viii) The program must include supervised practicum, internship, or field training

9

appropriate to the practice of psychology;

10

     (ix) The curriculum shall encompass a minimum of three academic years of full-time

11

graduate study for doctoral degrees and a minimum of one academic year of full-time graduate

12

study for master’s degree;

13

     (x) The program includes an acceptable residency as defined by the rules.

14

     (3) Possess a current, full and unrestricted license to practice psychology in a home state

15

which is a compact state;

16

     (4) No history of adverse action that violate the rules;

17

     (5) No criminal record history that violates the rules;

18

     (6) Possess a current, active IPC;

19

     (7) Provide attestations in regard to areas of intended practice and work experience and

20

provide a release of information to allow for primary source verification in a manner specified by

21

the commission; and

22

     (8) Meet other criteria as defined by the rules.

23

     (c) A psychologist practicing into a distant state under the temporary authorization to

24

practice shall practice within the scope of practice authorized by the distant state.

25

     (d) A psychologist practicing into a distant state under the temporary authorization to

26

practice will be subject to the distant state’s authority and law. A distant state may, in accordance

27

with that state’s due process law, limit or revoke a psychologist’s temporary authorization to

28

practice in the distant state and may take any other necessary actions under the distant state’s

29

applicable law to protect the health and safety of the distant state’s citizens. If a distant state takes

30

action, the state shall promptly notify the home state and the commission.

31

     (e) If a psychologist’s license in any home state, another compact state, or any temporary

32

authorization to practice in any distant state, is restricted, suspended or otherwise limited, the IPC

33

shall be revoked and therefore the psychologist shall not be eligible to practice in a compact state

34

under the temporary authorization to practice.

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 45 of 102)

1

     5-44.1-7. – Conditions of telepsychology practice in a receiving state.

2

     (a) A psychologist may practice in a receiving state under the authority to practice

3

interjurisdictional telepsychology only in the performance of the scope of practice for psychology

4

as assigned by an appropriate state psychology regulatory authority, as defined in the rules, and

5

under the following circumstances:

6

     (1) The psychologist initiates a client/patient contact in a home state via

7

telecommunications technologies with a client/patient in a receiving state;

8

     (2) Other conditions regarding telepsychology as determined in the rules.

9

     5-44.1-8. – Adverse actions.

10

     (a) A home state shall have the power to impose adverse action against a psychologist’s

11

license issued by the home state. A distant state shall have the power to take adverse action on a

12

psychologist’s temporary authorization to practice within that distant state.

13

     (b) A receiving state may take adverse action on a psychologist’s authority to practice

14

interjurisdictional telepsychology within that receiving state. A home state may take adverse action

15

against a psychologist based on an adverse action taken by a distant state regarding temporary in-

16

person, face-to-face practice.

17

     (c) If a home state takes adverse action against a psychologist’s license, that psychologist’s

18

authority to practice interjurisdictional telepsychology is terminated and the E.Passport is revoked.

19

Furthermore, that psychologist’s temporary authorization to practice is terminated and the IPC is

20

revoked.

21

     (1) All home state disciplinary orders which impose adverse action shall be reported to the

22

commission in accordance with the rules. A compact state shall report adverse actions in

23

accordance with the rules.

24

     (2) In the event discipline is reported on a psychologist, the psychologist will not be eligible

25

for telepsychology or temporary in-person, face-to-face practice in accordance with the rules.

26

     (3) Other actions may be imposed as determined by the rules.

27

     (d) A home state’s psychology regulatory authority shall investigate and take appropriate

28

action with respect to reported inappropriate conduct engaged in by a licensee which occurred in a

29

Receiving State as it would if such conduct had occurred by a licensee within the home state. In

30

such cases, the home state’s law shall control in determining any adverse action against a

31

psychologist’s license.

32

     (e) A distant state’s psychology regulatory authority shall investigate and take appropriate

33

action with respect to reported inappropriate conduct engaged in by a psychologist practicing under

34

temporary authorization practice which occurred in that distant state as it would if such conduct

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 46 of 102)

1

had occurred by a licensee within the home state. In such cases, distant state’s law shall control in

2

determining any adverse action against a psychologist’s temporary authorization to practice.

3

     (f) Nothing in this compact shall override a compact state’s decision that a psychologist’s

4

participation in an alternative program may be used in lieu of adverse action and that such

5

participation shall remain non-public if required by the compact state’s law. Compact states must

6

require psychologists who enter any alternative programs to not provide telepsychology services

7

under the authority to practice interjurisdictional telepsychology or provide temporary

8

psychological services under the temporary authorization to practice in any other compact state

9

during the term of the alternative program.

10

     (g) No other judicial or administrative remedies shall be available to a psychologist in the

11

event a compact State imposes an adverse action pursuant to subsection c, above.

12

5-44.1-9. – Additional authorities invested in a compact state’s psychology regulatory

13

authority.

14

     (a) In addition to any other powers granted under state law, a compact state’s psychology

15

regulatory Authority shall have the authority under this compact to:

16

(1) Issue subpoenas, for both hearings and investigations, which require the attendance and

17

testimony of witnesses and the production of evidence. Subpoenas issued by a compact state’s

18

psychology regulatory authority for the attendance and testimony of witnesses, and/or the

19

production of evidence from another compact state shall be enforced in the latter state by any court

20

of competent jurisdiction, according to that court’s practice and procedure in considering subpoenas

21

issued in its own proceedings. The issuing state psychology regulatory authority shall pay any

22

witness fees, travel expenses, mileage and other fees required by the service statutes of the state

23

where the witnesses and/or evidence are located; and

24

(2) Issue cease and desist and/or injunctive relief orders to revoke a psychologist’s

25

authority to practice interjurisdictional telepsychology and/or temporary authorization to practice.

26

(3) During the course of any investigation, a psychologist may not change his/her home

27

state licensure. A home state psychology regulatory authority is authorized to complete any

28

pending investigations of a psychologist and to take any actions appropriate under its law. The

29

home state psychology regulatory authority shall promptly report the conclusions of such

30

investigations to the commission. Once an investigation has been completed, and pending the

31

outcome of said investigation, the psychologist may change his/her home state licensure. The

32

commission shall promptly notify the new home state of any such decisions as provided in the rules.

33

All information provided to the commission or distributed by compact states pursuant to the

34

psychologist shall be confidential, filed under seal and used for investigatory or disciplinary

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 47 of 102)

1

matters. The commission may create additional rules for mandated or discretionary sharing of

2

information by compact States.

3

5-44.1-10. – Coordinated licensure information system.

4

     (a) The commission shall provide for the development and maintenance of a coordinated

5

licensure information system and reporting system containing licensure and disciplinary action

6

information on all psychologists to whom this compact is applicable in all compact states as defined

7

by the rules.

8

     (b) Notwithstanding any other provision of state law to the contrary, a compact state shall

9

submit a uniform data set to the coordinated database on all licensees as required by the rules,

10

including:

11

     (i) Identifying information;

12

     (ii) Licensure data;

13

     (iii) Significant investigatory information;

14

     (iv) Adverse actions against a psychologist’s license;

15

     (v) An indicator that a psychologist’s authority to practice interjurisdictional

16

telepsychology and/or temporary authorization to practice is revoked;

17

     (vi) Non-confidential information related to alternative program participation information;

18

     (vii)Any denial of application for licensure, and the reasons for such denial; and

19

     (viii) Other information which may facilitate the administration of this compact, as

20

determined in the rules.

21

     (c) The coordinated database administrator shall promptly notify all compact states of any

22

adverse action taken against, or significant investigative information on, any licensee in a compact

23

state.

24

     (d) Compact states reporting information to the coordinated database may designate

25

information that may not be shared with the public without the express permission of the compact

26

state reporting the information.

27

     (e) Any information submitted to the coordinated database that is subsequently required to

28

be expunged by the law of the compact State reporting the information shall be removed from the

29

coordinated database.

30

     5-44.1-11. – Establishment of the psychology interjurisdictional compact commission.

31

     (a) The compact states hereby create and establish a joint public agency known as the

32

psychology interjurisdictional compact commission.

33

     (1) The commission is a body politic and an instrumentality of the compact states.

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 48 of 102)

1

     (2) Venue is proper and judicial proceedings by or against the commission shall be brought

2

solely and exclusively in a court of competent jurisdiction where the principal office of the

3

commission is located. The commission may waive venue and jurisdictional defenses to the extent

4

it adopts or consents to participate in alternative dispute resolution proceedings.

5

     (3) Nothing in this compact shall be construed to be a waiver of sovereign immunity.

6

     (b) Membership, voting, and meetings

7

     (1) The commission shall consist of one voting representative designated by each compact

8

state who shall serve as that state’s commissioner. The state psychology regulatory authority shall

9

designate its delegate. This delegate shall be empowered to act on behalf of the compact state.

10

This delegate shall be limited to:

11

     (i) Executive director, executive secretary or similar executive;

12

     (ii) Current member of the state psychology regulatory authority of a compact State; or

13

     (iii) Designee empowered with the appropriate delegate authority to act on behalf of the

14

compact State.

15

     (2) Any commissioner may be removed or suspended from office as provided by the law

16

of the state from which the commissioner is appointed. Any vacancy occurring in

17

     the commission shall be filled in accordance with the laws of the compact state in which

18

the vacancy exists.

19

     (3) Each commissioner shall be entitled to one vote with regard to the promulgation of

20

rules and creation of bylaws and shall otherwise have an opportunity to participate in the business

21

and affairs of the commission. A commissioner shall vote in person or by such other means as

22

provided in the bylaws. The By-Laws may provide for commissioner’s participation in meetings

23

by telephone or other means of communication.

24

     (4) The commission shall meet at least once during each calendar year. Additional

25

meetings shall be held as set forth in the bylaws.

26

     (5) All meetings shall be open to the public, and public notice of meetings shall be given

27

in the same manner as required under the provisions of Chapter 46 of Title 42, but otherwise, the

28

commission shall not be subject to the requirements of the Rhode Island Open Meetings Act, R.I.

29

Gen. Laws § 42-46-1et seq. and/or the Rhode Island Access to Public Records Act, R.I. Gen. Laws

30

§ 38-2-1 et seq. Rather, the commission shall adhere to the requirements stated in this chapter.

31

     (6) The commission may convene in a closed, non-public meeting if the commission must

32

discuss:

33

     (i) Non-compliance of a compact state with its obligations under the compact;

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 49 of 102)

1

     (ii) The employment, compensation, discipline or other personnel matters, practices or

2

procedures related to specific employees or other matters related to the commission’s internal

3

personnel practices and procedures;

4

     (iii) Current, threatened, or reasonably anticipated litigation against the commission;

5

     (iv) Negotiation of contracts for the purchase or sale of goods, services or real estate;

6

     (v) Accusation against any person of a crime or formally censuring any person;

7

     (vi) Disclosure of trade secrets or commercial or financial information which is privileged

8

or confidential;

9

     (vii) Disclosure of information of a personal nature where disclosure would constitute a

10

clearly unwarranted invasion of personal privacy;

11

     (viii) Disclosure of investigatory records compiled for law enforcement purposes;

12

     (ix) Disclosure of information related to any investigatory reports prepared by or on behalf

13

of or for use of the commission or other committee charged with responsibility for investigation or

14

determination of compliance issues pursuant to the compact; or

15

     (x) Matters specifically exempted from disclosure by federal and state statute.

16

     (7) If a meeting, or portion of a meeting, is closed pursuant to this provision, the

17

commission’s legal counsel or designee shall certify that the meeting may be closed and shall

18

reference each relevant exempting provision. The commission shall keep minutes which fully and

19

clearly describe all matters discussed in a meeting and shall provide a full and accurate summary

20

of actions taken, of any person participating in the meeting, and the reasons therefore, including a

21

description of the views expressed. All documents considered in connection with an action shall be

22

identified in such minutes. All minutes and documents of a closed meeting shall remain under seal,

23

subject to release only by a majority vote of the commission or order of a court of competent

24

jurisdiction.

25

     (8) The commission shall, by a majority vote of the commissioners, prescribe bylaws

26

and/or rules to govern its conduct as may be necessary or appropriate to carry out the purposes and

27

exercise the powers of the compact, including but not limited to:

28

     (i) Establishing the fiscal year of the commission;

29

     (ii) Providing reasonable standards and procedures:

30

     (iii) for the establishment and meetings of other committees; and

31

     (iv) governing any general or specific delegation of any authority or function of the

32

commission;

33

     (v) Providing reasonable procedures for calling and conducting meetings of the

34

commission, ensuring reasonable advance notice of all meetings and providing an opportunity for

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 50 of 102)

1

attendance of such meetings by interested parties, with enumerated exceptions designed to protect

2

the public’s interest, the privacy of individuals of such proceedings, and proprietary information,

3

including trade secrets. The commission may meet in closed session only after a majority of the

4

commissioners vote to close a meeting to the public in whole or in part. As soon as practicable, the

5

commission must make public a copy of the vote to close the meeting revealing the vote of each

6

commissioner with no proxy votes allowed;

7

     (vi) Establishing the titles, duties and authority and reasonable procedures for the election

8

of the officers of the commission;

9

     (vii) Providing reasonable standards and procedures for the establishment of the personnel

10

policies and programs of the commission. Notwithstanding any civil service or other similar law

11

of any compact State, the bylaws shall exclusively govern the personnel policies and programs of

12

the commission;

13

     (viii) Promulgating a code of ethics to address permissible and prohibited activities of

14

commission members and employees;

15

     (ix) Providing a mechanism for concluding the operations of the commission and the

16

equitable disposition of any surplus funds that may exist after the termination of the compact after

17

the payment and/or reserving of all of its debts and obligations;

18

     (9) The commission shall publish its Bylaws in a convenient form and file a copy thereof

19

and a copy of any amendment thereto, with the appropriate agency or officer in each of the compact

20

states;

21

     (10) The commission shall maintain its financial records in accordance with the Bylaws;

22

and

23

     (11) The commission shall meet and take such actions as are consistent with the provisions

24

of this compact and the bylaws.

25

     (c) The commission shall have the following powers:

26

     (1) The authority to promulgate uniform rules to facilitate and coordinate implementation

27

and administration of this compact. The rule shall have the force and effect of law and shall be

28

binding in all compact states;

29

     (2) To bring and prosecute legal proceedings or actions in the name of the commission,

30

provided that the standing of any state psychology regulatory authority or other regulatory body

31

responsible for psychology licensure to sue or be sued under applicable law shall not be affected;

32

     (3) To purchase and maintain insurance and bonds;

33

     (4) To borrow, accept or contract for services of personnel, including, but not limited to,

34

employees of a compact state;

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 51 of 102)

1

     (5) To hire employees, elect or appoint officers, fix compensation, define duties, grant such

2

individuals appropriate authority to carry out the purposes of the compact, and to establish the

3

commission’s personnel policies and programs relating to conflicts of interest, qualifications of

4

personnel, and other related personnel matters;

5

     (6) To accept any and all appropriate donations and grants of money, equipment, supplies,

6

materials and services, and to receive, utilize and dispose of the same; provided that at all times the

7

commission shall strive to avoid any appearance of impropriety and/or conflict of interest;

8

     (7) To lease, purchase, accept appropriate gifts or donations of, or otherwise to own, hold,

9

improve or use, any property, real, personal or mixed; provided that at all times the commission

10

shall strive to avoid any appearance of impropriety;

11

     (8) To sell, convey, mortgage, pledge, lease, exchange, abandon or otherwise dispose of

12

any property real, personal or mixed;

13

     (9) To establish a budget and make expenditures;

14

     (10) To borrow money;

15

     (11) To appoint committees, including advisory committees comprised of members, state

16

regulators, state legislators or their representatives, and consumer representatives, and such other

17

interested persons as may be designated in this compact and the bylaws;

18

     (12) To provide and receive information from, and to cooperate with, law enforcement

19

agencies;

20

     (13) To adopt and use an official seal; and

21

     (14) To perform such other functions as may be necessary or appropriate to achieve the

22

purposes of this compact consistent with the state regulation of psychology licensure, temporary

23

in-person, face-to-face practice and telepsychology practice.

24

     (d) The executive board. The elected officers shall serve as the executive board, which

25

shall have the power to act on behalf of the commission according to the terms of this compact.

26

     (1) The executive board shall be comprised of six members:

27

     (i) Five voting members who are elected from the current membership of the commission

28

by the commission;

29

     (ii) One ex-officio, nonvoting member from the recognized membership organization

30

composed of state and provincial psychology regulatory authorities.

31

     (1) The ex-officio member must have served as staff or member on a state psychology

32

regulatory authority and will be selected by its respective organization.

33

     (2) The commission may remove any member of the executive board as provided in the

34

bylaws.

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 52 of 102)

1

     (3) The executive board shall meet at least annually.

2

     (4) The executive board shall have the following duties and responsibilities:

3

     (i) Recommend to the entire commission changes to the rules or bylaws, changes to this

4

compact legislation, fees paid by compact states such as annual dues, and any other applicable fees;

5

     (ii) Ensure compact administration services are appropriately provided, contractual or

6

otherwise;

7

     (iii) Prepare and recommend the budget;

8

     (iv) Maintain financial records on behalf of the commission;

9

     (v) Monitor compact compliance of member states and provide compliance reports to the

10

commission;

11

     (vi) Establish additional committees as necessary; and

12

     (vii) Other duties as provided in rules or bylaws.

13

     (e) Financing of the commission

14

     (1) The commission shall pay, or provide for the payment of the reasonable expenses of its

15

establishment, organization and ongoing activities.

16

     (2) The commission may accept any and all appropriate revenue sources, donations and

17

grants of money, equipment, supplies, materials and services.

18

     (3) The commission may levy on and collect an annual assessment from each compact state

19

or impose fees on other parties to cover the cost of the operations and activities of the commission

20

and its staff which must be in a total amount sufficient to cover its annual budget as approved each

21

year for which revenue is not provided by other sources. The aggregate annual assessment amount

22

shall be allocated based upon a formula to be determined by the commission which shall

23

promulgate a rule binding upon all compact states.

24

     (1) The commission shall not incur obligations of any kind prior to securing the funds

25

adequate to meet the same; nor shall the commission pledge the credit of any of the compact States,

26

except by and with the authority of the compact state.

27

     (2) The commission shall keep accurate accounts of all receipts and disbursements. The

28

receipts and disbursements of the commission shall be subject to the audit and accounting

29

procedures established under its bylaws. However, all receipts and disbursements of funds handled

30

by the commission shall be audited yearly by a certified or licensed public accountant and the report

31

of the audit shall be included in and become part of the annual report of the commission.

32

     (a) Qualified immunity, defense, and indemnification

33

     (1) The members, officers, executive director, employees and representatives of the

34

commission shall be immune from suit and liability, either personally or in their official capacity,

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 53 of 102)

1

for any claim for damage to or loss of property or personal injury or other civil liability caused by

2

or arising out of any actual or alleged act, error or omission that occurred, or that the person against

3

whom the claim is made had a reasonable basis for believing occurred within the scope of

4

commission employment, duties or responsibilities; provided that nothing in this paragraph shall

5

be construed to protect any such person from suit and/or liability for any damage, loss, injury or

6

liability caused by the intentional or willful or wanton misconduct of that person.

7

     (2) The commission shall defend any member, officer, executive director, employee or

8

representative of the commission in any civil action seeking to impose liability arising out of any

9

actual or alleged act, error or omission that occurred within the scope of commission employment,

10

duties or responsibilities, or that the person against whom the claim is made had a reasonable basis

11

for believing occurred within the scope of commission employment, duties or responsibilities;

12

provided that nothing herein shall be construed to prohibit that person from retaining his or her

13

own counsel; and provided further, that the actual or alleged act, error or omission did not result

14

from that person’s intentional or willful or wanton misconduct.

15

     (3) The commission shall indemnify and hold harmless any member, officer, executive

16

director, employee or representative of the commission for the amount of any settlement or

17

judgment obtained against that person arising out of any actual or alleged act, error or omission

18

that occurred within the scope of commission. employment, duties or responsibilities, or that such

19

person had a reasonable basis for believing occurred within the scope of commission employment,

20

duties or responsibilities, provided that the actual or alleged act, error or omission did not result

21

from the intentional or willful or wanton misconduct of that person.

22

     5-44.1-12. – Rulemaking.

23

     (a) The commission shall exercise its rulemaking powers pursuant to the criteria set forth

24

in section 5-44.1-12 and the rules adopted thereunder. rules and amendments shall become binding

25

as of the date specified in each rule or amendment. The commission shall not be subject to the

26

requirements of the Rhode Island Administrative Procedures Act, R.I. Gen. Laws § 42-35-1et seq.,

27

but rather shall adhere to the requirements stated in this chapter.

28

     (b) If a majority of the legislatures of the compact states rejects a rule, by enactment of a

29

statute or resolution in the same manner used to adopt the compact, then such rule shall have no

30

further force and effect in any compact state.

31

     (c) Rules or amendments to the rules shall be adopted at a regular or special meeting of the

32

commission.

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 54 of 102)

1

     (d) Prior to promulgation and adoption of a final rule or rules by the commission, and at

2

least sixty (60) days in advance of the meeting at which the rule will be considered and voted upon,

3

the commission shall file a notice of proposed rulemaking:

4

     (1) On the website of the commission; and

5

     (2) On the website of each compact states’ psychology regulatory authority or the

6

publication in which each state would otherwise publish proposed rules.

7

     (e) The Notice of proposed rulemaking shall include:

8

     (1) The proposed time, date, and location of the meeting in which the rule will be

9

considered and voted upon;

10

     (2) The text of the proposed rule or amendment and the reason for the proposed rule;

11

     (3) A request for comments on the proposed rule from any interested person; and

12

     (4) The manner in which interested persons may submit notice to the commission of their

13

intention to attend the public hearing and any written comments.

14

     (f) Prior to adoption of a proposed rule, the commission shall allow persons to submit

15

written data, facts, opinions and arguments, which shall be made available to the public.

16

     (g) The commission shall grant an opportunity for a public hearing before it adopts a rule

17

or amendment if a hearing is requested by:

18

     (1) At least twenty-five (25) persons who submit comments independently of each other;

19

     (2) A governmental subdivision or agency; or

20

     (3) A duly appointed person in an association that has having at least twenty-five (25)

21

members.

22

     (h) If a hearing is held on the proposed rule or amendment, the commission shall publish

23

the place, time, and date of the scheduled public hearing.

24

     (1) All persons wishing to be heard at the hearing shall notify the executive director of the

25

commission or other designated member in writing of their desire to appear and testify at the

26

hearing not less than five (5) business days before the scheduled date of the hearing.

27

     (2) Hearings shall be conducted in a manner providing each person who wishes to comment

28

a fair and reasonable opportunity to comment orally or in writing.

29

     (3) No transcript of the hearing is required, unless a written request for a transcript is made,

30

in which case the person requesting the transcript shall bear the cost of producing the transcript. A

31

recording may be made in lieu of a transcript under the same terms and conditions as a transcript.

32

This subsection shall not preclude the commission from making a transcript or recording of the

33

hearing if it so chooses.

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 55 of 102)

1

     (4) Nothing in this section shall be construed as requiring a separate hearing on each rule.

2

rules may be grouped for the convenience of the commission at hearings required by this section.

3

     (i) Following the scheduled hearing date, or by the close of business on the scheduled

4

hearing date if the hearing was not held, the commission shall consider all written and oral

5

comments received.

6

     (j) The commission shall, by majority vote of all members, take final action on the proposed

7

rule and shall determine the effective date of the rule, if any, based on the rulemaking record and

8

the full text of the rule.

9

     (k) If no written notice of intent to attend the public hearing by interested parties is

10

received, the commission may proceed with promulgation of the proposed rule without a public

11

hearing.

12

     (l) Upon determination that an emergency exists, the commission may consider and adopt

13

an emergency rule without prior notice, opportunity for comment, or hearing, provided that the

14

usual rulemaking procedures provided in the compact and in this section shall be retroactively

15

applied to the rule as soon as reasonably possible, in no event later than ninety (90) days after the

16

effective date of the rule. For the purposes of this provision, an emergency rule is one that must be

17

adopted immediately in order to:

18

     (1) Meet an imminent threat to public health, safety, or welfare;

19

     (2) Prevent a loss of commission or compact state funds;

20

     (3) Meet a deadline for the promulgation of an administrative rule that is established by

21

federal law or rule; or

22

     (4) Protect public health and safety.

23

     (m) The commission or an authorized committee of the commission may direct revisions

24

to a previously adopted rule or amendment for purposes of correcting typographical errors, errors

25

in format, errors in consistency, or grammatical errors. Public notice of any revisions shall be

26

posted on the website of the commission. The revision shall be subject to challenge by any person

27

for a period of thirty (30) days after posting. The revision may be challenged only on grounds that

28

the revision results in a material change to a rule. A challenge shall be made in writing, and

29

delivered to the chair of the commission prior to the end of the notice period. If no challenge is

30

made, the revision will take effect without further action. If the revision is challenged, the revision

31

may not take effect without the approval of the commission.

32

     5-44.1-13. -- Oversight, dispute resolution, and enforcement.

33

     (a) Oversight

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 56 of 102)

1

     (1) The executive, legislative and judicial branches of state government in each compact

2

state shall enforce this compact and take all actions necessary and appropriate to effectuate the

3

compact’s purposes and intent. The provisions of this compact and the rules promulgated hereunder

4

shall have standing as statutory law.

5

     (2) All courts shall take judicial notice of the compact and the rules in any judicial or

6

administrative proceeding in a compact state pertaining to the subject matter of this compact which

7

may affect the powers, responsibilities or actions of the commission.

8

     (3) The commission shall be entitled to receive service of process in any such proceeding,

9

and shall have standing to intervene in such a proceeding for all purposes. Failure to provide service

10

of process to the commission shall render a judgment or order void as to the commission, this

11

compact or promulgated rules.

12

     (b) Default, technical assistance, and termination

13

     (1) If the commission determines that a compact state has defaulted in the performance of

14

its obligations or responsibilities under this compact or the promulgated rules, the commission

15

shall:

16

     (a) Provide written notice to the defaulting state and other compact states of the nature of

17

the default, the proposed means of remedying the default and/or any other action to be taken by the

18

commission; and

19

     (b) Provide remedial training and specific technical assistance regarding the default.

20

     (2) If a state in default fails to remedy the default, the defaulting state may be terminated

21

from the compact upon an affirmative vote of a majority of the compact states, and all rights,

22

privileges and benefits conferred by this compact shall be terminated on the effective date of

23

termination. A remedy of the default does not relieve the offending state of obligations or liabilities

24

incurred during the period of default.

25

     (3) Termination of membership in the compact shall be imposed only after all other means

26

of securing compliance have been exhausted. Notice of intent to suspend or terminate shall be

27

submitted by the commission to the governor, the majority and minority leaders of the defaulting

28

state's legislature, and each of the compact states.

29

     (4) A compact state which has been terminated is responsible for all assessments,

30

obligations and liabilities incurred through the effective date of termination, including obligations

31

which extend beyond the effective date of termination.

32

     (5) The commission shall not bear any costs incurred by the state which is found to be in

33

default or which has been terminated from the compact, unless agreed upon in writing between the

34

commission and the defaulting state.

 

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     (6) The defaulting state may appeal the action of the commission by petitioning the U.S.

2

district court for the state of Georgia or the federal district where the compact has its principal

3

offices. The prevailing member shall be awarded all costs of such litigation, including reasonable

4

attorney’s fees.

5

     (c) Dispute resolution

6

     (1) Upon request by a compact state, the commission shall attempt to resolve disputes

7

related to the compact which arise among compact states and between compact and non-compact

8

states.

9

     (2) The commission shall promulgate a rule providing for both mediation and binding

10

dispute resolution for disputes that arise before the commission.

11

     (d) Enforcement

12

     (1) The commission, in the reasonable exercise of its discretion, shall enforce the

13

provisions and rules of this compact.

14

     (2) By majority vote, the commission may initiate legal action in the United States district

15

court for the State of Georgia or the federal district where the compact has its principal offices

16

against a compact state in default to enforce compliance with the provisions of the compact and its

17

promulgated rules and bylaws. The relief sought may include both injunctive relief and damages.

18

In the event judicial enforcement is necessary, the prevailing member shall be awarded all costs of

19

such litigation, including reasonable attorney’s fees.

20

     (3) The remedies herein shall not be the exclusive remedies of the commission. The

21

commission may pursue any other remedies available under federal or state law.

22

     5-44.1-14. Date of implementation of the psychology interjurisdictional compact

23

commission and associated rules, withdrawal, and amendments.

24

     (a) The compact shall come into effect on the date on which the compact is enacted into

25

law in the seventh compact state. The provisions which become effective at that time shall be

26

limited to the powers granted to the commission relating to assembly and the promulgation of rules.

27

Thereafter, the commission shall meet and exercise rulemaking powers necessary to the

28

implementation and administration of the compact.

29

     (b) Any state which joins the compact subsequent to the commission’s initial adoption of

30

the rules shall be subject to the rules as they exist on the date on which the compact becomes law

31

in that state. Any rule which has been previously adopted by the commission shall have the full

32

force and effect of law on the day the compact becomes law in that state.

33

     (c) Any compact state may withdraw from this compact by enacting a statute repealing the

34

same.

 

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     (1) A compact state’s withdrawal shall not take effect until six (6) months after enactment

2

of the repealing statute.

3

     (2) Withdrawal shall not affect the continuing requirement of the withdrawing state’s

4

psychology regulatory authority to comply with the investigative and adverse action reporting

5

requirements of this act prior to the effective date of withdrawal.

6

     (d) Nothing contained in this compact shall be construed to invalidate or prevent any

7

psychology licensure agreement or other cooperative arrangement between a compact state and a

8

non-compact state which does not conflict with the provisions of this compact.

9

     (e) This compact may be amended by the compact states. No amendment to this compact

10

shall become effective and binding upon any compact State until it is enacted into the law of all

11

compact states.

12

     5-44.1-15. – Construction and severability.

13

     This compact shall be liberally construed so as to effectuate the purposes thereof. If this

14

compact shall be held contrary to the constitution of any state member thereto, the compact shall

15

remain in full force and effect as to the remaining compact States.

16

     SECTION 6. Title 5 of the General Laws entitled “Business and Professions” is hereby

17

amended by adding thereto the following chapter:

18

CHAPTER 40.2

19

RHODE ISLAND PHYSICAL THERAPIST LICENSURE COMPACT

20

     5-40.2-1. Short title – The Rhode Island Physical Therapist Licensure Compact Act.

21

     This chapter shall be known and may be cited as the Rhode Island physical therapist

22

licensure compact act.

23

     5-40.2.-2. Purpose.

24

     (a) The purpose of the physical therapist licensure compact is to facilitate interstate practice

25

of physical therapy with the goal of improving public access to physical therapy services. The

26

practice of physical therapy occurs in the state where the patient/client is located at the time of the

27

patient/client encounter. The compact preserves the regulatory authority of the state to protect

28

public health and safety through the current system of state licensure. The compact is designed to

29

achieve the following objectives:

30

     (1) Increase public access to physical therapy services by providing for the mutual

31

recognition of other member state licenses;

32

     (2) Enhance the states’ ability to protect the public’s health and safety;

33

     (3) Encourage the cooperation of member states in regulating multi-state physical therapy

34

practice;

 

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     (4) Support spouses of relocating military members;

2

     (5) Enhance the exchange of licensure, investigative, and disciplinary information between

3

member states; and

4

     (6) Allow a remote state to hold a provider of services with a compact privilege in that state

5

accountable to that state’s practice standards.

6

     5-40.2-3. Definitions.

7

     As used in this compact, and except as otherwise provided, the following definitions shall

8

apply:

9

     (a) “Active duty military” means full-time duty status in the active uniformed service of

10

the United States, including members of the national guard and reserve on active duty orders

11

pursuant to 10 U.S.C. Section 1209 and 1211.

12

     (b) “Adverse action” means disciplinary action taken by a physical therapy licensing board

13

based upon misconduct, unacceptable performance, or a combination of both.

14

     (c) “Alternative program” means a non-disciplinary monitoring or practice remediation

15

process approved by a physical therapy licensing board. This includes, but is not limited to,

16

substance abuse issues.

17

     (d) “Compact privilege” means the authorization granted by a remote state to allow a

18

licensee from another member state to practice as a physical therapist or work as a physical therapist

19

assistant in the remote state under its laws and rules. The practice of physical therapy occurs in the

20

member state where the patient/client is located at the time of the patient/client encounter.

21

     (e) “Continuing competence” means a requirement, as a condition of license renewal, to

22

provide evidence of participation in, and/or completion of, educational and professional activities

23

relevant to practice or area of work.

24

     (f) “Data system” means a repository of information about licensees, including

25

examination, licensure, investigative, compact privilege, and adverse action.

26

     (g) “Encumbered license” means a license that a physical therapy licensing board has

27

limited in any way.

28

     (h) “Executive board” means a group of directors elected or appointed to act on behalf of,

29

and within the powers granted to them by, the commission.

30

     (i) “Home state” means the member state that is the licensee’s primary state of residence.

31

     (j) “Investigative information” means information, records, and documents received or

32

generated by a physical therapy licensing board pursuant to an investigation.

33

     (k) “Jurisprudence requirement” means the assessment of an individual’s knowledge of the

34

laws and rules governing the practice of physical therapy in a state.

 

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     (l)Licensee” means an individual who currently holds an authorization from the state to

2

practice as a physical therapist or to work as a physical therapist assistant.

3

     (m) “Member state” means a state that has enacted the compact.

4

     (n) “Party state” means any member state in which a licensee holds a current license or

5

compact privilege or is applying for a license or compact privilege.

6

     (o) “Physical therapist” means an individual who is licensed by a state to practice physical

7

therapy.

8

     (p) “Physical therapist assistant means an individual who is licensed/certified by a state

9

and who assists the physical therapist in selected components of physical therapy.

10

     (q) “Physical therapy,” “physical therapy practice,” and “the practice of physical therapy”

11

mean the care and services provided by or under the direction and supervision of a licensed physical

12

therapist.

13

     (r) “Physical therapy compact” means the formal compact authorized in chapter 5-40.2.

14

     (s) “Physical therapy compact commission” or “commission” means the national

15

administrative body whose membership consists of all states that have enacted the compact.

16

     (t) “Physical therapy licensing board” or “licensing board” means the agency of a state that

17

is responsible for the licensing and regulation of physical therapists and physical therapist

18

assistants.

19

     (u) “Remote state” means a member state other than the home state, where a licensee is

20

exercising or seeking to exercise the compact privilege.

21

     (v) “Rule” means a regulation, principle, or directive promulgated by the commission that

22

has the force of law.

23

     (w) “State” means any state, commonwealth, district, or territory of the United States of

24

America that regulates the practice of physical therapy.

25

     5-40.2-4. State participation in the compact.

26

     (a) To participate in the compact, a state must:

27

     (1) Participate fully in the commission’s data system, including using the commission’s

28

unique identifier as defined in rules;

29

     (2) Have a mechanism in place for receiving and investigating complaints about licensees;

30

     (3) Notify the commission, in compliance with the terms of the compact and rules, of any

31

adverse action or the availability of investigative information regarding a licensee;

32

     (4) Fully implement a criminal background check requirement, within a time frame

33

established by rule, by receiving the results of the Federal Bureau of Investigation record search on

 

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criminal background checks and use the results in making licensure decisions in accordance with

2

section 5-40.2-4 (b);

3

     (5) Comply with the rules of the commission;

4

     (6) Utilize a recognized national examination as a requirement for licensure pursuant to the

5

rules of the commission; and

6

     (7) Have continuing competence requirements as a condition for license renewal.

7

     (b) Upon adoption of this statute, the member state shall have the authority to obtain

8

biometric-based information from each physical therapy licensure applicant and submit this

9

information to the Federal Bureau of Investigation for a criminal background check in accordance

10

with 28 U.S.C. §534 and 42 U.S.C. §14616.

11

     (c) A member state shall grant the compact privilege to a licensee holding a valid

12

unencumbered license in another member state in accordance with the terms of the compact and

13

rules.

14

     (d) Member states may charge a fee for granting a compact privilege.

15

     5-40.2-5. Compact privilege.

16

     (a) To exercise the compact privilege under the terms and provisions of the compact, the

17

licensee shall:

18

     (1) Hold a license in the home state;

19

     (2) Have no encumbrance on any state license;

20

     (3) Be eligible for a compact privilege in any member state in accordance with section 5-

21

40.2-5 (d), (g), and (h);

22

     (4) Have not had any adverse action against any license or compact privilege within the

23

previous two years;

24

     (5) Notify the commission that the licensee is seeking the compact privilege within a

25

remote state(s);

26

     (6) Pay any applicable fees, including any state fee, for the compact privilege;

27

     (7) Meet any jurisprudence requirements established by the remote state(s) in which the

28

licensee is seeking a compact privilege; and

29

     (8) Report to the commission adverse action taken by any non-member state within 30 days

30

from the date the adverse action is taken.

31

     (b) The compact privilege is valid until the expiration date of the home license. The licensee

32

must comply with the requirements of section 5-40.2-5 (a) to maintain the compact privilege in the

33

remote state.

 

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     (c) A licensee providing physical therapy in a remote state under the compact privilege

2

shall function within the laws and regulations of the remote state.

3

     (d) A licensee providing physical therapy in a remote state is subject to that state’s

4

regulatory authority. A remote state may, in accordance with due process and that state’s laws,

5

remove a licensee’s compact privilege in the remote state for a specific period of time, impose

6

fines, and/or take any other necessary actions to protect the health and safety of its citizens. The

7

licensee is not eligible for a compact privilege in any state until the specific time for removal has

8

passed and all fines are paid.

9

     (e) If a home state license is encumbered, the licensee shall lose the compact privilege in

10

any remote state until the following occur:

11

     (1) The home state license is no longer encumbered; and

12

     (2) Two years have elapsed from the date of the adverse action.

13

     (f) Once an encumbered license in the home state is restored to good standing, the licensee

14

must meet the requirements of section 5-40.2-5 (a) to obtain a compact privilege in any remote

15

state.

16

     (g) If a licensee’s compact privilege in any remote state is removed, the individual shall

17

lose the compact privilege in any remote state until the following occur:

18

     (1) The specific period of time for which the compact privilege was removed has ended;

19

     (2) All fines have been paid; and

20

     (3) Two years have elapsed from the date of the adverse action.

21

     (h) Once the requirements of section 5-40.2-5 (g) have been met, the license must meet the

22

requirements in section 5-40.2-5 (a) to obtain a compact privilege in a remote state.

23

     5-40.2-6. Active duty military personnel or their spouses.

24

     (a) A licensee who is active duty military or is the spouse of an individual who is active

25

duty military may designate one of the following as the home state:

26

     (1) Home of record;

27

     (2) Permanent change of station (PCS); or

28

     (3) State of current residence if it is different than the PCS state or home of record.

29

     5-40.2-7. Adverse Actions.

30

     (a) A home state shall have exclusive power to impose adverse action against a license

31

issued by the home state.

32

     (b) A home state may take adverse action based on the investigative information of a

33

remote state, so long as the home state follows its own procedures for imposing adverse action.

 

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     (c) Nothing in this compact shall override a member state’s decision that participation in

2

an alternative program may be used in lieu of adverse action and that such participation shall remain

3

non-public if required by the member state’s laws. Member states must require licensees who enter

4

any alternative programs in lieu of discipline to agree not to practice in any other member state

5

during the term of the alternative program without prior authorization from such other member

6

state.

7

     (d) Any member state may investigate actual or alleged violations of the statutes and rules

8

authorizing the practice of physical therapy in any other member state in which a physical therapist

9

or physical therapist assistant holds a license or compact privilege.

10

     (e) A remote state shall have the authority to:

11

     (1) Take adverse actions as set forth in section 5-40.2-5 (d) against a licensee’s compact

12

privilege in the state;

13

     (2) Issue subpoenas for both hearings and investigations that require the attendance and

14

testimony of witnesses, and the production of evidence. Subpoenas issued by a physical therapy

15

licensing board in a party state for the attendance and testimony of witnesses, and/or the production

16

of evidence from another party state, shall be enforced in the latter state by any court of competent

17

jurisdiction, according to the practice and procedure of that court applicable to subpoenas issued in

18

proceedings pending before it. The issuing authority shall pay any witness fees, travel expenses,

19

mileage, and other fees required by the service statutes of the state where the witnesses and/or

20

evidence are located; and

21

     (3) If otherwise permitted by state law, recover from the licensee the costs of investigations

22

and disposition of cases resulting from any adverse action taken against that licensee.

23

     (f) Joint Investigations

24

     (1) In addition to the authority granted to a member state by its respective physical therapy

25

practice act or other applicable state law, a member state may participate with other member states

26

in joint investigations of licensees.

27

     (2) Member states shall share any investigative, litigation, or compliance materials in

28

furtherance of any joint or individual investigation initiated under the Compact.

29

     5-40.2-8. Establishment of the physical therapy compact commission.

30

     (a) The compact member states hereby create and establish a joint public agency known as

31

the physical therapy compact commission:

32

     (1) The commission is an instrumentality of the compact states.

33

     (2) Venue is proper and judicial proceedings by or against the commission shall be brought

34

solely and exclusively in a court of competent jurisdiction where the principal office of the

 

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commission is located. The commission may waive venue and jurisdictional defenses to the extent

2

it adopts or consents to participate in alternative dispute resolution proceedings.

3

     (3) Nothing in this compact shall be construed to be a waiver of sovereign immunity.

4

     (b) Membership, Voting, and Meetings

5

     (1) Each member state shall have and be limited to one delegate selected by that member

6

state’s licensing board.

7

     (2) The delegate shall be a current member of the licensing board, who is a physical

8

therapist, physical therapist assistant, public member, or the board administrator.

9

     (3) Any delegate may be removed or suspended from office as provided by the law of the

10

state from which the delegate is appointed.

11

     (4) The member state board shall fill any vacancy occurring in the commission.

12

     (5) Each delegate shall be entitled to one vote with regard to the promulgation of rules and

13

creation of bylaws and shall otherwise have an opportunity to participate in the business and affairs

14

of the commission.

15

     (6) A delegate shall vote in person or by such other means as provided in the bylaws. The

16

bylaws may provide for delegates’ participation in meetings by telephone or other means of

17

communication.

18

     (7) The commission shall meet at least once during each calendar year.

19

     (8) Additional meetings shall be held as set forth in the bylaws.

20

     (c) The commission shall have the following powers and duties:

21

     (1) Establish the fiscal year of the commission;

22

     (2) Establish bylaws;

23

     (3) Maintain its financial records in accordance with the bylaws;

24

     (4) Meet and take such actions as are consistent with the provisions of this compact and

25

the bylaws;

26

     (5) Promulgate uniform rules to facilitate and coordinate implementation and

27

administration of this compact. The rules shall have the force and effect of law and shall be binding

28

in all member states;

29

     (6) Bring and prosecute legal proceedings or actions in the name of the commission,

30

provided that the standing of any state physical therapy licensing board to sue or be sued under

31

applicable law shall not be affected;

32

     (7) Purchase and maintain insurance and bonds;

33

     (8) Borrow, accept, or contract for services of personnel, including, but not limited to,

34

employees of a member state;

 

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     (9) Hire employees, elect or appoint officers, fix compensation, define duties, grant such

2

individuals appropriate authority to carry out the purposes of the compact, and to establish the

3

commission’s personnel policies and programs relating to conflicts of interest, qualifications of

4

personnel, and other related personnel matters;

5

     (10) Accept any and all appropriate donations and grants of money, equipment, supplies,

6

materials and services, and to receive, utilize and dispose of the same; provided that at all times the

7

commission shall avoid any appearance of impropriety and/or conflict of interest;

8

     (11) Lease, purchase, accept appropriate gifts or donations of, or otherwise to own, hold,

9

improve or use, any property, real, personal or mixed; provided that at all times the commission

10

shall avoid any appearance of impropriety;

11

     (12) Sell convey, mortgage, pledge, lease, exchange, abandon, or otherwise dispose of any

12

property real, personal, or mixed;

13

     (13) Establish a budget and make expenditures;

14

     (14) Borrow money;

15

     (15) Appoint committees, including standing committees composed of members, state

16

regulators, state legislators or their representatives, and consumer representatives, and such other

17

interested persons as may be designated in this compact and the bylaws;

18

     (16) Provide and receive information from, and cooperate with, law enforcement agencies;

19

     (17) Establish and elect an executive board; and

20

     (18) Perform such other functions as may be necessary or appropriate to achieve the

21

purposes of this compact consistent with the state regulation of physical therapy licensure and

22

practice.

23

     (d) The executive board shall have the power to act on behalf of the commission according

24

to the terms of this compact. The executive board shall be composed of nine members:

25

     (1) Seven voting members who are elected by the commission from the current

26

membership of the commission;

27

     (2) One ex-officio, nonvoting member from the recognized national physical therapy

28

professional association; and

29

     (3) One ex-officio, nonvoting member from the recognized membership organization of

30

the physical therapy licensing boards.

31

     (4) The ex-officio members will be selected by their respective organizations.

32

     (5) The commission may remove any member of the executive board as provided in

33

bylaws.

34

     (e) The executive board shall meet at least annually.

 

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     (f) The executive board shall have the following duties and responsibilities:

2

     (1) Recommend to the entire commission changes to the rules or bylaws, changes to this

3

compact legislation, fees paid by compact member states such as annual dues, and any commission

4

compact fee charged to licensees for the compact privilege;

5

     (2) Ensure compact administration services are appropriately provided, contractual or

6

otherwise;

7

     (3) Prepare and recommend the budget;

8

     (4) Maintain financial records on behalf of the commission;

9

     (5) Monitor compact compliance of member states and provide compliance reports to the

10

commission;

11

     (6) Establish additional committees as necessary; and

12

     (7) Other duties as provided in rules or bylaws.

13

     (g) All meetings of the commission shall be open to the public, and public notice of

14

meetings shall be given in the same manner as required under the provisions of Chapter 46 of Title

15

42, but otherwise, the commission shall not be subject to the requirements of the Rhode Island

16

Open Meetings Act, R.I. Gen. Laws § 42-46-1et seq. and/or the Rhode Island Access to Public

17

Records Act, R.I. Gen. Laws § 38-2-1 et seq. Rather, the commission shall adhere to the

18

requirements stated in this chapter.

19

     (1) The commission or the executive board or other committees of the commission may

20

convene in a closed, non-public meeting if the commission or executive board or other committees

21

of the commission must discuss:

22

     (2) Non-compliance of a member state with its obligations under the compact;

23

     (3) The employment, compensation, discipline or other matters, practices or procedures

24

related to specific employees or other matters related to the commission’s internal personnel

25

practices and procedures;

26

     (4) Current, threatened, or reasonably anticipated litigation;

27

     (5) Negotiation of contracts for the purchase, lease, or sale of goods, services, or real estate;

28

     (6) Accusing any person of a crime or formally censuring any person;

29

     (7) Disclosure of trade secrets or commercial or financial information that is privileged or

30

confidential;

31

     (8) Disclosure of information of a personal nature where disclosure would constitute a

32

clearly unwarranted invasion of personal privacy;

33

     (9) Disclosure of investigative records compiled for law enforcement purposes;

 

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     (10) Disclosure of information related to any investigative reports prepared by or on behalf

2

of or for use of the commission or other committee charged with responsibility of investigation or

3

determination of compliance issues pursuant to the compact; or

4

     (11) Matters specifically exempted from disclosure by federal or member state statute.

5

     (h) If a meeting, or portion of a meeting, is closed pursuant to this provision, the

6

commission’s legal counsel or designee shall certify that the meeting may be closed and shall

7

reference each relevant exempting provision.

8

     (i) The commission shall keep minutes that fully and clearly describe all matters discussed

9

in a meeting and shall provide a full and accurate summary of actions taken, and the reasons

10

therefore, including a description of the views expressed. All documents considered in connection

11

with an action shall be identified in such minutes. All minutes and documents of a closed meeting

12

shall remain under seal, subject to release by a majority vote of the commission or order of a court

13

of competent jurisdiction.

14

     (j) The commission shall pay, or provide for the payment of, the reasonable expenses of its

15

establishment, organization, and ongoing activities.

16

     (1) The commission may accept any and all appropriate revenue sources, donations, and

17

grants of money, equipment, supplies, materials, and services.

18

     (2) The commission may levy on and collect an annual assessment from each member state

19

or impose fees on other parties to cover the cost of the operations and activities of the commission

20

and its staff, which must be in a total amount sufficient to cover its annual budget as approved each

21

year for which revenue is not provided by other sources. The aggregate annual assessment amount

22

shall be allocated based upon a formula to be determined by the commission, which shall

23

promulgate a rule binding upon all member states.

24

     (3) The commission shall not incur obligations of any kind prior to securing the funds

25

adequate to meet the same; nor shall the commission pledge the credit of any of the member states,

26

except by and with the authority of the member state.

27

     (4) The commission shall keep accurate accounts of all receipts and disbursements. The

28

receipts and disbursements of the commission shall be subject to the audit and accounting

29

procedures established under its bylaws. However, all receipts and disbursements of funds handled

30

by the commission shall be audited yearly by a certified or licensed public accountant, and the

31

report of the audit shall be included in and become part of the annual report of the commission.

32

     (k) The members, officers, executive director, employees and representatives of the

33

commission shall be immune from suit and liability, either personally or in their official capacity,

34

for any claim for damage to or loss of property or personal injury or other civil liability caused by

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 68 of 102)

1

or arising out of any actual or alleged act, error or omission that occurred, or that the person against

2

whom the claim is made had a reasonable basis for believing occurred within the scope of

3

commission employment, duties or responsibilities; provided that nothing in this paragraph shall

4

be construed to protect any such person from suit and/or liability for any damage, loss, injury, or

5

liability caused by the intentional or willful or wanton misconduct of that person.

6

     (1) The commission shall defend any member, officer, executive director, employee or

7

representative of the commission in any civil action seeking to impose liability arising out of any

8

actual or alleged act, error, or omission that occurred within the scope of commission employment,

9

duties, or responsibilities, or that the person against whom the claim is made had a reasonable basis

10

for believing occurred within the scope of commission employment, duties, or responsibilities;

11

provided that nothing herein shall be construed to prohibit that person from retaining his or her own

12

counsel; and provided further, that the actual or alleged act, error, or omission did not result from

13

that person’s intentional or willful or wanton misconduct.

14

     (2) The commission shall indemnify and hold harmless any member, officer, executive

15

director, employee, or representative of the commission for the amount of any settlement or

16

judgment obtained against that person arising out of any actual or alleged act, error or omission

17

that occurred within the scope of commission employment, duties, or responsibilities, or that such

18

person had a reasonable basis for believing occurred within the scope of commission employment,

19

duties, or responsibilities, provided that the actual or alleged act, error, or omission did not result

20

from the intentional or willful or wanton misconduct of that person.

21

     5-40-.2-9. Data System.

22

     (a) The commission shall provide for the development, maintenance, and utilization of a

23

coordinated database and reporting system containing licensure, adverse action, and investigative

24

information on all licensed individuals in member states.

25

     (b) Notwithstanding any other provision of state law to the contrary, a member state shall

26

submit a uniform data set to the data system on all individuals to whom this compact is applicable

27

as required by the rules of the commission, including:

28

     (1) Identifying information;

29

     (2) Licensure data;

30

     (3) Adverse actions against a license or compact privilege;

31

     (4) Non-confidential information related to alternative program participation;

32

     (5) Any denial of application for licensure, and the reason(s) for such denial; and

33

     (6) Other information that may facilitate the administration of this compact, as determined

34

by the rules of the commission.

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 69 of 102)

1

     (c) Investigative information pertaining to a licensee in any member state will only be

2

available to other party states.

3

     (d) The commission shall promptly notify all member states of any adverse action taken

4

against a licensee or an individual applying for a license. Adverse action information pertaining to

5

a licensee in any member state will be available to any other member state.

6

     (e) Member states contributing information to the data system may designate information

7

that may not be shared with the public without the express permission of the contributing state.

8

     (f) Any information submitted to the data system that is subsequently required to be

9

expunged by the laws of the member state contributing the information shall be removed from the

10

data system.

11

     5-40-.2-10. Rulemaking.

12

     (a) The commission shall exercise its rulemaking powers pursuant to the criteria set forth

13

in this Section and the rules adopted thereunder. Rules and amendments shall become binding as

14

of the date specified in each rule or amendment. The commission shall not be subject to the

15

requirements of the Rhode Island Administrative Procedures Act, R.I. Gen. Laws § 42-35-1 et seq.,

16

but rather shall adhere to the requirements stated in this chapter.

17

     (b) If a majority of the legislatures of the member states rejects a rule, by enactment of a

18

statute or resolution in the same manner used to adopt the compact within four years of the date of

19

adoption of the rule, then such rule shall have no further force and effect in any member state.

20

     (c) Rules or amendments to the rules shall be adopted at a regular or special meeting of the

21

commission.

22

     (d) Prior to promulgation and adoption of a final rule or rules by the commission, and at

23

least thirty days in advance of the meeting at which the rule will be considered and voted upon, the

24

commission shall file a notice of proposed Rulemaking:

25

     (1) On the website of the commission or other publicly accessible platform; and

26

     (2) On the website of each member state physical therapy licensing board or other publicly

27

accessible platform or the publication in which each state would otherwise publish proposed rules.

28

     (e) The notice of proposed rulemaking shall include:

29

     (1) The proposed time, date, and location of the meeting in which the rule will be

30

considered and voted upon;

31

     (2) The text of the proposed rule or amendment and the reason for the proposed rule;

32

     (3) A request for comments on the proposed rule from any interested person; and

33

     (4) The manner in which interested persons may submit notice to the commission of their

34

intention to attend the public hearing and any written comments.

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 70 of 102)

1

     (f) Prior to adoption of a proposed rule, the commission shall allow persons to submit

2

written data, facts, opinions, and arguments, which shall be made available to the public.

3

     (g) The commission shall grant an opportunity for a public hearing before it adopts a rule

4

or amendment if a hearing is requested by:

5

     (1) At least twenty-five persons;

6

     (2) A state or federal governmental subdivision or agency; or

7

     (3) An association having at least twenty-five members.

8

     (h) If a hearing is held on the proposed rule or amendment, the commission shall publish

9

the place, time, and date of the scheduled public hearing. If the hearing is held via electronic means,

10

the commission shall publish the mechanism for access to the electronic hearing.

11

     (1) All persons wishing to be heard at the hearing shall notify the executive director of the

12

commission or other designated member in writing of their desire to appear and testify at the

13

hearing not less than five business days before the scheduled date of the hearing.

14

     (2) Hearings shall be conducted in a manner providing each person who wishes to comment

15

a fair and reasonable opportunity to comment orally or in writing.

16

     (3) All hearings will be recorded. A copy of the recording will be made available on

17

request.

18

     (4) Nothing in this section shall be construed as requiring a separate hearing on each rule.

19

Rules may be grouped for the convenience of the commission at hearings required by this section.

20

     (i) Following the scheduled hearing date, or by the close of business on the scheduled

21

hearing date if the hearing was not held, the commission shall consider all written and oral

22

comments received.

23

     (j) If no written notice of intent to attend the public hearing by interested parties is received,

24

the commission may proceed with promulgation of the proposed rule without a public hearing.

25

     (k) The commission shall, by majority vote of all members, take final action on the

26

proposed rule and shall determine the effective date of the rule, if any, based on the rulemaking

27

record and the full text of the rule.

28

     (l) Upon determination that an emergency exists, the commission may consider and adopt

29

an emergency rule without prior notice, opportunity for comment, or hearing, provided that the

30

usual rulemaking procedures provided in the compact and in this section shall be retroactively

31

applied to the rule as soon as reasonably possible, in no event later than ninety days after the

32

effective date of the rule. For the purposes of this provision, an emergency rule is one that must be

33

adopted immediately in order to:

34

     (1) Meet an imminent threat to public health, safety, or welfare;

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 71 of 102)

1

     (2) Prevent a loss of commission or member state funds;

2

     (3) Meet a deadline for the promulgation of an administrative rule that is established by

3

federal law or rule; or

4

     (4) Protect public health and safety.

5

     (m) The commission or an authorized committee of the commission may direct revisions

6

to a previously adopted rule or amendment for purposes of correcting typographical errors, errors

7

in format, errors in consistency, or grammatical errors. Public notice of any revisions shall be

8

posted on the website of the commission. The revision shall be subject to challenge by any person

9

for a period of thirty days after posting. The revision may be challenged only on grounds that the

10

revision results in a material change to a rule. A challenge shall be made in writing and delivered

11

to the chair of the commission prior to the end of the notice period. If no challenge is made, the

12

revision will take effect without further action. If the revision is challenged, the revision may not

13

take effect without the approval of the Commission.

14

     5-40-.2-11. Oversight, dispute resolution, and enforcement.

15

     (a) The executive, legislative, and judicial branches of state government in each member

16

state shall enforce this compact and take all actions necessary and appropriate to effectuate the

17

compact’s purposes and intent. The provisions of this compact and the rules promulgated hereunder

18

shall have standing as statutory law.

19

     (b) All courts shall take judicial notice of the compact and the rules in any judicial or

20

administrative proceeding in a member state pertaining to the subject matter of this compact which

21

may affect the powers, responsibilities or actions of the commission.

22

     (c) The commission shall be entitled to receive service of process in any such proceeding

23

and shall have standing to intervene in such a proceeding for all purposes. Failure to provide service

24

of process to the commission shall render a judgment or order void as to the commission, this

25

compact, or promulgated rules.

26

     (d) If the commission determines that a member state has defaulted in the performance of

27

its obligations or responsibilities under this compact or the promulgated rules, the commission

28

shall:

29

     (1) Provide written notice to the defaulting state and other member states of the nature of

30

the default, the proposed means of curing the default and/or any other action to be taken by the

31

commission; and

32

     (2) Provide remedial training and specific technical assistance regarding the default.

33

     (e) If a state in default fails to cure the default, the defaulting state may be terminated from

34

the compact upon an affirmative vote of a majority of the member states, and all rights, privileges

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 72 of 102)

1

and benefits conferred by this compact may be terminated on the effective date of termination. A

2

cure of the default does not relieve the offending state of obligations or liabilities incurred during

3

the period of default.

4

     (f) Termination of membership in the compact shall be imposed only after all other means

5

of securing compliance have been exhausted. Notice of intent to suspend or terminate shall be given

6

by the commission to the governor, the majority and minority leaders of the defaulting state’s

7

legislature, and each of the member states.

8

     (g) A state that has been terminated is responsible for all assessments, obligations, and

9

liabilities incurred through the effective date of termination, including obligations that extend

10

beyond the effective date of termination.

11

     (h) The commission shall not bear any costs related to a state that is found to be in default

12

or that has been terminated from the compact, unless agreed upon in writing between the

13

commission and the defaulting state.

14

     (i) The defaulting state may appeal the action of the commission by petitioning the U.S.

15

district court for the District of Columbia or the federal district where the commission has its

16

principal offices. The prevailing member shall be awarded all costs of such litigation, including

17

reasonable attorney’s fees.

18

     (j) Upon request by a member state, the commission shall attempt to resolve disputes

19

related to the compact that arise among member states and between member and non-member

20

states.

21

     (k) The commission shall promulgate a rule providing for both mediation and binding

22

dispute resolution for disputes as appropriate.

23

     (l) The commission, in the reasonable exercise of its discretion, shall enforce the provisions

24

and rules of this compact.

25

     (m) By majority vote, the commission may initiate legal action in the United States district

26

court for the District of Columbia or the federal district where the commission has its principal

27

offices against a member state in default to enforce compliance with the provisions of the compact

28

and its promulgated rules and bylaws. The relief sought may include both injunctive relief and

29

damages. In the event judicial enforcement is necessary, the prevailing member shall be awarded

30

all costs of such litigation, including reasonable attorney’s fees.

31

     (n) The remedies herein shall not be the exclusive remedies of the commission. The

32

commission may pursue any other remedies available under federal or state law.

33

     5-40-.2-12. Date of implementation of the interstate commission for physical therapy

34

practice and associated rules, withdrawal, and amendment

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 73 of 102)

1

     (a) The compact shall come into effect on the date on which the compact statute is enacted

2

into law in the tenth member state. The provisions, which become effective at that time, shall be

3

limited to the powers granted to the commission relating to assembly and the promulgation of rules.

4

Thereafter, the commission shall meet and exercise rulemaking powers necessary to the

5

implementation and administration of the compact.

6

     (b) Any state that joins the compact subsequent to the commission’s initial adoption of the

7

rules shall be subject to the rules as they exist on the date on which the compact becomes law in

8

that state. Any rule that has been previously adopted by the commission shall have the full force

9

and effect of law on the day the compact becomes law in that state.

10

     (c) Any member state may withdraw from this compact by enacting a statute repealing the

11

same.

12

     (1) A member state’s withdrawal shall not take effect until six months after enactment of

13

the repealing statute.

14

     (2) Withdrawal shall not affect the continuing requirement of the withdrawing state’s

15

physical therapy licensing board to comply with the investigative and adverse action reporting

16

requirements of this act prior to the effective date of withdrawal.

17

     (d) Nothing contained in this compact shall be construed to invalidate or prevent any

18

physical therapy licensure agreement or other cooperative arrangement between a member state

19

and a non-member state that does not conflict with the provisions of this compact.

20

     (e) This compact may be amended by the member states. No amendment to this compact

21

shall become effective and binding upon any member state until it is enacted into the laws of all

22

member states.

23

     5-40.2-13. Construction and severability

24

     This compact shall be liberally construed so as to effectuate the purposes thereof. The

25

provisions of this compact shall be severable and if any phrase, clause, sentence or provision of

26

this compact is declared to be contrary to the constitution of any party state or of the United States

27

or the applicability thereof to any government, agency, person or circumstance is held invalid, the

28

validity of the remainder of this compact and the applicability thereof to any government, agency,

29

person or circumstance shall not be affected thereby. If this compact shall be held contrary to the

30

constitution of any party state, the compact shall remain in full force and effect as to the remaining

31

party states and in full force and effect as to the party state affected as to all severable matters.

32

     SECTION 7. Title 23 of the General Laws entitled “Health and Safety” is hereby amended

33

by adding thereto the following chapter:

34

CHAPTER 23-4.2

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 74 of 102)

1

EMERGENCY MEDICAL SERVICES PERSONNEL LICENSURE INTERSTATE

2

COMPACT.

3

     23-4.2-1. Short title. – This chapter shall be known and may be cited as the Emergency

4

medical Services Personnel Licensure Interstate Compact.

5

     23-4.2-2. Purpose. - In order to protect the public through verification of competency and

6

ensure accountability for patient care related activities all states license emergency medical services

7

(EMS) personnel, such as emergency medical technicians (EMTs), advanced EMTs and

8

paramedics. This Compact is intended to facilitate the day to day movement of EMS personnel

9

across state boundaries in the performance of their EMS duties as assigned by an appropriate

10

authority and authorize state EMS offices to afford immediate legal recognition to EMS personnel

11

licensed in a member state. This Compact recognizes that states have a vested interest in protecting

12

the public’s health and safety through their licensing and regulation of EMS personnel and that

13

such state regulation shared among the member states will best protect public health and safety.

14

This Compact is designed to achieve the following purposes and objectives:

15

     (1) Increase public access to EMS personnel;

16

     (2) Enhance the states’ ability to protect the public’s health and safety, especially patient

17

safety;

18

     (3) Encourage the cooperation of member states in the areas of EMS personnel licensure

19

and regulation;

20

     (4) Support licensing of military members who are separating from an active duty tour and

21

their spouses;

22

     (5) Facilitate the exchange of information between member states regarding EMS

23

personnel licensure, adverse action and significant investigatory information

24

     (6) Promote compliance with the laws governing EMS personnel practice in each member

25

state; and

26

     (7) Invest all member states with the authority to hold EMS personnel accountable through

27

the mutual recognition of member state licenses.

28

     23-4.2-3. Definitions.

29

     (a)Advanced emergency medical technician (AEMT)” means: an individual licensed

30

with cognitive knowledge and a scope of practice that corresponds to that level in the national EMS

31

education standards and national EMS scope of practice model.

32

     (b) “Adverse action” means: any administrative, civil, equitable or criminal action

33

permitted by a state’s laws which may be imposed against licensed EMS personnel by a state EMS

34

authority or state court, including, but not limited to, actions against an individual’s license such as

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 75 of 102)

1

revocation, suspension, probation, consent agreement, monitoring or other limitation or

2

encumbrance on the individual’s practice, letters of reprimand or admonition, fines, criminal

3

convictions and state court judgments enforcing adverse actions by the state EMS authority.

4

     (c) “Alternative program” means: a voluntary, non-disciplinary substance abuse recovery

5

program approved by a state EMS authority.

6

     (d) “Certification” means the successful verification of entry-level cognitive and

7

psychomotor competency using a reliable, validated, and legally defensible examination.

8

     (e) “Commission” means the national administrative body of which all states that have

9

enacted the compact are members.

10

     (f) “Emergency medical technician (EMT)” means: an individual licensed with cognitive

11

knowledge and a scope of practice that corresponds to that level in the national EMS education

12

standards and national EMS scope of practice model.

13

     (g) “Home state” means a member state where an individual is licensed to practice

14

emergency medical services.

15

     (h) “License” means the authorization by a state for an individual to practice as an EMT,

16

AEMT, paramedic, or a level in between EMT and paramedic.

17

     (i) “Medical director” means: a physician licensed in a member state who is accountable

18

for the care delivered by EMS personnel.

19

     (j) “Member state” means a state that has enacted this compact.

20

     (k) “Privilege to practice” means: an individual’s authority to deliver emergency medical

21

services in remote states as authorized under this compact.

22

     (l) “Paramedic” means an individual licensed with cognitive knowledge and a scope of

23

practice that corresponds to that level in the national EMS education standards and national EMS

24

scope of practice model.

25

     (m) “Remote state” means a member state in which an individual is not licensed.

26

     (n) “Restricted” means the outcome of an adverse action that limits a license or the

27

privilege to practice.

28

     (o) “Rule” means a written statement by the interstate commission promulgated pursuant

29

to section 23-4.2-13 of this compact that is of general applicability; implements, interprets, or

30

prescribes a policy or provision of the compact; or is an organizational, procedural, or practice

31

requirement of the commission and has the force and effect of statutory law in a member state and

32

includes the amendment, repeal, or suspension of an existing rule.

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 76 of 102)

1

     (p) “Scope of practice” means defined parameters of various duties or services that may be

2

provided by an individual with specific credentials. Whether regulated by rule, statute, or court

3

decision, it tends to represent the limits of services an individual may perform.

4

     (q) “Significant investigatory information” means:

5

     (1) investigative information that a state EMS authority, after a preliminary inquiry that

6

includes notification and an opportunity to respond if required by state law, has reason to believe,

7

if proved true, would result in the imposition of an adverse action on a license or privilege to

8

practice; or

9

     (2) investigative information that indicates that the individual represents an immediate

10

threat to public health and safety regardless of whether the individual has been notified and had an

11

opportunity to respond.

12

     (r) “State” means any state, commonwealth, district, or territory of the United States.

13

     (s) “State EMS authority” means: the board, office, or other agency with the legislative

14

mandate to license EMS personnel.

15

     23-4.2-4– Home state licensure.

16

      (a) Any member state in which an individual holds a current license shall be

17

deemed a home state for purposes of this compact.

18

      (b) Any member state may require an individual to obtain and retain a license to

19

be authorized to practice in the member state under circumstances not authorized by the privilege

20

to practice under the terms of this compact.

21

      (c) A home state’s license authorizes an individual to practice in a remote state

22

under the privilege to practice only if the home state:

23

      (1) Currently requires the use of the national registry of emergency medical

24

technicians (NREMT) examination as a condition of issuing initial licenses at the EMT and

25

paramedic levels;

26

      (2) Has a mechanism in place for receiving and investigating complaints about

27

individuals;

28

      (3) Notifies the commission, in compliance with the terms herein, of any adverse

29

action or significant investigatory information regarding an individual;

30

      (4) No later than five years after activation of the compact, requires a criminal

31

background check of all applicants for initial licensure, including the use of the results of fingerprint

32

or other biometric data checks compliant with the requirements of the Federal Bureau of

33

Investigation with the exception of federal employees who have suitability determination in

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 77 of 102)

1

accordance with US CFR §731.202 and submit documentation of such as promulgated in the rules

2

of the commission; and

3

      (5) Complies with the rules of the commission.

4

      23-4.2-5– Compact privilege to practice.

5

      (a) Member states shall recognize the privilege to practice of an individual licensed

6

in another member state that is in conformance with section 23-4.2-4.

7

      (b) To exercise the privilege to practice under the terms and provisions of this

8

compact, an individual must:

9

      (1) Be at least 18 years of age;

10

      (2) Possess a current unrestricted license in a member state as an EMT, AEMT,

11

paramedic, or state recognized and licensed level with a scope of practice and authority between

12

EMT and paramedic; and

13

      (3) Practice under the supervision of a medical director.

14

      (c) An individual providing patient care in a remote state under the privilege to

15

practice shall function within the scope of practice authorized by the home state unless and until

16

modified by an appropriate authority in the remote state as may be defined in the rules of the

17

commission.

18

      (d) Except as provided in this subsection, an individual practicing in a remote state

19

will be subject to the remote state’s authority and laws. A remote state may, in accordance with due

20

process and that state’s laws, restrict, suspend, or revoke an individual’s privilege to practice in the

21

remote state and may take any other necessary actions to protect the health and safety of its citizens.

22

If a remote state takes action it shall promptly notify the home state and the Commission.

23

      (e) If an individual’s license in any home state is restricted or suspended, the

24

individual shall not be eligible to practice in a remote state under the privilege to practice until the

25

individual’s home state license is restored.

26

      (f) If an individual’s privilege to practice in any remote state is restricted,

27

suspended, or revoked the individual shall not be eligible to practice in any remote state until the

28

individual’s privilege to practice is restored.

29

     23-4.2-6– Conditions of practice in a remote site.

30

     An individual may practice in a remote state under a privilege to practice only in the

31

performance of the individual’s EMS duties as assigned by an appropriate authority, as defined in

32

the rules of the Commission, and under the following circumstances:

33

     (1) The individual originates a patient transport in a home state and transports the patient

34

to a remote state;

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 78 of 102)

1

     (2) The individual originates in the home state and enters a remote state to pick up a patient

2

and provide care and transport of the patient to the home state;

3

     (3) The individual enters a remote state to provide patient care and/or transport within that

4

remote state;

5

     (4) The individual enters a remote state to pick up a patient and provide care and transport

6

to a third member state;

7

     (5) Other conditions as determined in the rules.

8

     23-4.2-7 – Relationship to emergency management assistance compact.

9

     Upon a member state’s governor’s declaration of a state of emergency or disaster that

10

activates the emergency management assistance compact (EMAC), all relevant terms and

11

provisions of EMAC shall apply and to the extent any terms or provisions of this compact conflicts

12

with EMAC, the terms of EMAC shall prevail with respect to any individual practicing in the

13

remote state in response to such declaration.

14

     23-4.2-8– Veterans, service members separating from active duty military, and their

15

spouses.

16

     Member states shall consider a veteran, active military service member, and member of the

17

national guard and reserves separating from an active duty tour, and a spouse thereof, who holds a

18

current valid and unrestricted NREMT certification at or above the level of the state license being

19

sought as satisfying the minimum training and examination requirements for such licensure.

20

     (b) Member states shall expedite the processing of licensure applications submitted by

21

veterans, active military service members, and members of the national guard and reserves

22

separating from an active duty tour, and their spouses.

23

     (c) All individuals functioning with a privilege to practice under this section remain subject

24

to the adverse actions provisions of section 23-4.2-9.

25

     23-4.2-9– Adverse actions.

26

     A home state shall have exclusive power to impose adverse action against an individual’s

27

license issued by the home state.

28

     (b) If an individual’s license in any home state is restricted or suspended, the individual

29

shall not be eligible to practice in a remote state under the privilege to practice until the individual’s

30

home state license is restored.

31

     (1) All home state adverse action orders shall include a statement that the individual’s

32

compact privileges are inactive. The order may allow the individual to practice in remote states

33

with prior written authorization from both the home state and remote state’s EMS authority.

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 79 of 102)

1

     (2) An individual currently subject to adverse action in the home state shall not practice in

2

any remote state without prior written authorization from both the home state and remote state’s

3

EMS authority.

4

     (3) A member state shall report adverse actions and any occurrences that the individual’s

5

compact privileges are restricted, suspended, or revoked to the commission in accordance with the

6

rules.

7

     (4) A remote state may take adverse action on an individual’s privilege to practice within

8

that state.

9

     (5) Any member state may take adverse action against an individual’s privilege to practice

10

in that state based on the factual findings of another member state, so long as each state follows its

11

own procedures for imposing such adverse action.

12

     (c) A home state’s EMS authority shall investigate and take appropriate action with respect

13

to reported conduct in a remote state as it would if such conduct had occurred within the home

14

state. In such cases, the home state’s law shall control in determining the appropriate adverse action.

15

     (d) Nothing in this compact shall override a member state’s decision that participation in

16

an alternative program may be used in lieu of adverse action and that such participation shall remain

17

non-public if required by the member state’s laws. Member states must require individuals who

18

enter any alternative programs to agree not to practice in any other member state during the term

19

of the alternative program without prior authorization from such other member state.

20

     23-4.2-10- Additional powers invested in a member state’s emergency medical

21

services authority.

22

     A member state’s EMS authority, in addition to any other powers granted under state law,

23

is authorized under this compact to:

24

     (1) Issue subpoenas for both hearings and investigations that require the attendance and

25

testimony of witnesses and the production of evidence. Subpoenas issued by a member state’s EMS

26

authority for the attendance and testimony of witnesses, and/or the production of evidence from

27

another member state, shall be enforced in the remote state by any court of competent jurisdiction,

28

according to that court’s practice and procedure in considering subpoenas issued in its own

29

proceedings. The issuing state EMS authority shall pay any witness fees, travel expenses, mileage,

30

and other fees required by the service statutes of the state where the witnesses and/or evidence are

31

located; and

32

     (2) Issue cease and desist orders to restrict, suspend, or revoke an individual’s privilege to

33

practice in the state.

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 80 of 102)

1

     23-4.2-11– Establishment of the interstate commission for emergency medical

2

personnel practice.

3

     (a) The compact states hereby create and establish a joint public agency known as the

4

interstate commission for EMS personnel practice.

5

     (1) The commission is a body politic and an instrumentality of the compact states.

6

     (2) Venue is proper and judicial proceedings by or against the commission shall be brought

7

solely and exclusively in a court of competent jurisdiction where the principal office of the

8

commission is located. The commission may waive venue and jurisdictional defenses to the extent

9

it adopts or consents to participate in alternative dispute resolution proceedings.

10

     (3) Nothing in this compact shall be construed to be a waiver of sovereign immunity.

11

     (b) Membership, voting, and meetings

12

     (1) Each member state shall have and be limited to one delegate. The responsible official

13

of the state EMS authority or his designee shall be the delegate to this compact for each member

14

state. Any delegate may be removed or suspended from office as provided by the law of the state

15

from which the delegate is appointed. Any vacancy occurring in the commission shall be filled in

16

accordance with the laws of the member state in which the vacancy exists. In the event that more

17

than one board, office, or other agency with the legislative mandate to license EMS personnel at

18

and above the level of EMT exists, the governor of the state will determine which entity will be

19

responsible for assigning the delegate.

20

     (2) Each delegate shall be entitled to one vote with regard to the promulgation of rules and

21

creation of bylaws and shall otherwise have an opportunity to participate in the business and affairs

22

of the commission. A delegate shall vote in person or by such other means as provided in the

23

bylaws. The bylaws may provide for delegates’ participation in meetings by telephone or other

24

means of communication.

25

     (3) The commission shall meet at least once during each calendar year. Additional meetings

26

shall be held as set forth in the bylaws.

27

     (4) All meetings shall be open to the public, and public notice of meetings shall be given

28

in the same manner as required under Chapter 35 of Title 42, but otherwise, the commission shall

29

not be subject to the requirements of the Rhode Island Open Meetings Act, R.I. Gen. Laws § 42-

30

46-1et seq. and/or the Rhode Island Access to Public Records Act, R.I. Gen. Laws § 38-2-1 et seq.

31

Rather, the commission shall adhere to the requirements stated in this chapter

32

     (5) The commission may convene in a closed, non-public meeting if the Commission must

33

discuss:

34

     (i) Non-compliance of a member state with its obligations under the compact;

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 81 of 102)

1

     (ii) The employment, compensation, discipline or other personnel matters, practices or

2

procedures related to specific employees or other matters related to the commission’s internal

3

personnel practices and procedures;

4

     (iii) Current, threatened, or reasonably anticipated litigation;

5

     (iv) Negotiation of contracts for the purchase or sale of goods, services, or real estate;

6

     (v) Accusing any person of a crime or formally censuring any person;

7

     (vi) Disclosure of trade secrets or commercial or financial information that is privileged or

8

confidential;

9

     (vii)Disclosure of information of a personal nature where disclosure would constitute a

10

clearly unwarranted invasion of personal privacy;

11

     (viii) Disclosure of investigatory records compiled for law enforcement purposes;

12

     (ix) Disclosure of information related to any investigatory reports prepared by or on behalf

13

of or for use of the commission or other committee charged with responsibility of investigation or

14

determination of compliance issues pursuant to the compact; or

15

     (x) Matters specifically exempted from disclosure by federal or member state statute.

16

     (6) If a meeting, or portion of a meeting, is closed pursuant to this provision, the

17

commission’s legal counsel or designee shall certify that the meeting may be closed and shall

18

reference each relevant exempting provision. The commission shall keep minutes that fully and

19

clearly describe all matters discussed in a meeting and shall provide a full and accurate summary

20

of actions taken, and the reasons therefore, including a description of the views expressed. All

21

documents considered in connection with an action shall be identified in such minutes. All minutes

22

and documents of a closed meeting shall remain under seal, subject to release by a majority vote of

23

the commission or order of a court of competent jurisdiction.

24

     (c) The commission shall, by a majority vote of the delegates, prescribe bylaws and/or rules

25

to govern its conduct as may be necessary or appropriate to carry out the purposes and exercise the

26

powers of the compact, including but not limited to:

27

     (1) Establishing the fiscal year of the commission;

28

     (2) Providing reasonable standards and procedures:

29

     (3) for the establishment and meetings of other committees; and

30

     (4) governing any general or specific delegation of any authority or function of the

31

commission;

32

     (5) Providing reasonable procedures for calling and conducting meetings of the

33

commission, ensuring reasonable advance notice of all meetings, and providing an opportunity for

34

attendance of such meetings by interested parties, with enumerated exceptions designed to protect

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 82 of 102)

1

the public’s interest, the privacy of individuals, and proprietary information, including trade secrets.

2

The commission may meet in closed session only after a majority of the membership votes to close

3

a meeting in whole or in part. As soon as practicable, the commission must make public a copy of

4

the vote to close the meeting revealing the vote of each member with no proxy votes allowed;

5

     (6) Establishing the titles, duties and authority, and reasonable procedures for the election

6

of the officers of the commission;

7

     (7) Providing reasonable standards and procedures for the establishment of the personnel

8

policies and programs of the commission. Notwithstanding any civil service or other similar laws

9

of any member state, the bylaws shall exclusively govern the personnel policies and programs of

10

the commission;

11

     (8) Promulgating a code of ethics to address permissible and prohibited activities of

12

commission members and employees;

13

     (9) Providing a mechanism for winding up the operations of the commission and the

14

equitable disposition of any surplus funds that may exist after the termination of the compact after

15

the payment and/or reserving of all of its debts and obligations;

16

     (10) The commission shall publish its bylaws and file a copy thereof, and a copy of any

17

amendment thereto, with the appropriate agency or officer in each of the member states, if any.

18

     (11) The commission shall maintain its financial records in accordance with the bylaws.

19

     (12) The commission shall meet and take such actions as are consistent with the provisions

20

of this compact and the bylaws.

21

     (d) The commission shall have the following powers:

22

     (1) The authority to promulgate uniform rules to facilitate and coordinate implementation

23

and administration of this compact. The rules shall have the force and effect of law and shall be

24

binding in all member states;

25

     (2) To bring and prosecute legal proceedings or actions in the name of the commission,

26

provided that the standing of any state EMS authority or other regulatory body responsible for EMS

27

personnel licensure to sue or be sued under applicable law shall not be affected;

28

     (3) To purchase and maintain insurance and bonds;

29

     (4) To borrow, accept, or contract for services of personnel, including, but not limited to,

30

employees of a member state;

31

     (5) To hire employees, elect or appoint officers, fix compensation, define duties, grant such

32

individuals appropriate authority to carry out the purposes of the compact, and to establish the

33

commission’s personnel policies and programs relating to conflicts of interest, qualifications of

34

personnel, and other related personnel matters;

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 83 of 102)

1

     (6) To accept any and all appropriate donations and grants of money, equipment, supplies,

2

materials and services, and to receive, utilize and dispose of the same; provided that at all times the

3

commission shall strive to avoid any appearance of impropriety and/or conflict of interest;

4

     (7) To lease, purchase, accept appropriate gifts or donations of, or otherwise to own, hold,

5

improve or use, any property, real, personal or mixed; provided that at all times the Commission

6

shall strive to avoid any appearance of impropriety;

7

     (8) To sell convey, mortgage, pledge, lease, exchange, abandon, or otherwise dispose of

8

any property real, personal, or mixed;

9

     (9) To establish a budget and make expenditures;

10

     (10) To borrow money;

11

     (11) To appoint committees, including advisory committees comprised of members, state

12

regulators, state legislators or their representatives, and consumer representatives, and such other

13

interested persons as may be designated in this compact and the bylaws;

14

     (12) To provide and receive information from, and to cooperate with, law enforcement

15

agencies;

16

     (13) To adopt and use an official seal; and

17

     (14) To perform such other functions as may be necessary or appropriate to achieve the

18

purposes of this compact consistent with the state regulation of EMS personnel licensure and

19

practice.

20

     (e) Financing of the commission

21

     (1) The Commission shall pay, or provide for the payment of, the reasonable expenses of

22

its establishment, organization, and ongoing activities.

23

     (2) The commission may accept any and all appropriate revenue sources, donations, and

24

grants of money, equipment, supplies, materials, and services.

25

     (3) The commission may levy on and collect an annual assessment from each member state

26

or impose fees on other parties to cover the cost of the operations and activities of the commission

27

and its staff, which must be in a total amount sufficient to cover its annual budget as approved each

28

year for which revenue is not provided by other sources. The aggregate annual assessment amount

29

shall be allocated based upon a formula to be determined by the commission, which shall

30

promulgate a rule binding upon all member states.

31

     (4) The commission shall not incur obligations of any kind prior to securing the funds

32

adequate to meet the same; nor shall the commission pledge the credit of any of the member states,

33

except by and with the authority of the member state.

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 84 of 102)

1

     (5) The commission shall keep accurate accounts of all receipts and disbursements. The

2

receipts and disbursements of the commission shall be subject to the audit and accounting

3

procedures established under its bylaws. However, all receipts and disbursements of funds handled

4

by the commission shall be audited yearly by a certified or licensed public accountant, and the

5

report of the audit shall be included in and become part of the annual report of the commission.

6

     (f) Qualified immunity, defense, and indemnification

7

     (1) The members, officers, executive director, employees and representatives of the

8

Commission shall be immune from suit and liability, either personally or in their official capacity,

9

for any claim for damage to or loss of property or personal injury or other civil liability caused by

10

or arising out of any actual or alleged act, error or omission that occurred, or that the person against

11

whom the claim is made had a reasonable basis for believing occurred within the scope of

12

commission employment, duties or responsibilities; provided that nothing in this paragraph shall

13

be construed to protect any such person from suit and/or liability for any damage, loss, injury, or

14

liability caused by the intentional or willful or wanton misconduct of that person.

15

     (2) The commission shall defend any member, officer, executive director, employee or

16

representative of the commission in any civil action seeking to impose liability arising out of any

17

actual or alleged act, error, or omission that occurred within the scope of commission employment,

18

duties, or responsibilities, or that the person against whom the claim is made had a reasonable basis

19

for believing occurred within the scope of commission employment, duties, or responsibilities;

20

provided that nothing herein shall be construed to prohibit that person from retaining his or her own

21

counsel; and provided further, that the actual or alleged act, error, or omission did not result from

22

that person’s intentional or willful or wanton misconduct.

23

     (3) The commission shall indemnify and hold harmless any member, officer, executive

24

director, employee, or representative of the commission for the amount of any settlement or

25

judgment obtained against that person arising out of any actual or alleged act, error or omission

26

that occurred within the scope of commission employment, duties, or responsibilities, or that such

27

person had a reasonable basis for believing occurred within the scope of commission employment,

28

duties, or responsibilities, provided that the actual or alleged act, error, or omission did not result

29

from the intentional or willful or wanton misconduct of that person.

30

     23-4.2-12 Coordinated database.

31

     (a) The commission shall provide for the development and maintenance of a coordinated

32

database and reporting system containing licensure, adverse action, and significant investigatory

33

information on all licensed individuals in member states.

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 85 of 102)

1

     (b) Notwithstanding any other provision of state law to the contrary, a member state shall

2

submit a uniform data set to the coordinated database on all individuals to whom this compact is

3

applicable as required by the rules of the commission, including:

4

     (1) Identifying information;

5

     (2) Licensure data;

6

     (3) Significant investigatory information;

7

     (4) Adverse actions against an individual’s license;

8

     (5) An indicator that an individual’s privilege to practice is restricted, suspended or

9

revoked;

10

     (6) Non-confidential information related to alternative program participation;

11

     (7) Any denial of application for licensure, and the reason(s) for such denial; and

12

     (8) Other information that may facilitate the administration of this Compact, as determined

13

by the rules of the commission.

14

     (c) The coordinated database administrator shall promptly notify all member states of any

15

adverse action taken against, or significant investigative information on, any individual in a

16

member state.

17

     (d) Member states contributing information to the coordinated database may designate

18

information that may not be shared with the public without the express permission of the

19

contributing state.

20

     (e) Any information submitted to the coordinated database that is subsequently required to

21

be expunged by the laws of the member state contributing the information shall be removed from

22

the coordinated database.

23

     23-4.2-13– Rulemaking.

24

     The commission shall exercise its rulemaking powers pursuant to the criteria set forth in

25

this Section and the rules adopted thereunder. The commission shall not be subject to the

26

requirements of the Rhode Island Administrative Procedures Act, R.I. Gen. Laws § 42-35-1et seq.,

27

but rather shall adhere to the requirements stated in this chapter. Rules and amendments shall

28

become binding as of the date specified in each rule or amendment.

29

     (b) If a majority of the legislatures of the member states rejects a rule, by enactment of a

30

statute or resolution in the same manner used to adopt the compact, then such rule shall have no

31

further force and effect in any member state.

32

     (c) Rules or amendments to the rules shall be adopted at a regular or special meeting of the

33

commission.

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 86 of 102)

1

     (d) Prior to promulgation and adoption of a final rule or rules by the commission, and at

2

least sixty (60) days in advance of the meeting at which the rule will be considered and voted upon,

3

the commission shall file a notice of proposed rulemaking:

4

     (1) On the website of the commission; and

5

     (2) On the website of each member state EMS authority or the publication in which each

6

state would otherwise publish proposed rules.

7

     (e) The notice of proposed rulemaking shall include:

8

     (1) The proposed time, date, and location of the meeting in which the rule will be

9

considered and voted upon;

10

     (2) The text of the proposed rule or amendment and the reason for the proposed rule;

11

     (3) A request for comments on the proposed rule from any interested person; and

12

     (4) The manner in which interested persons may submit notice to the commission of their

13

intention to attend the public hearing and any written comments.

14

     (f) Prior to adoption of a proposed rule, the commission shall allow persons to submit

15

written data, facts, opinions, and arguments, which shall be made available to the public.

16

     (g)The commission shall grant an opportunity for a public hearing before it adopts a rule

17

or amendment if a hearing is requested by:

18

     (1) At least twenty-five (25) persons;

19

     (2) A governmental subdivision or agency; or

20

     (3) An association having at least twenty-five (25) members.

21

     (h) a hearing is held on the proposed rule or amendment, the commission shall publish the

22

place, time, and date of the scheduled public hearing.

23

     (1) All persons wishing to be heard at the hearing shall notify the executive director of the

24

commission or other designated member in writing of their desire to appear and testify at the

25

hearing not less than five business days before the scheduled date of the hearing.

26

     (2) Hearings shall be conducted in a manner providing each person who wishes to comment

27

a fair and reasonable opportunity to comment orally or in writing.

28

     (3) No transcript of the hearing is required, unless a written request for a transcript is made,

29

in which case the person requesting the transcript shall bear the cost of producing the transcript. A

30

recording may be made in lieu of a transcript under the same terms and conditions as a transcript.

31

This subsection shall not preclude the commission from making a transcript or recording of the

32

hearing if it so chooses.

33

     (4) Nothing in this section shall be construed as requiring a separate hearing on each rule.

34

Rules may be grouped for the convenience of the commission at hearings required by this section.

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 87 of 102)

1

     (i) Following the scheduled hearing date, or by the close of business on the scheduled

2

hearing date if the hearing was not held, the commission shall consider all written and oral

3

comments received.

4

     (j) The commission shall, by majority vote of all members, take final action on the proposed

5

rule and shall determine the effective date of the rule, if any, based on the rulemaking record and

6

the full text of the rule.

7

     (k) If no written notice of intent to attend the public hearing by interested parties is

8

received, the commission may proceed with promulgation of the proposed rule without a public

9

hearing.

10

     (l) Upon determination that an emergency exists, the commission may consider and adopt

11

an emergency rule without prior notice, opportunity for comment, or hearing, provided that the

12

usual rulemaking procedures provided in the compact and in this section shall be retroactively

13

applied to the rule as soon as reasonably possible, in no event later than ninety (90) days after the

14

effective date of the rule. For the purposes of this provision, an emergency rule is one that must be

15

adopted immediately in order to:

16

     (1) Meet an imminent threat to public health, safety, or welfare;

17

     (2) Prevent a loss of commission or member state funds;

18

     (3) Meet a deadline for the promulgation of an administrative rule that is established by

19

federal law or rule; or

20

     (4) Protect public health and safety.

21

     (m) The commission or an authorized committee of the Commission may direct revisions

22

to a previously adopted rule or amendment for purposes of correcting typographical errors, errors

23

in format, errors in consistency, or grammatical errors. Public notice of any revisions shall be

24

posted on the website of the commission. The revision shall be subject to challenge by any person

25

for a period of thirty days after posting. The revision may be challenged only on grounds that the

26

revision results in a material change to a rule. A challenge shall be made in writing and delivered

27

to the chair of the commission prior to the end of the notice period. If no challenge is made, the

28

revision will take effect without further action. If the revision is challenged, the revision may not

29

take effect without the approval of the commission.

30

     23-4.2-14– Oversight, dispute resolution, and enforcement.

31

     (a) Oversight

32

     (1) The executive, legislative, and judicial branches of state government in each member

33

state shall enforce this compact and take all actions necessary and appropriate to effectuate the

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 88 of 102)

1

compact’s purposes and intent. The provisions of this compact and the rules promulgated hereunder

2

shall have standing as statutory law.

3

     (2) All courts shall take judicial notice of the compact and the rules in any judicial or

4

administrative proceeding in a member state pertaining to the subject matter of this compact which

5

may affect the powers, responsibilities or actions of the commission.

6

     (b) The Commission shall be entitled to receive service of process in any such proceeding

7

and shall have standing to intervene in such a proceeding for all purposes. Failure to provide service

8

of process to the commission shall render a judgment or order void as to the commission, this

9

compact, or promulgated rules.

10

     (c) Default, technical assistance, and termination

11

     (1) If the commission determines that a member state has defaulted in the performance of

12

its obligations or responsibilities under this compact or the promulgated rules, the commission

13

shall:

14

     (i) Provide written notice to the defaulting state and other member states of the nature of

15

the default, the proposed means of curing the default and/or any other action to be taken by the

16

commission; and

17

     (ii) Provide remedial training and specific technical assistance regarding the default.

18

     (iii) If a state in default fails to cure the default, the defaulting state may be terminated from

19

the compact upon an affirmative vote of a majority of the member states, and all rights, privileges

20

and benefits conferred by this compact may be terminated on the effective date of termination. A

21

cure of the default does not relieve the offending state of obligations or liabilities incurred during

22

the period of default.

23

     (iv) Termination of membership in the compact shall be imposed only after all other means

24

of securing compliance have been exhausted. Notice of intent to suspend or terminate shall be given

25

by the commission to the governor, the majority and minority leaders of the defaulting state’s

26

legislature, and each of the member states.

27

     (2) A state that has been terminated is responsible for all assessments, obligations, and

28

liabilities incurred through the effective date of termination, including obligations that extend

29

beyond the effective date of termination.

30

     (3) The commission shall not bear any costs related to a state that is found to be in default

31

or that has been terminated from the compact, unless agreed upon in writing between the

32

commission and the defaulting state.

33

     (4) The defaulting state may appeal the action of the commission by petitioning the U.S.

34

district court for the District of Columbia or the federal district where the commission has its

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 89 of 102)

1

principal offices. The prevailing member shall be awarded all costs of such litigation, including

2

reasonable attorney’s fees.

3

     (d) Dispute resolution

4

     (1) Upon request by a member state, the commission shall attempt to resolve disputes

5

related to the compact that arise among member states and between member and non-member

6

states.

7

     (2) The commission shall promulgate a rule providing for both mediation and binding

8

dispute resolution for disputes as appropriate.

9

     (e) Enforcement

10

     (1) The commission, in the reasonable exercise of its discretion, shall enforce the

11

provisions and rules of this compact.

12

     (2) By majority vote, the commission may initiate legal action in the United States district

13

court for the District of Columbia or the federal district where the commission has its principal

14

offices against a member state in default to enforce compliance with the provisions of the compact

15

and its promulgated rules and bylaws. The relief sought may include both injunctive relief and

16

damages. In the event judicial enforcement is necessary, the prevailing member shall be awarded

17

all costs of such litigation, including reasonable attorney’s fees.

18

     (3) The remedies herein shall not be the exclusive remedies of the commission. The

19

commission may pursue any other remedies available under federal or state law.

20

     23-4.2-15– Date of implementation of the interstate compact commission for

21

emergency medical personnel practice and associated rules, withdrawal, and amendment.

22

     The compact shall come into effect on the date on which the compact statute is enacted

23

into law in the tenth member state. The provisions, which become effective at that time, shall be

24

limited to the powers granted to the commission relating to assembly and the promulgation of rules.

25

Thereafter, the commission shall meet and exercise rulemaking powers necessary to the

26

implementation and administration of the compact.

27

     (b) Any state that joins the compact subsequent to the commission’s initial adoption of the

28

rules shall be subject to the rules as they exist on the date on which the compact becomes law in

29

that state. Any rule that has been previously adopted by the commission shall have the full force

30

and effect of law on the day the compact becomes law in that state.

31

     (c) Any member state may withdraw from this compact by enacting a statute repealing the

32

same.

33

     (1) A member state’s withdrawal shall not take effect until six (6) months after enactment

34

of the repealing statute.

 

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RELATING TO HEALTHCARE REFORM
(Page 90 of 102)

1

     (2) Withdrawal shall not affect the continuing requirement of the withdrawing state’s EMS

2

authority to comply with the investigative and adverse action reporting requirements of this act

3

prior to the effective date of withdrawal.

4

     (d) Nothing contained in this compact shall be construed to invalidate or prevent any EMS

5

personnel licensure agreement or other cooperative arrangement between a member state and a

6

non-member state that does not conflict with the provisions of this compact.

7

     (e) This compact may be amended by the member states. No amendment to this compact

8

shall become effective and binding upon any member state until it is enacted into the laws of all

9

member states.

10

     23-4.2-16– Construction and severability.

11

     This compact shall be liberally construed so as to effectuate the purposes thereof. If this

12

compact shall be held contrary to the constitution of any state member thereto, the compact shall

13

remain in full force and effect as to the remaining member states. Nothing in this compact

14

supersedes state law or rules related to licensure of EMS agencies.

15

     SECTION 8. This section shall take effect upon passage and sunset on July 1, 2026. Title

16

42 of the General Laws entitled “State Affairs and Government” is hereby amended by adding

17

thereto the following chapter:

18

CHAPTER 42-7.5

19

THE HEALTH SPENDING TRANSPARENCY AND CONTAINMENT ACT

20

     42-7.5-1. Short title.

21

     This chapter shall be known and may be cited as “The Health Spending Transparency and

22

Containment Act.”

23

     42-7.5-2. Background and Purposes.

24

     (a) WHEREAS, in August of 2018, the Cost Trend Steering Committee, composed of

25

stakeholders including business and consumer advocates and health industry leaders, was created

26

to advise the RI health care cost trend project in partnership with the Office of the Health Insurance

27

Commissioner and the Executive Office on Health and Human Services.

28

     (b) WHEREAS, the vision of the cost trend steering committee is to provide every Rhode

29

Islander with access to high-quality, affordable healthcare through greater transparency of

30

healthcare performance and increased accountability by key stakeholders to ensure healthcare

31

spending does not increase at a rate that significantly outpaces the projected state domestic product.

32

      (c) WHEREAS, the goal of the cost trend work is to use actionable data insights, analytic

33

tools, State authority, and stakeholder engagement to drive meaningful changes in healthcare

34

spending in Rhode Island.

 

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RELATING TO HEALTHCARE REFORM
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1

     (d) WHEREAS, since August 2018, Rhode Island has: (1) convened a diverse group of

2

stakeholders to consider the establishment of a cost growth target; (2) achieved unanimous

3

consensus on the establishment of such a target; and (3) issued an executive order to formalize the

4

cost target.

5

     (e) WHEREAS, the cost trend steering committee also convened national experts with RI

6

government officials, advocates, business leaders, and healthcare leaders to share best practices on

7

claims-based analyses, leading to the development of a strategy to track overall healthcare

8

spending, report at several levels, and produce information that will inform and enhance provider

9

decision making.

10

     (f) WHEREAS, the values that guide Rhode Island’s cost trend efforts include

11

commitments to (1) broad based stakeholder engagement that ensures consensus and support, (2)

12

transparency and actionability of data and reports, and (3) collaboration between experts in state

13

government, the private sector, and academia that results in key decision makers using data in

14

smarter ways to reduce costs while ensuring high quality care.

15

     (g) WHEREAS, in the final year of Peterson Center RI health care cost trend project

16

funding (ending August of 2021), the steering committee has committed to work on sustainability

17

planning to codify the cost trend analytics and convenings in the annual practices of the state. This

18

will require reporting in early 2021 on the state’s performance against the cost growth target,

19

demonstrating that healthcare cost analytics can catalyze policy and behavior change, and

20

coordinating the cost trend work with the other on-going health reform and data use work in Rhode

21

Island.

22

     (h) WHEREAS, the mission of the Executive Office of Health and Human Services is to

23

assure access to high quality and cost-effective services that foster the health, safety, and

24

independence of all Rhode Islanders. The complementary responsibility of the RI Office of the

25

Health Insurance Commissioner includes addressing the affordability of healthcare and viewing the

26

healthcare system as a whole, combining consumer protection and commercial insurer regulation

27

with system reform policy-making.

28

     42-7.5-3 Definitions.

29

The following words and phrases as used in this chapter shall have the following meaning:

30

     (1)(i) "Contribution enrollee" means an individual residing in this state, with respect to

31

whom an insurer administers, provides, pays for, insures, or covers healthcare services, unless

32

excepted by this section.

33

     (ii) "Contribution enrollee" shall not include an individual whose healthcare services are

34

paid or reimbursed by Part A or Part B of the Medicare program, a Medicare supplemental policy

 

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RELATING TO HEALTHCARE REFORM
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1

as defined in section 1882(g)(1) of the Social Security Act, 42 U.S.C. § 1395ss(g)(1), or Medicare

2

managed care policy, the federal employees' health benefit program, the Veterans' healthcare

3

program, the Indian health service program, or any local governmental corporation, district, or

4

agency providing health benefits coverage on a self-insured basis.

5

     (2) "Healthcare services funding contribution" means per capita amount each contributing

6

insurer must contribute to support the health spending transparency and containment program

7

funded by the method established under this section, with respect to each contribution enrollee.

8

     (3)(i) "Insurer" means all persons offering, administering, and/or insuring healthcare

9

services, including, but not limited to:

10

     (A) Policies of accident and sickness insurance, as defined by chapter 18 of title 27;

11

     (B) Nonprofit hospital or medical-service plans, as defined by chapters 19 and 20 of title

12

27;

13

     (C) Any person whose primary function is to provide diagnostic, therapeutic, or preventive

14

services to a defined population on the basis of a periodic premium;

15

     (D) All domestic, foreign, or alien insurance companies, mutual associations, and

16

organizations;

17

     (E) Health maintenance organizations, as defined by chapter 41 of title 27;

18

     (F) All persons providing health benefits coverage on a self-insurance basis;

19

     (G) All third-party administrators described in chapter 20.7 of title 27; and

20

     (H) All persons providing health benefit coverage under Title XIX of the Social Security

21

Act (Medicaid) as a Medicaid managed care organization offering managed Medicaid.

22

     (ii) "Insurer" shall not include any nonprofit dental service corporation as defined in § 27-

23

20.1-2, nor any insurer offering only those coverages described in § 42-7.5-8.

24

     (4) "Person" means any individual, corporation, company, association, partnership, limited

25

liability company, firm, state governmental corporations, districts, and agencies, joint stock

26

associations, trusts, and the legal successor thereof.

27

     (5) "Secretary" means the secretary of health and human services.

28

     42-7.5-4. Imposition of health spending transparency and containment funding

29

contribution.

30

     (a) Each insurer is required to pay the health spending transparency and containment

31

funding contribution for each contribution enrollee of the insurer as of December 31 of the

32

proceeding calendar year, at the rate set forth in this section.

33

Within 7 days of passage of this act, the secretary shall set the health spending

 

Art15
RELATING TO HEALTHCARE REFORM
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1

transparency and containment funding contribution each fiscal year in an amount not to exceed one

2

dollar ($1) per contribution enrollee per year of all insurers. The funding contribution shall be

3

established based upon the anticipated spending necessary to administer the program as set forth in

4

section 42-7.5-10. Any amount collected in excess of the actual amount spent for the program

5

pursuant to section 42-7.5-10 shall be used to reduce the funding contribution required for the

6

following assessment period.

7

The assessment set forth herein shall be in addition to any other fees or assessments

8

upon the insurer allowable by law.

9

     (b) The contribution shall be paid by the insurer; provided, however, a person providing

10

health benefits coverage on a self-insurance basis that uses the services of a third-party

11

administrator shall not be required to make a contribution for a contribution enrollee where the

12

contribution on that enrollee has been or will be made by the third-party administrator.

13

     42-7.5-5. Returns and payment.

14

     (a) Every insurer required to make a contribution shall, on or before the first day of

15

September of each year, beginning September of 2021, make a return to the secretary together with

16

payment of the annual health spending transparency and containment funding contribution.

17

     (b) All returns shall be signed by the insurer required to make the contribution, or by its

18

authorized representative, subject to the pains and penalties of perjury.

19

     (c) If a return shows an overpayment of the contribution due, the secretary shall refund or

20

credit the overpayment to the insurer required to make the contribution.

21

     42-7.5-6. Method of payment and deposit of contribution.

22

The payments required by this chapter may be made by electronic transfer of

23

monies to the general treasurer.

24

     (b) The general treasurer shall take all steps necessary to facilitate the transfer of monies

25

to the health spending transparency and containment funding account established in § 42-7.5-9 in

26

the amount described in § 42-7.5-4.

27

     (c) The general treasurer shall provide the secretary with a record of any monies transferred

28

and deposited.

29

     42-7.5-7. Rules and regulations.

30

The secretary is authorized to make and promulgate rules, regulations, and procedures not

31

inconsistent with state law and fiscal procedures as he or she deems necessary for the proper

32

administration of this chapter.

33

     42-7.5-8. Excluded coverage from the health spending transparency and containment

34

funding act.

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 94 of 102)

1

(a) In addition to any exclusion and exemption contained elsewhere in this chapter, this

2

chapter shall not apply to insurance coverage providing benefits for, nor shall an individual be

3

deemed a contribution enrollee solely by virtue of receiving benefits for the following:

4

     (1) Hospital confinement indemnity;

5

     (2) Disability income;

6

     (3) Accident only;

7

     (4) Long-term care;

8

     (5) Medicare supplement;

9

     (6) Limited benefit health;

10

     (7) Specified disease indemnity;

11

     (8) Sickness or bodily injury or death by accident or both; or

12

     (9) Other limited benefit policies.

13

     42-7.5-9. Health Spending Transparency and Containment Account.

14

     (a)There is created a restricted receipt account to be known as the “health spending

15

transparency and containment account.” All money in the account shall be utilized by the Executive

16

Office of Health and Human Services, with the advice of and in coordination with the Office of the

17

Health Insurance Commissioner, to effectuate the program described in § 42-7.5-10.

18

      (b) All money received pursuant to this section shall be deposited in the health spending

19

transparency and containment account. The general treasurer is authorized and directed to draw his

20

or her orders on the account upon receipt of properly authenticated vouchers from the Executive

21

Office of Health and Human Services.

22

     (c) The health spending transparency and containment account shall be exempt from the

23

indirect cost recovery provisions of § 35-4-27.

24

     42-7.5-10. Health Spending Transparency and Containment Program.

25

(a) The health spending transparency and containment program (“Program”) is hereby

26

created to utilize health care claims data to help reduce health care costs.

27

      (b) The Program, based on the input of the cost trend steering committee, shall:

28

     (1) Maintain an annual health care cost growth target that will be used as a voluntary

29

benchmark to measure Rhode Island health care spending performance relative to the target, which

30

performance shall be publicly reported annually.

31

     (2) Use data to determine what factors are causing increased health spending in the state,

32

and to create actionable analysis to drive changes in practice and policy and develop cost reduction

33

strategies.

 

Art15
RELATING TO HEALTHCARE REFORM
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1

     (c) Annual reports shall be made public and recommendations shall be issued to the

2

Governor and the General Assembly. Said annual reports shall be presented at a public meeting to

3

obtain input and comment prior to submission to the Governor and General Assembly.

4

     42-7.5-11. Sunset.

5

     The provision of this chapter shall sunset on July 1, 2026.

6

     SECTION 9. Section 40-8.4-12 of the General Laws in Chapter 40-8.4 entitled “Health

7

Care for Families” is hereby amended to read as follows:

8

     40-8.4-12. RIte Share health insurance premium assistance program.

9

     (a) Basic RIte Share health insurance premium assistance program. Under the terms of

10

Section 1906 of Title XIX of the U.S. Social Security Act, 42 U.S.C. § 1396e, states are permitted

11

to pay a Medicaid-eligible person's share of the costs for enrolling in employer-sponsored health

12

insurance (ESI) coverage if it is cost-effective to do so. Pursuant to the general assembly's direction

13

in the Rhode Island health reform act of 2000, the Medicaid agency requested and obtained federal

14

approval under § 1916, 42 U.S.C. § 1396o, to establish the RIte Share premium assistance program

15

to subsidize the costs of enrolling Medicaid-eligible persons and families in employer-sponsored

16

health insurance plans that have been approved as meeting certain cost and coverage requirements.

17

The Medicaid agency also obtained, at the general assembly's direction, federal authority to require

18

any such persons with access to Employer-Sponsored Health Insurance (ESI) coverage to enroll as

19

a condition of retaining eligibility providing that doing so meets the criteria established in Title

20

XIX for obtaining federal matching funds.

21

     (b) Definitions. For the purposes of this section, the following definitions apply:

22

     (1) "Cost-effective" means that the portion of the ESI that the state would subsidize, as

23

well as the costs of wrap-around costs services and cost sharing, would on average cost less to the

24

state than enrolling that same person/family in a managed-care delivery system.

25

     (2) "Cost sharing" means any co-payments, deductibles, or co-insurance associated with

26

ESI.

27

     (3) "Employee premium" means the monthly premium share a person or family is required

28

to pay to the employer to obtain and maintain ESI coverage.

29

     (4) “Employer” means any individual, partnership, association, corporation, estate, trust,

30

fiduciary, limited liability company, limited liability partnership, or any other legal entity that

31

employed at least fifty (50) employees during the preceding calendar year. Excluded from this

32

definition are all charitable, not for profit organizations specifically formed for purposes other than

33

operating a profit-seeking business and all state or municipal governmental entities.

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 96 of 102)

1

     (4)(5) "Employer-sponsored health insurance" or "ESI" means health insurance or a group

2

health plan offered to employees by an employer. This includes plans purchased by small

3

employers through the state health insurance marketplace, healthsource, RI (HSRI).

4

     (5)(6) "Policy holder" means the person in the household with access to ESI, typically the

5

employee.

6

     (6)(7) "RIte Share-approved employer-sponsored health insurance (ESI)" means an

7

employer-sponsored health insurance plan that meets the coverage and cost-effectiveness criteria

8

for RIte Share.

9

     (7)(8) "RIte Share buy-in" means the monthly amount an Medicaid-ineligible policy

10

holder must pay toward RIte Share-approved ESI that covers the Medicaid-eligible children, young

11

adults, or spouses with access to the ESI. The buy-in only applies in instances when household

12

income is above one hundred fifty percent (150%) of the FPL.

13

     (8)(9) "RIte Share premium assistance program" (referred to hereafter as “RIte Share”)

14

means the Rhode Island Medicaid premium assistance program in which the State pays the eligible

15

Medicaid member's share of the cost of enrolling in a RIte Share-approved ESI plan, as well as

16

coverage of wrap-around services, or those that are covered under Medicaid, but not the ESI plan.

17

This allows the state to share the cost of the health insurance coverage with the employer.

18

     (9)(10) "RIte Share unit" means the entity within the executive office of health and human

19

services (EOHHS) responsible for assessing the cost-effectiveness of ESI, contacting employers

20

about ESI as appropriate, initiating the RIte Share enrollment and disenrollment process, handling

21

member communications, and managing the overall operations of the RIte Share program.

22

     (10)(11) "Third-party liability (TPL)" means other health insurance coverage. This

23

insurance is in addition to Medicaid and is usually provided through an employer. Since Medicaid

24

is always the payer of last resort, the TPL is always the primary coverage.

25

     (11)(12) "Wrap-around services or coverage" means any healthcare services not included

26

in the ESI plan that would have been covered had the Medicaid member been enrolled in a RIte

27

Care or Rhody Health Partners plan. Coverage of deductibles and co-insurance is included in the

28

wrap-around services or coverage. Co-payments to providers are not covered as part of the wrap-

29

around coverage.

30

     (c) RIte Share populations. Medicaid beneficiaries subject to RIte Share include: children,

31

families, parent and caretakers eligible for Medicaid or the children's health insurance program

32

(CHIP) under this chapter or chapter 12.3 of title 42; and adults between the ages of nineteen (19)

33

and sixty-four (64) who are eligible under chapter 8.12 of this title, not receiving or eligible to

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 97 of 102)

1

receive Medicare, and are enrolled in managed care delivery systems. The following additional

2

conditions apply:

3

     (1) The income of Medicaid beneficiaries shall affect whether and in what manner they

4

must participate in RIte Share as follows:

5

     (i) Income at or below one hundred fifty percent (150%) of FPL – Persons and families

6

determined to have household income at or below one hundred fifty percent (150%) of the federal

7

poverty level (FPL) guidelines based on the modified adjusted gross income (MAGI) standard or

8

other standard approved by the secretary are required to participate in RIte Share if a Medicaid-

9

eligible adult or parent/caretaker has access to cost-effective ESI. Enrolling in ESI through RIte

10

Share shall be a condition of maintaining Medicaid health coverage for any eligible adult with

11

access to such coverage.

12

     (ii) Income above one hundred fifty percent (150%) of FPL and policy holder is not

13

Medicaid-eligible – Premium assistance is available when the household includes Medicaid-

14

eligible members, but the ESI policy holder (typically a parent/caretaker, or spouse) is not eligible

15

for Medicaid. Premium assistance for parents/caretakers and other household members who are not

16

Medicaid-eligible may be provided in circumstances when enrollment of the Medicaid-eligible

17

family members in the approved ESI plan is contingent upon enrollment of the ineligible policy

18

holder and the executive office of health and human services (executive office) determines, based

19

on a methodology adopted for such purposes, that it is cost-effective to provide premium assistance

20

for family or spousal coverage.

21

     (d) RIte Share enrollment as a condition of eligibility. For Medicaid beneficiaries over the

22

age of nineteen (19), enrollment in RIte Share shall be a condition of eligibility except as exempted

23

below and by regulations promulgated by the executive office.

24

     (1) Medicaid-eligible children and young adults up to age nineteen (19) shall not be

25

required to enroll in a parent/caretaker relative's ESI as a condition of maintaining Medicaid

26

eligibility if the person with access to RIte Share-approved ESI does not enroll as required. These

27

Medicaid-eligible children and young adults shall remain eligible for Medicaid and shall be

28

enrolled in a RIte Care plan.

29

     (2) There shall be a limited six-month (6) exemption from the mandatory enrollment

30

requirement for persons participating in the RI works program pursuant to chapter 5.2 of this title.

31

     (e) Approval of health insurance plans for premium assistance. The executive office of

32

health and human services shall adopt regulations providing for the approval of employer-based

33

health insurance plans for premium assistance and shall approve employer-based health insurance

34

plans based on these regulations.

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 98 of 102)

1

     (1) In order for an employer-based health insurance plan to gain approval, the executive

2

office must determine that the benefits offered by the employer-based health insurance plan are

3

substantially similar in amount, scope, and duration to the benefits provided to Medicaid-eligible

4

persons enrolled in a Medicaid managed care plan, when the plan is evaluated in conjunction with

5

available supplemental benefits provided by the executive office of health and human services. The

6

executive office of health and human services shall obtain and make available to persons otherwise

7

eligible for Medicaid, identified in this section as supplemental benefits, those benefits not

8

reasonably available under employer-based health insurance plans that are required for Medicaid

9

beneficiaries by state law or federal law or regulation. Once it has been determined by the Medicaid

10

agency executive office of health and human services that the ESI offered by a particular employer

11

is RIte Share-approved, all Medicaid members with access to that employer's plan are required to

12

participate in RIte Share. Failure to meet the mandatory enrollment requirement shall result in the

13

termination of the Medicaid eligibility of the policy holder and other Medicaid members nineteen

14

(19) or older in the household who could be covered under the ESI until the policy holder complies

15

with the RIte Share enrollment procedures established by the executive office.

16

     (2) Any employer defined in 40-8.4-12(b)(4) shall be required to:

17

     (i) annually provide the executive office of health and human services and the Division of

18

Taxation with sufficient and necessary information for the Medicaid agency to determine employee

19

eligibility for RIte Share in accordance with section 40-8.4-12(e)(1).

20

      (ii) include instructions provided by EOHHS for RIte Share determination and enrollment

21

as a part of ESI enrollment materials whenever a new employee is offered ESI and/or during the

22

employer’s annual open enrollment period for health insurance coverage.

23

     (iii) participate in the executive office of health and human services’ employer education

24

and outreach campaign concerning the RIte Share program and all ESI options.

25

     (iv) not offer financial incentives for employees to turn down ESI and remain on Medicaid.

26

     (3) Any employer defined in 40-8.4-12(b)(4), that does not timely comply with the

27

requirements of section 40-8.4-12(e)(2)(i), shall in accordance with section 44-1-2(9) be assessed

28

a penalty by the Division of Taxation in the amount of twenty-five hundred dollars ($2500)

29

pursuant to regulations promulgated by the executive office of health and human services in

30

consultation with the division of taxation.

31

     (4) Any employer defined in 40-8.4-12(b)(4), that fails to comply with the requirements of

32

section 40-8.4-12(e)(2)(i) or who falsifies any data or reports required to be submitted to the

33

executive office of health and human services pursuant to section 40-8.4-12(e)(2)(i), shall in

34

accordance with the requirements of section 44-1-2 (9) be assessed a penalty by the Division of

 

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RELATING TO HEALTHCARE REFORM
(Page 99 of 102)

1

Taxation in amount of five thousand dollars ($5000) on such dates and terms to be established

2

pursuant to regulations promulgated by the executive office of health and human services in

3

consultation with the division of taxation.

4

      (5) The executive office of health and human services shall adopt regulations providing

5

for the approval of employer-based health insurance plans for premium assistance, the mandatory

6

data and reporting requirements for any employer defined in 40-8.4-12(b)(4).

7

     (f) Premium assistance. The executive office shall provide premium assistance by paying

8

all or a portion of the employee's cost for covering the eligible person and/or his or her family under

9

such a RIte Share-approved ESI plan subject to the buy-in provisions in this section.

10

     (g) Buy-in. Persons who can afford it shall share in the cost. – The executive office is

11

authorized and directed to apply for and obtain any necessary state plan and/or waiver amendments

12

from the Secretary of the United States Department of Health and Human Services (DHHS) to

13

require that persons enrolled in a RIte Share-approved employer-based health plan who have

14

income equal to or greater than one hundred fifty percent (150%) of the FPL to buy-in to pay a

15

share of the costs based on the ability to pay, provided that the buy-in cost shall not exceed five

16

percent (5%) of the person's annual income. The executive office shall implement the buy-in by

17

regulation, and shall consider co-payments, premium shares, or other reasonable means to do so.

18

     (h) Maximization of federal contribution. The executive office of health and human

19

services is authorized and directed to apply for and obtain federal approvals and waivers necessary

20

to maximize the federal contribution for provision of medical assistance coverage under this

21

section, including the authorization to amend the Title XXI state plan and to obtain any waivers

22

necessary to reduce barriers to provide premium assistance to recipients as provided for in Title

23

XXI of the Social Security Act, 42 U.S.C. § 1397aa et seq.

24

     (i) Implementation by regulation. The executive office of health and human services is

25

authorized and directed to adopt regulations to ensure the establishment and implementation of the

26

premium assistance program in accordance with the intent and purpose of this section, the

27

requirements of Title XIX, Title XXI, and any approved federal waivers.

28

     (j) Outreach and reporting. The executive office of health and human services shall

29

develop a plan to identify Medicaid-eligible individuals who have access to employer-sponsored

30

insurance and increase the use of RIte Share benefits. Beginning October 1, 2019, the executive

31

office shall submit the plan to be included as part of the reporting requirements under § 35-17-1.

32

Starting January 1, 2020, the executive office of health and human services shall include the number

33

of Medicaid recipients with access to employer-sponsored insurance, the number of plans that did

 

Art15
RELATING TO HEALTHCARE REFORM
(Page 100 of 102)

1

not meet the cost-effectiveness criteria for RIte Share, and enrollment in the premium assistance

2

program as part of the reporting requirements under § 35-17-1.

3

     SECTION 10. Section 44-1-2 of the General Laws in Chapter 44-1 entitled “State Tax

4

Officials” is hereby amended to read as follows:

5

     44-1-2. Powers and duties of tax administrator.

6

     The tax administrator is required:

7

     (1) To assess and collect all taxes previously assessed by the division of state taxation in

8

the department of revenue and regulation, including the franchise tax on domestic corporations,

9

corporate excess tax, tax upon gross earnings of public service corporations, tax upon interest

10

bearing deposits in national banks, the inheritance tax, tax on gasoline and motor fuels, and tax on

11

the manufacture of alcoholic beverages;

12

     (2) To assess and collect the taxes upon banks and insurance companies previously

13

administered by the division of banking and insurance in the department of revenue and regulation,

14

including the tax on foreign and domestic insurance companies, tax on foreign building and loan

15

associations, deposit tax on savings banks, and deposit tax on trust companies;

16

     (3) To assess and collect the tax on pari-mutuel or auction mutuel betting, previously

17

administered by the division of horse racing in the department of revenue and regulation;

18

     (4) [Deleted by P.L. 2006, ch. 246, art. 38, § 10];

19

     (5) To assess and collect the monthly surcharges that are collected by telecommunication

20

services providers pursuant to § 39-21.1-14 and are remitted to the division of taxation;

21

     (6) To audit, assess, and collect all unclaimed intangible and tangible property pursuant to

22

chapter 21.1 of title 33;

23

     (7) To provide to the department of labor and training any state tax information, state

24

records, or state documents they or the requesting agency certify as necessary to assist the agency

25

in efforts to investigate suspected misclassification of employee status, wage and hour violations,

26

or prevailing wage violations subject to the agency's jurisdiction, even if deemed confidential under

27

applicable law, provided that the confidentiality of such materials shall be maintained, to the extent

28

required of the releasing department by any federal or state law or regulation, by all state

29

departments to which the materials are released and no such information shall be publicly disclosed,

30

except to the extent necessary for the requesting department or agency to adjudicate a violation of

31

applicable law. The certification must include a representation that there is probable cause to

32

believe that a violation has occurred. State departments sharing this information or materials may

33

enter into written agreements via memorandums of understanding to ensure the safeguarding of

34

such released information or materials; and

 

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RELATING TO HEALTHCARE REFORM
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1

     (8) To preserve the Rhode Island tax base under Rhode Island law prior to the December

2

22, 2017, Congressional enactment of Public Law 115-97, The Tax Cuts and Jobs Act, the tax

3

administrator, upon prior written notice to the speaker of the house, senate president, and

4

chairpersons of the house and senate finance committees, is specifically authorized to amend tax

5

forms and related instructions in response to any changes the Internal Revenue Service makes to

6

its forms, regulations, and/or processing which will materially impact state revenues, to the extent

7

that impact is measurable. Any Internal Revenue Service changes to forms, regulations, and/or

8

processing which go into effect during the current tax year or within six (6) months of the beginning

9

of the next tax year and which will materially impact state revenue will be deemed grounds for the

10

promulgation of emergency rules and regulations under § 42-35-2.10. The provisions of this

11

subsection (8) shall sunset on December 31, 2021.

12

     (9) To collect the penalties from all Rhode Island employers, as defined in section 40-8.4-

13

12(b)(4), during the preceding calendar year, who fail to provide the information required by the

14

executive office of health and human services pursuant to section 40-8.4-12 of the Rhode Island

15

General Laws and associated rules and regulations. An employer is required to provide such

16

information to the executive office of health and human services on an annual basis if it had at

17

least an average of fifty (50) or more employees during the preceding calendar year. The first

18

submissions under this program will be required to be filed with the executive office of health and

19

human services from employers who had at least an average of fifty (50) or more employees during

20

2020. The required information must be filed with the executive office of health and human

21

services between November 15th and December 15th during the year in which such information is

22

due. The first reports under this program will be due between November 15, 2021 and December

23

15, 2021. The penalties set forth in section 40-8.4-12 may be assessed by the tax administrator.

24

The executive office of health and human services shall transmit to the division of taxation a list of

25

Rhode Island employers and related documentation or information required by Section 40-8.4-12,

26

including the list of employers who are not participating in RIte Share, for the purpose of complying

27

with this chapter as well as chapter 8.4 of title 40. The tax administrator shall collect the penalty

28

assessment with interest in the same manner with the same powers as are prescribed for collection

29

of taxes in title 44.

30

     SECTION 11. Section 8 of this article shall take effect upon passage and sunset on July 1,

31

2026. The remaining sections of this article shall take effect upon passage.

 

Art15
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