1 | ARTICLE 15 | |
2 | RELATING TO HEALTHCARE REFORM | |
3 | SECTION 1. Title 5 of the General Laws entitled "Businesses and Professions” is hereby | |
4 | amended by adding thereto the following chapter: | |
5 | CHAPTER 37.8 | |
6 | THE INTERSTATE MEDICAL LICENSURE COMPACT | |
7 | 5-37.8-1. Short title. | |
8 | This chapter shall be known and may be cited as the "interstate medical licensure compact | |
9 | act." | |
10 | 5-37.8-2. Purpose. | |
11 | In order to strengthen access to health care, and in recognition of the advances in the | |
12 | delivery of health care, the member states of the interstate medical licensure compact have allied | |
13 | in common purpose to develop a comprehensive process that complements the existing licensing | |
14 | and regulatory authority of state medical boards, provides a streamlined process that allows | |
15 | physicians to become licensed in multiple states, thereby enhancing the portability of a medical | |
16 | license and ensuring the safety of patients. The compact creates another pathway for licensure and | |
17 | does not otherwise change a state's existing medical practice act. The compact also adopts the | |
18 | prevailing standard for licensure and affirms that the practice of medicine occurs where the patient | |
19 | is located at the time of the physician-patient encounter, and therefore, requires the physician to be | |
20 | under the jurisdiction of the state medical board where the patient is located. State medical boards | |
21 | that participate in the compact retain the jurisdiction to impose an adverse action against a license | |
22 | to practice medicine in that state issued to a physician through the procedures in the compact. | |
23 | 5-37.8-3. Definitions. | |
24 | As used in this chapter, the following words and terms shall have the following meanings: | |
25 | (1) "Bylaws" means those bylaws established by the interstate commission pursuant to §5- | |
26 | 37.8-12 for its governance, or for directing and controlling its actions and conduct. | |
27 | (2) "Commissioner" means the voting representative designated by each member board | |
28 | pursuant to § 5-37.8-12. | |
29 | (3) "Conviction" means a finding by a court that an individual is guilty of a criminal offense | |
30 | through adjudication, or entry of a plea of guilt, nolo contendere, or no contest to the charge by the | |
31 | offender. Evidence of an entry of a conviction of a criminal offense by the court shall be considered | |
32 | final for purposes of disciplinary action by a member board. | |
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1 | (4) "Expedited license" means a full and unrestricted medical license granted by a member | |
2 | state to an eligible physician through the process set forth in the compact. | |
3 | (5) "Interstate commission" means the interstate commission created pursuant to § 5-37.8- | |
4 | 12. | |
5 | (6) “Interstate medical licensure compact” or “compact” means the interstate medical | |
6 | licensure compact created pursuant to this chapter. | |
7 | (7) "License" means authorization by a state for a physician to engage in the practice of | |
8 | medicine, which would be unlawful without the authorization. | |
9 | (8) "Medical practice act" means laws and regulations governing the practice of allopathic | |
10 | and osteopathic medicine within a member state. | |
11 | (9) "Member board" means the Rhode Island board of medical licensure and discipline. | |
12 | (10) "Member state" means a state that has enacted the compact. | |
13 | (11) "Practice of medicine" means the clinical prevention, diagnosis, or treatment of human | |
14 | disease, injury, or condition requiring a physician to obtain and maintain a license in compliance | |
15 | with the medical practice act of this state. | |
16 | (12) "Physician" means any person who: | |
17 | (i) Is a graduate of a medical school accredited by the Liaison Committee on Medical | |
18 | Education, the Commission on Osteopathic College Accreditation, or a medical school listed in the | |
19 | International Medical Education Directory or its equivalent; | |
20 | (ii) Passed each component of the United States Medical Licensing Examination (USMLE) | |
21 | or the Comprehensive Osteopathic Medical Licensing Examination (COMLEX-USA) within three | |
22 | (3) attempts, or any of its predecessor examinations accepted by a state medical board as an | |
23 | equivalent examination for licensure purposes; | |
24 | (iii) Successfully completed graduate medical education approved by the Accreditation | |
25 | Council for Graduate Medical Education or the American Osteopathic Association; | |
26 | (iv) Holds specialty certification or a time-unlimited specialty certificate recognized by the | |
27 | American Board of Medical Specialties or the American Osteopathic Association's Bureau of | |
28 | Osteopathic Specialists; | |
29 | (v) Possesses a full and unrestricted license to engage in the practice of medicine issued by | |
30 | a member board; | |
31 | (vi) Has never been convicted, received adjudication, deferred adjudication, community | |
32 | supervision, or deferred disposition for any offense by a court of appropriate jurisdiction; | |
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1 | (vii) Has never held a license authorizing the practice of medicine subjected to discipline | |
2 | by a licensing agency in any state, federal, or foreign jurisdiction, excluding any action related to | |
3 | non-payment of fees related to a license; | |
4 | (viii) Has never had a controlled substance license or permit suspended or revoked by a | |
5 | state or the United States Drug Enforcement Administration; and | |
6 | (ix) Is not under active investigation by a licensing agency or law enforcement authority in | |
7 | any state, federal, or foreign jurisdiction. | |
8 | (13) "Offense" means a felony, gross misdemeanor, or crime of moral turpitude. | |
9 | (14) "Rule" means a written statement by the interstate commission promulgated pursuant | |
10 | to § 5-37.8-13 of the compact that is of general applicability, implements, interprets, or prescribes | |
11 | a policy or provision of the compact, or an organizational, procedural, or practice requirement of | |
12 | the interstate commission, and has the force and effect of statutory law in a member state, and | |
13 | includes the amendment, repeal, or suspension of an existing rule. | |
14 | (15) "State" means any state, commonwealth, district, or territory of the United States. | |
15 | (16) "State of principal license" means a member state where a physician holds a license | |
16 | to practice medicine and which has been designated as such by the physician for purposes of | |
17 | registration and participation in the compact. | |
18 | 5-37.8-4. Eligibility. | |
19 | (a) A physician must meet the eligibility requirements as defined in § 5-37.8-3(11) to | |
20 | receive an expedited license under the terms and provisions of the compact. | |
21 | (b) A physician who does not meet the requirements of § 5-37.8-3(11) may obtain a license | |
22 | to practice medicine in a member state if the individual complies with all laws and requirements, | |
23 | other than the compact, relating to the issuance of a license to practice medicine in that state. | |
24 | 5-37.8-5. Designation of state principal license. | |
25 | (a) A physician shall designate a member state as the state of principal license for purposes | |
26 | of registration for expedited licensure through the compact if the physician possesses a full and | |
27 | unrestricted license to practice medicine in that state, and the state is: | |
28 | (1) The state of primary residence for the physician; or | |
29 | (2) The state where at least twenty-five percent (25%) of the practice of medicine occurs; | |
30 | or | |
31 | (3) The location of the physician's employer; or | |
32 | (4) If no state qualifies under §§ 5-37.8-5(a)(1), (2), or (3), the state designated as state of | |
33 | residence for purpose of federal income tax. | |
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1 | (b) A physician may redesignate a member state as state of principal license at any time, | |
2 | as long as the state meets the requirements in § 5-37.8-5(a). | |
3 | (c) The interstate commission is authorized to develop rules to facilitate redesignation of | |
4 | another member state as the state of principal license. | |
5 | 5-37.8-6. Application and issuance of expedited licensure. | |
6 | (a) A physician seeking licensure through the compact shall file an application for an | |
7 | expedited license with the member board of the state selected by the physician as the state of | |
8 | principal license. | |
9 | (b) Upon receipt of an application for an expedited license, the member board within the | |
10 | state selected as the state of principal license shall evaluate whether the physician is eligible for | |
11 | expedited licensure and issue a letter of qualification, verifying or denying the physician's | |
12 | eligibility, to the interstate commission. | |
13 | (1) State qualifications, which include verification of medical education, graduate medical | |
14 | education, results of any medical or licensing examination, and other qualifications as determined | |
15 | by the interstate commission through rule, shall not be subject to additional primary source | |
16 | verification where already primary source verified by the state of principal license. | |
17 | (2) The member board within the state selected as the state of principal license shall, in the | |
18 | course of verifying eligibility, perform a criminal background check of an applicant, including the | |
19 | use of the results of fingerprint or other biometric data checks compliant with the requirements of | |
20 | the Federal Bureau of Investigation, with the exception of federal employees who have suitability | |
21 | determination in accordance with U.S.C.F.R. § 731.202. | |
22 | (3) Appeal on the determination of eligibility shall be made to the member state where the | |
23 | application was filed and shall be subject to the laws of that state. | |
24 | (c) Upon verification in § 5-37.8-6(b), physicians eligible for an expedited license shall | |
25 | complete the registration process established by the interstate commission to receive a license in a | |
26 | member state selected pursuant to § 5-37.8-6(a), including the payment of any applicable fees. | |
27 | (d) After receiving verification of eligibility under § 5-37.8-6(b) and any fees under § 5- | |
28 | 37.8-6(c), a member board shall issue an expedited license to the physician. This license shall | |
29 | authorize the physician to practice medicine in the issuing state consistent with the medical practice | |
30 | act and all applicable laws and regulations of the issuing member board and member state. | |
31 | (e) An expedited license shall be valid for a period consistent with the licensure period in | |
32 | the member state and in the same manner as required for other physicians holding a full and | |
33 | unrestricted license within the member state. | |
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1 | (f) An expedited license obtained through the compact shall be terminated if a physician | |
2 | fails to maintain a license in the state of principal licensure for a non-disciplinary reason, without | |
3 | redesignation of a new state of principal licensure. | |
4 | (g) The interstate commission is authorized to develop rules regarding the application | |
5 | process, including payment of any applicable fees, and the issuance of an expedited license. | |
6 | 5-37.8-7. Fees for expedited licensure. | |
7 | (a) A member state issuing an expedited license authorizing the practice of medicine in that | |
8 | state may impose a fee for a license issued or renewed through the compact. | |
9 | (b) The interstate commission is authorized to develop rules regarding fees for expedited | |
10 | licenses. | |
11 | 5-37.8-8. Renewal and continued participation. | |
12 | (a) A physician seeking to renew an expedited license granted in a member state shall | |
13 | complete a renewal process with the interstate commission if the physician: | |
14 | (1) Maintains a full and unrestricted license in a state of principal license; | |
15 | (2) Has not been convicted, received adjudication, deferred adjudication, community | |
16 | supervision, or deferred disposition for any offense by a court of appropriate jurisdiction; | |
17 | (3) Has not had a license authorizing the practice of medicine subject to discipline by a | |
18 | licensing agency in any state, federal, or foreign jurisdiction, excluding any action related to | |
19 | nonpayment of fees related to a license; and | |
20 | (4) Has not had a controlled substance license or permit suspended or revoked by a state | |
21 | or the United States Drug Enforcement Administration. | |
22 | (b) Physicians shall comply with all continuing professional development or continuing | |
23 | medical education requirements for renewal of a license issued by a member state. | |
24 | (c) The interstate commission shall collect any renewal fees charged for the renewal of a | |
25 | license and distribute the fees to the applicable member board. | |
26 | (d) Upon receipt of any renewal fees collected in § 5-37.8-8(c), a member board shall renew | |
27 | the physician's license. | |
28 | (e) Physician information collected by the interstate commission during the renewal | |
29 | process will be distributed to all member boards. | |
30 | (f) The interstate commission is authorized to develop rules to address renewal of licenses | |
31 | obtained through the compact. | |
32 | 5-37.8-9. Coordinated information system. | |
33 | (a) The interstate commission shall establish a database of all physicians licensed, or who | |
34 | have applied for licensure, under § 5-37.8-6. | |
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1 | (b) Notwithstanding any other provision of law, member boards shall report to the interstate | |
2 | commission any public action or complaints against a licensed physician who has applied or | |
3 | received an expedited license through the compact. | |
4 | (c) Member boards shall report disciplinary or investigatory information determined as | |
5 | necessary and proper by rule of the interstate commission. | |
6 | (d) Member boards may report any non-public complaint, disciplinary, or investigatory | |
7 | information not required by § 5-37.8-6(c) to the interstate commission. | |
8 | (e) Member boards shall share complaint or disciplinary information about a physician | |
9 | upon request of another member board. | |
10 | (f) All information provided to the interstate commission or distributed by member boards | |
11 | shall be confidential, filed under seal, and used only for investigatory or disciplinary matters. | |
12 | (g) The interstate commission is authorized to develop rules for mandated or discretionary | |
13 | sharing of information by member boards. | |
14 | 5-37.8-10. Joint investigations. | |
15 | (a) Licensure and disciplinary records of physicians are deemed investigative. | |
16 | (b) In addition to the authority granted to a member board by its respective medical practice | |
17 | act or other applicable state law, a member board may participate with other member boards in | |
18 | joint investigations of physicians licensed by the member boards. | |
19 | (c) A subpoena issued by a member state shall be enforceable in other member states. | |
20 | (d) Member boards may share any investigative, litigation, or compliance materials in | |
21 | furtherance of any joint or individual investigation initiated under the compact. | |
22 | (e) Any member state may investigate actual or alleged violations of the statutes | |
23 | authorizing the practice of medicine in any other member state in which a physician holds a license | |
24 | to practice medicine. | |
25 | 5-37.8-11. Disciplinary actions. | |
26 | (a) Any disciplinary action taken by any member board against a physician licensed | |
27 | through the compact shall be deemed unprofessional conduct which may be subject to discipline | |
28 | by other member boards, in addition to any violation of the medical practice act or regulations in | |
29 | that state. | |
30 | (b) If a license granted to a physician by the member board in the state of principal license | |
31 | is revoked, surrendered or relinquished in lieu of discipline, or suspended, then all licenses issued | |
32 | to the physician by member boards shall automatically be placed, without further action necessary | |
33 | by any member board, on the same status. If the member board in the state of principal license | |
34 | subsequently reinstates the physician's license, a license issued to the physician by any other | |
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1 | member board shall remain encumbered until that respective member board takes action to reinstate | |
2 | the license in a manner consistent with the medical practice act of that state. | |
3 | (c) If disciplinary action is taken against a physician by a member board not in the state of | |
4 | principal license, any other member board may deem the action conclusive as to matter of law and | |
5 | fact decided, and: | |
6 | (1) impose the same or lesser sanction(s) against the physician so long as such sanctions | |
7 | are consistent with the medical practice act of that state; or | |
8 | (2) Pursue separate disciplinary action against the physician under its respective medical | |
9 | practice act, regardless of the action taken in other member states. | |
10 | (d) If a license granted to a physician by a member board is revoked, surrendered or | |
11 | relinquished in lieu of discipline, or suspended, then any license(s) issued to the physician by any | |
12 | other member board(s) shall be suspended, automatically and immediately without further action | |
13 | necessary by the other member board(s), for ninety (90) days upon entry of the order by the | |
14 | disciplining board, to permit the member board(s) to investigate the basis for the action under the | |
15 | medical practice act of that state. A member board may terminate the automatic suspension of the | |
16 | license it issued prior to the completion of the ninety (90) day suspension period in a manner | |
17 | consistent with the medical practice act of that state. | |
18 | 5-37.8-12. Interstate medical licensure compact commission. | |
19 | (a) The member states hereby create the "Interstate Medical Licensure Compact | |
20 | commission". | |
21 | (b) The purpose of the interstate commission is the administration of the interstate medical | |
22 | licensure compact, which is a discretionary state function. | |
23 | (c) The interstate commission shall be a body corporate and joint agency of the member | |
24 | states and shall have all the responsibilities, powers, and duties set forth in the compact, and such | |
25 | additional powers as may be conferred upon it by a subsequent concurrent action of the respective | |
26 | legislatures of the member states in accordance with the terms of the compact. | |
27 | (d) The interstate commission shall consist of two (2) voting representatives designated | |
28 | by each member state who shall serve as commissioners. In states where allopathic and osteopathic | |
29 | physicians are regulated by separate member boards, or if the licensing and disciplinary authority | |
30 | is split between multiple member boards within a member state, the member state shall appoint one | |
31 | representative from each member board. A commissioner shall be a(n): | |
32 | (1) Allopathic or osteopathic physician appointed to a member board; | |
33 | (2) Executive director, executive secretary, or similar executive of a member board; or | |
34 | (3) Member of the public appointed to a member board. | |
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1 | (e) The interstate commission shall meet at least once each calendar year. A portion of this | |
2 | meeting shall be a business meeting to address such matters as may properly come before the | |
3 | commission, including the election of officers. The chairperson may call additional meetings and | |
4 | shall call for a meeting upon the request of a majority of the member states. | |
5 | (f) The bylaws may provide for meetings of the interstate commission to be conducted by | |
6 | telecommunication or electronic communication. | |
7 | (g) Each commissioner participating at a meeting of the interstate commission is entitled | |
8 | to one vote. A majority of commissioners shall constitute a quorum for the transaction of business, | |
9 | unless a larger quorum is required by the bylaws of the interstate commission. A commissioner | |
10 | shall not delegate a vote to another commissioner. In the absence of its commissioner, a member | |
11 | state may delegate voting authority for a specified meeting to another person from that state who | |
12 | shall meet the requirements of § 5-37.8-12(d). | |
13 | (h) The interstate commission shall not be subject to the requirements of the Rhode Island | |
14 | Open Meetings Act, R.I. Gen. Laws §§ 42-46-1 et seq., but rather shall adhere to the requirements | |
15 | stated in this chapter. The interstate commission shall provide public notice of all meetings and all | |
16 | meetings shall be open to the public. The interstate commission may close a meeting, in full or in | |
17 | portion, where it determines by a two-thirds (2/3) vote of the commissioners present that an open | |
18 | meeting would be likely to: | |
19 | (1) Relate solely to the internal personnel practices and procedures of the interstate | |
20 | commission; | |
21 | (2) Discuss matters specifically exempted from disclosure by federal statute; | |
22 | (3) Discuss trade secrets, commercial, or financial information that is privileged or | |
23 | confidential; | |
24 | (4) Involve accusing a person of a crime, or formally censuring a person; | |
25 | (5) Discuss information of a personal nature where disclosure would constitute a clearly | |
26 | unwarranted invasion of personal privacy; | |
27 | (6) Discuss investigative records compiled for law enforcement purposes; or | |
28 | (7) Specifically relate to the participation in a civil action or other legal proceeding. | |
29 | (i) The interstate commission shall keep minutes which shall fully describe all matters | |
30 | discussed in a meeting and shall provide a full and accurate summary of actions taken, including | |
31 | record of any roll call votes. | |
32 | (j) The interstate commission shall not be subject to the requirements of the Rhode Island | |
33 | Access to Public Records Act, R.I. Gen. Laws §§ 38-2-1 et seq., but rather shall adhere to the | |
34 | requirements stated in this chapter. The interstate commission shall make its information and | |
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1 | official records, to the extent not otherwise designated in the compact or by its rules, available to | |
2 | the public for inspection. | |
3 | (k) The interstate commission shall establish an executive committee, which shall include | |
4 | officers, members, and others as determined by the bylaws. The executive committee shall have | |
5 | the power to act on behalf of the interstate commission, with the exception of rulemaking, during | |
6 | periods when the interstate commission is not in session. When acting on behalf of the interstate | |
7 | commission, the executive committee shall oversee the administration of the compact including | |
8 | enforcement and compliance with the provisions of the compact, its bylaws and rules, and other | |
9 | such duties as necessary. | |
10 | (l) The interstate commission may establish other committees for governance and | |
11 | administration of the compact. | |
12 | 5-37.8-13. Powers and duties of the interstate commission. -- The interstate commission | |
13 | shall have the duty and power to: | |
14 | (1) Oversee and maintain the administration of the compact; | |
15 | (2) Promulgate rules which shall be binding to the extent and in the manner provided for | |
16 | in the compact (such promulgation not being subject to the requirements of the Rhode Island | |
17 | Administrative Procedures Act, R.I. Gen. Laws §§ 42-35-1 et seq., but rather adhering to the | |
18 | requirements stated in this chapter); | |
19 | (3) Issue, upon the request of a member state or member board, advisory opinions | |
20 | concerning the meaning or interpretation of the compact, its bylaws, rules, and actions; | |
21 | (4) Enforce compliance with compact provisions, the rules promulgated by the interstate | |
22 | commission, and the bylaws, using all necessary and proper means, including, but not limited to, | |
23 | the use of judicial process; | |
24 | (5) Establish and appoint committees including, but not limited to, an executive committee | |
25 | as required by § 5-37.8-12, which shall have the power to act on behalf of the interstate commission | |
26 | in carrying out its powers and duties; | |
27 | (6) Pay, or provide for the payment of the expenses related to the establishment, | |
28 | organization, and ongoing activities of the interstate commission; | |
29 | (7) Establish and maintain one or more offices; | |
30 | (8) Borrow, accept, hire, or contract for services of personnel; | |
31 | (9) Purchase and maintain insurance and bonds; | |
32 | (10) Employ an executive director who shall have such powers to employ, select or appoint | |
33 | employees, agents, or consultants, and to determine their qualifications, define their duties, and fix | |
34 | their compensation; | |
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1 | (11) Establish personnel policies and programs relating to conflicts of interest, rates of | |
2 | compensation, and qualifications of personnel; | |
3 | (12) Accept donations and grants of money, equipment, supplies, materials and services, | |
4 | and to receive, utilize, and dispose of it in a manner consistent with the conflict of interest policies | |
5 | established by the interstate commission; | |
6 | (13) Lease, purchase, accept contributions or donations of, or otherwise to own, hold, | |
7 | improve or use, any property, real, personal, or mixed; | |
8 | (14) Sell, convey, mortgage, pledge, lease, exchange, abandon, or otherwise dispose of any | |
9 | property, real, personal, or mixed; | |
10 | (15) Establish a budget and make expenditures; | |
11 | (16) Adopt a seal and bylaws governing the management and operation of the interstate | |
12 | commission; | |
13 | (17) Report annually to the legislatures and governors of the member states concerning the | |
14 | activities of the interstate commission during the preceding year. Such reports shall also include | |
15 | reports of financial audits and any recommendations that may have been adopted by the interstate | |
16 | commission; | |
17 | (18) Coordinate education, training, and public awareness regarding the compact, its | |
18 | implementation, and its operation; | |
19 | (19) Maintain records in accordance with the bylaws; | |
20 | (20) Seek and obtain trademarks, copyrights, and patents; and | |
21 | (21) Perform such functions as may be necessary or appropriate to achieve the purposes of | |
22 | the compact. | |
23 | 5-37.8-14. Finance powers. | |
24 | (a) The interstate commission may levy on and collect an annual assessment from each | |
25 | member state to cover the cost of the operations and activities of the interstate commission and its | |
26 | staff. The total assessment must be sufficient to cover the annual budget approved each year for | |
27 | which revenue is not provided by other sources. The aggregate annual assessment amount shall be | |
28 | allocated upon a formula to be determined by the interstate commission, which shall promulgate a | |
29 | rule binding upon all member states. | |
30 | (b) The interstate commission shall not incur obligations of any kind prior to securing the | |
31 | funds adequate to meet the same. | |
32 | (c) The interstate commission shall not pledge the credit of any of the member states, except | |
33 | by, and with the authority of, the member state. | |
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1 | (d) The interstate commission shall be subject to a yearly financial audit conducted by a | |
2 | certified or licensed public accountant and the report of the audit shall be included in the annual | |
3 | report of the interstate commission. | |
4 | 5-37.8-15. Organization and operation of the interstate commission. | |
5 | (a) The interstate commission shall, by a majority of commissioners present and voting, | |
6 | adopt bylaws to govern its conduct as may be necessary or appropriate to carry out the purposes of | |
7 | the compact within twelve (12) months of the first interstate commission meeting. | |
8 | (b) The interstate commission shall elect or appoint annually from among its | |
9 | commissioners a chairperson, a vice-chairperson, and a treasurer, each of whom shall have such | |
10 | authority and duties as may be specified in the bylaws. The chairperson, or in the chairperson's | |
11 | absence or disability, the vice-chairperson, shall preside at all meetings of the interstate | |
12 | commission. | |
13 | (c) Officers selected in § 5-37.8-15(b) shall serve without remuneration from the interstate | |
14 | commission. | |
15 | (d) The officers and employees of the interstate commission shall be immune from suit and | |
16 | liability, either personally or in their official capacity, for a claim for damage to or loss of property | |
17 | or personal injury or other civil liability caused or arising out of, or relating to, an actual or alleged | |
18 | act, error, or omission that occurred, or that such person had a reasonable basis for believing | |
19 | occurred, within the scope of interstate commission employment, duties, or responsibilities; | |
20 | provided that such person shall not be protected from suit or liability for damage, loss, injury, or | |
21 | liability caused by the intentional or willful and wanton misconduct of such person. | |
22 | (1) The liability of the executive director and employees of the interstate commission or | |
23 | representatives of the interstate commission, acting within the scope of such person's employment | |
24 | or duties for acts, errors, or omissions occurring within such person's state, may not exceed the | |
25 | limits of liability set forth under the constitution and laws of that state for state officials, employees, | |
26 | and agents. The interstate commission is considered to be an instrumentality of the states for the | |
27 | purposes of any such action. Nothing in this subsection shall be construed to protect such person | |
28 | from suit or liability for damage, loss, injury, or liability caused by the intentional or willful and | |
29 | wanton misconduct of such person. | |
30 | (2) The interstate commission shall defend the executive director, its employees, and | |
31 | subject to the approval of the attorney general or other appropriate legal counsel of the member | |
32 | state represented by an interstate commission representative, shall defend such interstate | |
33 | commission representative in any civil action seeking to impose liability arising out of an actual or | |
34 | alleged act, error or omission that occurred within the scope of interstate commission employment, | |
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1 | duties or responsibilities, or that the defendant had a reasonable basis for believing occurred within | |
2 | the scope of interstate commission employment, duties, or responsibilities, provided that the actual | |
3 | or alleged act, error, or omission did not result from intentional or willful and wanton misconduct | |
4 | on the part of such person. | |
5 | (3) To the extent not covered by the state involved, member state, or the interstate | |
6 | commission, the representatives or employees of the interstate commission shall be held harmless | |
7 | in the amount of a settlement or judgment, including attorneys' fees and costs, obtained against | |
8 | such persons arising out of an actual or alleged act, error, or omission that occurred within the scope | |
9 | of interstate commission employment, duties, or responsibilities, or that such persons had a | |
10 | reasonable basis for believing occurred within the scope of interstate commission employment, | |
11 | duties, or responsibilities, provided that the actual or alleged act, error, or omission did not result | |
12 | from intentional or willful and wanton misconduct on the part of such persons. | |
13 | 5-37.8-16. Rulemaking functions of the interstate commission. | |
14 | (a) The interstate commission shall not be subject to the requirements of the Rhode Island | |
15 | Administrative Procedures Act, R.I. Gen. Laws § 42-35-1 et seq., but rather shall adhere to the | |
16 | requirements stated in this chapter. The interstate commission shall promulgate reasonable rules | |
17 | in order to effectively and efficiently achieve the purposes of the compact. Notwithstanding the | |
18 | foregoing, in the event the interstate commission exercises its rulemaking authority in a manner | |
19 | that is beyond the scope of the purposes of the compact, or the powers granted hereunder, then such | |
20 | an action by the interstate commission shall be invalid and have no force or effect. | |
21 | (b) Rules deemed appropriate for the operations of the interstate commission shall be made | |
22 | pursuant to a rulemaking process that substantially conforms to the "model state administrative | |
23 | procedure act" of 2010, and subsequent amendments thereto. | |
24 | (c) Not later than thirty (30) days after a rule is promulgated, any person may file a petition | |
25 | for judicial review of the rule in the United States District Court for the District of Columbia or the | |
26 | federal district where the interstate commission has its principal offices, provided that the filing of | |
27 | such a petition shall not stay or otherwise prevent the rule from becoming effective unless the court | |
28 | finds that the petitioner has a substantial likelihood of success. The court shall give deference to | |
29 | the actions of the interstate commission consistent with applicable law and shall not find the rule | |
30 | to be unlawful if the rule represents a reasonable exercise of the authority granted to the interstate | |
31 | commission. | |
32 | 5-37.8-17. Oversight of the interstate compact. | |
33 | (a) The executive, legislative, and judicial branches of state government in each member | |
34 | state shall enforce the compact and shall take all actions necessary and appropriate to effectuate the | |
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1 | compact’s purposes and intent. Unless otherwise expressly stated herein, the provisions of the | |
2 | compact and the rules promulgated hereunder shall have standing as statutory law but shall not | |
3 | override existing state authority to regulate the practice of medicine. | |
4 | (b) All courts shall take judicial notice of the compact and the rules in any judicial or | |
5 | administrative proceeding in a member state pertaining to the subject matter of the compact which | |
6 | may affect the powers, responsibilities or actions of the interstate commission. | |
7 | (c) The interstate commission shall be entitled to receive all service of process in any such | |
8 | proceeding, and shall have standing to intervene in the proceeding for all purposes. Failure to | |
9 | provide service of process to the interstate commission shall render a judgment or order void as to | |
10 | the interstate commission, the compact, or promulgated rules. | |
11 | 5-37.8-18. Enforcement of interstate compact. | |
12 | (a) The interstate commission, in the reasonable exercise of its discretion, shall enforce the | |
13 | provisions and rules of the compact. | |
14 | (b) The interstate commission may, by majority vote of the commissioners, initiate legal | |
15 | action in the United States District Court for the District of Columbia, or, at the discretion of the | |
16 | interstate commission, in the federal district where the interstate commission has its principal | |
17 | offices, to enforce compliance with the provisions of the compact, and its promulgated rules and | |
18 | bylaws, against a member state in default. The relief sought may include both injunctive relief and | |
19 | damages. In the event judicial enforcement is necessary, the prevailing party shall be awarded all | |
20 | costs of such litigation including reasonable attorney's fees. | |
21 | (c) The remedies herein shall not be the exclusive remedies of the interstate commission. | |
22 | The interstate commission may avail itself of any other remedies available under state law or the | |
23 | regulation of a profession. | |
24 | 5-37.8-19. Default procedures. | |
25 | (a) The grounds for default include, but are not limited to, failure of a member state to | |
26 | perform such obligations or responsibilities imposed upon it by the compact, or the rules and bylaws | |
27 | of the interstate commission promulgated under the compact. | |
28 | (b) If the interstate commission determines that a member state has defaulted in the | |
29 | performance of its obligations or responsibilities under the compact, or the bylaws or promulgated | |
30 | rules, the interstate commission shall: | |
31 | (1) Provide written notice to the defaulting state and other member states, of the nature of | |
32 | the default, the means of curing the default, and any action taken by the interstate commission. The | |
33 | interstate commission shall specify the conditions by which the defaulting state must cure its | |
34 | default; and | |
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1 | (2) Provide remedial training and specific technical assistance regarding the default. | |
2 | (c) If the defaulting state fails to cure the default, the defaulting state shall be terminated | |
3 | from the compact upon an affirmative vote of a majority of the commissioners and all rights, | |
4 | privileges, and benefits conferred by the compact shall terminate on the effective date of | |
5 | termination. A cure of the default does not relieve the offending state of obligations or liabilities | |
6 | incurred during the period of the default. | |
7 | (d) Termination of membership in the compact shall be imposed only after all other means | |
8 | of securing compliance have been exhausted. Notice of intent to terminate shall be given by the | |
9 | interstate commission to the governor, the speaker, the senate president and minority leaders of the | |
10 | defaulting state's legislature, and each of the member states. | |
11 | (e) The interstate commission shall establish rules and procedures to address licenses and | |
12 | physicians that are materially impacted by the termination of a member state, or the withdrawal of | |
13 | a member state. | |
14 | (f) The member state which has been terminated is responsible for all dues, obligations, | |
15 | and liabilities incurred through the effective date of termination including obligations, the | |
16 | performance of which extends beyond the effective date of termination. | |
17 | (g) The interstate commission shall not bear any costs relating to any state that has been | |
18 | found to be in default or which has been terminated from the compact, unless otherwise mutually | |
19 | agreed upon in writing between the interstate commission and the defaulting state. | |
20 | (h) The defaulting state may appeal the action of the interstate commission by petitioning | |
21 | the United States District Court for the District of Columbia or the federal district where the | |
22 | interstate commission has its principal offices. The prevailing party shall be awarded all costs of | |
23 | such litigation including reasonable attorney's fees. | |
24 | 5-37.8-20. Dispute resolution. | |
25 | (a) The interstate commission shall attempt, upon the request of a member state, to resolve | |
26 | disputes which are subject to the compact and which may arise among member states or member | |
27 | boards. | |
28 | (b) The interstate commission shall promulgate rules providing for both mediation and | |
29 | binding dispute resolution as appropriate. | |
30 | 5-37.8-21. Member states, effective date and amendment. | |
31 | (a) Any state is eligible to become a member state of the compact. | |
32 | (b) The compact shall become effective and binding upon legislative enactment of the | |
33 | compact into law by no less than seven (7) states. Thereafter, it shall become effective and binding | |
34 | on a state upon enactment of the compact into law by that state. | |
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| |
1 | (c) The governors of non-member states, or their designees, shall be invited to participate | |
2 | in the activities of the interstate commission on a non-voting basis prior to adoption of the compact | |
3 | by all states. | |
4 | (d) The interstate commission may propose amendments to the compact for enactment by | |
5 | the member states. No amendment shall become effective and binding upon the interstate | |
6 | commission and the member states unless and until it is enacted into law by unanimous consent of | |
7 | the member states. | |
8 | 5-37.8-22. Withdrawal. | |
9 | (a) Once effective, the compact shall continue in force and remain binding upon each and | |
10 | every member state; provided that a member state may withdraw from the compact by specifically | |
11 | repealing the statute which enacted the compact into law. | |
12 | (b) Withdrawal from the compact shall be by the enactment of a statute repealing the same, | |
13 | but shall not take effect until one year after the effective date of such statute and until written notice | |
14 | of the withdrawal has been given by the withdrawing state to the governor of each other member | |
15 | state. | |
16 | (c) The withdrawing state shall immediately notify the chairperson of the interstate | |
17 | commission in writing upon the introduction of legislation repealing the compact in the | |
18 | withdrawing state. | |
19 | (d) The interstate commission shall notify the other member states of the withdrawing | |
20 | state's intent to withdraw within sixty (60) days of its receipt of notice provided under § 5- | |
21 | 37.822(c). | |
22 | (e) The withdrawing state is responsible for all dues, obligations and liabilities incurred | |
23 | through the effective date of withdrawal, including obligations, the performance of which extend | |
24 | beyond the effective date of withdrawal. | |
25 | (f) Reinstatement following withdrawal of a member state shall occur upon the | |
26 | withdrawing state reenacting the compact or upon such later date as determined by the interstate | |
27 | commission. | |
28 | (g) The interstate commission is authorized to develop rules to address the impact of the | |
29 | withdrawal of a member state on licenses granted in other member states to physicians who | |
30 | designated the withdrawing member state as the state of principal license. | |
31 | 5-37.8-23. Dissolution. | |
32 | (a) The compact shall dissolve effective upon the date of the withdrawal or default of the | |
33 | member state which reduces the membership in the compact to one member state. | |
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1 | (b) Upon the dissolution of the compact, the compact becomes null and void and shall be | |
2 | of no further force or effect, and the business and affairs of the interstate commission shall be | |
3 | concluded and surplus funds shall be distributed in accordance with the bylaws. | |
4 | 5-37.8-24. Severability and construction. | |
5 | (a) The provisions of the compact shall be severable, and if any phrase, clause, sentence, | |
6 | or provision is deemed unenforceable, the remaining provisions of the compact shall be | |
7 | enforceable. | |
8 | (b) The provisions of the compact shall be liberally construed to effectuate its purposes. | |
9 | (c) Nothing in the compact shall be construed to prohibit the applicability of other | |
10 | interstate compacts to which the states are members. | |
11 | 5-37.8-25. Binding effect of compact and other laws. | |
12 | (a) Nothing herein prevents the enforcement of any other law of a member state that is not | |
13 | inconsistent with the compact. | |
14 | (b) All laws in a member state in conflict with the compact are superseded to the extent | |
15 | of the conflict. | |
16 | (c) All lawful actions of the interstate commission, including all rules and bylaws | |
17 | promulgated by the commission, are binding upon the member states. | |
18 | (d) All agreements between the interstate commission and the member states are binding | |
19 | in accordance with their terms. | |
20 | (e) In the event any provision of the compact exceeds the constitutional limits imposed on | |
21 | the legislature of any member state, such provision shall be ineffective to the extent of the conflict | |
22 | with the constitutional provision in question in that member state. | |
23 | SECTION 2. Chapter 5-34.3 of the General Laws entitled "Nurse Licensure Compact" is | |
24 | hereby amended by adding thereto the following sections: | |
25 | 5-34.3-10.1. Rulemaking. | |
26 | (a) The commission shall exercise its rulemaking powers pursuant to the criteria set forth | |
27 | in this section and the rules adopted thereunder. The commission shall not be subject to the | |
28 | requirements of the Rhode Island Administrative Procedures Act, R.I. Gen. Laws §§ 42-35-1 et | |
29 | seq., but rather shall adhere to the requirements stated in this chapter. Rules and amendments shall | |
30 | become binding as of the date specified in each rule or amendment and shall have the same force | |
31 | and effect as provisions of this compact. | |
32 | (b) Rules or amendments to the rules shall be adopted at a regular or special meeting of the | |
33 | commission. | |
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1 | (c) Prior to promulgation and adoption of a final rule or rules by the commission, and at | |
2 | least sixty (60) days in advance of the meeting at which the rule will be considered and voted upon, | |
3 | the commission shall file a notice of proposed rulemaking: | |
4 | (1) On the website of the commission; and | |
5 | (2) On the website of each licensing board or the publication in which each state would | |
6 | otherwise publish proposed rules. | |
7 | (d) The notice of proposed rulemaking shall include: | |
8 | (1) The proposed time, date and location of the meeting in which the rule will be | |
9 | considered and voted upon; | |
10 | (2) The text of the proposed rule or amendment, and the reason for the proposed rule; | |
11 | (3) A request for comments on the proposed rule from any interested person; and | |
12 | (4) The manner in which interested persons may submit notice to the commission of their | |
13 | intention to attend the public hearing and any written comments. | |
14 | (e) Prior to adoption of a proposed rule, the commission shall allow persons to submit | |
15 | written data, facts, opinions and arguments, which shall be made available to the public. | |
16 | (f) The commission shall grant an opportunity for a public hearing before it adopts a rule | |
17 | or amendment. | |
18 | (g) The commission shall publish the place, time and date of the scheduled public hearing. | |
19 | (1) Hearings shall be conducted in a manner providing each person who wishes to comment | |
20 | a fair and reasonable opportunity to comment orally or in writing. All hearings will be recorded, | |
21 | and a copy will be made available upon request. | |
22 | (2) Nothing in this section shall be construed as requiring a separate hearing on each rule. | |
23 | Rules may be grouped for the convenience of the commission at hearings required by this section. | |
24 | (h) If no one appears at the public hearing, the commission may proceed with promulgation | |
25 | of the proposed rule. | |
26 | (i) Following the scheduled hearing date, or by the close of business on the scheduled | |
27 | hearing date if the hearing was not held, the commission shall consider all written and oral | |
28 | comments received. | |
29 | (j) The commission shall, by majority vote of all administrators, take final action on the | |
30 | proposed rule and shall determine the effective date of the rule, if any, based on the rulemaking | |
31 | record and the full text of the rule. | |
32 | (k) Upon determination that an emergency exists, the commission may consider and adopt | |
33 | an emergency rule without prior notice, opportunity for comment or hearing, provided that the | |
34 | usual rulemaking procedures provided in this compact and in this section shall be retroactively | |
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1 | applied to the rule as soon as reasonably possible, in no event later than ninety (90) days after the | |
2 | effective date of the rule. For the purposes of this provision, an emergency rule is one that must be | |
3 | adopted immediately in order to: | |
4 | (1) Meet an imminent threat to public health, safety or welfare; | |
5 | (2) Prevent a loss of commission or party state funds; or | |
6 | (3) Meet a deadline for the promulgation of an administrative rule that is required by | |
7 | federal law or rule. | |
8 | (l) The commission may direct revisions to a previously adopted rule or amendment for | |
9 | purposes of correcting typographical errors, errors in format, errors in consistency or grammatical | |
10 | errors. Public notice of any revisions shall be posted on the website of the commission. The revision | |
11 | shall be subject to challenge by any person for a period of thirty (30) days after posting. The revision | |
12 | may be challenged only on grounds that the revision results in a material change to a rule. A | |
13 | challenge shall be made in writing, and delivered to the commission, prior to the end of the notice | |
14 | period. If no challenge is made, the revision will take effect without further action. If the revision | |
15 | is challenged, the revision may not take effect without the approval of the commission. | |
16 | 5-34.3-11.1. Oversight, dispute resolution and enforcement. | |
17 | (a) Oversight. | |
18 | (1) Each party state shall enforce this compact and take all actions necessary and | |
19 | appropriate to effectuate this compact’s purposes and intent. | |
20 | (2) The commission shall be entitled to receive service of process in any proceeding that | |
21 | may affect the powers, responsibilities or actions of the commission, and shall have standing to | |
22 | intervene in such a proceeding for all purposes. Failure to provide service of process in such | |
23 | proceeding to the commission shall render a judgment or order void as to the commission, this | |
24 | compact or promulgated rules. | |
25 | (b) Default, technical assistance and termination. | |
26 | (1) If the commission determines that a party state has defaulted in the performance of its | |
27 | obligations or responsibilities under this compact or the promulgated rules, the commission shall: | |
28 | (i) Provide written notice to the defaulting state and other party states of the nature of the | |
29 | default, the proposed means of curing the default or any other action to be taken by the commission; | |
30 | and | |
31 | (ii) Provide remedial training and specific technical assistance regarding the default; | |
32 | (2) If a state in default fails to cure the default, the defaulting state's membership in this | |
33 | compact may be terminated upon an affirmative vote of a majority of the administrators, and all | |
34 | rights, privileges and benefits conferred by this compact may be terminated on the effective date | |
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1 | of termination. A cure of the default does not relieve the offending state of obligations or liabilities | |
2 | incurred during the period of default; | |
3 | (3) Termination of membership in this compact shall be imposed only after all other means | |
4 | of securing compliance have been exhausted. Notice of intent to suspend or terminate shall be given | |
5 | by the commission to the governor of the defaulting state and to the executive officer of the | |
6 | defaulting state's licensing board and each of the party states; | |
7 | (4) A state whose membership in this compact has been terminated is responsible for all | |
8 | assessments, obligations and liabilities incurred through the effective date of termination, including | |
9 | obligations that extend beyond the effective date of termination; | |
10 | (5) The commission shall not bear any costs related to a state that is found to be in default | |
11 | or whose membership in this compact has been terminated unless agreed upon in writing between | |
12 | the commission and the defaulting state; | |
13 | (6) The defaulting state may appeal the action of the commission by petitioning the U.S. | |
14 | District Court for the District of Columbia or the federal district in which the commission has its | |
15 | principal offices. The prevailing party shall be awarded all costs of such litigation, including | |
16 | reasonable attorneys' fees. | |
17 | (c) Dispute Resolution. | |
18 | (1) Upon request by a party state, the commission shall attempt to resolve disputes related | |
19 | to the compact that arise among party states and between party and non-party states; | |
20 | (2) The commission shall promulgate a rule providing for both mediation and binding | |
21 | dispute resolution for disputes, as appropriate; | |
22 | (3) In the event the commission cannot resolve disputes among party states arising under | |
23 | this compact: | |
24 | (i) The party states may submit the issues in dispute to an arbitration panel, which will be | |
25 | comprised of individuals appointed by the compact administrator in each of the affected party states | |
26 | and an individual mutually agreed upon by the compact administrators of all the party states | |
27 | involved in the dispute; | |
28 | (ii) The decision of a majority of the arbitrators shall be final and binding. | |
29 | (d) Enforcement. | |
30 | (1) The commission, in the reasonable exercise of its discretion, shall enforce the | |
31 | provisions and rules of this compact; | |
32 | (2) By majority vote, the commission may initiate legal action in the U.S. District Court | |
33 | for the District of Columbia or the federal district in which the commission has its principal offices | |
34 | against a party state that is in default to enforce compliance with the provisions of this compact and | |
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1 | its promulgated rules and bylaws. The relief sought may include both injunctive relief and damages. | |
2 | In the event judicial enforcement is necessary, the prevailing party shall be awarded all costs of | |
3 | such litigation, including reasonable attorneys' fees; | |
4 | (3) The remedies herein shall not be the exclusive remedies of the commission. The | |
5 | commission may pursue any other remedies available under federal or state law. | |
6 | SECTION 3. Sections 5-34.3-3, 5-34.3-4, 5-34.3-5, 5-34.3-6, 5-34.3-8, 5-34.3-9, 5-34.310, | |
7 | 5-34.3-12 and 5-34.3-14 of the General Laws in Chapter 5-34.3 entitled "Nurse Licensure | |
8 | Compact" are hereby amended to read as follows: | |
9 | 5-34.3-3. Legislative findings. | |
10 | (a) The general assembly finds and declares that: | |
11 | (1) The health and safety of the public are affected by the degree of compliance with and | |
12 | the effectiveness of enforcement activities related to state nurse licensure laws; | |
13 | (2) Violations of nurse licensure and other laws regulating the practice of nursing may | |
14 | result in injury or harm to the public; | |
15 | (3) The expanded mobility of nurses and the use of advanced communication technologies | |
16 | as part of our nation's healthcare delivery system require greater coordination and cooperation | |
17 | among states in the areas of nurse licensure and regulations; | |
18 | (4) New practice modalities and technology make compliance with individual state nurse | |
19 | licensure laws difficult and complex; and | |
20 | (5) The current system of duplicative licensure for nurses practicing in multiple states is | |
21 | cumbersome and redundant to both nurses and states.; and | |
22 | (6) Uniformity of nurse licensure requirements throughout the states promotes public safety | |
23 | and public health benefits. | |
24 | (b) The general purposes of this compact are to: | |
25 | (1) Facilitate the states' responsibility to protect the public's health and safety; | |
26 | (2) Ensure and encourage the cooperation of party states in the areas of nurse licensure and | |
27 | regulation; | |
28 | (3) Facilitate the exchange of information between party states in the areas of nurse | |
29 | regulation, investigation and adverse actions; | |
30 | (4) Promote compliance with the laws governing the practice of nursing in each | |
31 | jurisdiction; and | |
32 | (5) Invest all party states with the authority to hold a nurse accountable for meeting all state | |
33 | practice laws in the state in which the patient is located at the time care is rendered through the | |
34 | mutual recognition of party state licenses.; | |
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1 | (6) Decrease redundancies in the consideration and issuance of nurse licenses; and | |
2 | (7) Provide opportunities for interstate practice by nurses who meet uniform licensure | |
3 | requirements. | |
4 | 5-34.3-4. Definitions. | |
5 | As used in this chapter: | |
6 | (1) "Adverse action" means a home or remote state action. any administrative, civil, | |
7 | equitable or criminal action permitted by a state's laws which is imposed by a licensing board or | |
8 | other authority against a nurse, including actions against an individual's license or multistate | |
9 | licensure privilege such as revocation, suspension, probation, monitoring of the licensee, limitation | |
10 | on the licensee's practice, or any other encumbrance on licensure affecting a nurse's authorization | |
11 | to practice, including issuance of a cease and desist action. | |
12 | (2) "Alternative program" means a voluntary, nondisciplinary monitoring program | |
13 | approved by a nurse licensing board. | |
14 | (3) "Commission" means the interstate commission of nurse license compact | |
15 | administrators, the governing body of the nurse licensure compact. | |
16 | (3)(4) "Coordinated licensure information system" means an integrated process for | |
17 | collecting, storing, and sharing information on nurse licensure and enforcement activities related | |
18 | to nurse licensure laws, which is administered by a nonprofit organization composed of and | |
19 | controlled by state nurse licensing boards. | |
20 | (4)(5) "Current significant investigative information" means investigative information that | |
21 | a licensing board, after a preliminary inquiry that includes notification and an opportunity for the | |
22 | nurse to respond if required by state law, has reason to believe is not groundless and, if proved true, | |
23 | would indicate more than a minor infraction; or investigative information that indicates that the | |
24 | nurse represents an immediate threat to public health and safety regardless of whether the nurse has | |
25 | been notified and had an opportunity to respond. | |
26 | (6) "Encumbrance" means a revocation or suspension of, or any limitation on, the full and | |
27 | unrestricted practice of nursing imposed by a licensing board. | |
28 | (5)(7) "Home state" means the party state which is the nurse's primary state of residence. | |
29 | (6)(8) "Home state action" means any administrative, civil, equitable, or criminal action | |
30 | permitted by the home state's laws which are imposed on a nurse by the home state's licensing | |
31 | board or other authority including actions against an individual's license such as: revocation, | |
32 | suspension, probation or any other action which affects a nurse's authorization to practice. | |
33 | (7)(9) "Licensing board" means a party state's regulatory body responsible for issuing nurse | |
34 | licenses. | |
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| |
1 | (8)(10) "Multistate licensure privilege" means current, official authority from a remote | |
2 | state permitting the practice of nursing as either a registered nurse or a licensed practical/vocational | |
3 | nurse in such party state. All party states have the authority, in accordance with existing state due | |
4 | process law, to take actions against the nurse's privilege such as: revocation, suspension, probation | |
5 | or any other action which affects a nurse's authorization to practice. a license to practice as a | |
6 | registered nurse (RN) or a licensed practical nurse/vocational nurse (LPN/VN) issued by a home | |
7 | state licensing board that authorizes the licensed nurse to practice in all party states under a | |
8 | multistate licensure privilege. | |
9 | (11) "Multistate licensure privilege" means a legal authorization associated with a | |
10 | multistate license permitting the practice of nursing as either a registered nurse (RN) or licensed | |
11 | practical nurse/vocational nurse (LPN/VN) in a remote state. | |
12 | (9)(12) "Nurse" means a registered nurse or licensed practical/vocational nurse, as those | |
13 | terms are defined by each party's state practice laws. | |
14 | (10)(13) "Party state" means any state that has adopted this compact. | |
15 | (11)(14) "Remote state" means a party state, other than the home state., where the patient | |
16 | is located at the time nursing care is provided, or, in the case of the practice of nursing not involving | |
17 | a patient, in such party state where the recipient of nursing practice is located. | |
18 | (12)(15) "Remote state action" means any administrative, civil, equitable or criminal action | |
19 | permitted by a remote state's laws which are imposed on a nurse by the remote state's licensing | |
20 | board or other authority including actions against an individual's multistate licensure privilege to | |
21 | practice in the remote state, and cease and desist and other injunctive or equitable orders issued by | |
22 | remote states or the licensing boards thereof. | |
23 | (16) "Single-state license" means a nurse license issued by a party state that authorizes | |
24 | practice only within the issuing state and does not include a multistate licensure privilege to practice | |
25 | in any other party state. | |
26 | (13)(17) "State" means a state, territory, or possession of the United States, the District of | |
27 | Columbia. | |
28 | (14)(18) "State practice laws" means those individual party's state laws and regulations that | |
29 | govern the practice of nursing, define the scope of nursing practice, and create the methods and | |
30 | grounds for imposing discipline. It does not include the initial qualifications for licensure or | |
31 | requirements necessary to obtain and retain a license, except for qualifications or requirements of | |
32 | the home state. | |
33 | 5-34.3-5. Permitted activities and jurisdiction. General provisions and jurisdiction. | |
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| |
1 | A license to practice registered nursing issued by a home state to a resident in that state | |
2 | will be recognized by each party state as authorizing a multistate licensure privilege to practice as | |
3 | a registered nurse in such party state. A license to practice licensed practical/vocational nursing | |
4 | issued by a home state to a resident in that state will be recognized by each party state as authorizing | |
5 | a multistate licensure privilege to practice as a licensed practical/vocational nurse in such party | |
6 | state. In order to obtain or retain a license, an applicant must meet the home state's qualifications | |
7 | for licensure and license renewal as well as all other applicable state laws. | |
8 | Party states may, in accordance with state due process laws, limit or revoke the multistate | |
9 | licensure privilege of any nurse to practice in their state and may take any other actions under their | |
10 | applicable state laws necessary to protect the health and safety of their citizens. If a party state takes | |
11 | such action, it shall promptly notify the administrator of the coordinated licensure information | |
12 | system. The administrator of the coordinated licensure information system shall promptly notify | |
13 | the home state of any such actions by remote states. | |
14 | Every nurse practicing in a party state must comply with the state practice laws of the state | |
15 | in which the patient is located at the time care is rendered. In addition, the practice of nursing is not | |
16 | limited to patient care, but shall include all nursing practice as defined by the state practice laws of | |
17 | a party state. The practice of nursing will subject a nurse to the jurisdiction of the nurse licensing | |
18 | board and courts, as well as the laws, in that party state. | |
19 | This compact does not affect additional requirements imposed by states for advanced | |
20 | practice registered nursing. However, a multistate licensure privilege to practice registered nursing | |
21 | granted by a party shall be recognized by other party states as a license to practice registered nursing | |
22 | if one is required by state law as a precondition for qualifying for advanced practice registered | |
23 | nurse authorization. | |
24 | Individuals not residing in a party state shall continue to be able to apply for nurse licensure | |
25 | as provided for under the laws of each party state. However, the license granted to these individuals | |
26 | will not be recognized as granting the privilege to practice nursing in any other party | |
27 | state unless explicitly agreed to by that party state. | |
28 | (a) A multistate license to practice registered or licensed practical nursing/vocational | |
29 | nursing issued by a home state to a resident in that state will be recognized by each party state as | |
30 | authorizing a nurse to practice as a registered nurse (RN) or as a licensed practical nurse/vocational | |
31 | nurse (LPN/VN), under a multistate licensure privilege, in each party state. | |
32 | (b) A state must implement procedures for considering the criminal history records of | |
33 | applicants for initial multistate license or licensure by endorsement. Such procedures shall include | |
34 | the submission of fingerprints or other biometric-based information by applicants for the purpose | |
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1 | of obtaining an applicant's criminal history record information from the Federal Bureau of | |
2 | Investigation, and the agency responsible for retaining that state's criminal records. | |
3 | (c) Each party state shall require the following for an applicant to obtain or retain a | |
4 | multistate license in the home state: | |
5 | (1) Meets the home state's qualifications for licensure or renewal of licensure, as well as | |
6 | all other applicable state laws; | |
7 | (2)(i) Has graduated or is eligible to graduate from a licensing board-approved RN or | |
8 | LPN/VN prelicensure education program; or | |
9 | (ii) Has graduated from a foreign RN or LPN/VN prelicensure education program that: | |
10 | (A) Has been approved by the authorized accrediting body in the applicable country; and | |
11 | (B) Has been verified by an independent credentials review agency to be comparable to a | |
12 | licensing board-approved prelicensure education program; | |
13 | (3) Has, if a graduate of a foreign prelicensure education program not taught in English or | |
14 | if English is not the individual's native language, successfully passed an English proficiency | |
15 | examination that includes the components of reading, speaking, writing and listening; | |
16 | (4) Has successfully passed an NCLEX-RN® or NCLEX-PN® Examination or recognized | |
17 | predecessor, as applicable; | |
18 | (5) Is eligible for or holds an active, unencumbered license; | |
19 | (6) Has submitted, in connection with an application for initial licensure or licensure by | |
20 | endorsement, fingerprints or other biometric data for the purpose of obtaining criminal history | |
21 | record information from the Federal Bureau of Investigation and the agency responsible for | |
22 | retaining that state's criminal records; | |
23 | (7) Has not been convicted or found guilty nor entered into an agreed disposition of a felony | |
24 | offense under applicable state or federal criminal law; | |
25 | (8) Has not been convicted or found guilty nor entered into an agreed disposition of a | |
26 | misdemeanor offense related to the practice of nursing as determined on a case-by-case basis; | |
27 | (9) Is not currently enrolled in an alternative program; | |
28 | (10) Is subject to self-disclosure requirements regarding current participation in an | |
29 | alternative program; and | |
30 | (11) Has a valid United States Social Security number. | |
31 | (d) All party states shall be authorized, in accordance with existing state due process law, | |
32 | to take adverse action against a nurse's multistate licensure privilege such as revocation, suspension, | |
33 | probation or any other action that affects a nurse's authorization to practice under a multistate | |
34 | licensure privilege, including cease and desist actions. If a party state takes such action, it shall | |
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1 | promptly notify the administrator of the coordinated licensure information system. The | |
2 | administrator of the coordinated licensure information system shall promptly notify the home state | |
3 | of any such actions by remote states. | |
4 | (e) A nurse practicing in a party state must comply with the state practice laws of the state | |
5 | in which the client is located at the time service is provided. The practice of nursing is not limited | |
6 | to patient care, but shall include all nursing practice as defined by the state practice laws of the | |
7 | party state in which the client is located. The practice of nursing in a party state under a multistate | |
8 | licensure privilege will subject a nurse to the jurisdiction of the licensing board, the courts and the | |
9 | laws of the party state in which the client is located at the time service is provided. | |
10 | (f) Individuals not residing in a party state shall continue to be able to apply for a party | |
11 | state's single-state license as provided under the laws of each party state. However, the singlestate | |
12 | license granted to these individuals will not be recognized as granting the privilege to practice | |
13 | nursing in any other party state. Nothing in this compact shall affect the requirements established | |
14 | by a party state for the issuance of a single-state license. | |
15 | (g) Any nurse holding a home state multistate license, on the effective date of this compact, | |
16 | may retain and renew the multistate license issued by the nurse's then-current home state, provided | |
17 | that: | |
18 | (1) A nurse, who changes primary state of residence after this compact’s effective date, | |
19 | must meet all applicable requirements to obtain a multistate license from a new home state; and | |
20 | (2) A nurse who fails to satisfy the multistate licensure requirements due to a disqualifying | |
21 | event occurring after this compact’s effective date shall be ineligible to retain or renew a multistate | |
22 | license, and the nurse's multistate license shall be revoked or deactivated in accordance with | |
23 | applicable rules adopted by the commission. | |
24 | 5-34.3-6. Applications for licensure in a party state. | |
25 | (a) Upon application for a license, the licensing board in a party state shall ascertain, | |
26 | through the coordinated licensure information system, whether the applicant has ever held, or is the | |
27 | holder of, a license issued by any other state, whether there are any restrictions on the multistate | |
28 | licensure privilege, and whether any other adverse action by any state has been taken against the | |
29 | license. | |
30 | (b) A nurse in a party state shall hold licensure in only one party state at a time, issued by | |
31 | the home state. | |
32 | (c) A nurse who intends to change primary state of residence may apply for licensure in | |
33 | the new home state in advance of such change. However, new licenses will not be issued by a party | |
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1 | state until after a nurse provides evidence of change in primary state of residence satisfactory to the | |
2 | new home state's licensing board. | |
3 | (d) When a nurse changes primary state of residence by; | |
4 | (1) Moving between two party states, and obtains a license from the new home state, the | |
5 | license from the former home state is no longer valid; | |
6 | (2) Moving from a non-party state to a party state, and obtains a license from the new | |
7 | home state, the individual state license issued by the non-party state is not affected and will remain | |
8 | in full force if so provided by the laws of the non-party state; | |
9 | (3) Moving from a party state to a non-party state, the license issued by the prior home | |
10 | state converts to an individual state license, valid only in the former home state, without the | |
11 | multistate licensure privilege to practice in other party states. | |
12 | (a) Upon application for a multistate license, the licensing board in the issuing party state | |
13 | shall ascertain, through the coordinated licensure information system, whether the applicant has | |
14 | ever held, or is the holder of, a license issued by any other state, whether there are any | |
15 | encumbrances on any license or multistate licensure privilege held by the applicant, whether any | |
16 | adverse action has been taken against any license or multistate licensure privilege held by the | |
17 | applicant and whether the applicant is currently participating in an alternative program. | |
18 | (b) A nurse may hold a multistate license, issued by the home state, in only one party state | |
19 | at a time. | |
20 | (c) If a nurse changes primary state of residence by moving between two (2) party states, | |
21 | the nurse must apply for licensure in the new home state, and the multistate license issued by the | |
22 | prior home state will be deactivated in accordance with applicable rules adopted by the commission. | |
23 | (1) The nurse may apply for licensure in advance of a change in primary state of residence. | |
24 | (2) A multistate license shall not be issued by the new home state until the nurse provides | |
25 | satisfactory evidence of a change in primary state of residence to the new home state and satisfies | |
26 | all applicable requirements to obtain a multistate license from the new home state. | |
27 | (d) If a nurse changes primary state of residence by moving from a party state to a nonparty | |
28 | state, the multistate license issued by the prior home state will convert to a single-state license, | |
29 | valid only in the former home state. | |
30 | 5-34.3-8. Additional authorities invested in party state nurse licensing boards. | |
31 | (a) Notwithstanding any other powers conferred by state law, party state nurse licensing | |
32 | boards shall have the authority to: | |
33 | (1) If otherwise, permitted by state law, recover from the affected nurse the costs of | |
34 | investigations and disposition of cases resulting from any adverse action taken against that nurse; | |
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1 | (2) Issue subpoenas for both hearings and investigations which require the attendance and | |
2 | testimony of witnesses, and the production of evidence. Subpoenas issued by a nurse licensing | |
3 | board in a party state for the attendance and testimony of witnesses, and/or the production of | |
4 | evidence from another party state, shall be enforced in the latter state by any court of competent | |
5 | jurisdiction, according to the practice and procedure of that court applicable to subpoenas issued in | |
6 | proceedings pending before it. The issuing authority shall pay any witness fees, travel expenses, | |
7 | mileage and other fees required by the service statutes of the state where the witnesses and/or | |
8 | evidence are located. | |
9 | (3) Issue cease and desist orders to limit or revoke a nurse's authority to practice in their | |
10 | state; | |
11 | (4) Promulgate uniform rules and regulations as provided for in subsection 5-34.3-10(c). | |
12 | (1) Take adverse action against a nurse's multistate licensure privilege to practice within | |
13 | that party state. | |
14 | (i) Only the home state shall have the power to take adverse action against a nurse's license | |
15 | issued by the home state. | |
16 | (ii) For purposes of taking adverse action, the home state licensing board shall give the | |
17 | same priority and effect to reported conduct received from a remote state as it would if such conduct | |
18 | had occurred within the home state. In so doing, the home state shall apply its own state laws to | |
19 | determine appropriate action. | |
20 | (2) Issue cease and desist orders or impose an encumbrance on a nurse's authority to | |
21 | practice within that party state. | |
22 | (3) Complete any pending investigations of a nurse who changes primary state of residence | |
23 | during the course of such investigations. The licensing board shall also have the authority to take | |
24 | appropriate action(s) and shall promptly report the conclusions of such investigations to the | |
25 | administrator of the coordinated licensure information system. The administrator of the coordinated | |
26 | licensure information system shall promptly notify the new home state of any such actions. | |
27 | (4) Issue subpoenas for both hearings and investigations that require the attendance and | |
28 | testimony of witnesses, as well as, the production of evidence. Subpoenas issued by a licensing | |
29 | board in a party state for the attendance and testimony of witnesses or the production of evidence | |
30 | from another party state shall be enforced in the latter state by any court of competent jurisdiction, | |
31 | according to the practice and procedure of that court applicable to subpoenas issued in proceedings | |
32 | pending before it. The issuing authority shall pay any witness fees, travel expenses, mileage and | |
33 | other fees required by the service statutes of the state in which the witnesses or evidence are located. | |
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1 | (5) Obtain and submit, for each nurse licensure applicant, fingerprint or other biometric- | |
2 | based information to the Federal Bureau of Investigation for criminal background checks, receive | |
3 | the results of the Federal Bureau of Investigation record search on criminal background checks and | |
4 | use the results in making licensure decisions. | |
5 | (6) If otherwise permitted by state law, recover from the affected nurse the costs of | |
6 | investigations and disposition of cases resulting from any adverse action taken against that nurse. | |
7 | (7) Take adverse action based on the factual findings of the remote state, provided that the | |
8 | licensing board follows its own procedures for taking such adverse action. | |
9 | (b) If adverse action is taken by the home state against a nurse's multistate license, the | |
10 | nurse's multistate licensure privilege to practice in all other party states shall be deactivated until | |
11 | all encumbrances have been removed from the multistate license. All home state disciplinary orders | |
12 | that impose adverse action against a nurse's multistate license shall include a statement that the | |
13 | nurse's multistate licensure privilege is deactivated in all party states during the pendency of the | |
14 | order. | |
15 | (c) Nothing in this compact shall override a party state's decision that participation in an | |
16 | alternative program may be used in lieu of adverse action. The home state licensing board shall | |
17 | deactivate the multistate licensure privilege under the multistate license of any nurse for the | |
18 | duration of the nurse's participation in an alternative program. | |
19 | 5-34.3-9. Coordinated licensure information system Coordinated licensure | |
20 | information system and exchange of information. | |
21 | (a) All party states shall participate in a cooperative effort to create a coordinated data base | |
22 | licensure information system of all licensed registered nurses (RNs) and licensed practical | |
23 | nurses/vocational nurses (LPNs/VNs). This system will include information on the licensure and | |
24 | disciplinary history of each nurse, as contributed submitted by party states, to assist in the | |
25 | coordination of nurse licensure and enforcement efforts. | |
26 | (b) Notwithstanding any other provision of law, all party states' licensing boards shall | |
27 | promptly report adverse actions, actions against multistate licensure privileges, any current | |
28 | significant investigative information yet to result in adverse action, denials of applications, and the | |
29 | reasons for such denials, to the coordinated licensure information system. The commission, in | |
30 | consultation with the administrator of the coordinated licensure information system, shall formulate | |
31 | necessary and proper procedures for the identification, collection and exchange of information | |
32 | under this compact. | |
33 | (c) All licensing boards shall promptly report to the coordinated licensure information | |
34 | system any adverse action, any current significant investigative information, denials of applications | |
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1 | (with the reasons for such denials) and nurse participation in alternative programs known to the | |
2 | licensing board regardless of whether such participation is deemed nonpublic or confidential under | |
3 | state law. | |
4 | (c)(d) Current significant investigative information and participation in nonpublic or | |
5 | confidential alternative programs shall be transmitted through the coordinated licensure | |
6 | information system only to party state licensing boards. | |
7 | (d)(e) Notwithstanding any other provision of law, all party states' licensing boards | |
8 | contributing information to the coordinated licensure information system may designate | |
9 | information that may not be shared with non-party states or disclosed to other entities or individuals | |
10 | without the express permission of the contributing state. | |
11 | (e)(f) Any personally identifiable information obtained from the coordinated licensure | |
12 | information system by a party state's licensing board shall from the coordinated licensure | |
13 | information system may not be shared with non-party states or disclosed to other entities or | |
14 | individuals except to the extent permitted by the laws of the party state contributing the information. | |
15 | (f)(g) Any information contributed to the coordinated licensure information system that is | |
16 | subsequently required to be expunged by the laws of the party state contributing that information, | |
17 | shall also be expunged from the coordinated licensure information system. | |
18 | (g) The compact administrators, acting jointly with each other and in consultation with the | |
19 | administrator of the coordinated licensure information system, shall formulate necessary and proper | |
20 | procedures for the identification, collection and exchange of information under this compact. | |
21 | (h) The compact administrator of each party state shall furnish a uniform data set to the | |
22 | compact administrator of each other party state, which shall include, at a minimum: | |
23 | (1) Identifying information; | |
24 | (2) Licensure data; | |
25 | (3) Information related to alternative program participation; and | |
26 | (4) Other information that may facilitate the administration of this compact, as determined | |
27 | by commission rules. | |
28 | (i) The compact administrator of a party state shall provide all investigative documents and | |
29 | information requested by another party state. | |
30 | 5-34.3-10. Compact administration and interchange of information Establishment of | |
31 | the interstate commission of nurse licensure compact administrators. | |
32 | (a) The head of the nurse licensing board, or his/her designee, of each party state shall be | |
33 | the administrator of this compact for his/her state. | |
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1 | (b) The compact administrator of each party shall furnish to the compact administrator of | |
2 | each other party state any information and documents including, but not limited to, a uniform data | |
3 | set of investigations, identifying information, licensure data, and disclosable alternative program | |
4 | participation information to facilitate the administration of this compact. | |
5 | (c) Compact administrators shall have the authority to develop uniform rules to facilitate | |
6 | and coordinate implementation of this compact. These uniform rules shall be adopted by party | |
7 | states, under the authority invested under § 5-34.3-8(4). | |
8 | (a) The party states hereby create and establish a joint public entity known as the interstate | |
9 | commission of nurse licensure compact administrators (the "commission"). | |
10 | (1) The commission is an instrumentality of the party states. | |
11 | (2) Venue is proper, and judicial proceedings by or against the commission shall be brought | |
12 | solely and exclusively, in a court of competent jurisdiction where the principal office of the | |
13 | commission is located. The commission may waive venue and jurisdictional defenses to the extent | |
14 | it adopts or consents to participate in alternative dispute resolution proceedings. | |
15 | (3) Nothing in this compact shall be construed to be a waiver of sovereign immunity. | |
16 | (b) Membership, voting and meetings: | |
17 | (1) Each party state shall have and be limited to one administrator. The head of the state | |
18 | licensing board or designee shall be the administrator of this compact for each party state. Any | |
19 | administrator may be removed or suspended from office as provided by the law of the state from | |
20 | which the administrator is appointed. Any vacancy occurring in the commission shall be filled in | |
21 | accordance with the laws of the party state in which the vacancy exists. | |
22 | (2) Each administrator shall be entitled to one vote with regard to the promulgation of rules | |
23 | and creation of bylaws and shall otherwise have an opportunity to participate in the business and | |
24 | affairs of the commission. An administrator shall vote in person or by such other means as provided | |
25 | in the bylaws. The bylaws may provide for an administrator's participation in meetings by telephone | |
26 | or other means of communication. | |
27 | (3) The commission shall meet at least once during each calendar year. Additional meetings | |
28 | shall be held as set forth in the bylaws or rules of the commission. The commission shall not be | |
29 | subject to the requirements of the Rhode Island Open Meetings Act, R.I. Gen. Laws §§ 42-46-1et | |
30 | seq. and/or the Rhode Island Access to Public Records Act, R.I. Gen. Laws §§ 38-2-1 et seq., but | |
31 | rather shall adhere to the requirements stated in this chapter. | |
32 | (4) All meetings shall be open to the public, and public notice of meetings shall be given | |
33 | in the same manner as required under the rulemaking provisions in § 5-34.3-10.1. | |
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1 | (5) The commission may convene in a closed, nonpublic meeting if the commission must | |
2 | discuss: | |
3 | (i) Noncompliance of a party state with its obligations under this compact; | |
4 | (ii) The employment, compensation, discipline or other personnel matters, practices or | |
5 | procedures related to specific employees or other matters related to the commission's internal | |
6 | personnel practices and procedures; | |
7 | (iii) Current, threatened or reasonably anticipated litigation; | |
8 | (iv) Negotiation of contracts for the purchase or sale of goods, services or real estate; | |
9 | (v) Accusing any person of a crime or formally censuring any person; | |
10 | (vi) Disclosure of trade secrets or commercial or financial information that is privileged or | |
11 | confidential; | |
12 | (vii) Disclosure of information of a personal nature where disclosure would constitute a | |
13 | clearly unwarranted invasion of personal privacy; | |
14 | (viii) Disclosure of investigatory records compiled for law enforcement purposes; | |
15 | (ix) Disclosure of information related to any reports prepared by or on behalf of the | |
16 | commission for the purpose of investigation of compliance with this compact; or | |
17 | (x) Matters specifically exempted from disclosure by federal or state statute. | |
18 | (6) If a meeting, or portion of a meeting, is closed pursuant to this provision, the | |
19 | commission's legal counsel or designee shall certify that the meeting may be closed and shall | |
20 | reference each relevant exempting provision. The commission shall keep minutes that fully and | |
21 | clearly describe all matters discussed in a meeting and shall provide a full and accurate summary | |
22 | of actions taken, and the reasons therefor, including a description of the views expressed. All | |
23 | documents considered in connection with an action shall be identified in such minutes. All minutes | |
24 | and documents of a closed meeting shall remain under seal, subject to release by a majority vote of | |
25 | the commission or order of a court of competent jurisdiction. | |
26 | (c) The commission shall, by a majority vote of the administrators, prescribe bylaws or | |
27 | rules to govern its conduct as may be necessary or appropriate to carry out the purposes and | |
28 | exercise the powers of this compact, including, but not limited to: | |
29 | (1) Establishing the fiscal year of the commission; | |
30 | (2) Providing reasonable standards and procedures: | |
31 | (i) For the establishment and meetings of other committees; and | |
32 | (ii) Governing any general or specific delegation of any authority or function of the | |
33 | commission; | |
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1 | (3) Providing reasonable procedures for calling and conducting meetings of the | |
2 | commission, ensuring reasonable advance notice of all meetings and providing an opportunity for | |
3 | attendance of such meetings by interested parties, with enumerated exceptions designed to protect | |
4 | the public's interest, the privacy of individuals, and proprietary information, including trade secrets. | |
5 | The commission may meet in closed session only after a majority of the administrators vote to close | |
6 | a meeting in whole or in part. As soon as practicable, the commission must make public a copy of | |
7 | the vote to close the meeting revealing the vote of each administrator, with no proxy votes allowed; | |
8 | (4) Establishing the titles, duties and authority and reasonable procedures for the election | |
9 | of the officers of the commission; | |
10 | (5) Providing reasonable standards and procedures for the establishment of the personnel | |
11 | policies and programs of the commission. Notwithstanding any civil service or other similar laws | |
12 | of any party state, the bylaws shall exclusively govern the personnel policies and programs of the | |
13 | commission; and | |
14 | (6) Providing a mechanism for winding up the operations of the commission and the | |
15 | equitable disposition of any surplus funds that may exist after the termination of this compact after | |
16 | the payment or reserving of all of its debts and obligations; | |
17 | (d) The commission shall publish its bylaws and rules, and any amendments thereto, in a | |
18 | convenient form on the website of the commission. | |
19 | (e) The commission shall maintain its financial records in accordance with the bylaws. | |
20 | (f) The commission shall meet and take such actions as are consistent with the provisions | |
21 | of this compact and the bylaws. | |
22 | (g) The commission shall have the following powers: | |
23 | (1) To promulgate uniform rules to facilitate and coordinate implementation and | |
24 | administration of this compact. The rules shall have the force and effect of law and shall be binding | |
25 | in all party states; | |
26 | (2) To bring and prosecute legal proceedings or actions in the name of the commission, | |
27 | provided that the standing of any licensing board to sue or be sued under applicable law shall not | |
28 | be affected; | |
29 | (3) To purchase and maintain insurance and bonds; | |
30 | (4) To borrow, accept or contract for services of personnel, including, but not limited to, | |
31 | employees of a party state or nonprofit organizations; | |
32 | (5) To cooperate with other organizations that administer state compacts related to the | |
33 | regulation of nursing, including, but not limited to, sharing administrative or staff expenses, office | |
34 | space or other resources; | |
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1 | (6) To hire employees, elect or appoint officers, fix compensation, define duties, grant such | |
2 | individuals appropriate authority to carry out the purposes of this compact, and to establish the | |
3 | commission's personnel policies and programs relating to conflicts of interest, qualifications of | |
4 | personnel and other related personnel matters; | |
5 | (7) To accept any and all appropriate donations, grants and gifts of money, equipment, | |
6 | supplies, materials and services, and to receive, utilize and dispose of the same; provided that at all | |
7 | times the commission shall avoid any appearance of impropriety or conflict of interest; | |
8 | (8) To lease, purchase, accept appropriate gifts or donations of, or otherwise to own, hold, | |
9 | improve or use, any property, whether real, personal or mixed; provided that at all times the | |
10 | commission shall avoid any appearance of impropriety; | |
11 | (9) To sell, convey, mortgage, pledge, lease, exchange, abandon or otherwise dispose of | |
12 | any property, whether real, personal or mixed; | |
13 | (10) To establish a budget and make expenditures; | |
14 | (11) To borrow money; | |
15 | (12) To appoint committees, including advisory committees comprised of administrators, | |
16 | state nursing regulators, state legislators or their representatives, and consumer representatives, and | |
17 | other such interested persons; | |
18 | (13) To provide and receive information from, and to cooperate with, law enforcement | |
19 | agencies; | |
20 | (14) To adopt and use an official seal; and | |
21 | (15) To perform such other functions as may be necessary or appropriate to achieve the | |
22 | purposes of this compact consistent with the state regulation of nurse licensure and practice. | |
23 | (h) Financing of the commission: | |
24 | (1) The commission shall pay, or provide for the payment of, the reasonable expenses of | |
25 | its establishment, organization and ongoing activities; | |
26 | (2) The commission may also levy on and collect an annual assessment from each party | |
27 | state to cover the cost of its operations, activities and staff in its annual budget as approved each | |
28 | year. The aggregate annual assessment amount, if any, shall be allocated based upon a formula to | |
29 | be determined by the commission, which shall promulgate a rule that is binding upon all party | |
30 | states; | |
31 | (3) The commission shall not incur obligations of any kind prior to securing the funds | |
32 | adequate to meet the same; nor shall the commission pledge the credit of any of the party states, | |
33 | except by, and with the authority of, such party state; | |
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1 | (4) The commission shall keep accurate accounts of all receipts and disbursements. The | |
2 | receipts and disbursements of the commission shall be subject to the audit and accounting | |
3 | procedures established under its bylaws. However, all receipts and disbursements of funds handled | |
4 | by the commission shall be audited yearly by a certified or licensed public accountant, and the | |
5 | report of the audit shall be included in and become part of the annual report of the commission. | |
6 | (i) Qualified immunity, defense and indemnification: | |
7 | (1) The administrators, officers, executive director, employees and representatives of the | |
8 | commission shall be immune from suit and liability, either personally or in their official capacity, | |
9 | for any claim for damage to or loss of property or personal injury or other civil liability caused by | |
10 | or arising out of any actual or alleged act, error or omission that occurred, or that the person against | |
11 | whom the claim is made had a reasonable basis for believing occurred, within the scope of | |
12 | commission employment, duties or responsibilities; provided that nothing in this paragraph shall | |
13 | be construed to protect any such person from suit or liability for any damage, loss, injury or liability | |
14 | caused by the intentional, willful or wanton misconduct of that person; | |
15 | (2) The commission shall defend any administrator, officer, executive director, employee | |
16 | or representative of the commission in any civil action seeking to impose liability arising out of | |
17 | any actual or alleged act, error or omission that occurred within the scope of commission | |
18 | employment, duties or responsibilities, or that the person against whom the claim is made had a | |
19 | reasonable basis for believing occurred within the scope of commission employment, duties or | |
20 | responsibilities; provided that nothing herein shall be construed to prohibit that person from | |
21 | retaining their own counsel; and provided further that the actual or alleged act, error or omission | |
22 | did not result from that person’s intentional, willful or wanton misconduct; | |
23 | (3) The commission shall indemnify and hold harmless any administrator, officer, | |
24 | executive director, employee or representative of the commission for the amount of any settlement | |
25 | or judgment obtained against that person arising out of any actual or alleged act, error or omission | |
26 | that occurred within the scope of commission employment, duties or responsibilities, or that such | |
27 | person had a reasonable basis for believing occurred within the scope of commission employment, | |
28 | duties or responsibilities, provided that the actual or alleged act, error or omission did not result | |
29 | from the intentional, willful or wanton misconduct of that person. | |
30 | 5-34.3-12. Entry into force, withdrawal and amendment Effective date, withdrawal | |
31 | and amendment. | |
32 | (a) This compact shall enter into force and become effective as to any state when it has | |
33 | been enacted into the laws of that state. Any party state may withdraw from this compact by | |
34 | enacting a statute repealing the same, but no such withdrawal shall take effect until six (6) months | |
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1 | after the withdrawing state has given notice of the withdrawal to the executive heads of all other | |
2 | party states. | |
3 | (b) No withdrawal shall affect the validity or applicability by the licensing boards of states | |
4 | remaining party to the compact of any report of adverse action occurring prior to the | |
5 | withdrawal. | |
6 | (c) Nothing contained in this compact shall be construed to invalidate or prevent any nurse | |
7 | licensure agreement or other cooperative arrangement between a party state and a non-party state | |
8 | that is made in accordance with the other provisions of this compact. | |
9 | (d) This compact may be amended by the party states. No amendment to this compact shall | |
10 | become effective and binding upon the party states unless and until it is enacted into the laws of all | |
11 | party states. | |
12 | (a) This compact shall become effective upon passage. All party states to this compact, that | |
13 | also were parties to the prior nurse licensure compact, superseded by this compact, ("prior | |
14 | compact"), shall be deemed to have withdrawn from said prior compact within six (6) months after | |
15 | the effective date of this compact. | |
16 | (b) Each party state to this compact shall continue to recognize a nurse's multistate | |
17 | licensure privilege to practice in that party state issued under the prior compact until such party | |
18 | state has withdrawn from the prior compact. | |
19 | (c) Any party state may withdraw from this compact by enacting a statute repealing the | |
20 | same. A party state's withdrawal shall not take effect until six (6) months after enactment of the | |
21 | repealing statute. | |
22 | (d) A party state's withdrawal or termination shall not affect the continuing requirement of | |
23 | the withdrawing or terminated state's licensing board to report adverse actions and significant | |
24 | investigations occurring prior to the effective date of such withdrawal or termination. | |
25 | (e) Nothing contained in this compact shall be construed to invalidate or prevent any nurse | |
26 | licensure agreement or other cooperative arrangement between a party state and a non-party state | |
27 | that is made in accordance with the other provisions of this compact. | |
28 | (f) This compact may be amended by the party states. No amendment to this compact shall | |
29 | become effective and binding upon the party states unless and until it is enacted into the laws of all | |
30 | party states. | |
31 | (g) Representatives of non-party states to this compact shall be invited to participate in the | |
32 | activities of the commission, on a nonvoting basis, prior to the adoption of this compact by all | |
33 | states. | |
34 | 5-34.3-14. Construction and severability. | |
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1 | (a) This compact shall be liberally construed so as to effectuate the purposes thereof. The | |
2 | provisions of this compact shall be severable and if any phrase, clause, sentence or provision of | |
3 | this compact is declared to be contrary to the constitution of any party state or of the United States | |
4 | or the applicability thereof to any government, agency, person or circumstance is held invalid, the | |
5 | validity of the remainder of this compact and the applicability thereof to any government, agency, | |
6 | person or circumstance shall not be affected thereby. If this compact shall be held contrary to the | |
7 | constitution of any state party thereto, the compact shall remain in full force and effect as to the | |
8 | remaining party states and in full force and effect as to the party state affected as to all severable | |
9 | matters. | |
10 | (b)In the event party states find a need for settling disputes arising under this compact: | |
11 | (1) The party states may submit the issues in dispute to an arbitration panel which will be | |
12 | comprised of an individual appointed by the compact administrator in the home state; an individual | |
13 | appointed by the compact administrator in the remote state(s) involved; and an individual mutually | |
14 | agreed upon by the compact administrators of all the party states involved in the dispute. | |
15 | (2) The decision of a majority of the arbitrators shall be final and binding. | |
16 | SECTION 4. Sections 5-34.3-7 and 5-34.3-11 of the General Laws in Chapter 5-34.3 | |
17 | entitled "Nurse Licensure Compact" are hereby repealed. | |
18 | 5-34.3-7. Adverse actions. | |
19 | In addition to the provisions described in § 5-34.3-5, the following provisions apply: | |
20 | (1) The licensing board of a remote state shall promptly report to the administrator of the | |
21 | coordinated licensure information system any remote state actions including the factual and legal | |
22 | basis for such action, if known. The licensing board of a remote state shall also promptly report any | |
23 | significant current investigative information yet to result in a remote state action. The administrator | |
24 | of the coordinated licensure information system shall promptly notify the home state of any such | |
25 | reports. | |
26 | (2) The licensing board of a party state shall have the authority to complete any pending | |
27 | investigations for a nurse who changes primary state of residence during the course of such | |
28 | investigations. It shall also have the authority to take appropriate action(s), and shall promptly | |
29 | report the conclusions of such investigations to the administrator of the coordinated licensure | |
30 | information system. The administrator of the coordinated licensure information system shall | |
31 | promptly notify the new home state of any such actions. | |
32 | (3) A remote state may take adverse action affecting the multistate licensure privilege to | |
33 | practice within that party state. However, only the home state shall have the power to impose | |
34 | adverse action against the license issued by the home state. | |
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1 | (4) For purposes of imposing adverse action, the licensing board of the home state shall | |
2 | give the same priority and effect to reported conduct received from a remote state as it would if | |
3 | such conduct had occurred within the home state. In so doing, it shall apply its own state laws to | |
4 | determine appropriate action. | |
5 | (5) The home state may take adverse action based on the factual findings of the remote | |
6 | state, so long as each state follows its own procedures for imposing such adverse action. | |
7 | (6) Nothing in this compact shall override a party state's decision that participation in an | |
8 | alternative program may be used in lieu of licensure action and that such participation shall remain | |
9 | non-public if required by the party state's laws. Party states must require nurses who enter any | |
10 | alternative programs to agree not to practice in any other party state during the term of the | |
11 | alternative program without prior authorization from such other party state. | |
12 | 5-34.3-11. Immunity. | |
13 | No party state or the officers or employees or agents of a party state's nurse licensing board | |
14 | who acts in accordance with the provisions of this compact shall be liable on account of any act or | |
15 | omission in good faith while engaged in the performance of their duties under this compact. Good | |
16 | faith in this article shall not include willful misconduct, gross negligence, or recklessness. | |
17 | SECTION 5. Title 5 of the General Laws entitled “Business and Professions” is hereby | |
18 | amended by adding thereto the following chapter: | |
19 | CHAPTER 44.1 | |
20 | PSYCHOLOGY INTERJURISDICTIONAL COMPACT | |
21 | 5-44.1-1. Short title. – This chapter shall be known and may be cited as the psychology | |
22 | interjurisdictional compact act. | |
23 | 5.44-.1-2. Purpose. | |
24 | WHEREAS, states license psychologists, in order to protect the public through verification | |
25 | of education, training and experience and ensure accountability for professional practice; and | |
26 | WHEREAS, this compact is intended to regulate the day to day practice of telepsychology | |
27 | (i.e. the provision of psychological services using telecommunication technologies) by | |
28 | psychologists across state boundaries in the performance of their psychological practice as assigned | |
29 | by an appropriate authority; and | |
30 | WHEREAS, this compact is intended to regulate the temporary in-person, face-to-face | |
31 | practice of psychology by psychologists across state boundaries for 30 days within a calendar year | |
32 | in the performance of their psychological practice as assigned by an appropriate authority; | |
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1 | WHEREAS, this compact is intended to authorize state psychology regulatory authorities | |
2 | to afford legal recognition, in a manner consistent with the terms of the compact, to psychologists | |
3 | licensed in another state; | |
4 | WHEREAS, this compact recognizes that states have a vested interest in protecting the | |
5 | public’s health and safety through their licensing and regulation of psychologists and that such state | |
6 | regulation will best protect public health and safety; | |
7 | WHEREAS, this compact does not apply when a psychologist is licensed in both the home | |
8 | and receiving states; and | |
9 | WHEREAS, this compact does not apply to permanent in-person, face-to-face practice, it | |
10 | does allow for authorization of temporary psychological practice. | |
11 | Consistent with these principles, this compact is designed to achieve the following | |
12 | purposes and objectives: | |
13 | (1) Increase public access to professional psychological services by allowing for | |
14 | telepsychological practice across state lines as well as temporary in-person, face-to-face services | |
15 | into a state which the psychologist is not licensed to practice psychology; | |
16 | (2) Enhance the states’ ability to protect the public’s health and safety, especially | |
17 | client/patient safety; | |
18 | (3) Encourage the cooperation of compact states in the areas of psychology licensure and | |
19 | regulation; | |
20 | (4) Facilitate the exchange of information between compact states regarding psychologist | |
21 | licensure, adverse actions and disciplinary history; | |
22 | (5) Promote compliance with the laws governing psychological practice in each compact | |
23 | state; and | |
24 | (6) Invest all compact states with the authority to hold licensed psychologists accountable | |
25 | through the mutual recognition of compact state licenses. | |
26 | 5-44.1-3. – Definitions | |
27 | (a) “Adverse action” means any action taken by a state psychology regulatory authority | |
28 | which finds a violation of a statute or regulation that is identified by the state psychology regulatory | |
29 | authority as discipline and is a matter of public record. | |
30 | (b) “Association of state and provincial psychology boards (ASPPB)” means the | |
31 | recognized membership organization composed of state and provincial psychology regulatory | |
32 | authorities responsible for the licensure and registration of psychologists throughout the United | |
33 | States and Canada. | |
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| |
1 | (c) “Authority to practice interjurisdictional telepsychology” means a licensed | |
2 | psychologist’s authority to practice telepsychology, within the limits authorized under this | |
3 | compact, in another compact state. | |
4 | (d) “Bylaws” means those bylaws established by the psychology interjurisdictional | |
5 | compact commission pursuant to section 5-44.1-11 for its governance, or for directing and | |
6 | controlling its actions and conduct. | |
7 | (e) “Client/patient” means the recipient of psychological services, whether psychological | |
8 | services are delivered in the context of healthcare, corporate, supervision, and/or consulting | |
9 | services. | |
10 | (f) “Commissioner” means the voting representative designated by each state psychology | |
11 | Regulatory Authority pursuant to section 5-44.1-11. | |
12 | (g) “Compact state” means a state, the District of Columbia, or United States territory that | |
13 | has enacted this compact legislation and which has not withdrawn pursuant to section 5-44.1-14 | |
14 | (e) or been terminated pursuant to section 5-44.1-13 (b). | |
15 | (h) “Coordinated licensure information system” also referred to as “coordinated database” | |
16 | means an integrated process for collecting, storing, and sharing information on psychologists’ | |
17 | licensure and enforcement activities related to psychology licensure laws, which is administered | |
18 | by the recognized membership organization composed of state and provincial psychology | |
19 | regulatory authorities. | |
20 | (i) “Confidentiality” means the principle that data or information is not made available or | |
21 | disclosed to unauthorized persons and/or processes. | |
22 | (j) “Day” means any part of a day in which psychological work is performed. | |
23 | (k) “Distant State” means the compact state where a psychologist is physically present (not | |
24 | through the use of telecommunications technologies), to provide temporary in-person, face-to-face | |
25 | psychological services. | |
26 | (l) “E.Passport” means a certificate issued by the ASPPB that promotes the standardization | |
27 | in the criteria of interjurisdictional telepsychology practice and facilitates the process for licensed | |
28 | psychologists to provide telepsychological services across state lines. | |
29 | (m) “Executive board” means a group of directors elected or appointed to act on behalf of, | |
30 | and within the powers granted to them by, the commission. | |
31 | (n) “Home state” means a compact state where a psychologist is licensed to practice | |
32 | psychology. If the psychologist is licensed in more than one compact state and is practicing under | |
33 | the authorization to practice interjurisdictional telepsychology, the home state is the compact state | |
34 | where the psychologist is physically present when the telepsychological services are delivered. If | |
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1 | the psychologist is licensed in more than one compact state and is practicing under the temporary | |
2 | authorization to practice, the home state is any compact state where the psychologist is licensed. | |
3 | (o) “Identity history summary” means a summary of information retained by the FBI, or | |
4 | other designee with similar authority, in connection with arrests and, in some instances, federal | |
5 | employment, naturalization, or military service. | |
6 | (p) “In-person, face-to-face” means interactions in which the psychologist and the | |
7 | client/patient are in the same physical space and which does not include interactions that may occur | |
8 | through the use of telecommunication technologies. | |
9 | (q) “Interjurisdictional practice certificate (IPC)” means a certificate issued by the ASPPB | |
10 | that grants temporary authority to practice based on notification to the state psychology regulatory | |
11 | authority of intention to practice temporarily, and verification of one’s qualifications for such | |
12 | practice. | |
13 | (r) “License” means authorization by a state psychology regulatory authority to engage in | |
14 | the independent practice of psychology, which would be unlawful without the authorization. | |
15 | (s) “Non-compact state” means any state which is not at the time a compact state. | |
16 | (t) “Psychologist” means an individual licensed for the independent practice of | |
17 | psychology. | |
18 | (u) “Psychology interjurisdictional compact” means the formal compact authorized in | |
19 | chapter 5-44.1. | |
20 | (v) “Psychology interjurisdictional compact commission” also referred to as “commission” | |
21 | means the national administration of which all compact states are members. | |
22 | (w) “Receiving State” means a compact state where the client/patient is physically located | |
23 | when the telepsychological services are delivered. | |
24 | (x) “Rule” means a written statement by the psychology interjurisdictional compact | |
25 | commission promulgated pursuant to section 5-44.1-12 that is of general applicability, implements, | |
26 | interprets, or prescribes a policy or provision of the compact, or an organizational, procedural, or | |
27 | practice requirement of the commission and has the force and effect of statutory law in a compact | |
28 | state, and includes the amendment, repeal or suspension of an existing rule. | |
29 | (y) “Significant investigatory information” means investigative information that a state | |
30 | psychology regulatory authority, after a preliminary inquiry that includes notification and an | |
31 | opportunity to respond if required by state law, has reason to believe, if proven true, would indicate | |
32 | more than a violation of state statute or ethics code that would be considered more substantial than | |
33 | minor infraction; or investigative information that indicates that the psychologist represents an | |
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1 | immediate threat to public health and safety regardless of whether the psychologist has been | |
2 | notified and/or had an opportunity to respond. | |
3 | (z) “State” means a state, commonwealth, territory, or possession of the United States, the | |
4 | District of Columbia. | |
5 | (aa) “State psychology regulatory authority” means the board, office or other agency with | |
6 | the legislative mandate to license and regulate the practice of psychology. | |
7 | (bb) “Telepsychology” means the provision of psychological services using | |
8 | telecommunication technologies. | |
9 | (cc) “Temporary authorization to practice” means a licensed psychologist’s authority to | |
10 | conduct temporary in-person, face-to-face practice, within the limits authorized under this compact, | |
11 | in another compact state. | |
12 | (dd) “Temporary in-person, face-to-face practice” means where a psychologist is | |
13 | physically present (not through the use of telecommunications technologies), in the distant state to | |
14 | provide for the practice of psychology for 30 days within a calendar year and based on notification | |
15 | to the distant state. | |
16 | 5-44.1-4. – Home state licensure. | |
17 | (a) The home state shall be a compact state where a psychologist is licensed to practice | |
18 | psychology. | |
19 | (b) A psychologist may hold one or more compact State licenses at a time. If the | |
20 | psychologist is licensed in more than one compact State, the home State is the compact state where | |
21 | the psychologist is physically present when the services are delivered as authorized by the authority | |
22 | to practice interjurisdictional telepsychology under the terms of this compact. | |
23 | (c) Any compact state may require a psychologist not previously licensed in a compact | |
24 | state to obtain and retain a license to be authorized to practice in the compact state under | |
25 | circumstances not authorized by the authority to practice interjurisdictional telepsychology under | |
26 | the terms of this compact. | |
27 | (d) Any compact state may require a psychologist to obtain and retain a license to be | |
28 | authorized to practice in a compact state under circumstances not authorized by temporary | |
29 | authorization to practice under the terms of this compact. | |
30 | (e) A homes state’s license authorizes a psychologist to practice in a receiving state under | |
31 | the authority to practice interjurisdictional telepsychology only if the compact state: | |
32 | (1) Currently requires the psychologist to hold an active E.Passport; | |
33 | (2) Has a mechanism in place for receiving and investigating complaints about licensed | |
34 | individuals; | |
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1 | (3) Notifies the commission, in compliance with the terms herein, of any adverse action or | |
2 | significant investigatory information regarding a licensed individual; | |
3 | (4) Requires an identity history summary of all applicants at initial licensure, including the | |
4 | use of the results of fingerprints or other biometric data checks compliant with the requirements of | |
5 | the Federal Bureau of Investigation (FBI), or other designee with similar authority, no later than | |
6 | ten years after activation of the compact; and | |
7 | (5) Complies with the bylaws and rules. | |
8 | (f) A home state’s license grants temporary authorization to practice to a psychologist in a | |
9 | distant state only if the compact state: | |
10 | (1) Currently requires the psychologist to hold an active IPC; | |
11 | (2) Has a mechanism in place for receiving and investigating complaints about licensed | |
12 | individuals; | |
13 | (3) Notifies the commission, in compliance with the terms herein, of any adverse action or | |
14 | significant investigatory information regarding a licensed individual; | |
15 | (4) Requires an identity history summary of all applicants at initial licensure, including the | |
16 | use of the results of fingerprints or other biometric data checks compliant with the requirements of | |
17 | the FBI, or other designee with similar authority, no later than ten years after activation of the | |
18 | compact; and | |
19 | (5) Complies with the bylaws and rules. | |
20 | 5-44.1-5 Compact privilege to practice telepsychology. | |
21 | (a) Compact states shall recognize the right of a psychologist, licensed in a compact state | |
22 | in conformance with section 5-44.1-4, to practice telepsychology in other compact states (receiving | |
23 | states) in which the psychologist is not licensed, under the authority to practice interjurisdictional | |
24 | telepsychology as provided in the compact. | |
25 | (b) To exercise the authority to practice interjurisdictional telepsychology under the terms | |
26 | and provisions of this compact, a psychologist licensed to practice in a compact state must: | |
27 | (1) Hold a graduate degree in psychology from an institute of higher education that was, at | |
28 | the time the degree was awarded: | |
29 | (i) Regionally accredited by an accrediting body recognized by the U.S. department of | |
30 | education to grant graduate degrees, or authorized by provincial statute or royal charter to grant | |
31 | doctoral degrees; or | |
32 | (ii) A foreign college or university deemed to be equivalent to 1(a) above by a foreign | |
33 | credential evaluation service that is a member of the national association of credential evaluation | |
34 | services (NACES) or by a recognized foreign credential evaluation service; and | |
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| |
1 | (2) Hold a graduate degree in psychology that meets the following criteria: and | |
2 | (3) The program, wherever it may be administratively housed, must be clearly identified | |
3 | and labeled as a psychology program. Such a program must specify in pertinent institutional | |
4 | catalogues and brochures its intent to educate and train professional psychologists; | |
5 | (4) The psychology program must stand as a recognizable, coherent, organizational entity | |
6 | within the institution; | |
7 | (5) There must be a clear authority and primary responsibility for the core and specialty | |
8 | areas whether or not the program cuts across administrative lines; | |
9 | (6) The program must consist of an integrated, organized sequence of study; | |
10 | (7) There must be an identifiable psychology faculty sufficient in size and breadth to carry | |
11 | out its responsibilities; | |
12 | (8) The designated director of the program must be a psychologist and a member of the | |
13 | core faculty; | |
14 | (9) The program must have an identifiable body of students who are matriculated in that | |
15 | program for a degree; | |
16 | (10) The program must include supervised practicum, internship, or field training | |
17 | appropriate to the practice of psychology; | |
18 | (11) The curriculum shall encompass a minimum of three academic years of full-time | |
19 | graduate study for doctoral degree and a minimum of one academic year of full-time graduate study | |
20 | for master’s degree; | |
21 | (12) The program includes an acceptable residency as defined by the rules. | |
22 | (13) Possess a current, full and unrestricted license to practice psychology in a home state | |
23 | which is a compact state; | |
24 | (14) Have no history of adverse action that violate the rules; | |
25 | (15) Have no criminal record history reported on an Identity history summary that violates | |
26 | the rules; | |
27 | (16) Possess a current, active E.Passport; | |
28 | (17) Provide attestations in regard to areas of intended practice, conformity with standards | |
29 | of practice, competence in telepsychology technology; criminal background; and knowledge and | |
30 | adherence to legal requirements in the home and receiving states, and provide a release of | |
31 | information to allow for primary source verification in a manner specified by the commission; and | |
32 | (18) Meet other criteria as defined by the rules. | |
33 | (c) The home state maintains authority over the license of any psychologist practicing into | |
34 | a Receiving State under the authority to practice interjurisdictional telepsychology. | |
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1 | (d) A psychologist practicing into a receiving state under the authority to practice | |
2 | interjurisdictional telepsychology will be subject to the receiving state’s scope of practice. A | |
3 | receiving state may, in accordance with that state’s due process law, limit or revoke a | |
4 | psychologist’s Authority to practice interjurisdictional telepsychology in the receiving state and | |
5 | may take any other necessary actions under the receiving state’s applicable law to protect the health | |
6 | and safety of the receiving State’s citizens. If a receiving state takes action, the state shall promptly | |
7 | notify the home state and the commission. | |
8 | (e) If a psychologist’s license in any home state, another compact state, or any authority to | |
9 | practice interjurisdictional telepsychology in any receiving state, is restricted, suspended or | |
10 | otherwise limited, the E.Passport shall be revoked and therefore the psychologist shall not be | |
11 | eligible to practice telepsychology in a compact state under the authority to practice | |
12 | interjurisdictional telepsychology. | |
13 | 5-44.1-6. – Compact temporary authorization to practice. | |
14 | (a) Compact states shall also recognize the right of a psychologist, licensed in a compact | |
15 | state in conformance with section 5-44.1-4, to practice temporarily in other compact states (distant | |
16 | states) in which the psychologist is not licensed, as provided in the compact. | |
17 | (b) To exercise the temporary authorization to practice under the terms and provisions of | |
18 | this compact, a psychologist licensed to practice in a compact state must: | |
19 | (1) Hold a graduate degree in psychology from an institute of higher education that was, at | |
20 | the time the degree was awarded: | |
21 | (i) Regionally accredited by an accrediting body recognized by the U.S. department of | |
22 | education to grant graduate degrees, or authorized by provincial statute or royal charter to grant | |
23 | doctoral degrees; or | |
24 | (ii) A foreign college or university deemed to be equivalent to 1 (a) above by a foreign | |
25 | credential evaluation service that is a member of the national association of credential evaluation | |
26 | services (NACES) or by a recognized foreign credential evaluation service; and | |
27 | (2) Hold a graduate degree in psychology that meets the following criteria: | |
28 | (i) The program, wherever it may be administratively housed, must be clearly identified | |
29 | and labeled as a psychology program. Such a program must specify in pertinent institutional | |
30 | catalogues and brochures its intent to educate and train professional psychologists; | |
31 | (ii) The psychology program must stand as a recognizable, coherent, organizational entity | |
32 | within the institution; | |
33 | (iii) There must be a clear authority and primary responsibility for the core and specialty | |
34 | areas whether or not the program cuts across administrative lines; | |
|
| |
1 | (iv) The program must consist of an integrated, organized sequence of study; | |
2 | (v) There must be an identifiable psychology faculty sufficient in size and breadth to carry | |
3 | out its responsibilities; | |
4 | (vi) The designated director of the program must be a psychologist and a member of the | |
5 | core faculty; | |
6 | (vii) The program must have an identifiable body of students who are matriculated in that | |
7 | program for a degree; | |
8 | (viii) The program must include supervised practicum, internship, or field training | |
9 | appropriate to the practice of psychology; | |
10 | (ix) The curriculum shall encompass a minimum of three academic years of full-time | |
11 | graduate study for doctoral degrees and a minimum of one academic year of full-time graduate | |
12 | study for master’s degree; | |
13 | (x) The program includes an acceptable residency as defined by the rules. | |
14 | (3) Possess a current, full and unrestricted license to practice psychology in a home state | |
15 | which is a compact state; | |
16 | (4) No history of adverse action that violate the rules; | |
17 | (5) No criminal record history that violates the rules; | |
18 | (6) Possess a current, active IPC; | |
19 | (7) Provide attestations in regard to areas of intended practice and work experience and | |
20 | provide a release of information to allow for primary source verification in a manner specified by | |
21 | the commission; and | |
22 | (8) Meet other criteria as defined by the rules. | |
23 | (c) A psychologist practicing into a distant state under the temporary authorization to | |
24 | practice shall practice within the scope of practice authorized by the distant state. | |
25 | (d) A psychologist practicing into a distant state under the temporary authorization to | |
26 | practice will be subject to the distant state’s authority and law. A distant state may, in accordance | |
27 | with that state’s due process law, limit or revoke a psychologist’s temporary authorization to | |
28 | practice in the distant state and may take any other necessary actions under the distant state’s | |
29 | applicable law to protect the health and safety of the distant state’s citizens. If a distant state takes | |
30 | action, the state shall promptly notify the home state and the commission. | |
31 | (e) If a psychologist’s license in any home state, another compact state, or any temporary | |
32 | authorization to practice in any distant state, is restricted, suspended or otherwise limited, the IPC | |
33 | shall be revoked and therefore the psychologist shall not be eligible to practice in a compact state | |
34 | under the temporary authorization to practice. | |
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1 | 5-44.1-7. – Conditions of telepsychology practice in a receiving state. | |
2 | (a) A psychologist may practice in a receiving state under the authority to practice | |
3 | interjurisdictional telepsychology only in the performance of the scope of practice for psychology | |
4 | as assigned by an appropriate state psychology regulatory authority, as defined in the rules, and | |
5 | under the following circumstances: | |
6 | (1) The psychologist initiates a client/patient contact in a home state via | |
7 | telecommunications technologies with a client/patient in a receiving state; | |
8 | (2) Other conditions regarding telepsychology as determined in the rules. | |
9 | 5-44.1-8. – Adverse actions. | |
10 | (a) A home state shall have the power to impose adverse action against a psychologist’s | |
11 | license issued by the home state. A distant state shall have the power to take adverse action on a | |
12 | psychologist’s temporary authorization to practice within that distant state. | |
13 | (b) A receiving state may take adverse action on a psychologist’s authority to practice | |
14 | interjurisdictional telepsychology within that receiving state. A home state may take adverse action | |
15 | against a psychologist based on an adverse action taken by a distant state regarding temporary in- | |
16 | person, face-to-face practice. | |
17 | (c) If a home state takes adverse action against a psychologist’s license, that psychologist’s | |
18 | authority to practice interjurisdictional telepsychology is terminated and the E.Passport is revoked. | |
19 | Furthermore, that psychologist’s temporary authorization to practice is terminated and the IPC is | |
20 | revoked. | |
21 | (1) All home state disciplinary orders which impose adverse action shall be reported to the | |
22 | commission in accordance with the rules. A compact state shall report adverse actions in | |
23 | accordance with the rules. | |
24 | (2) In the event discipline is reported on a psychologist, the psychologist will not be eligible | |
25 | for telepsychology or temporary in-person, face-to-face practice in accordance with the rules. | |
26 | (3) Other actions may be imposed as determined by the rules. | |
27 | (d) A home state’s psychology regulatory authority shall investigate and take appropriate | |
28 | action with respect to reported inappropriate conduct engaged in by a licensee which occurred in a | |
29 | Receiving State as it would if such conduct had occurred by a licensee within the home state. In | |
30 | such cases, the home state’s law shall control in determining any adverse action against a | |
31 | psychologist’s license. | |
32 | (e) A distant state’s psychology regulatory authority shall investigate and take appropriate | |
33 | action with respect to reported inappropriate conduct engaged in by a psychologist practicing under | |
34 | temporary authorization practice which occurred in that distant state as it would if such conduct | |
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1 | had occurred by a licensee within the home state. In such cases, distant state’s law shall control in | |
2 | determining any adverse action against a psychologist’s temporary authorization to practice. | |
3 | (f) Nothing in this compact shall override a compact state’s decision that a psychologist’s | |
4 | participation in an alternative program may be used in lieu of adverse action and that such | |
5 | participation shall remain non-public if required by the compact state’s law. Compact states must | |
6 | require psychologists who enter any alternative programs to not provide telepsychology services | |
7 | under the authority to practice interjurisdictional telepsychology or provide temporary | |
8 | psychological services under the temporary authorization to practice in any other compact state | |
9 | during the term of the alternative program. | |
10 | (g) No other judicial or administrative remedies shall be available to a psychologist in the | |
11 | event a compact State imposes an adverse action pursuant to subsection c, above. | |
12 | 5-44.1-9. – Additional authorities invested in a compact state’s psychology regulatory | |
13 | authority. | |
14 | (a) In addition to any other powers granted under state law, a compact state’s psychology | |
15 | regulatory Authority shall have the authority under this compact to: | |
16 | (1) Issue subpoenas, for both hearings and investigations, which require the attendance and | |
17 | testimony of witnesses and the production of evidence. Subpoenas issued by a compact state’s | |
18 | psychology regulatory authority for the attendance and testimony of witnesses, and/or the | |
19 | production of evidence from another compact state shall be enforced in the latter state by any court | |
20 | of competent jurisdiction, according to that court’s practice and procedure in considering subpoenas | |
21 | issued in its own proceedings. The issuing state psychology regulatory authority shall pay any | |
22 | witness fees, travel expenses, mileage and other fees required by the service statutes of the state | |
23 | where the witnesses and/or evidence are located; and | |
24 | (2) Issue cease and desist and/or injunctive relief orders to revoke a psychologist’s | |
25 | authority to practice interjurisdictional telepsychology and/or temporary authorization to practice. | |
26 | (3) During the course of any investigation, a psychologist may not change his/her home | |
27 | state licensure. A home state psychology regulatory authority is authorized to complete any | |
28 | pending investigations of a psychologist and to take any actions appropriate under its law. The | |
29 | home state psychology regulatory authority shall promptly report the conclusions of such | |
30 | investigations to the commission. Once an investigation has been completed, and pending the | |
31 | outcome of said investigation, the psychologist may change his/her home state licensure. The | |
32 | commission shall promptly notify the new home state of any such decisions as provided in the rules. | |
33 | All information provided to the commission or distributed by compact states pursuant to the | |
34 | psychologist shall be confidential, filed under seal and used for investigatory or disciplinary | |
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1 | matters. The commission may create additional rules for mandated or discretionary sharing of | |
2 | information by compact States. | |
3 | 5-44.1-10. – Coordinated licensure information system. | |
4 | (a) The commission shall provide for the development and maintenance of a coordinated | |
5 | licensure information system and reporting system containing licensure and disciplinary action | |
6 | information on all psychologists to whom this compact is applicable in all compact states as defined | |
7 | by the rules. | |
8 | (b) Notwithstanding any other provision of state law to the contrary, a compact state shall | |
9 | submit a uniform data set to the coordinated database on all licensees as required by the rules, | |
10 | including: | |
11 | (i) Identifying information; | |
12 | (ii) Licensure data; | |
13 | (iii) Significant investigatory information; | |
14 | (iv) Adverse actions against a psychologist’s license; | |
15 | (v) An indicator that a psychologist’s authority to practice interjurisdictional | |
16 | telepsychology and/or temporary authorization to practice is revoked; | |
17 | (vi) Non-confidential information related to alternative program participation information; | |
18 | (vii)Any denial of application for licensure, and the reasons for such denial; and | |
19 | (viii) Other information which may facilitate the administration of this compact, as | |
20 | determined in the rules. | |
21 | (c) The coordinated database administrator shall promptly notify all compact states of any | |
22 | adverse action taken against, or significant investigative information on, any licensee in a compact | |
23 | state. | |
24 | (d) Compact states reporting information to the coordinated database may designate | |
25 | information that may not be shared with the public without the express permission of the compact | |
26 | state reporting the information. | |
27 | (e) Any information submitted to the coordinated database that is subsequently required to | |
28 | be expunged by the law of the compact State reporting the information shall be removed from the | |
29 | coordinated database. | |
30 | 5-44.1-11. – Establishment of the psychology interjurisdictional compact commission. | |
31 | (a) The compact states hereby create and establish a joint public agency known as the | |
32 | psychology interjurisdictional compact commission. | |
33 | (1) The commission is a body politic and an instrumentality of the compact states. | |
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1 | (2) Venue is proper and judicial proceedings by or against the commission shall be brought | |
2 | solely and exclusively in a court of competent jurisdiction where the principal office of the | |
3 | commission is located. The commission may waive venue and jurisdictional defenses to the extent | |
4 | it adopts or consents to participate in alternative dispute resolution proceedings. | |
5 | (3) Nothing in this compact shall be construed to be a waiver of sovereign immunity. | |
6 | (b) Membership, voting, and meetings | |
7 | (1) The commission shall consist of one voting representative designated by each compact | |
8 | state who shall serve as that state’s commissioner. The state psychology regulatory authority shall | |
9 | designate its delegate. This delegate shall be empowered to act on behalf of the compact state. | |
10 | This delegate shall be limited to: | |
11 | (i) Executive director, executive secretary or similar executive; | |
12 | (ii) Current member of the state psychology regulatory authority of a compact State; or | |
13 | (iii) Designee empowered with the appropriate delegate authority to act on behalf of the | |
14 | compact State. | |
15 | (2) Any commissioner may be removed or suspended from office as provided by the law | |
16 | of the state from which the commissioner is appointed. Any vacancy occurring in | |
17 | the commission shall be filled in accordance with the laws of the compact state in which | |
18 | the vacancy exists. | |
19 | (3) Each commissioner shall be entitled to one vote with regard to the promulgation of | |
20 | rules and creation of bylaws and shall otherwise have an opportunity to participate in the business | |
21 | and affairs of the commission. A commissioner shall vote in person or by such other means as | |
22 | provided in the bylaws. The By-Laws may provide for commissioner’s participation in meetings | |
23 | by telephone or other means of communication. | |
24 | (4) The commission shall meet at least once during each calendar year. Additional | |
25 | meetings shall be held as set forth in the bylaws. | |
26 | (5) All meetings shall be open to the public, and public notice of meetings shall be given | |
27 | in the same manner as required under the provisions of Chapter 46 of Title 42, but otherwise, the | |
28 | commission shall not be subject to the requirements of the Rhode Island Open Meetings Act, R.I. | |
29 | Gen. Laws § 42-46-1et seq. and/or the Rhode Island Access to Public Records Act, R.I. Gen. Laws | |
30 | § 38-2-1 et seq. Rather, the commission shall adhere to the requirements stated in this chapter. | |
31 | (6) The commission may convene in a closed, non-public meeting if the commission must | |
32 | discuss: | |
33 | (i) Non-compliance of a compact state with its obligations under the compact; | |
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1 | (ii) The employment, compensation, discipline or other personnel matters, practices or | |
2 | procedures related to specific employees or other matters related to the commission’s internal | |
3 | personnel practices and procedures; | |
4 | (iii) Current, threatened, or reasonably anticipated litigation against the commission; | |
5 | (iv) Negotiation of contracts for the purchase or sale of goods, services or real estate; | |
6 | (v) Accusation against any person of a crime or formally censuring any person; | |
7 | (vi) Disclosure of trade secrets or commercial or financial information which is privileged | |
8 | or confidential; | |
9 | (vii) Disclosure of information of a personal nature where disclosure would constitute a | |
10 | clearly unwarranted invasion of personal privacy; | |
11 | (viii) Disclosure of investigatory records compiled for law enforcement purposes; | |
12 | (ix) Disclosure of information related to any investigatory reports prepared by or on behalf | |
13 | of or for use of the commission or other committee charged with responsibility for investigation or | |
14 | determination of compliance issues pursuant to the compact; or | |
15 | (x) Matters specifically exempted from disclosure by federal and state statute. | |
16 | (7) If a meeting, or portion of a meeting, is closed pursuant to this provision, the | |
17 | commission’s legal counsel or designee shall certify that the meeting may be closed and shall | |
18 | reference each relevant exempting provision. The commission shall keep minutes which fully and | |
19 | clearly describe all matters discussed in a meeting and shall provide a full and accurate summary | |
20 | of actions taken, of any person participating in the meeting, and the reasons therefore, including a | |
21 | description of the views expressed. All documents considered in connection with an action shall be | |
22 | identified in such minutes. All minutes and documents of a closed meeting shall remain under seal, | |
23 | subject to release only by a majority vote of the commission or order of a court of competent | |
24 | jurisdiction. | |
25 | (8) The commission shall, by a majority vote of the commissioners, prescribe bylaws | |
26 | and/or rules to govern its conduct as may be necessary or appropriate to carry out the purposes and | |
27 | exercise the powers of the compact, including but not limited to: | |
28 | (i) Establishing the fiscal year of the commission; | |
29 | (ii) Providing reasonable standards and procedures: | |
30 | (iii) for the establishment and meetings of other committees; and | |
31 | (iv) governing any general or specific delegation of any authority or function of the | |
32 | commission; | |
33 | (v) Providing reasonable procedures for calling and conducting meetings of the | |
34 | commission, ensuring reasonable advance notice of all meetings and providing an opportunity for | |
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| |
1 | attendance of such meetings by interested parties, with enumerated exceptions designed to protect | |
2 | the public’s interest, the privacy of individuals of such proceedings, and proprietary information, | |
3 | including trade secrets. The commission may meet in closed session only after a majority of the | |
4 | commissioners vote to close a meeting to the public in whole or in part. As soon as practicable, the | |
5 | commission must make public a copy of the vote to close the meeting revealing the vote of each | |
6 | commissioner with no proxy votes allowed; | |
7 | (vi) Establishing the titles, duties and authority and reasonable procedures for the election | |
8 | of the officers of the commission; | |
9 | (vii) Providing reasonable standards and procedures for the establishment of the personnel | |
10 | policies and programs of the commission. Notwithstanding any civil service or other similar law | |
11 | of any compact State, the bylaws shall exclusively govern the personnel policies and programs of | |
12 | the commission; | |
13 | (viii) Promulgating a code of ethics to address permissible and prohibited activities of | |
14 | commission members and employees; | |
15 | (ix) Providing a mechanism for concluding the operations of the commission and the | |
16 | equitable disposition of any surplus funds that may exist after the termination of the compact after | |
17 | the payment and/or reserving of all of its debts and obligations; | |
18 | (9) The commission shall publish its Bylaws in a convenient form and file a copy thereof | |
19 | and a copy of any amendment thereto, with the appropriate agency or officer in each of the compact | |
20 | states; | |
21 | (10) The commission shall maintain its financial records in accordance with the Bylaws; | |
22 | and | |
23 | (11) The commission shall meet and take such actions as are consistent with the provisions | |
24 | of this compact and the bylaws. | |
25 | (c) The commission shall have the following powers: | |
26 | (1) The authority to promulgate uniform rules to facilitate and coordinate implementation | |
27 | and administration of this compact. The rule shall have the force and effect of law and shall be | |
28 | binding in all compact states; | |
29 | (2) To bring and prosecute legal proceedings or actions in the name of the commission, | |
30 | provided that the standing of any state psychology regulatory authority or other regulatory body | |
31 | responsible for psychology licensure to sue or be sued under applicable law shall not be affected; | |
32 | (3) To purchase and maintain insurance and bonds; | |
33 | (4) To borrow, accept or contract for services of personnel, including, but not limited to, | |
34 | employees of a compact state; | |
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1 | (5) To hire employees, elect or appoint officers, fix compensation, define duties, grant such | |
2 | individuals appropriate authority to carry out the purposes of the compact, and to establish the | |
3 | commission’s personnel policies and programs relating to conflicts of interest, qualifications of | |
4 | personnel, and other related personnel matters; | |
5 | (6) To accept any and all appropriate donations and grants of money, equipment, supplies, | |
6 | materials and services, and to receive, utilize and dispose of the same; provided that at all times the | |
7 | commission shall strive to avoid any appearance of impropriety and/or conflict of interest; | |
8 | (7) To lease, purchase, accept appropriate gifts or donations of, or otherwise to own, hold, | |
9 | improve or use, any property, real, personal or mixed; provided that at all times the commission | |
10 | shall strive to avoid any appearance of impropriety; | |
11 | (8) To sell, convey, mortgage, pledge, lease, exchange, abandon or otherwise dispose of | |
12 | any property real, personal or mixed; | |
13 | (9) To establish a budget and make expenditures; | |
14 | (10) To borrow money; | |
15 | (11) To appoint committees, including advisory committees comprised of members, state | |
16 | regulators, state legislators or their representatives, and consumer representatives, and such other | |
17 | interested persons as may be designated in this compact and the bylaws; | |
18 | (12) To provide and receive information from, and to cooperate with, law enforcement | |
19 | agencies; | |
20 | (13) To adopt and use an official seal; and | |
21 | (14) To perform such other functions as may be necessary or appropriate to achieve the | |
22 | purposes of this compact consistent with the state regulation of psychology licensure, temporary | |
23 | in-person, face-to-face practice and telepsychology practice. | |
24 | (d) The executive board. The elected officers shall serve as the executive board, which | |
25 | shall have the power to act on behalf of the commission according to the terms of this compact. | |
26 | (1) The executive board shall be comprised of six members: | |
27 | (i) Five voting members who are elected from the current membership of the commission | |
28 | by the commission; | |
29 | (ii) One ex-officio, nonvoting member from the recognized membership organization | |
30 | composed of state and provincial psychology regulatory authorities. | |
31 | (1) The ex-officio member must have served as staff or member on a state psychology | |
32 | regulatory authority and will be selected by its respective organization. | |
33 | (2) The commission may remove any member of the executive board as provided in the | |
34 | bylaws. | |
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1 | (3) The executive board shall meet at least annually. | |
2 | (4) The executive board shall have the following duties and responsibilities: | |
3 | (i) Recommend to the entire commission changes to the rules or bylaws, changes to this | |
4 | compact legislation, fees paid by compact states such as annual dues, and any other applicable fees; | |
5 | (ii) Ensure compact administration services are appropriately provided, contractual or | |
6 | otherwise; | |
7 | (iii) Prepare and recommend the budget; | |
8 | (iv) Maintain financial records on behalf of the commission; | |
9 | (v) Monitor compact compliance of member states and provide compliance reports to the | |
10 | commission; | |
11 | (vi) Establish additional committees as necessary; and | |
12 | (vii) Other duties as provided in rules or bylaws. | |
13 | (e) Financing of the commission | |
14 | (1) The commission shall pay, or provide for the payment of the reasonable expenses of its | |
15 | establishment, organization and ongoing activities. | |
16 | (2) The commission may accept any and all appropriate revenue sources, donations and | |
17 | grants of money, equipment, supplies, materials and services. | |
18 | (3) The commission may levy on and collect an annual assessment from each compact state | |
19 | or impose fees on other parties to cover the cost of the operations and activities of the commission | |
20 | and its staff which must be in a total amount sufficient to cover its annual budget as approved each | |
21 | year for which revenue is not provided by other sources. The aggregate annual assessment amount | |
22 | shall be allocated based upon a formula to be determined by the commission which shall | |
23 | promulgate a rule binding upon all compact states. | |
24 | (1) The commission shall not incur obligations of any kind prior to securing the funds | |
25 | adequate to meet the same; nor shall the commission pledge the credit of any of the compact States, | |
26 | except by and with the authority of the compact state. | |
27 | (2) The commission shall keep accurate accounts of all receipts and disbursements. The | |
28 | receipts and disbursements of the commission shall be subject to the audit and accounting | |
29 | procedures established under its bylaws. However, all receipts and disbursements of funds handled | |
30 | by the commission shall be audited yearly by a certified or licensed public accountant and the report | |
31 | of the audit shall be included in and become part of the annual report of the commission. | |
32 | (a) Qualified immunity, defense, and indemnification | |
33 | (1) The members, officers, executive director, employees and representatives of the | |
34 | commission shall be immune from suit and liability, either personally or in their official capacity, | |
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1 | for any claim for damage to or loss of property or personal injury or other civil liability caused by | |
2 | or arising out of any actual or alleged act, error or omission that occurred, or that the person against | |
3 | whom the claim is made had a reasonable basis for believing occurred within the scope of | |
4 | commission employment, duties or responsibilities; provided that nothing in this paragraph shall | |
5 | be construed to protect any such person from suit and/or liability for any damage, loss, injury or | |
6 | liability caused by the intentional or willful or wanton misconduct of that person. | |
7 | (2) The commission shall defend any member, officer, executive director, employee or | |
8 | representative of the commission in any civil action seeking to impose liability arising out of any | |
9 | actual or alleged act, error or omission that occurred within the scope of commission employment, | |
10 | duties or responsibilities, or that the person against whom the claim is made had a reasonable basis | |
11 | for believing occurred within the scope of commission employment, duties or responsibilities; | |
12 | provided that nothing herein shall be construed to prohibit that person from retaining his or her | |
13 | own counsel; and provided further, that the actual or alleged act, error or omission did not result | |
14 | from that person’s intentional or willful or wanton misconduct. | |
15 | (3) The commission shall indemnify and hold harmless any member, officer, executive | |
16 | director, employee or representative of the commission for the amount of any settlement or | |
17 | judgment obtained against that person arising out of any actual or alleged act, error or omission | |
18 | that occurred within the scope of commission. employment, duties or responsibilities, or that such | |
19 | person had a reasonable basis for believing occurred within the scope of commission employment, | |
20 | duties or responsibilities, provided that the actual or alleged act, error or omission did not result | |
21 | from the intentional or willful or wanton misconduct of that person. | |
22 | 5-44.1-12. – Rulemaking. | |
23 | (a) The commission shall exercise its rulemaking powers pursuant to the criteria set forth | |
24 | in section 5-44.1-12 and the rules adopted thereunder. rules and amendments shall become binding | |
25 | as of the date specified in each rule or amendment. The commission shall not be subject to the | |
26 | requirements of the Rhode Island Administrative Procedures Act, R.I. Gen. Laws § 42-35-1et seq., | |
27 | but rather shall adhere to the requirements stated in this chapter. | |
28 | (b) If a majority of the legislatures of the compact states rejects a rule, by enactment of a | |
29 | statute or resolution in the same manner used to adopt the compact, then such rule shall have no | |
30 | further force and effect in any compact state. | |
31 | (c) Rules or amendments to the rules shall be adopted at a regular or special meeting of the | |
32 | commission. | |
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1 | (d) Prior to promulgation and adoption of a final rule or rules by the commission, and at | |
2 | least sixty (60) days in advance of the meeting at which the rule will be considered and voted upon, | |
3 | the commission shall file a notice of proposed rulemaking: | |
4 | (1) On the website of the commission; and | |
5 | (2) On the website of each compact states’ psychology regulatory authority or the | |
6 | publication in which each state would otherwise publish proposed rules. | |
7 | (e) The Notice of proposed rulemaking shall include: | |
8 | (1) The proposed time, date, and location of the meeting in which the rule will be | |
9 | considered and voted upon; | |
10 | (2) The text of the proposed rule or amendment and the reason for the proposed rule; | |
11 | (3) A request for comments on the proposed rule from any interested person; and | |
12 | (4) The manner in which interested persons may submit notice to the commission of their | |
13 | intention to attend the public hearing and any written comments. | |
14 | (f) Prior to adoption of a proposed rule, the commission shall allow persons to submit | |
15 | written data, facts, opinions and arguments, which shall be made available to the public. | |
16 | (g) The commission shall grant an opportunity for a public hearing before it adopts a rule | |
17 | or amendment if a hearing is requested by: | |
18 | (1) At least twenty-five (25) persons who submit comments independently of each other; | |
19 | (2) A governmental subdivision or agency; or | |
20 | (3) A duly appointed person in an association that has having at least twenty-five (25) | |
21 | members. | |
22 | (h) If a hearing is held on the proposed rule or amendment, the commission shall publish | |
23 | the place, time, and date of the scheduled public hearing. | |
24 | (1) All persons wishing to be heard at the hearing shall notify the executive director of the | |
25 | commission or other designated member in writing of their desire to appear and testify at the | |
26 | hearing not less than five (5) business days before the scheduled date of the hearing. | |
27 | (2) Hearings shall be conducted in a manner providing each person who wishes to comment | |
28 | a fair and reasonable opportunity to comment orally or in writing. | |
29 | (3) No transcript of the hearing is required, unless a written request for a transcript is made, | |
30 | in which case the person requesting the transcript shall bear the cost of producing the transcript. A | |
31 | recording may be made in lieu of a transcript under the same terms and conditions as a transcript. | |
32 | This subsection shall not preclude the commission from making a transcript or recording of the | |
33 | hearing if it so chooses. | |
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1 | (4) Nothing in this section shall be construed as requiring a separate hearing on each rule. | |
2 | rules may be grouped for the convenience of the commission at hearings required by this section. | |
3 | (i) Following the scheduled hearing date, or by the close of business on the scheduled | |
4 | hearing date if the hearing was not held, the commission shall consider all written and oral | |
5 | comments received. | |
6 | (j) The commission shall, by majority vote of all members, take final action on the proposed | |
7 | rule and shall determine the effective date of the rule, if any, based on the rulemaking record and | |
8 | the full text of the rule. | |
9 | (k) If no written notice of intent to attend the public hearing by interested parties is | |
10 | received, the commission may proceed with promulgation of the proposed rule without a public | |
11 | hearing. | |
12 | (l) Upon determination that an emergency exists, the commission may consider and adopt | |
13 | an emergency rule without prior notice, opportunity for comment, or hearing, provided that the | |
14 | usual rulemaking procedures provided in the compact and in this section shall be retroactively | |
15 | applied to the rule as soon as reasonably possible, in no event later than ninety (90) days after the | |
16 | effective date of the rule. For the purposes of this provision, an emergency rule is one that must be | |
17 | adopted immediately in order to: | |
18 | (1) Meet an imminent threat to public health, safety, or welfare; | |
19 | (2) Prevent a loss of commission or compact state funds; | |
20 | (3) Meet a deadline for the promulgation of an administrative rule that is established by | |
21 | federal law or rule; or | |
22 | (4) Protect public health and safety. | |
23 | (m) The commission or an authorized committee of the commission may direct revisions | |
24 | to a previously adopted rule or amendment for purposes of correcting typographical errors, errors | |
25 | in format, errors in consistency, or grammatical errors. Public notice of any revisions shall be | |
26 | posted on the website of the commission. The revision shall be subject to challenge by any person | |
27 | for a period of thirty (30) days after posting. The revision may be challenged only on grounds that | |
28 | the revision results in a material change to a rule. A challenge shall be made in writing, and | |
29 | delivered to the chair of the commission prior to the end of the notice period. If no challenge is | |
30 | made, the revision will take effect without further action. If the revision is challenged, the revision | |
31 | may not take effect without the approval of the commission. | |
32 | 5-44.1-13. -- Oversight, dispute resolution, and enforcement. | |
33 | (a) Oversight | |
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1 | (1) The executive, legislative and judicial branches of state government in each compact | |
2 | state shall enforce this compact and take all actions necessary and appropriate to effectuate the | |
3 | compact’s purposes and intent. The provisions of this compact and the rules promulgated hereunder | |
4 | shall have standing as statutory law. | |
5 | (2) All courts shall take judicial notice of the compact and the rules in any judicial or | |
6 | administrative proceeding in a compact state pertaining to the subject matter of this compact which | |
7 | may affect the powers, responsibilities or actions of the commission. | |
8 | (3) The commission shall be entitled to receive service of process in any such proceeding, | |
9 | and shall have standing to intervene in such a proceeding for all purposes. Failure to provide service | |
10 | of process to the commission shall render a judgment or order void as to the commission, this | |
11 | compact or promulgated rules. | |
12 | (b) Default, technical assistance, and termination | |
13 | (1) If the commission determines that a compact state has defaulted in the performance of | |
14 | its obligations or responsibilities under this compact or the promulgated rules, the commission | |
15 | shall: | |
16 | (a) Provide written notice to the defaulting state and other compact states of the nature of | |
17 | the default, the proposed means of remedying the default and/or any other action to be taken by the | |
18 | commission; and | |
19 | (b) Provide remedial training and specific technical assistance regarding the default. | |
20 | (2) If a state in default fails to remedy the default, the defaulting state may be terminated | |
21 | from the compact upon an affirmative vote of a majority of the compact states, and all rights, | |
22 | privileges and benefits conferred by this compact shall be terminated on the effective date of | |
23 | termination. A remedy of the default does not relieve the offending state of obligations or liabilities | |
24 | incurred during the period of default. | |
25 | (3) Termination of membership in the compact shall be imposed only after all other means | |
26 | of securing compliance have been exhausted. Notice of intent to suspend or terminate shall be | |
27 | submitted by the commission to the governor, the majority and minority leaders of the defaulting | |
28 | state's legislature, and each of the compact states. | |
29 | (4) A compact state which has been terminated is responsible for all assessments, | |
30 | obligations and liabilities incurred through the effective date of termination, including obligations | |
31 | which extend beyond the effective date of termination. | |
32 | (5) The commission shall not bear any costs incurred by the state which is found to be in | |
33 | default or which has been terminated from the compact, unless agreed upon in writing between the | |
34 | commission and the defaulting state. | |
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1 | (6) The defaulting state may appeal the action of the commission by petitioning the U.S. | |
2 | district court for the state of Georgia or the federal district where the compact has its principal | |
3 | offices. The prevailing member shall be awarded all costs of such litigation, including reasonable | |
4 | attorney’s fees. | |
5 | (c) Dispute resolution | |
6 | (1) Upon request by a compact state, the commission shall attempt to resolve disputes | |
7 | related to the compact which arise among compact states and between compact and non-compact | |
8 | states. | |
9 | (2) The commission shall promulgate a rule providing for both mediation and binding | |
10 | dispute resolution for disputes that arise before the commission. | |
11 | (d) Enforcement | |
12 | (1) The commission, in the reasonable exercise of its discretion, shall enforce the | |
13 | provisions and rules of this compact. | |
14 | (2) By majority vote, the commission may initiate legal action in the United States district | |
15 | court for the State of Georgia or the federal district where the compact has its principal offices | |
16 | against a compact state in default to enforce compliance with the provisions of the compact and its | |
17 | promulgated rules and bylaws. The relief sought may include both injunctive relief and damages. | |
18 | In the event judicial enforcement is necessary, the prevailing member shall be awarded all costs of | |
19 | such litigation, including reasonable attorney’s fees. | |
20 | (3) The remedies herein shall not be the exclusive remedies of the commission. The | |
21 | commission may pursue any other remedies available under federal or state law. | |
22 | 5-44.1-14. Date of implementation of the psychology interjurisdictional compact | |
23 | commission and associated rules, withdrawal, and amendments. | |
24 | (a) The compact shall come into effect on the date on which the compact is enacted into | |
25 | law in the seventh compact state. The provisions which become effective at that time shall be | |
26 | limited to the powers granted to the commission relating to assembly and the promulgation of rules. | |
27 | Thereafter, the commission shall meet and exercise rulemaking powers necessary to the | |
28 | implementation and administration of the compact. | |
29 | (b) Any state which joins the compact subsequent to the commission’s initial adoption of | |
30 | the rules shall be subject to the rules as they exist on the date on which the compact becomes law | |
31 | in that state. Any rule which has been previously adopted by the commission shall have the full | |
32 | force and effect of law on the day the compact becomes law in that state. | |
33 | (c) Any compact state may withdraw from this compact by enacting a statute repealing the | |
34 | same. | |
|
| |
1 | (1) A compact state’s withdrawal shall not take effect until six (6) months after enactment | |
2 | of the repealing statute. | |
3 | (2) Withdrawal shall not affect the continuing requirement of the withdrawing state’s | |
4 | psychology regulatory authority to comply with the investigative and adverse action reporting | |
5 | requirements of this act prior to the effective date of withdrawal. | |
6 | (d) Nothing contained in this compact shall be construed to invalidate or prevent any | |
7 | psychology licensure agreement or other cooperative arrangement between a compact state and a | |
8 | non-compact state which does not conflict with the provisions of this compact. | |
9 | (e) This compact may be amended by the compact states. No amendment to this compact | |
10 | shall become effective and binding upon any compact State until it is enacted into the law of all | |
11 | compact states. | |
12 | 5-44.1-15. – Construction and severability. | |
13 | This compact shall be liberally construed so as to effectuate the purposes thereof. If this | |
14 | compact shall be held contrary to the constitution of any state member thereto, the compact shall | |
15 | remain in full force and effect as to the remaining compact States. | |
16 | SECTION 6. Title 5 of the General Laws entitled “Business and Professions” is hereby | |
17 | amended by adding thereto the following chapter: | |
18 | CHAPTER 40.2 | |
19 | RHODE ISLAND PHYSICAL THERAPIST LICENSURE COMPACT | |
20 | 5-40.2-1. Short title – The Rhode Island Physical Therapist Licensure Compact Act. | |
21 | This chapter shall be known and may be cited as the Rhode Island physical therapist | |
22 | licensure compact act. | |
23 | 5-40.2.-2. Purpose. | |
24 | (a) The purpose of the physical therapist licensure compact is to facilitate interstate practice | |
25 | of physical therapy with the goal of improving public access to physical therapy services. The | |
26 | practice of physical therapy occurs in the state where the patient/client is located at the time of the | |
27 | patient/client encounter. The compact preserves the regulatory authority of the state to protect | |
28 | public health and safety through the current system of state licensure. The compact is designed to | |
29 | achieve the following objectives: | |
30 | (1) Increase public access to physical therapy services by providing for the mutual | |
31 | recognition of other member state licenses; | |
32 | (2) Enhance the states’ ability to protect the public’s health and safety; | |
33 | (3) Encourage the cooperation of member states in regulating multi-state physical therapy | |
34 | practice; | |
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1 | (4) Support spouses of relocating military members; | |
2 | (5) Enhance the exchange of licensure, investigative, and disciplinary information between | |
3 | member states; and | |
4 | (6) Allow a remote state to hold a provider of services with a compact privilege in that state | |
5 | accountable to that state’s practice standards. | |
6 | 5-40.2-3. Definitions. | |
7 | As used in this compact, and except as otherwise provided, the following definitions shall | |
8 | apply: | |
9 | (a) “Active duty military” means full-time duty status in the active uniformed service of | |
10 | the United States, including members of the national guard and reserve on active duty orders | |
11 | pursuant to 10 U.S.C. Section 1209 and 1211. | |
12 | (b) “Adverse action” means disciplinary action taken by a physical therapy licensing board | |
13 | based upon misconduct, unacceptable performance, or a combination of both. | |
14 | (c) “Alternative program” means a non-disciplinary monitoring or practice remediation | |
15 | process approved by a physical therapy licensing board. This includes, but is not limited to, | |
16 | substance abuse issues. | |
17 | (d) “Compact privilege” means the authorization granted by a remote state to allow a | |
18 | licensee from another member state to practice as a physical therapist or work as a physical therapist | |
19 | assistant in the remote state under its laws and rules. The practice of physical therapy occurs in the | |
20 | member state where the patient/client is located at the time of the patient/client encounter. | |
21 | (e) “Continuing competence” means a requirement, as a condition of license renewal, to | |
22 | provide evidence of participation in, and/or completion of, educational and professional activities | |
23 | relevant to practice or area of work. | |
24 | (f) “Data system” means a repository of information about licensees, including | |
25 | examination, licensure, investigative, compact privilege, and adverse action. | |
26 | (g) “Encumbered license” means a license that a physical therapy licensing board has | |
27 | limited in any way. | |
28 | (h) “Executive board” means a group of directors elected or appointed to act on behalf of, | |
29 | and within the powers granted to them by, the commission. | |
30 | (i) “Home state” means the member state that is the licensee’s primary state of residence. | |
31 | (j) “Investigative information” means information, records, and documents received or | |
32 | generated by a physical therapy licensing board pursuant to an investigation. | |
33 | (k) “Jurisprudence requirement” means the assessment of an individual’s knowledge of the | |
34 | laws and rules governing the practice of physical therapy in a state. | |
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| |
1 | (l) “Licensee” means an individual who currently holds an authorization from the state to | |
2 | practice as a physical therapist or to work as a physical therapist assistant. | |
3 | (m) “Member state” means a state that has enacted the compact. | |
4 | (n) “Party state” means any member state in which a licensee holds a current license or | |
5 | compact privilege or is applying for a license or compact privilege. | |
6 | (o) “Physical therapist” means an individual who is licensed by a state to practice physical | |
7 | therapy. | |
8 | (p) “Physical therapist assistant” means an individual who is licensed/certified by a state | |
9 | and who assists the physical therapist in selected components of physical therapy. | |
10 | (q) “Physical therapy,” “physical therapy practice,” and “the practice of physical therapy” | |
11 | mean the care and services provided by or under the direction and supervision of a licensed physical | |
12 | therapist. | |
13 | (r) “Physical therapy compact” means the formal compact authorized in chapter 5-40.2. | |
14 | (s) “Physical therapy compact commission” or “commission” means the national | |
15 | administrative body whose membership consists of all states that have enacted the compact. | |
16 | (t) “Physical therapy licensing board” or “licensing board” means the agency of a state that | |
17 | is responsible for the licensing and regulation of physical therapists and physical therapist | |
18 | assistants. | |
19 | (u) “Remote state” means a member state other than the home state, where a licensee is | |
20 | exercising or seeking to exercise the compact privilege. | |
21 | (v) “Rule” means a regulation, principle, or directive promulgated by the commission that | |
22 | has the force of law. | |
23 | (w) “State” means any state, commonwealth, district, or territory of the United States of | |
24 | America that regulates the practice of physical therapy. | |
25 | 5-40.2-4. State participation in the compact. | |
26 | (a) To participate in the compact, a state must: | |
27 | (1) Participate fully in the commission’s data system, including using the commission’s | |
28 | unique identifier as defined in rules; | |
29 | (2) Have a mechanism in place for receiving and investigating complaints about licensees; | |
30 | (3) Notify the commission, in compliance with the terms of the compact and rules, of any | |
31 | adverse action or the availability of investigative information regarding a licensee; | |
32 | (4) Fully implement a criminal background check requirement, within a time frame | |
33 | established by rule, by receiving the results of the Federal Bureau of Investigation record search on | |
|
| |
1 | criminal background checks and use the results in making licensure decisions in accordance with | |
2 | section 5-40.2-4 (b); | |
3 | (5) Comply with the rules of the commission; | |
4 | (6) Utilize a recognized national examination as a requirement for licensure pursuant to the | |
5 | rules of the commission; and | |
6 | (7) Have continuing competence requirements as a condition for license renewal. | |
7 | (b) Upon adoption of this statute, the member state shall have the authority to obtain | |
8 | biometric-based information from each physical therapy licensure applicant and submit this | |
9 | information to the Federal Bureau of Investigation for a criminal background check in accordance | |
10 | with 28 U.S.C. §534 and 42 U.S.C. §14616. | |
11 | (c) A member state shall grant the compact privilege to a licensee holding a valid | |
12 | unencumbered license in another member state in accordance with the terms of the compact and | |
13 | rules. | |
14 | (d) Member states may charge a fee for granting a compact privilege. | |
15 | 5-40.2-5. Compact privilege. | |
16 | (a) To exercise the compact privilege under the terms and provisions of the compact, the | |
17 | licensee shall: | |
18 | (1) Hold a license in the home state; | |
19 | (2) Have no encumbrance on any state license; | |
20 | (3) Be eligible for a compact privilege in any member state in accordance with section 5- | |
21 | 40.2-5 (d), (g), and (h); | |
22 | (4) Have not had any adverse action against any license or compact privilege within the | |
23 | previous two years; | |
24 | (5) Notify the commission that the licensee is seeking the compact privilege within a | |
25 | remote state(s); | |
26 | (6) Pay any applicable fees, including any state fee, for the compact privilege; | |
27 | (7) Meet any jurisprudence requirements established by the remote state(s) in which the | |
28 | licensee is seeking a compact privilege; and | |
29 | (8) Report to the commission adverse action taken by any non-member state within 30 days | |
30 | from the date the adverse action is taken. | |
31 | (b) The compact privilege is valid until the expiration date of the home license. The licensee | |
32 | must comply with the requirements of section 5-40.2-5 (a) to maintain the compact privilege in the | |
33 | remote state. | |
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| |
1 | (c) A licensee providing physical therapy in a remote state under the compact privilege | |
2 | shall function within the laws and regulations of the remote state. | |
3 | (d) A licensee providing physical therapy in a remote state is subject to that state’s | |
4 | regulatory authority. A remote state may, in accordance with due process and that state’s laws, | |
5 | remove a licensee’s compact privilege in the remote state for a specific period of time, impose | |
6 | fines, and/or take any other necessary actions to protect the health and safety of its citizens. The | |
7 | licensee is not eligible for a compact privilege in any state until the specific time for removal has | |
8 | passed and all fines are paid. | |
9 | (e) If a home state license is encumbered, the licensee shall lose the compact privilege in | |
10 | any remote state until the following occur: | |
11 | (1) The home state license is no longer encumbered; and | |
12 | (2) Two years have elapsed from the date of the adverse action. | |
13 | (f) Once an encumbered license in the home state is restored to good standing, the licensee | |
14 | must meet the requirements of section 5-40.2-5 (a) to obtain a compact privilege in any remote | |
15 | state. | |
16 | (g) If a licensee’s compact privilege in any remote state is removed, the individual shall | |
17 | lose the compact privilege in any remote state until the following occur: | |
18 | (1) The specific period of time for which the compact privilege was removed has ended; | |
19 | (2) All fines have been paid; and | |
20 | (3) Two years have elapsed from the date of the adverse action. | |
21 | (h) Once the requirements of section 5-40.2-5 (g) have been met, the license must meet the | |
22 | requirements in section 5-40.2-5 (a) to obtain a compact privilege in a remote state. | |
23 | 5-40.2-6. Active duty military personnel or their spouses. | |
24 | (a) A licensee who is active duty military or is the spouse of an individual who is active | |
25 | duty military may designate one of the following as the home state: | |
26 | (1) Home of record; | |
27 | (2) Permanent change of station (PCS); or | |
28 | (3) State of current residence if it is different than the PCS state or home of record. | |
29 | 5-40.2-7. Adverse Actions. | |
30 | (a) A home state shall have exclusive power to impose adverse action against a license | |
31 | issued by the home state. | |
32 | (b) A home state may take adverse action based on the investigative information of a | |
33 | remote state, so long as the home state follows its own procedures for imposing adverse action. | |
|
| |
1 | (c) Nothing in this compact shall override a member state’s decision that participation in | |
2 | an alternative program may be used in lieu of adverse action and that such participation shall remain | |
3 | non-public if required by the member state’s laws. Member states must require licensees who enter | |
4 | any alternative programs in lieu of discipline to agree not to practice in any other member state | |
5 | during the term of the alternative program without prior authorization from such other member | |
6 | state. | |
7 | (d) Any member state may investigate actual or alleged violations of the statutes and rules | |
8 | authorizing the practice of physical therapy in any other member state in which a physical therapist | |
9 | or physical therapist assistant holds a license or compact privilege. | |
10 | (e) A remote state shall have the authority to: | |
11 | (1) Take adverse actions as set forth in section 5-40.2-5 (d) against a licensee’s compact | |
12 | privilege in the state; | |
13 | (2) Issue subpoenas for both hearings and investigations that require the attendance and | |
14 | testimony of witnesses, and the production of evidence. Subpoenas issued by a physical therapy | |
15 | licensing board in a party state for the attendance and testimony of witnesses, and/or the production | |
16 | of evidence from another party state, shall be enforced in the latter state by any court of competent | |
17 | jurisdiction, according to the practice and procedure of that court applicable to subpoenas issued in | |
18 | proceedings pending before it. The issuing authority shall pay any witness fees, travel expenses, | |
19 | mileage, and other fees required by the service statutes of the state where the witnesses and/or | |
20 | evidence are located; and | |
21 | (3) If otherwise permitted by state law, recover from the licensee the costs of investigations | |
22 | and disposition of cases resulting from any adverse action taken against that licensee. | |
23 | (f) Joint Investigations | |
24 | (1) In addition to the authority granted to a member state by its respective physical therapy | |
25 | practice act or other applicable state law, a member state may participate with other member states | |
26 | in joint investigations of licensees. | |
27 | (2) Member states shall share any investigative, litigation, or compliance materials in | |
28 | furtherance of any joint or individual investigation initiated under the Compact. | |
29 | 5-40.2-8. Establishment of the physical therapy compact commission. | |
30 | (a) The compact member states hereby create and establish a joint public agency known as | |
31 | the physical therapy compact commission: | |
32 | (1) The commission is an instrumentality of the compact states. | |
33 | (2) Venue is proper and judicial proceedings by or against the commission shall be brought | |
34 | solely and exclusively in a court of competent jurisdiction where the principal office of the | |
|
| |
1 | commission is located. The commission may waive venue and jurisdictional defenses to the extent | |
2 | it adopts or consents to participate in alternative dispute resolution proceedings. | |
3 | (3) Nothing in this compact shall be construed to be a waiver of sovereign immunity. | |
4 | (b) Membership, Voting, and Meetings | |
5 | (1) Each member state shall have and be limited to one delegate selected by that member | |
6 | state’s licensing board. | |
7 | (2) The delegate shall be a current member of the licensing board, who is a physical | |
8 | therapist, physical therapist assistant, public member, or the board administrator. | |
9 | (3) Any delegate may be removed or suspended from office as provided by the law of the | |
10 | state from which the delegate is appointed. | |
11 | (4) The member state board shall fill any vacancy occurring in the commission. | |
12 | (5) Each delegate shall be entitled to one vote with regard to the promulgation of rules and | |
13 | creation of bylaws and shall otherwise have an opportunity to participate in the business and affairs | |
14 | of the commission. | |
15 | (6) A delegate shall vote in person or by such other means as provided in the bylaws. The | |
16 | bylaws may provide for delegates’ participation in meetings by telephone or other means of | |
17 | communication. | |
18 | (7) The commission shall meet at least once during each calendar year. | |
19 | (8) Additional meetings shall be held as set forth in the bylaws. | |
20 | (c) The commission shall have the following powers and duties: | |
21 | (1) Establish the fiscal year of the commission; | |
22 | (2) Establish bylaws; | |
23 | (3) Maintain its financial records in accordance with the bylaws; | |
24 | (4) Meet and take such actions as are consistent with the provisions of this compact and | |
25 | the bylaws; | |
26 | (5) Promulgate uniform rules to facilitate and coordinate implementation and | |
27 | administration of this compact. The rules shall have the force and effect of law and shall be binding | |
28 | in all member states; | |
29 | (6) Bring and prosecute legal proceedings or actions in the name of the commission, | |
30 | provided that the standing of any state physical therapy licensing board to sue or be sued under | |
31 | applicable law shall not be affected; | |
32 | (7) Purchase and maintain insurance and bonds; | |
33 | (8) Borrow, accept, or contract for services of personnel, including, but not limited to, | |
34 | employees of a member state; | |
|
| |
1 | (9) Hire employees, elect or appoint officers, fix compensation, define duties, grant such | |
2 | individuals appropriate authority to carry out the purposes of the compact, and to establish the | |
3 | commission’s personnel policies and programs relating to conflicts of interest, qualifications of | |
4 | personnel, and other related personnel matters; | |
5 | (10) Accept any and all appropriate donations and grants of money, equipment, supplies, | |
6 | materials and services, and to receive, utilize and dispose of the same; provided that at all times the | |
7 | commission shall avoid any appearance of impropriety and/or conflict of interest; | |
8 | (11) Lease, purchase, accept appropriate gifts or donations of, or otherwise to own, hold, | |
9 | improve or use, any property, real, personal or mixed; provided that at all times the commission | |
10 | shall avoid any appearance of impropriety; | |
11 | (12) Sell convey, mortgage, pledge, lease, exchange, abandon, or otherwise dispose of any | |
12 | property real, personal, or mixed; | |
13 | (13) Establish a budget and make expenditures; | |
14 | (14) Borrow money; | |
15 | (15) Appoint committees, including standing committees composed of members, state | |
16 | regulators, state legislators or their representatives, and consumer representatives, and such other | |
17 | interested persons as may be designated in this compact and the bylaws; | |
18 | (16) Provide and receive information from, and cooperate with, law enforcement agencies; | |
19 | (17) Establish and elect an executive board; and | |
20 | (18) Perform such other functions as may be necessary or appropriate to achieve the | |
21 | purposes of this compact consistent with the state regulation of physical therapy licensure and | |
22 | practice. | |
23 | (d) The executive board shall have the power to act on behalf of the commission according | |
24 | to the terms of this compact. The executive board shall be composed of nine members: | |
25 | (1) Seven voting members who are elected by the commission from the current | |
26 | membership of the commission; | |
27 | (2) One ex-officio, nonvoting member from the recognized national physical therapy | |
28 | professional association; and | |
29 | (3) One ex-officio, nonvoting member from the recognized membership organization of | |
30 | the physical therapy licensing boards. | |
31 | (4) The ex-officio members will be selected by their respective organizations. | |
32 | (5) The commission may remove any member of the executive board as provided in | |
33 | bylaws. | |
34 | (e) The executive board shall meet at least annually. | |
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| |
1 | (f) The executive board shall have the following duties and responsibilities: | |
2 | (1) Recommend to the entire commission changes to the rules or bylaws, changes to this | |
3 | compact legislation, fees paid by compact member states such as annual dues, and any commission | |
4 | compact fee charged to licensees for the compact privilege; | |
5 | (2) Ensure compact administration services are appropriately provided, contractual or | |
6 | otherwise; | |
7 | (3) Prepare and recommend the budget; | |
8 | (4) Maintain financial records on behalf of the commission; | |
9 | (5) Monitor compact compliance of member states and provide compliance reports to the | |
10 | commission; | |
11 | (6) Establish additional committees as necessary; and | |
12 | (7) Other duties as provided in rules or bylaws. | |
13 | (g) All meetings of the commission shall be open to the public, and public notice of | |
14 | meetings shall be given in the same manner as required under the provisions of Chapter 46 of Title | |
15 | 42, but otherwise, the commission shall not be subject to the requirements of the Rhode Island | |
16 | Open Meetings Act, R.I. Gen. Laws § 42-46-1et seq. and/or the Rhode Island Access to Public | |
17 | Records Act, R.I. Gen. Laws § 38-2-1 et seq. Rather, the commission shall adhere to the | |
18 | requirements stated in this chapter. | |
19 | (1) The commission or the executive board or other committees of the commission may | |
20 | convene in a closed, non-public meeting if the commission or executive board or other committees | |
21 | of the commission must discuss: | |
22 | (2) Non-compliance of a member state with its obligations under the compact; | |
23 | (3) The employment, compensation, discipline or other matters, practices or procedures | |
24 | related to specific employees or other matters related to the commission’s internal personnel | |
25 | practices and procedures; | |
26 | (4) Current, threatened, or reasonably anticipated litigation; | |
27 | (5) Negotiation of contracts for the purchase, lease, or sale of goods, services, or real estate; | |
28 | (6) Accusing any person of a crime or formally censuring any person; | |
29 | (7) Disclosure of trade secrets or commercial or financial information that is privileged or | |
30 | confidential; | |
31 | (8) Disclosure of information of a personal nature where disclosure would constitute a | |
32 | clearly unwarranted invasion of personal privacy; | |
33 | (9) Disclosure of investigative records compiled for law enforcement purposes; | |
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| |
1 | (10) Disclosure of information related to any investigative reports prepared by or on behalf | |
2 | of or for use of the commission or other committee charged with responsibility of investigation or | |
3 | determination of compliance issues pursuant to the compact; or | |
4 | (11) Matters specifically exempted from disclosure by federal or member state statute. | |
5 | (h) If a meeting, or portion of a meeting, is closed pursuant to this provision, the | |
6 | commission’s legal counsel or designee shall certify that the meeting may be closed and shall | |
7 | reference each relevant exempting provision. | |
8 | (i) The commission shall keep minutes that fully and clearly describe all matters discussed | |
9 | in a meeting and shall provide a full and accurate summary of actions taken, and the reasons | |
10 | therefore, including a description of the views expressed. All documents considered in connection | |
11 | with an action shall be identified in such minutes. All minutes and documents of a closed meeting | |
12 | shall remain under seal, subject to release by a majority vote of the commission or order of a court | |
13 | of competent jurisdiction. | |
14 | (j) The commission shall pay, or provide for the payment of, the reasonable expenses of its | |
15 | establishment, organization, and ongoing activities. | |
16 | (1) The commission may accept any and all appropriate revenue sources, donations, and | |
17 | grants of money, equipment, supplies, materials, and services. | |
18 | (2) The commission may levy on and collect an annual assessment from each member state | |
19 | or impose fees on other parties to cover the cost of the operations and activities of the commission | |
20 | and its staff, which must be in a total amount sufficient to cover its annual budget as approved each | |
21 | year for which revenue is not provided by other sources. The aggregate annual assessment amount | |
22 | shall be allocated based upon a formula to be determined by the commission, which shall | |
23 | promulgate a rule binding upon all member states. | |
24 | (3) The commission shall not incur obligations of any kind prior to securing the funds | |
25 | adequate to meet the same; nor shall the commission pledge the credit of any of the member states, | |
26 | except by and with the authority of the member state. | |
27 | (4) The commission shall keep accurate accounts of all receipts and disbursements. The | |
28 | receipts and disbursements of the commission shall be subject to the audit and accounting | |
29 | procedures established under its bylaws. However, all receipts and disbursements of funds handled | |
30 | by the commission shall be audited yearly by a certified or licensed public accountant, and the | |
31 | report of the audit shall be included in and become part of the annual report of the commission. | |
32 | (k) The members, officers, executive director, employees and representatives of the | |
33 | commission shall be immune from suit and liability, either personally or in their official capacity, | |
34 | for any claim for damage to or loss of property or personal injury or other civil liability caused by | |
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| |
1 | or arising out of any actual or alleged act, error or omission that occurred, or that the person against | |
2 | whom the claim is made had a reasonable basis for believing occurred within the scope of | |
3 | commission employment, duties or responsibilities; provided that nothing in this paragraph shall | |
4 | be construed to protect any such person from suit and/or liability for any damage, loss, injury, or | |
5 | liability caused by the intentional or willful or wanton misconduct of that person. | |
6 | (1) The commission shall defend any member, officer, executive director, employee or | |
7 | representative of the commission in any civil action seeking to impose liability arising out of any | |
8 | actual or alleged act, error, or omission that occurred within the scope of commission employment, | |
9 | duties, or responsibilities, or that the person against whom the claim is made had a reasonable basis | |
10 | for believing occurred within the scope of commission employment, duties, or responsibilities; | |
11 | provided that nothing herein shall be construed to prohibit that person from retaining his or her own | |
12 | counsel; and provided further, that the actual or alleged act, error, or omission did not result from | |
13 | that person’s intentional or willful or wanton misconduct. | |
14 | (2) The commission shall indemnify and hold harmless any member, officer, executive | |
15 | director, employee, or representative of the commission for the amount of any settlement or | |
16 | judgment obtained against that person arising out of any actual or alleged act, error or omission | |
17 | that occurred within the scope of commission employment, duties, or responsibilities, or that such | |
18 | person had a reasonable basis for believing occurred within the scope of commission employment, | |
19 | duties, or responsibilities, provided that the actual or alleged act, error, or omission did not result | |
20 | from the intentional or willful or wanton misconduct of that person. | |
21 | 5-40-.2-9. Data System. | |
22 | (a) The commission shall provide for the development, maintenance, and utilization of a | |
23 | coordinated database and reporting system containing licensure, adverse action, and investigative | |
24 | information on all licensed individuals in member states. | |
25 | (b) Notwithstanding any other provision of state law to the contrary, a member state shall | |
26 | submit a uniform data set to the data system on all individuals to whom this compact is applicable | |
27 | as required by the rules of the commission, including: | |
28 | (1) Identifying information; | |
29 | (2) Licensure data; | |
30 | (3) Adverse actions against a license or compact privilege; | |
31 | (4) Non-confidential information related to alternative program participation; | |
32 | (5) Any denial of application for licensure, and the reason(s) for such denial; and | |
33 | (6) Other information that may facilitate the administration of this compact, as determined | |
34 | by the rules of the commission. | |
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1 | (c) Investigative information pertaining to a licensee in any member state will only be | |
2 | available to other party states. | |
3 | (d) The commission shall promptly notify all member states of any adverse action taken | |
4 | against a licensee or an individual applying for a license. Adverse action information pertaining to | |
5 | a licensee in any member state will be available to any other member state. | |
6 | (e) Member states contributing information to the data system may designate information | |
7 | that may not be shared with the public without the express permission of the contributing state. | |
8 | (f) Any information submitted to the data system that is subsequently required to be | |
9 | expunged by the laws of the member state contributing the information shall be removed from the | |
10 | data system. | |
11 | 5-40-.2-10. Rulemaking. | |
12 | (a) The commission shall exercise its rulemaking powers pursuant to the criteria set forth | |
13 | in this Section and the rules adopted thereunder. Rules and amendments shall become binding as | |
14 | of the date specified in each rule or amendment. The commission shall not be subject to the | |
15 | requirements of the Rhode Island Administrative Procedures Act, R.I. Gen. Laws § 42-35-1 et seq., | |
16 | but rather shall adhere to the requirements stated in this chapter. | |
17 | (b) If a majority of the legislatures of the member states rejects a rule, by enactment of a | |
18 | statute or resolution in the same manner used to adopt the compact within four years of the date of | |
19 | adoption of the rule, then such rule shall have no further force and effect in any member state. | |
20 | (c) Rules or amendments to the rules shall be adopted at a regular or special meeting of the | |
21 | commission. | |
22 | (d) Prior to promulgation and adoption of a final rule or rules by the commission, and at | |
23 | least thirty days in advance of the meeting at which the rule will be considered and voted upon, the | |
24 | commission shall file a notice of proposed Rulemaking: | |
25 | (1) On the website of the commission or other publicly accessible platform; and | |
26 | (2) On the website of each member state physical therapy licensing board or other publicly | |
27 | accessible platform or the publication in which each state would otherwise publish proposed rules. | |
28 | (e) The notice of proposed rulemaking shall include: | |
29 | (1) The proposed time, date, and location of the meeting in which the rule will be | |
30 | considered and voted upon; | |
31 | (2) The text of the proposed rule or amendment and the reason for the proposed rule; | |
32 | (3) A request for comments on the proposed rule from any interested person; and | |
33 | (4) The manner in which interested persons may submit notice to the commission of their | |
34 | intention to attend the public hearing and any written comments. | |
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1 | (f) Prior to adoption of a proposed rule, the commission shall allow persons to submit | |
2 | written data, facts, opinions, and arguments, which shall be made available to the public. | |
3 | (g) The commission shall grant an opportunity for a public hearing before it adopts a rule | |
4 | or amendment if a hearing is requested by: | |
5 | (1) At least twenty-five persons; | |
6 | (2) A state or federal governmental subdivision or agency; or | |
7 | (3) An association having at least twenty-five members. | |
8 | (h) If a hearing is held on the proposed rule or amendment, the commission shall publish | |
9 | the place, time, and date of the scheduled public hearing. If the hearing is held via electronic means, | |
10 | the commission shall publish the mechanism for access to the electronic hearing. | |
11 | (1) All persons wishing to be heard at the hearing shall notify the executive director of the | |
12 | commission or other designated member in writing of their desire to appear and testify at the | |
13 | hearing not less than five business days before the scheduled date of the hearing. | |
14 | (2) Hearings shall be conducted in a manner providing each person who wishes to comment | |
15 | a fair and reasonable opportunity to comment orally or in writing. | |
16 | (3) All hearings will be recorded. A copy of the recording will be made available on | |
17 | request. | |
18 | (4) Nothing in this section shall be construed as requiring a separate hearing on each rule. | |
19 | Rules may be grouped for the convenience of the commission at hearings required by this section. | |
20 | (i) Following the scheduled hearing date, or by the close of business on the scheduled | |
21 | hearing date if the hearing was not held, the commission shall consider all written and oral | |
22 | comments received. | |
23 | (j) If no written notice of intent to attend the public hearing by interested parties is received, | |
24 | the commission may proceed with promulgation of the proposed rule without a public hearing. | |
25 | (k) The commission shall, by majority vote of all members, take final action on the | |
26 | proposed rule and shall determine the effective date of the rule, if any, based on the rulemaking | |
27 | record and the full text of the rule. | |
28 | (l) Upon determination that an emergency exists, the commission may consider and adopt | |
29 | an emergency rule without prior notice, opportunity for comment, or hearing, provided that the | |
30 | usual rulemaking procedures provided in the compact and in this section shall be retroactively | |
31 | applied to the rule as soon as reasonably possible, in no event later than ninety days after the | |
32 | effective date of the rule. For the purposes of this provision, an emergency rule is one that must be | |
33 | adopted immediately in order to: | |
34 | (1) Meet an imminent threat to public health, safety, or welfare; | |
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1 | (2) Prevent a loss of commission or member state funds; | |
2 | (3) Meet a deadline for the promulgation of an administrative rule that is established by | |
3 | federal law or rule; or | |
4 | (4) Protect public health and safety. | |
5 | (m) The commission or an authorized committee of the commission may direct revisions | |
6 | to a previously adopted rule or amendment for purposes of correcting typographical errors, errors | |
7 | in format, errors in consistency, or grammatical errors. Public notice of any revisions shall be | |
8 | posted on the website of the commission. The revision shall be subject to challenge by any person | |
9 | for a period of thirty days after posting. The revision may be challenged only on grounds that the | |
10 | revision results in a material change to a rule. A challenge shall be made in writing and delivered | |
11 | to the chair of the commission prior to the end of the notice period. If no challenge is made, the | |
12 | revision will take effect without further action. If the revision is challenged, the revision may not | |
13 | take effect without the approval of the Commission. | |
14 | 5-40-.2-11. Oversight, dispute resolution, and enforcement. | |
15 | (a) The executive, legislative, and judicial branches of state government in each member | |
16 | state shall enforce this compact and take all actions necessary and appropriate to effectuate the | |
17 | compact’s purposes and intent. The provisions of this compact and the rules promulgated hereunder | |
18 | shall have standing as statutory law. | |
19 | (b) All courts shall take judicial notice of the compact and the rules in any judicial or | |
20 | administrative proceeding in a member state pertaining to the subject matter of this compact which | |
21 | may affect the powers, responsibilities or actions of the commission. | |
22 | (c) The commission shall be entitled to receive service of process in any such proceeding | |
23 | and shall have standing to intervene in such a proceeding for all purposes. Failure to provide service | |
24 | of process to the commission shall render a judgment or order void as to the commission, this | |
25 | compact, or promulgated rules. | |
26 | (d) If the commission determines that a member state has defaulted in the performance of | |
27 | its obligations or responsibilities under this compact or the promulgated rules, the commission | |
28 | shall: | |
29 | (1) Provide written notice to the defaulting state and other member states of the nature of | |
30 | the default, the proposed means of curing the default and/or any other action to be taken by the | |
31 | commission; and | |
32 | (2) Provide remedial training and specific technical assistance regarding the default. | |
33 | (e) If a state in default fails to cure the default, the defaulting state may be terminated from | |
34 | the compact upon an affirmative vote of a majority of the member states, and all rights, privileges | |
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1 | and benefits conferred by this compact may be terminated on the effective date of termination. A | |
2 | cure of the default does not relieve the offending state of obligations or liabilities incurred during | |
3 | the period of default. | |
4 | (f) Termination of membership in the compact shall be imposed only after all other means | |
5 | of securing compliance have been exhausted. Notice of intent to suspend or terminate shall be given | |
6 | by the commission to the governor, the majority and minority leaders of the defaulting state’s | |
7 | legislature, and each of the member states. | |
8 | (g) A state that has been terminated is responsible for all assessments, obligations, and | |
9 | liabilities incurred through the effective date of termination, including obligations that extend | |
10 | beyond the effective date of termination. | |
11 | (h) The commission shall not bear any costs related to a state that is found to be in default | |
12 | or that has been terminated from the compact, unless agreed upon in writing between the | |
13 | commission and the defaulting state. | |
14 | (i) The defaulting state may appeal the action of the commission by petitioning the U.S. | |
15 | district court for the District of Columbia or the federal district where the commission has its | |
16 | principal offices. The prevailing member shall be awarded all costs of such litigation, including | |
17 | reasonable attorney’s fees. | |
18 | (j) Upon request by a member state, the commission shall attempt to resolve disputes | |
19 | related to the compact that arise among member states and between member and non-member | |
20 | states. | |
21 | (k) The commission shall promulgate a rule providing for both mediation and binding | |
22 | dispute resolution for disputes as appropriate. | |
23 | (l) The commission, in the reasonable exercise of its discretion, shall enforce the provisions | |
24 | and rules of this compact. | |
25 | (m) By majority vote, the commission may initiate legal action in the United States district | |
26 | court for the District of Columbia or the federal district where the commission has its principal | |
27 | offices against a member state in default to enforce compliance with the provisions of the compact | |
28 | and its promulgated rules and bylaws. The relief sought may include both injunctive relief and | |
29 | damages. In the event judicial enforcement is necessary, the prevailing member shall be awarded | |
30 | all costs of such litigation, including reasonable attorney’s fees. | |
31 | (n) The remedies herein shall not be the exclusive remedies of the commission. The | |
32 | commission may pursue any other remedies available under federal or state law. | |
33 | 5-40-.2-12. Date of implementation of the interstate commission for physical therapy | |
34 | practice and associated rules, withdrawal, and amendment | |
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1 | (a) The compact shall come into effect on the date on which the compact statute is enacted | |
2 | into law in the tenth member state. The provisions, which become effective at that time, shall be | |
3 | limited to the powers granted to the commission relating to assembly and the promulgation of rules. | |
4 | Thereafter, the commission shall meet and exercise rulemaking powers necessary to the | |
5 | implementation and administration of the compact. | |
6 | (b) Any state that joins the compact subsequent to the commission’s initial adoption of the | |
7 | rules shall be subject to the rules as they exist on the date on which the compact becomes law in | |
8 | that state. Any rule that has been previously adopted by the commission shall have the full force | |
9 | and effect of law on the day the compact becomes law in that state. | |
10 | (c) Any member state may withdraw from this compact by enacting a statute repealing the | |
11 | same. | |
12 | (1) A member state’s withdrawal shall not take effect until six months after enactment of | |
13 | the repealing statute. | |
14 | (2) Withdrawal shall not affect the continuing requirement of the withdrawing state’s | |
15 | physical therapy licensing board to comply with the investigative and adverse action reporting | |
16 | requirements of this act prior to the effective date of withdrawal. | |
17 | (d) Nothing contained in this compact shall be construed to invalidate or prevent any | |
18 | physical therapy licensure agreement or other cooperative arrangement between a member state | |
19 | and a non-member state that does not conflict with the provisions of this compact. | |
20 | (e) This compact may be amended by the member states. No amendment to this compact | |
21 | shall become effective and binding upon any member state until it is enacted into the laws of all | |
22 | member states. | |
23 | 5-40.2-13. Construction and severability | |
24 | This compact shall be liberally construed so as to effectuate the purposes thereof. The | |
25 | provisions of this compact shall be severable and if any phrase, clause, sentence or provision of | |
26 | this compact is declared to be contrary to the constitution of any party state or of the United States | |
27 | or the applicability thereof to any government, agency, person or circumstance is held invalid, the | |
28 | validity of the remainder of this compact and the applicability thereof to any government, agency, | |
29 | person or circumstance shall not be affected thereby. If this compact shall be held contrary to the | |
30 | constitution of any party state, the compact shall remain in full force and effect as to the remaining | |
31 | party states and in full force and effect as to the party state affected as to all severable matters. | |
32 | SECTION 7. Title 23 of the General Laws entitled “Health and Safety” is hereby amended | |
33 | by adding thereto the following chapter: | |
34 | CHAPTER 23-4.2 | |
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1 | EMERGENCY MEDICAL SERVICES PERSONNEL LICENSURE INTERSTATE | |
2 | COMPACT. | |
3 | 23-4.2-1. Short title. – This chapter shall be known and may be cited as the Emergency | |
4 | medical Services Personnel Licensure Interstate Compact. | |
5 | 23-4.2-2. Purpose. - In order to protect the public through verification of competency and | |
6 | ensure accountability for patient care related activities all states license emergency medical services | |
7 | (EMS) personnel, such as emergency medical technicians (EMTs), advanced EMTs and | |
8 | paramedics. This Compact is intended to facilitate the day to day movement of EMS personnel | |
9 | across state boundaries in the performance of their EMS duties as assigned by an appropriate | |
10 | authority and authorize state EMS offices to afford immediate legal recognition to EMS personnel | |
11 | licensed in a member state. This Compact recognizes that states have a vested interest in protecting | |
12 | the public’s health and safety through their licensing and regulation of EMS personnel and that | |
13 | such state regulation shared among the member states will best protect public health and safety. | |
14 | This Compact is designed to achieve the following purposes and objectives: | |
15 | (1) Increase public access to EMS personnel; | |
16 | (2) Enhance the states’ ability to protect the public’s health and safety, especially patient | |
17 | safety; | |
18 | (3) Encourage the cooperation of member states in the areas of EMS personnel licensure | |
19 | and regulation; | |
20 | (4) Support licensing of military members who are separating from an active duty tour and | |
21 | their spouses; | |
22 | (5) Facilitate the exchange of information between member states regarding EMS | |
23 | personnel licensure, adverse action and significant investigatory information | |
24 | (6) Promote compliance with the laws governing EMS personnel practice in each member | |
25 | state; and | |
26 | (7) Invest all member states with the authority to hold EMS personnel accountable through | |
27 | the mutual recognition of member state licenses. | |
28 | 23-4.2-3. Definitions. | |
29 | (a) “Advanced emergency medical technician (AEMT)” means: an individual licensed | |
30 | with cognitive knowledge and a scope of practice that corresponds to that level in the national EMS | |
31 | education standards and national EMS scope of practice model. | |
32 | (b) “Adverse action” means: any administrative, civil, equitable or criminal action | |
33 | permitted by a state’s laws which may be imposed against licensed EMS personnel by a state EMS | |
34 | authority or state court, including, but not limited to, actions against an individual’s license such as | |
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1 | revocation, suspension, probation, consent agreement, monitoring or other limitation or | |
2 | encumbrance on the individual’s practice, letters of reprimand or admonition, fines, criminal | |
3 | convictions and state court judgments enforcing adverse actions by the state EMS authority. | |
4 | (c) “Alternative program” means: a voluntary, non-disciplinary substance abuse recovery | |
5 | program approved by a state EMS authority. | |
6 | (d) “Certification” means the successful verification of entry-level cognitive and | |
7 | psychomotor competency using a reliable, validated, and legally defensible examination. | |
8 | (e) “Commission” means the national administrative body of which all states that have | |
9 | enacted the compact are members. | |
10 | (f) “Emergency medical technician (EMT)” means: an individual licensed with cognitive | |
11 | knowledge and a scope of practice that corresponds to that level in the national EMS education | |
12 | standards and national EMS scope of practice model. | |
13 | (g) “Home state” means a member state where an individual is licensed to practice | |
14 | emergency medical services. | |
15 | (h) “License” means the authorization by a state for an individual to practice as an EMT, | |
16 | AEMT, paramedic, or a level in between EMT and paramedic. | |
17 | (i) “Medical director” means: a physician licensed in a member state who is accountable | |
18 | for the care delivered by EMS personnel. | |
19 | (j) “Member state” means a state that has enacted this compact. | |
20 | (k) “Privilege to practice” means: an individual’s authority to deliver emergency medical | |
21 | services in remote states as authorized under this compact. | |
22 | (l) “Paramedic” means an individual licensed with cognitive knowledge and a scope of | |
23 | practice that corresponds to that level in the national EMS education standards and national EMS | |
24 | scope of practice model. | |
25 | (m) “Remote state” means a member state in which an individual is not licensed. | |
26 | (n) “Restricted” means the outcome of an adverse action that limits a license or the | |
27 | privilege to practice. | |
28 | (o) “Rule” means a written statement by the interstate commission promulgated pursuant | |
29 | to section 23-4.2-13 of this compact that is of general applicability; implements, interprets, or | |
30 | prescribes a policy or provision of the compact; or is an organizational, procedural, or practice | |
31 | requirement of the commission and has the force and effect of statutory law in a member state and | |
32 | includes the amendment, repeal, or suspension of an existing rule. | |
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1 | (p) “Scope of practice” means defined parameters of various duties or services that may be | |
2 | provided by an individual with specific credentials. Whether regulated by rule, statute, or court | |
3 | decision, it tends to represent the limits of services an individual may perform. | |
4 | (q) “Significant investigatory information” means: | |
5 | (1) investigative information that a state EMS authority, after a preliminary inquiry that | |
6 | includes notification and an opportunity to respond if required by state law, has reason to believe, | |
7 | if proved true, would result in the imposition of an adverse action on a license or privilege to | |
8 | practice; or | |
9 | (2) investigative information that indicates that the individual represents an immediate | |
10 | threat to public health and safety regardless of whether the individual has been notified and had an | |
11 | opportunity to respond. | |
12 | (r) “State” means any state, commonwealth, district, or territory of the United States. | |
13 | (s) “State EMS authority” means: the board, office, or other agency with the legislative | |
14 | mandate to license EMS personnel. | |
15 | 23-4.2-4– Home state licensure. | |
16 | (a) Any member state in which an individual holds a current license shall be | |
17 | deemed a home state for purposes of this compact. | |
18 | (b) Any member state may require an individual to obtain and retain a license to | |
19 | be authorized to practice in the member state under circumstances not authorized by the privilege | |
20 | to practice under the terms of this compact. | |
21 | (c) A home state’s license authorizes an individual to practice in a remote state | |
22 | under the privilege to practice only if the home state: | |
23 | (1) Currently requires the use of the national registry of emergency medical | |
24 | technicians (NREMT) examination as a condition of issuing initial licenses at the EMT and | |
25 | paramedic levels; | |
26 | (2) Has a mechanism in place for receiving and investigating complaints about | |
27 | individuals; | |
28 | (3) Notifies the commission, in compliance with the terms herein, of any adverse | |
29 | action or significant investigatory information regarding an individual; | |
30 | (4) No later than five years after activation of the compact, requires a criminal | |
31 | background check of all applicants for initial licensure, including the use of the results of fingerprint | |
32 | or other biometric data checks compliant with the requirements of the Federal Bureau of | |
33 | Investigation with the exception of federal employees who have suitability determination in | |
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1 | accordance with US CFR §731.202 and submit documentation of such as promulgated in the rules | |
2 | of the commission; and | |
3 | (5) Complies with the rules of the commission. | |
4 | 23-4.2-5– Compact privilege to practice. | |
5 | (a) Member states shall recognize the privilege to practice of an individual licensed | |
6 | in another member state that is in conformance with section 23-4.2-4. | |
7 | (b) To exercise the privilege to practice under the terms and provisions of this | |
8 | compact, an individual must: | |
9 | (1) Be at least 18 years of age; | |
10 | (2) Possess a current unrestricted license in a member state as an EMT, AEMT, | |
11 | paramedic, or state recognized and licensed level with a scope of practice and authority between | |
12 | EMT and paramedic; and | |
13 | (3) Practice under the supervision of a medical director. | |
14 | (c) An individual providing patient care in a remote state under the privilege to | |
15 | practice shall function within the scope of practice authorized by the home state unless and until | |
16 | modified by an appropriate authority in the remote state as may be defined in the rules of the | |
17 | commission. | |
18 | (d) Except as provided in this subsection, an individual practicing in a remote state | |
19 | will be subject to the remote state’s authority and laws. A remote state may, in accordance with due | |
20 | process and that state’s laws, restrict, suspend, or revoke an individual’s privilege to practice in the | |
21 | remote state and may take any other necessary actions to protect the health and safety of its citizens. | |
22 | If a remote state takes action it shall promptly notify the home state and the Commission. | |
23 | (e) If an individual’s license in any home state is restricted or suspended, the | |
24 | individual shall not be eligible to practice in a remote state under the privilege to practice until the | |
25 | individual’s home state license is restored. | |
26 | (f) If an individual’s privilege to practice in any remote state is restricted, | |
27 | suspended, or revoked the individual shall not be eligible to practice in any remote state until the | |
28 | individual’s privilege to practice is restored. | |
29 | 23-4.2-6– Conditions of practice in a remote site. | |
30 | An individual may practice in a remote state under a privilege to practice only in the | |
31 | performance of the individual’s EMS duties as assigned by an appropriate authority, as defined in | |
32 | the rules of the Commission, and under the following circumstances: | |
33 | (1) The individual originates a patient transport in a home state and transports the patient | |
34 | to a remote state; | |
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1 | (2) The individual originates in the home state and enters a remote state to pick up a patient | |
2 | and provide care and transport of the patient to the home state; | |
3 | (3) The individual enters a remote state to provide patient care and/or transport within that | |
4 | remote state; | |
5 | (4) The individual enters a remote state to pick up a patient and provide care and transport | |
6 | to a third member state; | |
7 | (5) Other conditions as determined in the rules. | |
8 | 23-4.2-7 – Relationship to emergency management assistance compact. | |
9 | Upon a member state’s governor’s declaration of a state of emergency or disaster that | |
10 | activates the emergency management assistance compact (EMAC), all relevant terms and | |
11 | provisions of EMAC shall apply and to the extent any terms or provisions of this compact conflicts | |
12 | with EMAC, the terms of EMAC shall prevail with respect to any individual practicing in the | |
13 | remote state in response to such declaration. | |
14 | 23-4.2-8– Veterans, service members separating from active duty military, and their | |
15 | spouses. | |
16 | Member states shall consider a veteran, active military service member, and member of the | |
17 | national guard and reserves separating from an active duty tour, and a spouse thereof, who holds a | |
18 | current valid and unrestricted NREMT certification at or above the level of the state license being | |
19 | sought as satisfying the minimum training and examination requirements for such licensure. | |
20 | (b) Member states shall expedite the processing of licensure applications submitted by | |
21 | veterans, active military service members, and members of the national guard and reserves | |
22 | separating from an active duty tour, and their spouses. | |
23 | (c) All individuals functioning with a privilege to practice under this section remain subject | |
24 | to the adverse actions provisions of section 23-4.2-9. | |
25 | 23-4.2-9– Adverse actions. | |
26 | A home state shall have exclusive power to impose adverse action against an individual’s | |
27 | license issued by the home state. | |
28 | (b) If an individual’s license in any home state is restricted or suspended, the individual | |
29 | shall not be eligible to practice in a remote state under the privilege to practice until the individual’s | |
30 | home state license is restored. | |
31 | (1) All home state adverse action orders shall include a statement that the individual’s | |
32 | compact privileges are inactive. The order may allow the individual to practice in remote states | |
33 | with prior written authorization from both the home state and remote state’s EMS authority. | |
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1 | (2) An individual currently subject to adverse action in the home state shall not practice in | |
2 | any remote state without prior written authorization from both the home state and remote state’s | |
3 | EMS authority. | |
4 | (3) A member state shall report adverse actions and any occurrences that the individual’s | |
5 | compact privileges are restricted, suspended, or revoked to the commission in accordance with the | |
6 | rules. | |
7 | (4) A remote state may take adverse action on an individual’s privilege to practice within | |
8 | that state. | |
9 | (5) Any member state may take adverse action against an individual’s privilege to practice | |
10 | in that state based on the factual findings of another member state, so long as each state follows its | |
11 | own procedures for imposing such adverse action. | |
12 | (c) A home state’s EMS authority shall investigate and take appropriate action with respect | |
13 | to reported conduct in a remote state as it would if such conduct had occurred within the home | |
14 | state. In such cases, the home state’s law shall control in determining the appropriate adverse action. | |
15 | (d) Nothing in this compact shall override a member state’s decision that participation in | |
16 | an alternative program may be used in lieu of adverse action and that such participation shall remain | |
17 | non-public if required by the member state’s laws. Member states must require individuals who | |
18 | enter any alternative programs to agree not to practice in any other member state during the term | |
19 | of the alternative program without prior authorization from such other member state. | |
20 | 23-4.2-10- Additional powers invested in a member state’s emergency medical | |
21 | services authority. | |
22 | A member state’s EMS authority, in addition to any other powers granted under state law, | |
23 | is authorized under this compact to: | |
24 | (1) Issue subpoenas for both hearings and investigations that require the attendance and | |
25 | testimony of witnesses and the production of evidence. Subpoenas issued by a member state’s EMS | |
26 | authority for the attendance and testimony of witnesses, and/or the production of evidence from | |
27 | another member state, shall be enforced in the remote state by any court of competent jurisdiction, | |
28 | according to that court’s practice and procedure in considering subpoenas issued in its own | |
29 | proceedings. The issuing state EMS authority shall pay any witness fees, travel expenses, mileage, | |
30 | and other fees required by the service statutes of the state where the witnesses and/or evidence are | |
31 | located; and | |
32 | (2) Issue cease and desist orders to restrict, suspend, or revoke an individual’s privilege to | |
33 | practice in the state. | |
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1 | 23-4.2-11– Establishment of the interstate commission for emergency medical | |
2 | personnel practice. | |
3 | (a) The compact states hereby create and establish a joint public agency known as the | |
4 | interstate commission for EMS personnel practice. | |
5 | (1) The commission is a body politic and an instrumentality of the compact states. | |
6 | (2) Venue is proper and judicial proceedings by or against the commission shall be brought | |
7 | solely and exclusively in a court of competent jurisdiction where the principal office of the | |
8 | commission is located. The commission may waive venue and jurisdictional defenses to the extent | |
9 | it adopts or consents to participate in alternative dispute resolution proceedings. | |
10 | (3) Nothing in this compact shall be construed to be a waiver of sovereign immunity. | |
11 | (b) Membership, voting, and meetings | |
12 | (1) Each member state shall have and be limited to one delegate. The responsible official | |
13 | of the state EMS authority or his designee shall be the delegate to this compact for each member | |
14 | state. Any delegate may be removed or suspended from office as provided by the law of the state | |
15 | from which the delegate is appointed. Any vacancy occurring in the commission shall be filled in | |
16 | accordance with the laws of the member state in which the vacancy exists. In the event that more | |
17 | than one board, office, or other agency with the legislative mandate to license EMS personnel at | |
18 | and above the level of EMT exists, the governor of the state will determine which entity will be | |
19 | responsible for assigning the delegate. | |
20 | (2) Each delegate shall be entitled to one vote with regard to the promulgation of rules and | |
21 | creation of bylaws and shall otherwise have an opportunity to participate in the business and affairs | |
22 | of the commission. A delegate shall vote in person or by such other means as provided in the | |
23 | bylaws. The bylaws may provide for delegates’ participation in meetings by telephone or other | |
24 | means of communication. | |
25 | (3) The commission shall meet at least once during each calendar year. Additional meetings | |
26 | shall be held as set forth in the bylaws. | |
27 | (4) All meetings shall be open to the public, and public notice of meetings shall be given | |
28 | in the same manner as required under Chapter 35 of Title 42, but otherwise, the commission shall | |
29 | not be subject to the requirements of the Rhode Island Open Meetings Act, R.I. Gen. Laws § 42- | |
30 | 46-1et seq. and/or the Rhode Island Access to Public Records Act, R.I. Gen. Laws § 38-2-1 et seq. | |
31 | Rather, the commission shall adhere to the requirements stated in this chapter | |
32 | (5) The commission may convene in a closed, non-public meeting if the Commission must | |
33 | discuss: | |
34 | (i) Non-compliance of a member state with its obligations under the compact; | |
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1 | (ii) The employment, compensation, discipline or other personnel matters, practices or | |
2 | procedures related to specific employees or other matters related to the commission’s internal | |
3 | personnel practices and procedures; | |
4 | (iii) Current, threatened, or reasonably anticipated litigation; | |
5 | (iv) Negotiation of contracts for the purchase or sale of goods, services, or real estate; | |
6 | (v) Accusing any person of a crime or formally censuring any person; | |
7 | (vi) Disclosure of trade secrets or commercial or financial information that is privileged or | |
8 | confidential; | |
9 | (vii)Disclosure of information of a personal nature where disclosure would constitute a | |
10 | clearly unwarranted invasion of personal privacy; | |
11 | (viii) Disclosure of investigatory records compiled for law enforcement purposes; | |
12 | (ix) Disclosure of information related to any investigatory reports prepared by or on behalf | |
13 | of or for use of the commission or other committee charged with responsibility of investigation or | |
14 | determination of compliance issues pursuant to the compact; or | |
15 | (x) Matters specifically exempted from disclosure by federal or member state statute. | |
16 | (6) If a meeting, or portion of a meeting, is closed pursuant to this provision, the | |
17 | commission’s legal counsel or designee shall certify that the meeting may be closed and shall | |
18 | reference each relevant exempting provision. The commission shall keep minutes that fully and | |
19 | clearly describe all matters discussed in a meeting and shall provide a full and accurate summary | |
20 | of actions taken, and the reasons therefore, including a description of the views expressed. All | |
21 | documents considered in connection with an action shall be identified in such minutes. All minutes | |
22 | and documents of a closed meeting shall remain under seal, subject to release by a majority vote of | |
23 | the commission or order of a court of competent jurisdiction. | |
24 | (c) The commission shall, by a majority vote of the delegates, prescribe bylaws and/or rules | |
25 | to govern its conduct as may be necessary or appropriate to carry out the purposes and exercise the | |
26 | powers of the compact, including but not limited to: | |
27 | (1) Establishing the fiscal year of the commission; | |
28 | (2) Providing reasonable standards and procedures: | |
29 | (3) for the establishment and meetings of other committees; and | |
30 | (4) governing any general or specific delegation of any authority or function of the | |
31 | commission; | |
32 | (5) Providing reasonable procedures for calling and conducting meetings of the | |
33 | commission, ensuring reasonable advance notice of all meetings, and providing an opportunity for | |
34 | attendance of such meetings by interested parties, with enumerated exceptions designed to protect | |
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1 | the public’s interest, the privacy of individuals, and proprietary information, including trade secrets. | |
2 | The commission may meet in closed session only after a majority of the membership votes to close | |
3 | a meeting in whole or in part. As soon as practicable, the commission must make public a copy of | |
4 | the vote to close the meeting revealing the vote of each member with no proxy votes allowed; | |
5 | (6) Establishing the titles, duties and authority, and reasonable procedures for the election | |
6 | of the officers of the commission; | |
7 | (7) Providing reasonable standards and procedures for the establishment of the personnel | |
8 | policies and programs of the commission. Notwithstanding any civil service or other similar laws | |
9 | of any member state, the bylaws shall exclusively govern the personnel policies and programs of | |
10 | the commission; | |
11 | (8) Promulgating a code of ethics to address permissible and prohibited activities of | |
12 | commission members and employees; | |
13 | (9) Providing a mechanism for winding up the operations of the commission and the | |
14 | equitable disposition of any surplus funds that may exist after the termination of the compact after | |
15 | the payment and/or reserving of all of its debts and obligations; | |
16 | (10) The commission shall publish its bylaws and file a copy thereof, and a copy of any | |
17 | amendment thereto, with the appropriate agency or officer in each of the member states, if any. | |
18 | (11) The commission shall maintain its financial records in accordance with the bylaws. | |
19 | (12) The commission shall meet and take such actions as are consistent with the provisions | |
20 | of this compact and the bylaws. | |
21 | (d) The commission shall have the following powers: | |
22 | (1) The authority to promulgate uniform rules to facilitate and coordinate implementation | |
23 | and administration of this compact. The rules shall have the force and effect of law and shall be | |
24 | binding in all member states; | |
25 | (2) To bring and prosecute legal proceedings or actions in the name of the commission, | |
26 | provided that the standing of any state EMS authority or other regulatory body responsible for EMS | |
27 | personnel licensure to sue or be sued under applicable law shall not be affected; | |
28 | (3) To purchase and maintain insurance and bonds; | |
29 | (4) To borrow, accept, or contract for services of personnel, including, but not limited to, | |
30 | employees of a member state; | |
31 | (5) To hire employees, elect or appoint officers, fix compensation, define duties, grant such | |
32 | individuals appropriate authority to carry out the purposes of the compact, and to establish the | |
33 | commission’s personnel policies and programs relating to conflicts of interest, qualifications of | |
34 | personnel, and other related personnel matters; | |
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1 | (6) To accept any and all appropriate donations and grants of money, equipment, supplies, | |
2 | materials and services, and to receive, utilize and dispose of the same; provided that at all times the | |
3 | commission shall strive to avoid any appearance of impropriety and/or conflict of interest; | |
4 | (7) To lease, purchase, accept appropriate gifts or donations of, or otherwise to own, hold, | |
5 | improve or use, any property, real, personal or mixed; provided that at all times the Commission | |
6 | shall strive to avoid any appearance of impropriety; | |
7 | (8) To sell convey, mortgage, pledge, lease, exchange, abandon, or otherwise dispose of | |
8 | any property real, personal, or mixed; | |
9 | (9) To establish a budget and make expenditures; | |
10 | (10) To borrow money; | |
11 | (11) To appoint committees, including advisory committees comprised of members, state | |
12 | regulators, state legislators or their representatives, and consumer representatives, and such other | |
13 | interested persons as may be designated in this compact and the bylaws; | |
14 | (12) To provide and receive information from, and to cooperate with, law enforcement | |
15 | agencies; | |
16 | (13) To adopt and use an official seal; and | |
17 | (14) To perform such other functions as may be necessary or appropriate to achieve the | |
18 | purposes of this compact consistent with the state regulation of EMS personnel licensure and | |
19 | practice. | |
20 | (e) Financing of the commission | |
21 | (1) The Commission shall pay, or provide for the payment of, the reasonable expenses of | |
22 | its establishment, organization, and ongoing activities. | |
23 | (2) The commission may accept any and all appropriate revenue sources, donations, and | |
24 | grants of money, equipment, supplies, materials, and services. | |
25 | (3) The commission may levy on and collect an annual assessment from each member state | |
26 | or impose fees on other parties to cover the cost of the operations and activities of the commission | |
27 | and its staff, which must be in a total amount sufficient to cover its annual budget as approved each | |
28 | year for which revenue is not provided by other sources. The aggregate annual assessment amount | |
29 | shall be allocated based upon a formula to be determined by the commission, which shall | |
30 | promulgate a rule binding upon all member states. | |
31 | (4) The commission shall not incur obligations of any kind prior to securing the funds | |
32 | adequate to meet the same; nor shall the commission pledge the credit of any of the member states, | |
33 | except by and with the authority of the member state. | |
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1 | (5) The commission shall keep accurate accounts of all receipts and disbursements. The | |
2 | receipts and disbursements of the commission shall be subject to the audit and accounting | |
3 | procedures established under its bylaws. However, all receipts and disbursements of funds handled | |
4 | by the commission shall be audited yearly by a certified or licensed public accountant, and the | |
5 | report of the audit shall be included in and become part of the annual report of the commission. | |
6 | (f) Qualified immunity, defense, and indemnification | |
7 | (1) The members, officers, executive director, employees and representatives of the | |
8 | Commission shall be immune from suit and liability, either personally or in their official capacity, | |
9 | for any claim for damage to or loss of property or personal injury or other civil liability caused by | |
10 | or arising out of any actual or alleged act, error or omission that occurred, or that the person against | |
11 | whom the claim is made had a reasonable basis for believing occurred within the scope of | |
12 | commission employment, duties or responsibilities; provided that nothing in this paragraph shall | |
13 | be construed to protect any such person from suit and/or liability for any damage, loss, injury, or | |
14 | liability caused by the intentional or willful or wanton misconduct of that person. | |
15 | (2) The commission shall defend any member, officer, executive director, employee or | |
16 | representative of the commission in any civil action seeking to impose liability arising out of any | |
17 | actual or alleged act, error, or omission that occurred within the scope of commission employment, | |
18 | duties, or responsibilities, or that the person against whom the claim is made had a reasonable basis | |
19 | for believing occurred within the scope of commission employment, duties, or responsibilities; | |
20 | provided that nothing herein shall be construed to prohibit that person from retaining his or her own | |
21 | counsel; and provided further, that the actual or alleged act, error, or omission did not result from | |
22 | that person’s intentional or willful or wanton misconduct. | |
23 | (3) The commission shall indemnify and hold harmless any member, officer, executive | |
24 | director, employee, or representative of the commission for the amount of any settlement or | |
25 | judgment obtained against that person arising out of any actual or alleged act, error or omission | |
26 | that occurred within the scope of commission employment, duties, or responsibilities, or that such | |
27 | person had a reasonable basis for believing occurred within the scope of commission employment, | |
28 | duties, or responsibilities, provided that the actual or alleged act, error, or omission did not result | |
29 | from the intentional or willful or wanton misconduct of that person. | |
30 | 23-4.2-12 Coordinated database. | |
31 | (a) The commission shall provide for the development and maintenance of a coordinated | |
32 | database and reporting system containing licensure, adverse action, and significant investigatory | |
33 | information on all licensed individuals in member states. | |
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1 | (b) Notwithstanding any other provision of state law to the contrary, a member state shall | |
2 | submit a uniform data set to the coordinated database on all individuals to whom this compact is | |
3 | applicable as required by the rules of the commission, including: | |
4 | (1) Identifying information; | |
5 | (2) Licensure data; | |
6 | (3) Significant investigatory information; | |
7 | (4) Adverse actions against an individual’s license; | |
8 | (5) An indicator that an individual’s privilege to practice is restricted, suspended or | |
9 | revoked; | |
10 | (6) Non-confidential information related to alternative program participation; | |
11 | (7) Any denial of application for licensure, and the reason(s) for such denial; and | |
12 | (8) Other information that may facilitate the administration of this Compact, as determined | |
13 | by the rules of the commission. | |
14 | (c) The coordinated database administrator shall promptly notify all member states of any | |
15 | adverse action taken against, or significant investigative information on, any individual in a | |
16 | member state. | |
17 | (d) Member states contributing information to the coordinated database may designate | |
18 | information that may not be shared with the public without the express permission of the | |
19 | contributing state. | |
20 | (e) Any information submitted to the coordinated database that is subsequently required to | |
21 | be expunged by the laws of the member state contributing the information shall be removed from | |
22 | the coordinated database. | |
23 | 23-4.2-13– Rulemaking. | |
24 | The commission shall exercise its rulemaking powers pursuant to the criteria set forth in | |
25 | this Section and the rules adopted thereunder. The commission shall not be subject to the | |
26 | requirements of the Rhode Island Administrative Procedures Act, R.I. Gen. Laws § 42-35-1et seq., | |
27 | but rather shall adhere to the requirements stated in this chapter. Rules and amendments shall | |
28 | become binding as of the date specified in each rule or amendment. | |
29 | (b) If a majority of the legislatures of the member states rejects a rule, by enactment of a | |
30 | statute or resolution in the same manner used to adopt the compact, then such rule shall have no | |
31 | further force and effect in any member state. | |
32 | (c) Rules or amendments to the rules shall be adopted at a regular or special meeting of the | |
33 | commission. | |
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1 | (d) Prior to promulgation and adoption of a final rule or rules by the commission, and at | |
2 | least sixty (60) days in advance of the meeting at which the rule will be considered and voted upon, | |
3 | the commission shall file a notice of proposed rulemaking: | |
4 | (1) On the website of the commission; and | |
5 | (2) On the website of each member state EMS authority or the publication in which each | |
6 | state would otherwise publish proposed rules. | |
7 | (e) The notice of proposed rulemaking shall include: | |
8 | (1) The proposed time, date, and location of the meeting in which the rule will be | |
9 | considered and voted upon; | |
10 | (2) The text of the proposed rule or amendment and the reason for the proposed rule; | |
11 | (3) A request for comments on the proposed rule from any interested person; and | |
12 | (4) The manner in which interested persons may submit notice to the commission of their | |
13 | intention to attend the public hearing and any written comments. | |
14 | (f) Prior to adoption of a proposed rule, the commission shall allow persons to submit | |
15 | written data, facts, opinions, and arguments, which shall be made available to the public. | |
16 | (g)The commission shall grant an opportunity for a public hearing before it adopts a rule | |
17 | or amendment if a hearing is requested by: | |
18 | (1) At least twenty-five (25) persons; | |
19 | (2) A governmental subdivision or agency; or | |
20 | (3) An association having at least twenty-five (25) members. | |
21 | (h) a hearing is held on the proposed rule or amendment, the commission shall publish the | |
22 | place, time, and date of the scheduled public hearing. | |
23 | (1) All persons wishing to be heard at the hearing shall notify the executive director of the | |
24 | commission or other designated member in writing of their desire to appear and testify at the | |
25 | hearing not less than five business days before the scheduled date of the hearing. | |
26 | (2) Hearings shall be conducted in a manner providing each person who wishes to comment | |
27 | a fair and reasonable opportunity to comment orally or in writing. | |
28 | (3) No transcript of the hearing is required, unless a written request for a transcript is made, | |
29 | in which case the person requesting the transcript shall bear the cost of producing the transcript. A | |
30 | recording may be made in lieu of a transcript under the same terms and conditions as a transcript. | |
31 | This subsection shall not preclude the commission from making a transcript or recording of the | |
32 | hearing if it so chooses. | |
33 | (4) Nothing in this section shall be construed as requiring a separate hearing on each rule. | |
34 | Rules may be grouped for the convenience of the commission at hearings required by this section. | |
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1 | (i) Following the scheduled hearing date, or by the close of business on the scheduled | |
2 | hearing date if the hearing was not held, the commission shall consider all written and oral | |
3 | comments received. | |
4 | (j) The commission shall, by majority vote of all members, take final action on the proposed | |
5 | rule and shall determine the effective date of the rule, if any, based on the rulemaking record and | |
6 | the full text of the rule. | |
7 | (k) If no written notice of intent to attend the public hearing by interested parties is | |
8 | received, the commission may proceed with promulgation of the proposed rule without a public | |
9 | hearing. | |
10 | (l) Upon determination that an emergency exists, the commission may consider and adopt | |
11 | an emergency rule without prior notice, opportunity for comment, or hearing, provided that the | |
12 | usual rulemaking procedures provided in the compact and in this section shall be retroactively | |
13 | applied to the rule as soon as reasonably possible, in no event later than ninety (90) days after the | |
14 | effective date of the rule. For the purposes of this provision, an emergency rule is one that must be | |
15 | adopted immediately in order to: | |
16 | (1) Meet an imminent threat to public health, safety, or welfare; | |
17 | (2) Prevent a loss of commission or member state funds; | |
18 | (3) Meet a deadline for the promulgation of an administrative rule that is established by | |
19 | federal law or rule; or | |
20 | (4) Protect public health and safety. | |
21 | (m) The commission or an authorized committee of the Commission may direct revisions | |
22 | to a previously adopted rule or amendment for purposes of correcting typographical errors, errors | |
23 | in format, errors in consistency, or grammatical errors. Public notice of any revisions shall be | |
24 | posted on the website of the commission. The revision shall be subject to challenge by any person | |
25 | for a period of thirty days after posting. The revision may be challenged only on grounds that the | |
26 | revision results in a material change to a rule. A challenge shall be made in writing and delivered | |
27 | to the chair of the commission prior to the end of the notice period. If no challenge is made, the | |
28 | revision will take effect without further action. If the revision is challenged, the revision may not | |
29 | take effect without the approval of the commission. | |
30 | 23-4.2-14– Oversight, dispute resolution, and enforcement. | |
31 | (a) Oversight | |
32 | (1) The executive, legislative, and judicial branches of state government in each member | |
33 | state shall enforce this compact and take all actions necessary and appropriate to effectuate the | |
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1 | compact’s purposes and intent. The provisions of this compact and the rules promulgated hereunder | |
2 | shall have standing as statutory law. | |
3 | (2) All courts shall take judicial notice of the compact and the rules in any judicial or | |
4 | administrative proceeding in a member state pertaining to the subject matter of this compact which | |
5 | may affect the powers, responsibilities or actions of the commission. | |
6 | (b) The Commission shall be entitled to receive service of process in any such proceeding | |
7 | and shall have standing to intervene in such a proceeding for all purposes. Failure to provide service | |
8 | of process to the commission shall render a judgment or order void as to the commission, this | |
9 | compact, or promulgated rules. | |
10 | (c) Default, technical assistance, and termination | |
11 | (1) If the commission determines that a member state has defaulted in the performance of | |
12 | its obligations or responsibilities under this compact or the promulgated rules, the commission | |
13 | shall: | |
14 | (i) Provide written notice to the defaulting state and other member states of the nature of | |
15 | the default, the proposed means of curing the default and/or any other action to be taken by the | |
16 | commission; and | |
17 | (ii) Provide remedial training and specific technical assistance regarding the default. | |
18 | (iii) If a state in default fails to cure the default, the defaulting state may be terminated from | |
19 | the compact upon an affirmative vote of a majority of the member states, and all rights, privileges | |
20 | and benefits conferred by this compact may be terminated on the effective date of termination. A | |
21 | cure of the default does not relieve the offending state of obligations or liabilities incurred during | |
22 | the period of default. | |
23 | (iv) Termination of membership in the compact shall be imposed only after all other means | |
24 | of securing compliance have been exhausted. Notice of intent to suspend or terminate shall be given | |
25 | by the commission to the governor, the majority and minority leaders of the defaulting state’s | |
26 | legislature, and each of the member states. | |
27 | (2) A state that has been terminated is responsible for all assessments, obligations, and | |
28 | liabilities incurred through the effective date of termination, including obligations that extend | |
29 | beyond the effective date of termination. | |
30 | (3) The commission shall not bear any costs related to a state that is found to be in default | |
31 | or that has been terminated from the compact, unless agreed upon in writing between the | |
32 | commission and the defaulting state. | |
33 | (4) The defaulting state may appeal the action of the commission by petitioning the U.S. | |
34 | district court for the District of Columbia or the federal district where the commission has its | |
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1 | principal offices. The prevailing member shall be awarded all costs of such litigation, including | |
2 | reasonable attorney’s fees. | |
3 | (d) Dispute resolution | |
4 | (1) Upon request by a member state, the commission shall attempt to resolve disputes | |
5 | related to the compact that arise among member states and between member and non-member | |
6 | states. | |
7 | (2) The commission shall promulgate a rule providing for both mediation and binding | |
8 | dispute resolution for disputes as appropriate. | |
9 | (e) Enforcement | |
10 | (1) The commission, in the reasonable exercise of its discretion, shall enforce the | |
11 | provisions and rules of this compact. | |
12 | (2) By majority vote, the commission may initiate legal action in the United States district | |
13 | court for the District of Columbia or the federal district where the commission has its principal | |
14 | offices against a member state in default to enforce compliance with the provisions of the compact | |
15 | and its promulgated rules and bylaws. The relief sought may include both injunctive relief and | |
16 | damages. In the event judicial enforcement is necessary, the prevailing member shall be awarded | |
17 | all costs of such litigation, including reasonable attorney’s fees. | |
18 | (3) The remedies herein shall not be the exclusive remedies of the commission. The | |
19 | commission may pursue any other remedies available under federal or state law. | |
20 | 23-4.2-15– Date of implementation of the interstate compact commission for | |
21 | emergency medical personnel practice and associated rules, withdrawal, and amendment. | |
22 | The compact shall come into effect on the date on which the compact statute is enacted | |
23 | into law in the tenth member state. The provisions, which become effective at that time, shall be | |
24 | limited to the powers granted to the commission relating to assembly and the promulgation of rules. | |
25 | Thereafter, the commission shall meet and exercise rulemaking powers necessary to the | |
26 | implementation and administration of the compact. | |
27 | (b) Any state that joins the compact subsequent to the commission’s initial adoption of the | |
28 | rules shall be subject to the rules as they exist on the date on which the compact becomes law in | |
29 | that state. Any rule that has been previously adopted by the commission shall have the full force | |
30 | and effect of law on the day the compact becomes law in that state. | |
31 | (c) Any member state may withdraw from this compact by enacting a statute repealing the | |
32 | same. | |
33 | (1) A member state’s withdrawal shall not take effect until six (6) months after enactment | |
34 | of the repealing statute. | |
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1 | (2) Withdrawal shall not affect the continuing requirement of the withdrawing state’s EMS | |
2 | authority to comply with the investigative and adverse action reporting requirements of this act | |
3 | prior to the effective date of withdrawal. | |
4 | (d) Nothing contained in this compact shall be construed to invalidate or prevent any EMS | |
5 | personnel licensure agreement or other cooperative arrangement between a member state and a | |
6 | non-member state that does not conflict with the provisions of this compact. | |
7 | (e) This compact may be amended by the member states. No amendment to this compact | |
8 | shall become effective and binding upon any member state until it is enacted into the laws of all | |
9 | member states. | |
10 | 23-4.2-16– Construction and severability. | |
11 | This compact shall be liberally construed so as to effectuate the purposes thereof. If this | |
12 | compact shall be held contrary to the constitution of any state member thereto, the compact shall | |
13 | remain in full force and effect as to the remaining member states. Nothing in this compact | |
14 | supersedes state law or rules related to licensure of EMS agencies. | |
15 | SECTION 8. This section shall take effect upon passage and sunset on July 1, 2026. Title | |
16 | 42 of the General Laws entitled “State Affairs and Government” is hereby amended by adding | |
17 | thereto the following chapter: | |
18 | CHAPTER 42-7.5 | |
19 | THE HEALTH SPENDING TRANSPARENCY AND CONTAINMENT ACT | |
20 | 42-7.5-1. Short title. | |
21 | This chapter shall be known and may be cited as “The Health Spending Transparency and | |
22 | Containment Act.” | |
23 | 42-7.5-2. Background and Purposes. | |
24 | (a) WHEREAS, in August of 2018, the Cost Trend Steering Committee, composed of | |
25 | stakeholders including business and consumer advocates and health industry leaders, was created | |
26 | to advise the RI health care cost trend project in partnership with the Office of the Health Insurance | |
27 | Commissioner and the Executive Office on Health and Human Services. | |
28 | (b) WHEREAS, the vision of the cost trend steering committee is to provide every Rhode | |
29 | Islander with access to high-quality, affordable healthcare through greater transparency of | |
30 | healthcare performance and increased accountability by key stakeholders to ensure healthcare | |
31 | spending does not increase at a rate that significantly outpaces the projected state domestic product. | |
32 | (c) WHEREAS, the goal of the cost trend work is to use actionable data insights, analytic | |
33 | tools, State authority, and stakeholder engagement to drive meaningful changes in healthcare | |
34 | spending in Rhode Island. | |
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1 | (d) WHEREAS, since August 2018, Rhode Island has: (1) convened a diverse group of | |
2 | stakeholders to consider the establishment of a cost growth target; (2) achieved unanimous | |
3 | consensus on the establishment of such a target; and (3) issued an executive order to formalize the | |
4 | cost target. | |
5 | (e) WHEREAS, the cost trend steering committee also convened national experts with RI | |
6 | government officials, advocates, business leaders, and healthcare leaders to share best practices on | |
7 | claims-based analyses, leading to the development of a strategy to track overall healthcare | |
8 | spending, report at several levels, and produce information that will inform and enhance provider | |
9 | decision making. | |
10 | (f) WHEREAS, the values that guide Rhode Island’s cost trend efforts include | |
11 | commitments to (1) broad based stakeholder engagement that ensures consensus and support, (2) | |
12 | transparency and actionability of data and reports, and (3) collaboration between experts in state | |
13 | government, the private sector, and academia that results in key decision makers using data in | |
14 | smarter ways to reduce costs while ensuring high quality care. | |
15 | (g) WHEREAS, in the final year of Peterson Center RI health care cost trend project | |
16 | funding (ending August of 2021), the steering committee has committed to work on sustainability | |
17 | planning to codify the cost trend analytics and convenings in the annual practices of the state. This | |
18 | will require reporting in early 2021 on the state’s performance against the cost growth target, | |
19 | demonstrating that healthcare cost analytics can catalyze policy and behavior change, and | |
20 | coordinating the cost trend work with the other on-going health reform and data use work in Rhode | |
21 | Island. | |
22 | (h) WHEREAS, the mission of the Executive Office of Health and Human Services is to | |
23 | assure access to high quality and cost-effective services that foster the health, safety, and | |
24 | independence of all Rhode Islanders. The complementary responsibility of the RI Office of the | |
25 | Health Insurance Commissioner includes addressing the affordability of healthcare and viewing the | |
26 | healthcare system as a whole, combining consumer protection and commercial insurer regulation | |
27 | with system reform policy-making. | |
28 | 42-7.5-3 Definitions. | |
29 | The following words and phrases as used in this chapter shall have the following meaning: | |
30 | (1)(i) "Contribution enrollee" means an individual residing in this state, with respect to | |
31 | whom an insurer administers, provides, pays for, insures, or covers healthcare services, unless | |
32 | excepted by this section. | |
33 | (ii) "Contribution enrollee" shall not include an individual whose healthcare services are | |
34 | paid or reimbursed by Part A or Part B of the Medicare program, a Medicare supplemental policy | |
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1 | as defined in section 1882(g)(1) of the Social Security Act, 42 U.S.C. § 1395ss(g)(1), or Medicare | |
2 | managed care policy, the federal employees' health benefit program, the Veterans' healthcare | |
3 | program, the Indian health service program, or any local governmental corporation, district, or | |
4 | agency providing health benefits coverage on a self-insured basis. | |
5 | (2) "Healthcare services funding contribution" means per capita amount each contributing | |
6 | insurer must contribute to support the health spending transparency and containment program | |
7 | funded by the method established under this section, with respect to each contribution enrollee. | |
8 | (3)(i) "Insurer" means all persons offering, administering, and/or insuring healthcare | |
9 | services, including, but not limited to: | |
10 | (A) Policies of accident and sickness insurance, as defined by chapter 18 of title 27; | |
11 | (B) Nonprofit hospital or medical-service plans, as defined by chapters 19 and 20 of title | |
12 | 27; | |
13 | (C) Any person whose primary function is to provide diagnostic, therapeutic, or preventive | |
14 | services to a defined population on the basis of a periodic premium; | |
15 | (D) All domestic, foreign, or alien insurance companies, mutual associations, and | |
16 | organizations; | |
17 | (E) Health maintenance organizations, as defined by chapter 41 of title 27; | |
18 | (F) All persons providing health benefits coverage on a self-insurance basis; | |
19 | (G) All third-party administrators described in chapter 20.7 of title 27; and | |
20 | (H) All persons providing health benefit coverage under Title XIX of the Social Security | |
21 | Act (Medicaid) as a Medicaid managed care organization offering managed Medicaid. | |
22 | (ii) "Insurer" shall not include any nonprofit dental service corporation as defined in § 27- | |
23 | 20.1-2, nor any insurer offering only those coverages described in § 42-7.5-8. | |
24 | (4) "Person" means any individual, corporation, company, association, partnership, limited | |
25 | liability company, firm, state governmental corporations, districts, and agencies, joint stock | |
26 | associations, trusts, and the legal successor thereof. | |
27 | (5) "Secretary" means the secretary of health and human services. | |
28 | 42-7.5-4. Imposition of health spending transparency and containment funding | |
29 | contribution. | |
30 | (a) Each insurer is required to pay the health spending transparency and containment | |
31 | funding contribution for each contribution enrollee of the insurer as of December 31 of the | |
32 | proceeding calendar year, at the rate set forth in this section. | |
33 | Within 7 days of passage of this act, the secretary shall set the health spending | |
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1 | transparency and containment funding contribution each fiscal year in an amount not to exceed one | |
2 | dollar ($1) per contribution enrollee per year of all insurers. The funding contribution shall be | |
3 | established based upon the anticipated spending necessary to administer the program as set forth in | |
4 | section 42-7.5-10. Any amount collected in excess of the actual amount spent for the program | |
5 | pursuant to section 42-7.5-10 shall be used to reduce the funding contribution required for the | |
6 | following assessment period. | |
7 | The assessment set forth herein shall be in addition to any other fees or assessments | |
8 | upon the insurer allowable by law. | |
9 | (b) The contribution shall be paid by the insurer; provided, however, a person providing | |
10 | health benefits coverage on a self-insurance basis that uses the services of a third-party | |
11 | administrator shall not be required to make a contribution for a contribution enrollee where the | |
12 | contribution on that enrollee has been or will be made by the third-party administrator. | |
13 | 42-7.5-5. Returns and payment. | |
14 | (a) Every insurer required to make a contribution shall, on or before the first day of | |
15 | September of each year, beginning September of 2021, make a return to the secretary together with | |
16 | payment of the annual health spending transparency and containment funding contribution. | |
17 | (b) All returns shall be signed by the insurer required to make the contribution, or by its | |
18 | authorized representative, subject to the pains and penalties of perjury. | |
19 | (c) If a return shows an overpayment of the contribution due, the secretary shall refund or | |
20 | credit the overpayment to the insurer required to make the contribution. | |
21 | 42-7.5-6. Method of payment and deposit of contribution. | |
22 | The payments required by this chapter may be made by electronic transfer of | |
23 | monies to the general treasurer. | |
24 | (b) The general treasurer shall take all steps necessary to facilitate the transfer of monies | |
25 | to the health spending transparency and containment funding account established in § 42-7.5-9 in | |
26 | the amount described in § 42-7.5-4. | |
27 | (c) The general treasurer shall provide the secretary with a record of any monies transferred | |
28 | and deposited. | |
29 | 42-7.5-7. Rules and regulations. | |
30 | The secretary is authorized to make and promulgate rules, regulations, and procedures not | |
31 | inconsistent with state law and fiscal procedures as he or she deems necessary for the proper | |
32 | administration of this chapter. | |
33 | 42-7.5-8. Excluded coverage from the health spending transparency and containment | |
34 | funding act. | |
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1 | (a) In addition to any exclusion and exemption contained elsewhere in this chapter, this | |
2 | chapter shall not apply to insurance coverage providing benefits for, nor shall an individual be | |
3 | deemed a contribution enrollee solely by virtue of receiving benefits for the following: | |
4 | (1) Hospital confinement indemnity; | |
5 | (2) Disability income; | |
6 | (3) Accident only; | |
7 | (4) Long-term care; | |
8 | (5) Medicare supplement; | |
9 | (6) Limited benefit health; | |
10 | (7) Specified disease indemnity; | |
11 | (8) Sickness or bodily injury or death by accident or both; or | |
12 | (9) Other limited benefit policies. | |
13 | 42-7.5-9. Health Spending Transparency and Containment Account. | |
14 | (a)There is created a restricted receipt account to be known as the “health spending | |
15 | transparency and containment account.” All money in the account shall be utilized by the Executive | |
16 | Office of Health and Human Services, with the advice of and in coordination with the Office of the | |
17 | Health Insurance Commissioner, to effectuate the program described in § 42-7.5-10. | |
18 | (b) All money received pursuant to this section shall be deposited in the health spending | |
19 | transparency and containment account. The general treasurer is authorized and directed to draw his | |
20 | or her orders on the account upon receipt of properly authenticated vouchers from the Executive | |
21 | Office of Health and Human Services. | |
22 | (c) The health spending transparency and containment account shall be exempt from the | |
23 | indirect cost recovery provisions of § 35-4-27. | |
24 | 42-7.5-10. Health Spending Transparency and Containment Program. | |
25 | (a) The health spending transparency and containment program (“Program”) is hereby | |
26 | created to utilize health care claims data to help reduce health care costs. | |
27 | (b) The Program, based on the input of the cost trend steering committee, shall: | |
28 | (1) Maintain an annual health care cost growth target that will be used as a voluntary | |
29 | benchmark to measure Rhode Island health care spending performance relative to the target, which | |
30 | performance shall be publicly reported annually. | |
31 | (2) Use data to determine what factors are causing increased health spending in the state, | |
32 | and to create actionable analysis to drive changes in practice and policy and develop cost reduction | |
33 | strategies. | |
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1 | (c) Annual reports shall be made public and recommendations shall be issued to the | |
2 | Governor and the General Assembly. Said annual reports shall be presented at a public meeting to | |
3 | obtain input and comment prior to submission to the Governor and General Assembly. | |
4 | 42-7.5-11. Sunset. | |
5 | The provision of this chapter shall sunset on July 1, 2026. | |
6 | SECTION 9. Section 40-8.4-12 of the General Laws in Chapter 40-8.4 entitled “Health | |
7 | Care for Families” is hereby amended to read as follows: | |
8 | 40-8.4-12. RIte Share health insurance premium assistance program. | |
9 | (a) Basic RIte Share health insurance premium assistance program. Under the terms of | |
10 | Section 1906 of Title XIX of the U.S. Social Security Act, 42 U.S.C. § 1396e, states are permitted | |
11 | to pay a Medicaid-eligible person's share of the costs for enrolling in employer-sponsored health | |
12 | insurance (ESI) coverage if it is cost-effective to do so. Pursuant to the general assembly's direction | |
13 | in the Rhode Island health reform act of 2000, the Medicaid agency requested and obtained federal | |
14 | approval under § 1916, 42 U.S.C. § 1396o, to establish the RIte Share premium assistance program | |
15 | to subsidize the costs of enrolling Medicaid-eligible persons and families in employer-sponsored | |
16 | health insurance plans that have been approved as meeting certain cost and coverage requirements. | |
17 | The Medicaid agency also obtained, at the general assembly's direction, federal authority to require | |
18 | any such persons with access to Employer-Sponsored Health Insurance (ESI) coverage to enroll as | |
19 | a condition of retaining eligibility providing that doing so meets the criteria established in Title | |
20 | XIX for obtaining federal matching funds. | |
21 | (b) Definitions. For the purposes of this section, the following definitions apply: | |
22 | (1) "Cost-effective" means that the portion of the ESI that the state would subsidize, as | |
23 | well as the costs of wrap-around costs services and cost sharing, would on average cost less to the | |
24 | state than enrolling that same person/family in a managed-care delivery system. | |
25 | (2) "Cost sharing" means any co-payments, deductibles, or co-insurance associated with | |
26 | ESI. | |
27 | (3) "Employee premium" means the monthly premium share a person or family is required | |
28 | to pay to the employer to obtain and maintain ESI coverage. | |
29 | (4) “Employer” means any individual, partnership, association, corporation, estate, trust, | |
30 | fiduciary, limited liability company, limited liability partnership, or any other legal entity that | |
31 | employed at least fifty (50) employees during the preceding calendar year. Excluded from this | |
32 | definition are all charitable, not for profit organizations specifically formed for purposes other than | |
33 | operating a profit-seeking business and all state or municipal governmental entities. | |
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1 | (4)(5) "Employer-sponsored health insurance" or "ESI" means health insurance or a group | |
2 | health plan offered to employees by an employer. This includes plans purchased by small | |
3 | employers through the state health insurance marketplace, healthsource, RI (HSRI). | |
4 | (5)(6) "Policy holder" means the person in the household with access to ESI, typically the | |
5 | employee. | |
6 | (6)(7) "RIte Share-approved employer-sponsored health insurance (ESI)" means an | |
7 | employer-sponsored health insurance plan that meets the coverage and cost-effectiveness criteria | |
8 | for RIte Share. | |
9 | (7)(8) "RIte Share buy-in" means the monthly amount an Medicaid-ineligible policy | |
10 | holder must pay toward RIte Share-approved ESI that covers the Medicaid-eligible children, young | |
11 | adults, or spouses with access to the ESI. The buy-in only applies in instances when household | |
12 | income is above one hundred fifty percent (150%) of the FPL. | |
13 | (8)(9) "RIte Share premium assistance program" (referred to hereafter as “RIte Share”) | |
14 | means the Rhode Island Medicaid premium assistance program in which the State pays the eligible | |
15 | Medicaid member's share of the cost of enrolling in a RIte Share-approved ESI plan, as well as | |
16 | coverage of wrap-around services, or those that are covered under Medicaid, but not the ESI plan. | |
17 | This allows the state to share the cost of the health insurance coverage with the employer. | |
18 | (9)(10) "RIte Share unit" means the entity within the executive office of health and human | |
19 | services (EOHHS) responsible for assessing the cost-effectiveness of ESI, contacting employers | |
20 | about ESI as appropriate, initiating the RIte Share enrollment and disenrollment process, handling | |
21 | member communications, and managing the overall operations of the RIte Share program. | |
22 | (10)(11) "Third-party liability (TPL)" means other health insurance coverage. This | |
23 | insurance is in addition to Medicaid and is usually provided through an employer. Since Medicaid | |
24 | is always the payer of last resort, the TPL is always the primary coverage. | |
25 | (11)(12) "Wrap-around services or coverage" means any healthcare services not included | |
26 | in the ESI plan that would have been covered had the Medicaid member been enrolled in a RIte | |
27 | Care or Rhody Health Partners plan. Coverage of deductibles and co-insurance is included in the | |
28 | wrap-around services or coverage. Co-payments to providers are not covered as part of the wrap- | |
29 | around coverage. | |
30 | (c) RIte Share populations. Medicaid beneficiaries subject to RIte Share include: children, | |
31 | families, parent and caretakers eligible for Medicaid or the children's health insurance program | |
32 | (CHIP) under this chapter or chapter 12.3 of title 42; and adults between the ages of nineteen (19) | |
33 | and sixty-four (64) who are eligible under chapter 8.12 of this title, not receiving or eligible to | |
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1 | receive Medicare, and are enrolled in managed care delivery systems. The following additional | |
2 | conditions apply: | |
3 | (1) The income of Medicaid beneficiaries shall affect whether and in what manner they | |
4 | must participate in RIte Share as follows: | |
5 | (i) Income at or below one hundred fifty percent (150%) of FPL – Persons and families | |
6 | determined to have household income at or below one hundred fifty percent (150%) of the federal | |
7 | poverty level (FPL) guidelines based on the modified adjusted gross income (MAGI) standard or | |
8 | other standard approved by the secretary are required to participate in RIte Share if a Medicaid- | |
9 | eligible adult or parent/caretaker has access to cost-effective ESI. Enrolling in ESI through RIte | |
10 | Share shall be a condition of maintaining Medicaid health coverage for any eligible adult with | |
11 | access to such coverage. | |
12 | (ii) Income above one hundred fifty percent (150%) of FPL and policy holder is not | |
13 | Medicaid-eligible – Premium assistance is available when the household includes Medicaid- | |
14 | eligible members, but the ESI policy holder (typically a parent/caretaker, or spouse) is not eligible | |
15 | for Medicaid. Premium assistance for parents/caretakers and other household members who are not | |
16 | Medicaid-eligible may be provided in circumstances when enrollment of the Medicaid-eligible | |
17 | family members in the approved ESI plan is contingent upon enrollment of the ineligible policy | |
18 | holder and the executive office of health and human services (executive office) determines, based | |
19 | on a methodology adopted for such purposes, that it is cost-effective to provide premium assistance | |
20 | for family or spousal coverage. | |
21 | (d) RIte Share enrollment as a condition of eligibility. For Medicaid beneficiaries over the | |
22 | age of nineteen (19), enrollment in RIte Share shall be a condition of eligibility except as exempted | |
23 | below and by regulations promulgated by the executive office. | |
24 | (1) Medicaid-eligible children and young adults up to age nineteen (19) shall not be | |
25 | required to enroll in a parent/caretaker relative's ESI as a condition of maintaining Medicaid | |
26 | eligibility if the person with access to RIte Share-approved ESI does not enroll as required. These | |
27 | Medicaid-eligible children and young adults shall remain eligible for Medicaid and shall be | |
28 | enrolled in a RIte Care plan. | |
29 | (2) There shall be a limited six-month (6) exemption from the mandatory enrollment | |
30 | requirement for persons participating in the RI works program pursuant to chapter 5.2 of this title. | |
31 | (e) Approval of health insurance plans for premium assistance. The executive office of | |
32 | health and human services shall adopt regulations providing for the approval of employer-based | |
33 | health insurance plans for premium assistance and shall approve employer-based health insurance | |
34 | plans based on these regulations. | |
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1 | (1) In order for an employer-based health insurance plan to gain approval, the executive | |
2 | office must determine that the benefits offered by the employer-based health insurance plan are | |
3 | substantially similar in amount, scope, and duration to the benefits provided to Medicaid-eligible | |
4 | persons enrolled in a Medicaid managed care plan, when the plan is evaluated in conjunction with | |
5 | available supplemental benefits provided by the executive office of health and human services. The | |
6 | executive office of health and human services shall obtain and make available to persons otherwise | |
7 | eligible for Medicaid, identified in this section as supplemental benefits, those benefits not | |
8 | reasonably available under employer-based health insurance plans that are required for Medicaid | |
9 | beneficiaries by state law or federal law or regulation. Once it has been determined by the Medicaid | |
10 | agency executive office of health and human services that the ESI offered by a particular employer | |
11 | is RIte Share-approved, all Medicaid members with access to that employer's plan are required to | |
12 | participate in RIte Share. Failure to meet the mandatory enrollment requirement shall result in the | |
13 | termination of the Medicaid eligibility of the policy holder and other Medicaid members nineteen | |
14 | (19) or older in the household who could be covered under the ESI until the policy holder complies | |
15 | with the RIte Share enrollment procedures established by the executive office. | |
16 | (2) Any employer defined in 40-8.4-12(b)(4) shall be required to: | |
17 | (i) annually provide the executive office of health and human services and the Division of | |
18 | Taxation with sufficient and necessary information for the Medicaid agency to determine employee | |
19 | eligibility for RIte Share in accordance with section 40-8.4-12(e)(1). | |
20 | (ii) include instructions provided by EOHHS for RIte Share determination and enrollment | |
21 | as a part of ESI enrollment materials whenever a new employee is offered ESI and/or during the | |
22 | employer’s annual open enrollment period for health insurance coverage. | |
23 | (iii) participate in the executive office of health and human services’ employer education | |
24 | and outreach campaign concerning the RIte Share program and all ESI options. | |
25 | (iv) not offer financial incentives for employees to turn down ESI and remain on Medicaid. | |
26 | (3) Any employer defined in 40-8.4-12(b)(4), that does not timely comply with the | |
27 | requirements of section 40-8.4-12(e)(2)(i), shall in accordance with section 44-1-2(9) be assessed | |
28 | a penalty by the Division of Taxation in the amount of twenty-five hundred dollars ($2500) | |
29 | pursuant to regulations promulgated by the executive office of health and human services in | |
30 | consultation with the division of taxation. | |
31 | (4) Any employer defined in 40-8.4-12(b)(4), that fails to comply with the requirements of | |
32 | section 40-8.4-12(e)(2)(i) or who falsifies any data or reports required to be submitted to the | |
33 | executive office of health and human services pursuant to section 40-8.4-12(e)(2)(i), shall in | |
34 | accordance with the requirements of section 44-1-2 (9) be assessed a penalty by the Division of | |
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1 | Taxation in amount of five thousand dollars ($5000) on such dates and terms to be established | |
2 | pursuant to regulations promulgated by the executive office of health and human services in | |
3 | consultation with the division of taxation. | |
4 | (5) The executive office of health and human services shall adopt regulations providing | |
5 | for the approval of employer-based health insurance plans for premium assistance, the mandatory | |
6 | data and reporting requirements for any employer defined in 40-8.4-12(b)(4). | |
7 | (f) Premium assistance. The executive office shall provide premium assistance by paying | |
8 | all or a portion of the employee's cost for covering the eligible person and/or his or her family under | |
9 | such a RIte Share-approved ESI plan subject to the buy-in provisions in this section. | |
10 | (g) Buy-in. Persons who can afford it shall share in the cost. – The executive office is | |
11 | authorized and directed to apply for and obtain any necessary state plan and/or waiver amendments | |
12 | from the Secretary of the United States Department of Health and Human Services (DHHS) to | |
13 | require that persons enrolled in a RIte Share-approved employer-based health plan who have | |
14 | income equal to or greater than one hundred fifty percent (150%) of the FPL to buy-in to pay a | |
15 | share of the costs based on the ability to pay, provided that the buy-in cost shall not exceed five | |
16 | percent (5%) of the person's annual income. The executive office shall implement the buy-in by | |
17 | regulation, and shall consider co-payments, premium shares, or other reasonable means to do so. | |
18 | (h) Maximization of federal contribution. The executive office of health and human | |
19 | services is authorized and directed to apply for and obtain federal approvals and waivers necessary | |
20 | to maximize the federal contribution for provision of medical assistance coverage under this | |
21 | section, including the authorization to amend the Title XXI state plan and to obtain any waivers | |
22 | necessary to reduce barriers to provide premium assistance to recipients as provided for in Title | |
23 | XXI of the Social Security Act, 42 U.S.C. § 1397aa et seq. | |
24 | (i) Implementation by regulation. The executive office of health and human services is | |
25 | authorized and directed to adopt regulations to ensure the establishment and implementation of the | |
26 | premium assistance program in accordance with the intent and purpose of this section, the | |
27 | requirements of Title XIX, Title XXI, and any approved federal waivers. | |
28 | (j) Outreach and reporting. The executive office of health and human services shall | |
29 | develop a plan to identify Medicaid-eligible individuals who have access to employer-sponsored | |
30 | insurance and increase the use of RIte Share benefits. Beginning October 1, 2019, the executive | |
31 | office shall submit the plan to be included as part of the reporting requirements under § 35-17-1. | |
32 | Starting January 1, 2020, the executive office of health and human services shall include the number | |
33 | of Medicaid recipients with access to employer-sponsored insurance, the number of plans that did | |
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1 | not meet the cost-effectiveness criteria for RIte Share, and enrollment in the premium assistance | |
2 | program as part of the reporting requirements under § 35-17-1. | |
3 | SECTION 10. Section 44-1-2 of the General Laws in Chapter 44-1 entitled “State Tax | |
4 | Officials” is hereby amended to read as follows: | |
5 | 44-1-2. Powers and duties of tax administrator. | |
6 | The tax administrator is required: | |
7 | (1) To assess and collect all taxes previously assessed by the division of state taxation in | |
8 | the department of revenue and regulation, including the franchise tax on domestic corporations, | |
9 | corporate excess tax, tax upon gross earnings of public service corporations, tax upon interest | |
10 | bearing deposits in national banks, the inheritance tax, tax on gasoline and motor fuels, and tax on | |
11 | the manufacture of alcoholic beverages; | |
12 | (2) To assess and collect the taxes upon banks and insurance companies previously | |
13 | administered by the division of banking and insurance in the department of revenue and regulation, | |
14 | including the tax on foreign and domestic insurance companies, tax on foreign building and loan | |
15 | associations, deposit tax on savings banks, and deposit tax on trust companies; | |
16 | (3) To assess and collect the tax on pari-mutuel or auction mutuel betting, previously | |
17 | administered by the division of horse racing in the department of revenue and regulation; | |
18 | (4) [Deleted by P.L. 2006, ch. 246, art. 38, § 10]; | |
19 | (5) To assess and collect the monthly surcharges that are collected by telecommunication | |
20 | services providers pursuant to § 39-21.1-14 and are remitted to the division of taxation; | |
21 | (6) To audit, assess, and collect all unclaimed intangible and tangible property pursuant to | |
22 | chapter 21.1 of title 33; | |
23 | (7) To provide to the department of labor and training any state tax information, state | |
24 | records, or state documents they or the requesting agency certify as necessary to assist the agency | |
25 | in efforts to investigate suspected misclassification of employee status, wage and hour violations, | |
26 | or prevailing wage violations subject to the agency's jurisdiction, even if deemed confidential under | |
27 | applicable law, provided that the confidentiality of such materials shall be maintained, to the extent | |
28 | required of the releasing department by any federal or state law or regulation, by all state | |
29 | departments to which the materials are released and no such information shall be publicly disclosed, | |
30 | except to the extent necessary for the requesting department or agency to adjudicate a violation of | |
31 | applicable law. The certification must include a representation that there is probable cause to | |
32 | believe that a violation has occurred. State departments sharing this information or materials may | |
33 | enter into written agreements via memorandums of understanding to ensure the safeguarding of | |
34 | such released information or materials; and | |
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1 | (8) To preserve the Rhode Island tax base under Rhode Island law prior to the December | |
2 | 22, 2017, Congressional enactment of Public Law 115-97, The Tax Cuts and Jobs Act, the tax | |
3 | administrator, upon prior written notice to the speaker of the house, senate president, and | |
4 | chairpersons of the house and senate finance committees, is specifically authorized to amend tax | |
5 | forms and related instructions in response to any changes the Internal Revenue Service makes to | |
6 | its forms, regulations, and/or processing which will materially impact state revenues, to the extent | |
7 | that impact is measurable. Any Internal Revenue Service changes to forms, regulations, and/or | |
8 | processing which go into effect during the current tax year or within six (6) months of the beginning | |
9 | of the next tax year and which will materially impact state revenue will be deemed grounds for the | |
10 | promulgation of emergency rules and regulations under § 42-35-2.10. The provisions of this | |
11 | subsection (8) shall sunset on December 31, 2021. | |
12 | (9) To collect the penalties from all Rhode Island employers, as defined in section 40-8.4- | |
13 | 12(b)(4), during the preceding calendar year, who fail to provide the information required by the | |
14 | executive office of health and human services pursuant to section 40-8.4-12 of the Rhode Island | |
15 | General Laws and associated rules and regulations. An employer is required to provide such | |
16 | information to the executive office of health and human services on an annual basis if it had at | |
17 | least an average of fifty (50) or more employees during the preceding calendar year. The first | |
18 | submissions under this program will be required to be filed with the executive office of health and | |
19 | human services from employers who had at least an average of fifty (50) or more employees during | |
20 | 2020. The required information must be filed with the executive office of health and human | |
21 | services between November 15th and December 15th during the year in which such information is | |
22 | due. The first reports under this program will be due between November 15, 2021 and December | |
23 | 15, 2021. The penalties set forth in section 40-8.4-12 may be assessed by the tax administrator. | |
24 | The executive office of health and human services shall transmit to the division of taxation a list of | |
25 | Rhode Island employers and related documentation or information required by Section 40-8.4-12, | |
26 | including the list of employers who are not participating in RIte Share, for the purpose of complying | |
27 | with this chapter as well as chapter 8.4 of title 40. The tax administrator shall collect the penalty | |
28 | assessment with interest in the same manner with the same powers as are prescribed for collection | |
29 | of taxes in title 44. | |
30 | SECTION 11. Section 8 of this article shall take effect upon passage and sunset on July 1, | |
31 | 2026. The remaining sections of this article shall take effect upon passage. | |
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