Chapter 110 |
2022 -- S 2605 Enacted 06/21/2022 |
A N A C T |
RELATING TO BUSINESSES AND PROFESSIONS -- PSYCHOLOGY INTERJURISDICTIONAL COMPACT |
Introduced By: Senators DiMario, Miller, Pearson, Lawson, Burke, DiPalma, Murray, Kallman, and Euer |
Date Introduced: March 10, 2022 |
It is enacted by the General Assembly as follows: |
SECTION 1. Title 5 of the General Laws entitled "BUSINESSES AND PROFESSIONS" |
is hereby amended by adding thereto the following chapter: |
CHAPTER 44.1 |
THE PSYCHOLOGY INTERJURISDICTIONAL COMPACT |
5-44.1-1. Short title. |
This chapter shall be known and may be cited as the "The Psychology Interjurisdictional |
Compact" ("the compact"). |
5-44.1-2. Execution of the compact. |
The governor on behalf of the State of Rhode Island is authorized to execute a compact, in |
substantially the following form, with any state, territory or possession of the United States, the |
District of Columbia, and the Commonwealth of Puerto Rico, and the general assembly signifies |
in advance its approval and ratification of this compact: "The Psychology Interjurisdictional |
Compact". The contracting states solemnly agree: |
PSYCHOLOGY INTERJURISDICTIONAL COMPACT (PSYPACT) |
ARTICLE I |
PURPOSE |
Whereas, states license psychologists, in order to protect the public through verification of |
education, training and experience and ensure accountability for professional practice; and |
Whereas, this Compact is intended to regulate the day to day practice of telepsychology |
(i.e. the provision of psychological services using telecommunication technologies) by |
psychologists across state boundaries in the performance of their psychological practice as assigned |
by an appropriate authority; and |
Whereas, this Compact is intended to regulate the temporary in-person, face-to-face |
practice of psychology by psychologists across state boundaries for thirty (30) days within a |
calendar year in the performance of their psychological practice as assigned by an appropriate |
authority; and |
Whereas, this Compact is intended to authorize State Psychology Regulatory Authorities |
to afford legal recognition, in a manner consistent with the terms of the Compact, to psychologists |
licensed in another state; and |
Whereas, this Compact recognizes that states have a vested interest in protecting the |
public's health and safety through their licensing and regulation of psychologists and that such state |
regulation will best protect public health and safety; and |
Whereas, this Compact does not apply when a psychologist is licensed in both the Home |
and Receiving States; and |
Whereas, this Compact does not apply to permanent in-person, face-to-face practice, it |
does allow for authorization of temporary psychological practice. |
Consistent with these principles, this Compact is designed to achieve the following |
purposes and objectives: |
(1) Increase public access to professional psychological services by allowing for |
telepsychological practice across state lines as well as temporary in-person, face-to-face services |
into a state which the psychologist is not licensed to practice psychology; |
(2) Enhance the states' ability to protect the public's health and safety, especially |
client/patient safety; |
(3) Encourage the cooperation of Compact States in the areas of psychology licensure and |
regulation; |
(4) Facilitate the exchange of information between Compact States regarding psychologist |
licensure, adverse actions and disciplinary history; |
(5) Promote compliance with the laws governing psychological practice in each Compact |
State; and |
(6) Invest all Compact States with the authority to hold licensed psychologists accountable |
through the mutual recognition of Compact State licenses. |
ARTICLE II |
DEFINITIONS |
(A) "Adverse Action" means any action taken by a State Psychology Regulatory Authority |
which finds a violation of a statute or regulation that is identified by the State Psychology |
Regulatory Authority as discipline and is a matter of public record. |
(B) "Association of State and Provincial Psychology Boards (ASPPB)" means the |
recognized membership organization composed of State and Provincial Psychology Regulatory |
Authorities responsible for the licensure and registration of psychologists throughout the United |
States and Canada. |
(C) "Authority to Practice Interjurisdictional Telepsychology" means a licensed |
psychologist's authority to practice telepsychology, within the limits authorized under this |
Compact, in another Compact State. |
(D) "Bylaws" means those Bylaws established by the Psychology Interjurisdictional |
Compact Commission pursuant to Article X for its governance, or for directing and controlling its |
actions and conduct. |
(E) "Client/Patient" means the recipient of psychological services, whether psychological |
services are delivered in the context of healthcare, corporate, supervision, and/or consulting |
services. |
(F) "Commissioner" means the voting representative appointed by each State Psychology |
Regulatory Authority pursuant to Article X. |
(G) "Compact State" means a state, the District of Columbia, or United States territory that |
has enacted this Compact legislation and which has not withdrawn pursuant to Article XIII, Section |
C or been terminated pursuant to Article XII, Section B. |
(H) "Coordinated Licensure Information System" also referred to as "Coordinated |
Database" means an integrated process for collecting, storing, and sharing information on |
psychologists' licensure and enforcement activities related to psychology licensure laws, |
Psychology Interjurisdictional Compact (PSYPACT) which is administered by the recognized |
membership organization composed of State and Provincial Psychology Regulatory Authorities. |
(I) "Confidentiality" means the principle that data or information is not made available or |
disclosed to unauthorized persons and/or processes. |
(J) "Day" means any part of a day in which psychological work is performed. |
(K) "Distant State" means the Compact State where a psychologist is physically present |
(not through the use of telecommunications technologies), to provide temporary in-person, face-to- |
face psychological services. |
(L) "e-Passport" means a certificate issued by the Association of State and Provincial |
Psychology Boards (ASPPB) that promotes the standardization in the criteria of interjurisdictional |
telepsychology practice and facilitates the process for licensed psychologists to provide |
telepsychological services across state lines. |
(M) "Executive Board" means a group of directors elected or appointed to act on behalf of, |
and within the powers granted to them by, the Commission. |
(N) "Home State" means a Compact State where a psychologist is licensed to practice |
psychology. If the psychologist is licensed in more than one Compact State and is practicing under |
the Authorization to Practice Interjurisdictional Telepsychology, the Home State is the Compact |
State where the psychologist is physically present when the telepsychological services are |
delivered. If the psychologist is licensed in more than one Compact State and is practicing under |
the Temporary Authorization to Practice, the Home State is any Compact State where the |
psychologist is licensed. |
(O) "Identity History Summary" means a summary of information retained by the FBI, or |
other designee with similar authority, in connection with arrests and, in some instances, federal |
employment, naturalization, or military service. |
(P) "In-Person, Face-to-Face" means interactions in which the psychologist and the |
client/patient are in the same physical space and which does not include interactions that may occur |
through the use of telecommunication technologies. |
(Q) "Interjurisdictional Practice Certificate" (IPC) means a certificate issued by the |
Association of State and Provincial Psychology Boards (ASPPB) that grants temporary authority |
to practice based on notification to the State Psychology Regulatory Authority of intention to |
practice temporarily, and verification of one's qualifications for such practice. |
(R) "License" means authorization by a State Psychology Regulatory Authority to engage |
in the independent practice of psychology, which would be unlawful without the authorization. |
(S) "Non-Compact State" means any State which is not at the time a Compact State. |
(T) "Psychologist" means an individual licensed for the independent practice of |
psychology. |
(U) "Psychology Interjurisdictional Compact Commission" also referred to as |
"Commission" means the national administration of which all Compact States are members. |
(V) "Receiving State" means a Compact State where the client/patient is physically located |
when the telepsychological services are delivered. |
(W) "Rule" means a written statement by the Psychology Interjurisdictional Compact |
Commission promulgated pursuant to Article XI of the Compact that is of general applicability, |
implements, interprets, or prescribes a policy or provision of the Compact, or an organizational, |
procedural, or practice requirement of the Commission and has the force and effect of statutory law |
in a Compact State, and includes the amendment, repeal or suspension of an existing rule. |
(X) "Significant Investigatory Information" means: |
(1) Investigative information that a State Psychology Regulatory Authority, after a |
preliminary inquiry that includes notification and an opportunity to respond if required by state |
law, has reason to believe, if proven true, would indicate more than a violation of state statute or |
ethics code that would be considered more substantial than minor infraction; or |
(2) Investigative information that indicates that the psychologist represents an immediate |
threat to public health and safety regardless of whether the psychologist has been notified and/or |
had an opportunity to respond. |
(Y) "State" means a state, commonwealth, territory, or possession of the United States, or |
the District of Columbia. |
(Z) "State Psychology Regulatory Authority" means the Board, office or other agency with |
the legislative mandate to license and regulate the practice of psychology. |
(AA) "Telepsychology" means the provision of psychological services using |
telecommunication technologies. |
(BB) "Temporary Authorization to Practice" means a licensed psychologist's authority to |
conduct temporary in-person, face-to-face practice, within the limits authorized under this |
Compact, in another Compact State. |
(CC) "Temporary In-Person, Face-to-Face Practice" means where a psychologist is |
physically present (not through the use of telecommunications technologies), in the Distant State |
to provide for the practice of psychology for thirty (30) days within a calendar year and based on |
notification to the Distant State. |
ARTICLE III |
HOME STATE LICENSURE |
(A) The Home State shall be a Compact State where a psychologist is licensed to practice |
psychology. |
(B) A psychologist may hold one or more Compact State licenses at a time. If the |
psychologist is licensed in more than one Compact State, the Home State is the Compact State |
where the psychologist is physically present when the services are delivered as authorized by the |
Authority to Practice Interjurisdictional Telepsychology under the terms of this Compact. |
(C) Any Compact State may require a psychologist not previously licensed in a Compact |
State to obtain and retain a license to be authorized to practice in the Compact State under |
circumstances not authorized by the Authority to Practice Interjurisdictional Telepsychology under |
the terms of this Compact. |
(D) Any Compact State may require a psychologist to obtain and retain a license to be |
authorized to practice in a Compact State under circumstances not authorized by Temporary |
Authorization to Practice under the terms of this Compact. |
(E) A Home State's license authorizes a psychologist to practice in a Receiving State under |
the Authority to Practice Interjurisdictional Telepsychology only if the Compact State: |
(1) Currently requires the psychologist to hold an active e-Passport; |
(2) Has a mechanism in place for receiving and investigating complaints about licensed |
individuals; |
(3) Notifies the Commission, in compliance with the terms herein, of any adverse action |
or significant investigatory information regarding a licensed individual; |
(4) Requires an Identity History Summary of all applicants at initial licensure, including |
the use of the results of fingerprints or other biometric data checks compliant with the requirements |
of the Federal Bureau of Investigation (FBI), or other designee with similar authority, no later than |
ten (10) years after activation of the Compact; and |
(5) Complies with the Bylaws and Rules of the Commission. |
(F) A Home State's license grants Temporary Authorization to Practice to a psychologist |
in a Distant State only if the Compact State: |
(1) Currently requires the psychologist to hold an active IPC; |
(2) Has a mechanism in place for receiving and investigating complaints about licensed |
individuals; |
(3) Notifies the Commission, in compliance with the terms herein, of any adverse action |
or significant investigatory information regarding a licensed individual; |
(4) Requires an Identity History Summary of all applicants at initial licensure, including |
the use of the results of fingerprints or other biometric data checks compliant with the requirements |
of the Federal Bureau of Investigation FBI, or other designee with similar authority, no later than |
ten (10) years after activation of the Compact; and |
(5) Complies with the Bylaws and Rules of the Commission. |
ARTICLE IV |
COMPACT PRIVILEGE TO PRACTICE TELEPSYCHOLOGY |
(A) Compact States shall recognize the right of a psychologist, licensed in a Compact State |
in conformance with Article III, to practice telepsychology in other Compact States (Receiving |
States) in which the psychologist is not licensed, under the Authority to Practice Interjurisdictional |
Telepsychology as provided in the Compact. |
(B) To exercise the Authority to Practice Interjurisdictional Telepsychology under the |
terms and provisions of this Compact, a psychologist licensed to practice in a Compact State must: |
(1) Hold a graduate degree in psychology from an institute of higher education that was, at |
the time the degree was awarded: |
(a) Regionally accredited by an accrediting body recognized by the U.S. Department of |
Education to grant graduate degrees, or authorized by Provincial Statute or Royal Charter to grant |
doctoral degrees; or |
(b) A foreign college or university deemed to be equivalent to subsection 1(a) above by a |
foreign credential evaluation service that is a member of the National Association of Credential |
Evaluation Services (NACES) or by a recognized foreign credential evaluation service; and |
(2) Hold a graduate degree in psychology that meets the following criteria: |
(a) The program, wherever it may be administratively housed, must be clearly identified |
and labeled as a psychology program. Such a program must specify in pertinent institutional |
catalogues and brochures its intent to educate and train professional psychologists; |
(b) The psychology program must stand as a recognizable, coherent, organizational entity |
within the institution; |
(c) There must be a clear authority and primary responsibility for the core and specialty |
areas whether or not the program cuts across administrative lines; |
(d) The program must consist of an integrated, organized sequence of study; |
(e) There must be an identifiable psychology faculty sufficient in size and breadth to carry |
out its responsibilities; |
(f) The designated director of the program must be a psychologist and a member of the |
core faculty; |
(g) The program must have an identifiable body of students who are matriculated in that |
program for a degree; |
(h) The program must include supervised practicum, internship, or field training |
appropriate to the practice of psychology; |
(i) The curriculum shall encompass a minimum of three (3) academic years of full-time |
graduate study for doctoral degree and a minimum of one academic year of full-time graduate study |
for master's degree; and |
(j) The program includes an acceptable residency as defined by the Rules of the |
Commission. |
(3) Possess a current, full and unrestricted license to practice psychology in a Home State |
which is a Compact State; |
(4) Have no history of adverse action that violate the Rules of the Commission; |
(5) Have no criminal record history reported on an Identity History Summary that violates |
the Rules of the Commission; |
(6) Possess a current, active e-Passport; |
(7) Provide attestations in regard to areas of intended practice, conformity with standards |
of practice, competence in telepsychology technology; criminal background; and knowledge and |
adherence to legal requirements in the home and receiving states, and provide a release of |
information to allow for primary source verification in a manner specified by the Commission; and |
(8) Meet other criteria as defined by the Rules of the Commission. |
(C) A psychologist practicing into a Receiving State under the Authority to Practice |
Interjurisdictional Telepsychology shall practice within areas of competencies and the scope of |
practice authorized by the Home State. |
(D) A psychologist practicing into a Receiving State under the Authority to Practice |
Interjurisdictional Telepsychology will be subject to the Home State's authority and laws. A |
Receiving State may, in accordance with that state's due process law, limit or revoke a |
psychologist's Authority to Practice Interjurisdictional Telepsychology in the Receiving State and |
may take any other necessary actions under the Receiving State's applicable law to protect the |
health and safety of the Receiving State's citizens. If a Receiving State takes action, the state shall |
promptly notify the Home State and the Commission. |
(E) If a psychologist's license in any Home State, another Compact State, or any Authority |
to Practice Interjurisdictional Telepsychology in any Receiving State, is restricted, suspended or |
otherwise limited, the e-Passport shall be revoked and therefore the psychologist shall not be |
eligible to practice telepsychology in a Compact State under the Authority to Practice |
Interjurisdictional Telepsychology. |
ARTICLE V |
COMPACT TEMPORARY AUTHORIZATION TO PRACTICE |
(A) Compact States shall also recognize the right of a psychologist, licensed in a Compact |
State in conformance with Article III, to practice temporarily in other Compact States (Distant |
States) in which the psychologist is not licensed, as provided in the Compact. |
(B) To exercise the Temporary Authorization to Practice under the terms and provisions of |
this Compact, a psychologist licensed to practice in a Compact State must: |
(1) Hold a graduate degree in psychology from an institute of higher education that was, at |
the time the degree was awarded: |
(a) Regionally accredited by an accrediting body recognized by the U.S. Department of |
Education to grant graduate degrees, or authorized by Provincial Statute or Royal Charter to grant |
doctoral degrees; or |
(b) A foreign college or university deemed to be equivalent to subsection 1(a) above by a |
foreign credential evaluation service that is a member of the National Association of Credential |
Evaluation Services (NACES) or by a recognized foreign credential evaluation service; and |
(2) Hold a graduate degree in psychology that meets the following criteria: |
(a) The program, wherever it may be administratively housed, must be clearly identified |
and labeled as a psychology program. Such a program must specify in pertinent institutional |
catalogues and brochures its intent to educate and train professional psychologists; |
(b) The psychology program must stand as a recognizable, coherent, organizational entity |
within the institution; |
(c) There must be a clear authority and primary responsibility for the core and specialty |
areas whether or not the program cuts across administrative lines; |
(d) The program must consist of an integrated, organized sequence of study; |
(e) There must be an identifiable psychology faculty sufficient in size and breadth to carry |
out its responsibilities; |
(f) The designated director of the program must be a psychologist and a member of the |
core faculty; |
(g) The program must have an identifiable body of students who are matriculated in that |
program for a degree; |
(h) The program must include supervised practicum, internship, or field training |
appropriate to the practice of psychology; |
(i) The curriculum shall encompass a minimum of three (3) academic years of full-time |
graduate study for doctoral degrees and a minimum of one academic year of full-time graduate |
study for master's degree; |
(j) The program includes an acceptable residency as defined by the Rules of the |
Commission; |
(3) Possess a current, full and unrestricted license to practice psychology in a Home State |
which is a Compact State; |
(4) No history of adverse action that violate the Rules of the Commission; |
(5) No criminal record history that violates the Rules of the Commission; |
(6) Possess a current, active IPC; |
(7) Provide attestations in regard to areas of intended practice and work experience and |
provide a release of information to allow for primary source verification in a manner specified by |
the Commission; and |
(8) Meet other criteria as defined by the Rules of the Commission. |
(C) A psychologist practicing into a Distant State under the Temporary Authorization to |
Practice shall practice within the scope of practice authorized by the Distant State. |
(D) A psychologist practicing into a Distant State under the Temporary Authorization to |
Practice will be subject to the Distant State's authority and law. A Distant State may, in accordance |
with that state's due process law, limit or revoke a psychologist's Temporary Authorization to |
Practice in the Distant State and may take any other necessary actions under the Distant State's |
applicable law to protect the health and safety of the Distant State's citizens. If a Distant State takes |
action, the state shall promptly notify the Home State and the Commission. |
(E) If a psychologist's license in any Home State, another Compact State, or any Temporary |
Authorization to Practice in any Distant State, is restricted, suspended or otherwise limited, the IPC |
shall be revoked and therefore the psychologist shall not be eligible to practice in a Compact State |
under the Temporary Authorization to Practice. |
ARTICLE VI |
CONDITIONS OF TELEPSYCHOLOGY PRACTICE IN A RECEIVING STATE |
(A) A psychologist may practice in a Receiving State under the Authority to Practice |
Interjurisdictional Telepsychology only in the performance of the scope of practice for psychology |
as assigned by an appropriate State Psychology Regulatory Authority, as defined in the Rules of |
the Commission, and under the following circumstances: |
(1) The psychologist initiates a client/patient contact in a Home State via |
telecommunications technologies with a client/patient in a Receiving State; |
(2) Other conditions regarding telepsychology as determined by Rules promulgated by the |
Commission. |
ARTICLE VII |
ADVERSE ACTIONS |
(A) A Home State shall have the power to impose adverse action against a psychologist's |
license issued by the Home State. A Distant State shall have the power to take adverse action on a |
psychologist's Temporary Authorization to Practice within that Distant State. |
(B) A Receiving State may take adverse action on a psychologist's Authority to Practice |
Interjurisdictional Telepsychology within that Receiving State. A Home State may take adverse |
action against a psychologist based on an adverse action taken by a Distant State regarding |
temporary in-person, face-to-face practice. |
(C) If a Home State takes adverse action against a psychologist's license, that psychologist's |
Authority to Practice Interjurisdictional Telepsychology is terminated and the e-Passport is |
revoked. Furthermore, that psychologist's Temporary Authorization to Practice is terminated and |
the IPC is revoked. |
(1) All Home State disciplinary orders which impose adverse action shall be reported to |
the Commission in accordance with the Rules promulgated by the Commission. A Compact State |
shall report adverse actions in accordance with the Rules of the Commission. |
(2) In the event discipline is reported on a psychologist, the psychologist will not be eligible |
for telepsychology or temporary in-person, face-to-face practice in accordance with the Rules of |
the Commission. |
(3) Other actions may be imposed as determined by the Rules promulgated by the |
Commission. |
(D) A Home State's Psychology Regulatory Authority shall investigate and take |
appropriate action with respect to reported inappropriate conduct engaged in by a licensee which |
occurred in a Receiving State as it would if such conduct had occurred by a licensee within the |
Home State. In such cases, the Home State's law shall control in determining any adverse action |
against a psychologist's license. |
(E) A Distant State's Psychology Regulatory Authority shall investigate and take |
appropriate action with respect to reported inappropriate conduct engaged in by a psychologist |
practicing under Temporary Authorization Practice which occurred in that Distant State as it would |
if such conduct had occurred by a licensee within the Home State. In such cases, Distant State's |
law shall control in determining any adverse action against a psychologist's Temporary |
Authorization to Practice. |
(F) Nothing in this Compact shall override a Compact State's decision that a psychologist's |
participation in an alternative program may be used in lieu of adverse action and that such |
participation shall remain non-public if required by the Compact State's law. Compact States must |
require psychologists who enter any alternative programs to not provide telepsychology services |
under the Authority to Practice Interjurisdictional Telepsychology or provide temporary |
psychological services under the Temporary Authorization to Practice in any other Compact State |
during the term of the alternative program. |
(G) No other judicial or administrative remedies shall be available to a psychologist in the |
event a Compact State imposes an adverse action pursuant to subsection (C), above. |
ARTICLE VIII |
ADDITIONAL AUTHORITIES INVESTED IN A COMPACT STATE'S PSYCHOLOGY |
REGULATORY AUTHORITY |
(A) In addition to any other powers granted under state law, a Compact State's Psychology |
Regulatory Authority shall have the authority under this Compact to: |
(1) Issue subpoenas, for both hearings and investigations, which require the attendance and |
testimony of witnesses and the production of evidence. Subpoenas issued by a Compact State's |
Psychology Regulatory Authority for the attendance and testimony of witnesses, and/or the |
production of evidence from another Compact State shall be enforced in the latter state by any court |
of competent jurisdiction, according to that court's practice and procedure in considering subpoenas |
issued in its own proceedings. The issuing State Psychology Regulatory Authority shall pay any |
witness fees, travel expenses, mileage and other fees required by the service statutes of the state |
where the witnesses and/or evidence are located; and |
(2) Issue cease and desist and/or injunctive relief orders to revoke a psychologist's |
Authority to Practice Interjurisdictional Telepsychology and/or Temporary Authorization to |
Practice; and |
(3) During the course of any investigation, a psychologist may not change their Home State |
licensure. A Home State Psychology Regulatory Authority is authorized to complete any pending |
investigations of a psychologist and to take any actions appropriate under its law. The Home State |
Psychology Regulatory Authority shall promptly report the conclusions of such investigations to |
the Commission. Once an investigation has been completed, and pending the outcome of said |
investigation, the psychologist may change their Home State licensure. The Commission shall |
promptly notify the new Home State of any such decisions as provided in the Rules of the |
Commission. All information provided to the Commission or distributed by Compact States |
pursuant to the psychologist shall be confidential, filed under seal and used for investigatory or |
disciplinary matters. The Commission may create additional rules for mandated or discretionary |
sharing of information by Compact States. |
ARTICLE IX |
COORDINATED LICENSURE INFORMATION SYSTEM |
(A) The Commission shall provide for the development and maintenance of a Coordinated |
Licensure Information System (Coordinated Database) and reporting system containing licensure |
and disciplinary action information on all psychologists individuals to whom this Compact is |
applicable in all Compact States as defined by the Rules of the Commission. |
(B) Notwithstanding any other provision of state law to the contrary, a Compact State shall |
submit a uniform data set to the Coordinated Database on all licensees as required by the Rules of |
the Commission, including: |
(1) Identifying information; |
(2) Licensure data; |
(3) Significant investigatory information; |
(4) Adverse actions against a psychologist's license; |
(5) An indicator that a psychologist's Authority to Practice Interjurisdictional |
Telepsychology and/or Temporary Authorization to Practice is revoked; |
(6) Non-confidential information related to alternative program participation information; |
(7) Any denial of application for licensure, and the reasons for such denial; and |
(8) Other information which may facilitate the administration of this Compact, as |
determined by the Rules of the Commission. |
(C) The Coordinated Database administrator shall promptly notify all Compact States of |
any adverse action taken against, or significant investigative information on, any licensee in a |
Compact State. |
(D) Compact States reporting information to the Coordinated Database may designate |
information that may not be shared with the public without the express permission of the Compact |
State reporting the information. |
(E) Any information submitted to the Coordinated Database that is subsequently required |
to be expunged by the law of the Compact State reporting the information shall be removed from |
the Coordinated Database. |
ARTICLE X |
ESTABLISHMENT OF THE PSYCHOLOGY INTERJURISDICTIONAL COMPACT |
COMMISSION |
(A) The Compact States hereby create and establish a joint public agency known as the |
Psychology Interjurisdictional Compact Commission. |
(1) The Commission is a body politic and an instrumentality of the Compact States. |
(2) Venue is proper and judicial proceedings by or against the Commission shall be brought |
solely and exclusively in a court of competent jurisdiction where the principal office of the |
Commission is located. The Commission may waive venue and jurisdictional defenses to the extent |
it adopts or consents to participate in alternative dispute resolution proceedings. |
(3) Nothing in this Compact shall be construed to be a waiver of sovereign immunity. |
(B) Membership, Voting, and Meetings. |
(1) The Commission shall consist of one voting representative appointed by each Compact |
State who shall serve as that state's Commissioner. The State Psychology Regulatory Authority |
shall appoint its delegate. This delegate shall be empowered to act on behalf of the Compact State. |
This delegate shall be limited to: |
(a) Executive Director, Executive Secretary or similar executive; |
(b) Current member of the State Psychology Regulatory Authority of a Compact State; or |
(c) Designee empowered with the appropriate delegate authority to act on behalf of the |
Compact State. |
(2) Any Commissioner may be removed or suspended from office as provided by the law |
of the state from which the Commissioner is appointed. Any vacancy occurring in the Commission |
shall be filled in accordance with the laws of the Compact State in which the vacancy exists. |
(3) Each Commissioner shall be entitled to one vote with regard to the promulgation of |
Rules and creation of Bylaws and shall otherwise have an opportunity to participate in the business |
and affairs of the Commission. A Commissioner shall vote in person or by such other means as |
provided in the Bylaws. The Bylaws may provide for Commissioners' participation in meetings by |
telephone or other means of communication. |
(4) The Commission shall meet at least once during each calendar year. Additional |
meetings shall be held as set forth in the Bylaws. |
(5) All meetings shall be open to the public, and public notice of meetings shall be given |
in the same manner as required under the rulemaking provisions in Article XI. |
(6) The Commission may convene in a closed, non-public meeting if the Commission must |
discuss: |
(a) Non-compliance of a Compact State with its obligations under the Compact; |
(b) The employment, compensation, discipline or other personnel matters, practices or |
procedures related to specific employees or other matters related to the Commission's internal |
personnel practices and procedures; |
(c) Current, threatened, or reasonably anticipated litigation against the Commission; |
(d) Negotiation of contracts for the purchase or sale of goods, services or real estate; |
(e) Accusation against any person of a crime or formally censuring any person; |
(f) Disclosure of trade secrets or commercial or financial information which is privileged |
or confidential; |
(g) Disclosure of information of a personal nature where disclosure would constitute a |
clearly unwarranted invasion of personal privacy; |
(h) Disclosure of investigatory records compiled for law enforcement purposes; |
(i) Disclosure of information related to any investigatory reports prepared by or on behalf |
of or for use of the Commission or other committee charged with responsibility for investigation |
or determination of compliance issues pursuant to the Compact; or |
(j) Matters specifically exempted from disclosure by federal and state statute. |
(7) If a meeting, or portion of a meeting, is closed pursuant to this provision, the |
Commission's legal counsel or designee shall certify that the meeting may be closed and shall |
reference each relevant exempting provision. The Commission shall keep minutes which fully and |
clearly describe all matters discussed in a meeting and shall provide a full and accurate summary |
of actions taken, of any person participating in the meeting, and the reasons therefore, including a |
description of the views expressed. All documents considered in connection with an action shall be |
identified in such minutes. All minutes and documents of a closed meeting shall remain under seal, |
subject to release only by a majority vote of the Commission or order of a court of competent |
jurisdiction. |
(C) The Commission shall, by a majority vote of the Commissioners, prescribe Bylaws |
and/or Rules to govern its conduct as may be necessary or appropriate to carry out the purposes and |
exercise the powers of the Compact, including, but not limited to: |
(1) Establishing the fiscal year of the Commission. |
(2) Providing reasonable standards and procedures: |
(a) For the establishment and meetings of other committees; and |
(b) Governing any general or specific delegation of any authority or function of the |
Commission; |
(3) Providing reasonable procedures for calling and conducting meetings of the |
Commission, ensuring reasonable advance notice of all meetings and providing an opportunity for |
attendance of such meetings by interested parties, with enumerated exceptions designed to protect |
the public's interest, the privacy of individuals of such proceedings, and proprietary information, |
including trade secrets. The Commission may meet in closed session only after a majority of the |
Commissioners vote to close a meeting to the public in whole or in part. As soon as practicable, the |
Commission must make public a copy of the vote to close the meeting revealing the vote of each |
Commissioner with no proxy votes allowed. |
(4) Establishing the titles, duties and authority and reasonable procedures for the election |
of the officers of the Commission. |
(5) Providing reasonable standards and procedures for the establishment of the personnel |
policies and programs of the Commission. Notwithstanding any civil service or other similar law |
of any Compact State, the Bylaws shall exclusively govern the personnel policies and programs of |
the Commission. |
(6) Promulgating a Code of Ethics to address permissible and prohibited activities of |
Commission members and employees; |
(7) Providing a mechanism for concluding the operations of the Commission and the |
equitable disposition of any surplus funds that may exist after the termination of the Compact after |
the payment and/or reserving of all of its debts and obligations; |
(8) The Commission shall publish its bylaws in a convenient form and file a copy thereof |
and a copy of any amendment thereto, with the appropriate agency or officer in each of the Compact |
States; |
(9) The Commission shall maintain its financial records in accordance with the Bylaws; |
and |
(10) The Commission shall meet and take such actions as are consistent with the provisions |
of this Compact and the bylaws. |
(D) The Commission shall have the following powers: |
(1) The authority to promulgate uniform rules to facilitate and coordinate implementation |
and administration of this Compact. The rule shall have the force and effect of law and shall be |
binding in all Compact States; |
(2) To bring and prosecute legal proceedings or actions in the name of the Commission, |
provided that the standing of any State Psychology Regulatory Authority or other regulatory body |
responsible for psychology licensure to sue or be sued under applicable law shall not be affected; |
(3) To purchase and maintain insurance and bonds; |
(4) To borrow, accept or contract for services of personnel, including, but not limited to, |
employees of a Compact State; |
(5) To hire employees, elect or appoint officers, fix compensation, define duties, grant such |
individuals appropriate authority to carry out the purposes of the Compact, and to establish the |
Commission's personnel policies and programs relating to conflicts of interest, qualifications of |
personnel, and other related personnel matters; |
(6) To accept any and all appropriate donations and grants of money, equipment, supplies, |
materials and services, and to receive, utilize and dispose of the same; provided that at all times the |
Commission shall strive to avoid any appearance of impropriety and/or conflict of interest; |
(7) To lease, purchase, accept appropriate gifts or donations of, or otherwise to own, hold, |
improve or use, any property, real, personal or mixed; provided that at all times the Commission |
shall strive to avoid any appearance of impropriety; |
(8) To sell, convey, mortgage, pledge, lease, exchange, abandon or otherwise dispose of |
any property real, personal or mixed; |
(9) To establish a budget and make expenditures; |
(10) To borrow money; |
(11) To appoint committees, including advisory committees comprised of Members, State |
regulators, State legislators or their representatives, and consumer representatives, and such other |
interested persons as may be designated in this Compact and the bylaws; |
(12) To provide and receive information from, and to cooperate with, law enforcement |
agencies; |
(13) To adopt and use an official seal; and |
(14) To perform such other functions as may be necessary or appropriate to achieve the |
purposes of this Compact consistent with the state regulation of psychology licensure, temporary |
in-person, face-to-face practice and telepsychology practice. |
(E) The Executive Board. |
The elected officers shall serve as the Executive Board, which shall have the power to act |
on behalf of the Commission according to the terms of this Compact. |
(1) The Executive Board shall be comprised of six (6) members: |
(a) Five (5) voting members who are elected from the current membership of the |
Commission by the Commission; |
(b) One exofficio, nonvoting member from the recognized membership organization |
composed of State and Provincial Psychology Regulatory Authorities. |
(2) The exofficio ex-officio member must have served as staff or member on a State |
Psychology Regulatory Authority and will be selected by its respective organization. |
(3) The Commission may remove any member of the Executive Board as provided in |
Bylaws. |
(4) The Executive Board shall meet at least annually. |
(5) The Executive Board shall have the following duties and responsibilities: |
(a) Recommend to the entire Commission changes to the Rules or bylaws, changes to this |
Compact legislation, fees paid by Compact States such as annual dues, and any other applicable |
fees; |
(b) Ensure Compact administration services are appropriately provided, contractual or |
otherwise; |
(c) Prepare and recommend the budget; |
(d) Maintain financial records on behalf of the Commission; |
(e) Monitor Compact compliance of member states and provide compliance reports to the |
Commission; |
(f) Establish additional committees as necessary; and |
(g) Other duties as provided in Rules or bylaws. |
(F) Financing of the Commission |
(1) The Commission shall pay, or provide for the payment of the reasonable expenses of |
its establishment, organization and ongoing activities. |
(2) The Commission may accept any and all appropriate revenue sources, donations and |
grants of money, equipment, supplies, materials and services. |
(3) The Commission may levy on and collect an annual assessment from each Compact |
State or impose fees on other parties to cover the cost of the operations and activities of the |
Commission and its staff which must be in a total amount sufficient to cover its annual budget as |
approved each year for which revenue is not provided by other sources. The aggregate annual |
assessment amount shall be allocated based upon a formula to be determined by the Commission |
which shall promulgate a rule binding upon all Compact States. |
(4) The Commission shall not incur obligations of any kind prior to securing the funds |
adequate to meet the same; nor shall the Commission pledge the credit of any of the Compact |
States, except by and with the authority of the Compact State. |
(5) The Commission shall keep accurate accounts of all receipts and disbursements. The |
receipts and disbursements of the Commission shall be subject to the audit and accounting |
procedures established under its Bylaws. However, all receipts and disbursements of funds handled |
by the Commission shall be audited yearly by a certified or licensed public accountant and the |
report of the audit shall be included in and become part of the annual report of the Commission. |
(G) Qualified Immunity, Defense, and Indemnification. |
(1) The members, officers, Executive Director, employees and representatives of the |
Commission shall be immune from suit and liability, either personally or in their official capacity, |
for any claim for damage to or loss of property or personal injury or other civil liability caused by |
or arising out of any actual or alleged act, error or omission that occurred, or that the person against |
whom the claim is made had a reasonable basis for believing occurred within the scope of |
Commission employment, duties or responsibilities; provided that nothing in this subsection shall |
be construed to protect any such person from suit and/or liability for any damage, loss, injury or |
liability caused by the intentional or willful or wanton misconduct of that person. |
(2) The Commission shall defend any member, officer, Executive Director, employee or |
representative of the Commission in any civil action seeking to impose liability arising out of any |
actual or alleged act, error or omission that occurred within the scope of Commission employment, |
duties or responsibilities, or that the person against whom the claim is made had a reasonable basis |
for believing occurred within the scope of Commission employment, duties or responsibilities; |
provided that nothing herein shall be construed to prohibit that person from retaining that person's |
own counsel; and provided further, that the actual or alleged act, error or omission did not result |
from that person's intentional or willful or wanton misconduct. |
(3) The Commission shall indemnify and hold harmless any member, officer, Executive |
Director, employee or representative of the Commission for the amount of any settlement or |
judgment obtained against that person arising out of any actual or alleged act, error or omission |
that occurred within the scope of Commission employment, duties or responsibilities, or that such |
person had a reasonable basis for believing occurred within the scope of Commission employment, |
duties or responsibilities, provided that the actual or alleged act, error or omission did not result |
from the intentional or willful or wanton misconduct of that person. |
ARTICLE XI |
RULEMAKING |
(A) The Commission shall exercise its rulemaking powers pursuant to the criteria set forth |
in this Article and the Rules adopted thereunder. Rules and amendments shall become binding as |
of the date specified in each rule or amendment. |
(B) If a majority of the legislatures of the Compact States rejects a rule, by enactment of a |
statute or resolution in the same manner used to adopt the Compact, then such rule shall have no |
further force and effect in any Compact State. |
(C) Rules or amendments to the rules shall be adopted at a regular or special meeting of |
the Commission. |
(D) Prior to promulgation and adoption of a final rule or Rules by the Commission, and at |
least sixty (60) days in advance of the meeting at which the rule will be considered and voted upon, |
the Commission shall file a Notice of Proposed Rulemaking: |
(1) On the website of the Commission; and |
(2) On the website of each Compact States' Psychology Regulatory Authority or the |
publication in which each state would otherwise publish proposed rules. |
(E) The Notice of Proposed Rulemaking shall include: |
(1) The proposed time, date, and location of the meeting in which the rule will be |
considered and voted upon; |
(2) The text of the proposed rule or amendment and the reason for the proposed rule; |
(3) A request for comments on the proposed rule from any interested person; and |
(4) The manner in which interested persons may submit notice to the Commission of their |
intention to attend the public hearing and any written comments. |
(F) Prior to adoption of a proposed rule, the Commission shall allow persons to submit |
written data, facts, opinions and arguments, which shall be made available to the public. |
(G) The Commission shall grant an opportunity for a public hearing before it adopts a rule |
or amendment if a hearing is requested by: |
(1) At least twenty-five (25) persons who submit comments independently of each other; |
(2) A governmental subdivision or agency; or |
(3) A duly appointed person in an association that has at least twenty-five (25) members. |
(H) If a hearing is held on the proposed rule or amendment, the Commission shall publish |
the place, time, and date of the scheduled public hearing. |
(1) All persons wishing to be heard at the hearing shall notify the Executive Director of the |
Commission or other designated member in writing of their desire to appear and testify at the |
hearing not less than five (5) business days before the scheduled date of the hearing. |
(2) Hearings shall be conducted in a manner providing each person who wishes to comment |
a fair and reasonable opportunity to comment orally or in writing. |
(3) No transcript of the hearing is required, unless a written request for a transcript is made, |
in which case the person requesting the transcript shall bear the cost of producing the transcript. A |
recording may be made in lieu of a transcript under the same terms and conditions as a transcript. |
This subsection shall not preclude the Commission from making a transcript or recording of the |
hearing if it so chooses. |
(4) Nothing in this section shall be construed as requiring a separate hearing on each rule. |
Rules may be grouped for the convenience of the Commission at hearings required by this section. |
(I) Following the scheduled hearing date, or by the close of business on the scheduled |
hearing date if the hearing was not held, the Commission shall consider all written and oral |
comments received. |
(J) The Commission shall, by majority vote of all members, take final action on the |
proposed rule and shall determine the effective date of the rule, if any, based on the rulemaking |
record and the full text of the rule. |
(K) If no written notice of intent to attend the public hearing by interested parties is |
received, the Commission may proceed with promulgation of the proposed rule without a public |
hearing. |
(L) Upon determination that an emergency exists, the Commission may consider and adopt |
an emergency rule without prior notice, opportunity for comment, or hearing, provided that the |
usual rulemaking procedures provided in the Compact and in this section shall be retroactively |
applied to the rule as soon as reasonably possible, in no event later than ninety (90) days after the |
effective date of the rule. For the purposes of this provision, an emergency rule is one that must be |
adopted immediately in order to: |
(1) Meet an imminent threat to public health, safety, or welfare; |
(2) Prevent a loss of Commission or Compact State funds; |
(3) Meet a deadline for the promulgation of an administrative rule that is established by |
federal law or rule; or |
(4) Protect public health and safety. |
(M) The Commission or an authorized committee of the Commission may direct revisions |
to a previously adopted rule or amendment for purposes of correcting typographical errors, errors |
in format, errors in consistency, or grammatical errors. Public notice of any revisions shall be |
posted on the website of the Commission. The revision shall be subject to challenge by any person |
for a period of thirty (30) days after posting. The revision may be challenged only on grounds that |
the revision results in a material change to a rule. A challenge shall be made in writing, and |
delivered to the Chair of the Commission prior to the end of the notice period. If no challenge is |
made, the revision will take effect without further action. If the revision is challenged, the revision |
may not take effect without the approval of the Commission. |
ARTICLE XII |
OVERSIGHT, DISPUTE RESOLUTION AND ENFORCEMENT |
(A) Oversight. |
(1) The Executive, Legislative and Judicial branches of state government in each Compact |
State shall enforce this Compact and take all actions necessary and appropriate to effectuate the |
Compact's purposes and intent. The provisions of this Compact and the rules promulgated |
hereunder shall have standing as statutory law. |
(2) All courts shall take judicial notice of the Compact and the rules in any judicial or |
administrative proceeding in a Compact State pertaining to the subject matter of this Compact |
which may affect the powers, responsibilities or actions of the Commission. |
(3) The Commission shall be entitled to receive service of process in any such proceeding, |
and shall have standing to intervene in such a proceeding for all purposes. Failure to provide service |
of process to the Commission shall render a judgment or order void as to the Commission, this |
Compact or promulgated rules. |
(B) Default, Technical Assistance, and Termination. |
(1) If the Commission determines that a Compact State has defaulted in the performance |
of its obligations or responsibilities under this Compact or the promulgated rules, the Commission |
shall: |
(a) Provide written notice to the defaulting state and other Compact States of the nature of |
the default, the proposed means of remedying the default and/or any other action to be taken by the |
Commission; and |
(b) Provide remedial training and specific technical assistance regarding the default. |
(2) If a state in default fails to remedy the default, the defaulting state may be terminated |
from the Compact upon an affirmative vote of a majority of the Compact States, and all rights, |
privileges and benefits conferred by this Compact shall be terminated on the effective date of |
termination. A remedy of the default does not relieve the offending state of obligations or liabilities |
incurred during the period of default. |
(3) Termination of membership in the Compact shall be imposed only after all other means |
of securing compliance have been exhausted. Notice of intent to suspend or terminate shall be |
submitted by the Commission to the Governor, the majority and minority leaders of the defaulting |
state's legislature, and each of the Compact States. |
(4) A Compact State which has been terminated is responsible for all assessments, |
obligations and liabilities incurred through the effective date of termination, including obligations |
which extend beyond the effective date of termination. |
(5) The Commission shall not bear any costs incurred by the state which is found to be in |
default or which has been terminated from the Compact, unless agreed upon in writing between the |
Commission and the defaulting state. |
(6) The defaulting state may appeal the action of the Commission by petitioning the U.S. |
District Court for the state of Georgia or the federal district where the Compact has its principal |
offices. The prevailing member shall be awarded all costs of such litigation, including reasonable |
attorney's fees. |
(C) Dispute Resolution. |
(1) Upon request by a Compact State, the Commission shall attempt to resolve disputes |
related to the Compact which arise among Compact States and between Compact and Non- |
Compact States. |
(2) The Commission shall promulgate a rule providing for both mediation and binding |
dispute resolution for disputes that arise before the commission. |
(D) Enforcement. |
(1) The Commission, in the reasonable exercise of its discretion, shall enforce the |
provisions and Rules of this Compact. |
(2) By majority vote, the Commission may initiate legal action in the United States District |
Court for the State of Georgia or the federal district where the Compact has its principal offices |
against a Compact State in default to enforce compliance with the provisions of the Compact and |
its promulgated Rules and Bylaws. The relief sought may include both injunctive relief and |
damages. In the event judicial enforcement is necessary, the prevailing member shall be awarded |
all costs of such litigation, including reasonable attorney's fees. |
(3) The remedies herein shall not be the exclusive remedies of the Commission. The |
Commission may pursue any other remedies available under federal or state law. |
ARTICLE XIII |
DATE OF IMPLEMENTATION OF THE PSYCHOLOGY INTERJURISDICTIONAL |
COMPACT COMMISSION AND ASSOCIATED RULES, WITHDRAWAL, AND |
AMENDMENTS |
(A) The Compact shall come into effect on the date on which the Compact is enacted into |
law in the seventh Compact State. The provisions which become effective at that time shall be |
limited to the powers granted to the Commission relating to assembly and the promulgation of |
rules. Thereafter, the Commission shall meet and exercise rulemaking powers necessary to the |
implementation and administration of the Compact. |
(B) Any state which joins the Compact subsequent to the Commission's initial adoption of |
the rules shall be subject to the rules as they exist on the date on which the Compact becomes law |
in that state. Any rule which has been previously adopted by the Commission shall have the full |
force and effect of law on the day the Compact becomes law in that state. |
(C) Any Compact State may withdraw from this Compact by enacting a statute repealing |
the same. |
(1) A Compact State's withdrawal shall not take effect until six (6) months after enactment |
of the repealing statute. |
(2) Withdrawal shall not affect the continuing requirement of the withdrawing State's |
Psychology Regulatory Authority to comply with the investigative and adverse action reporting |
requirements of this act prior to the effective date of withdrawal. |
(D) Nothing contained in this Compact shall be construed to invalidate or prevent any |
psychology licensure agreement or other cooperative arrangement between a Compact State and a |
Non-Compact State which does not conflict with the provisions of this Compact. |
(E) This Compact may be amended by the Compact States. No amendment to this Compact |
shall become effective and binding upon any Compact State until it is enacted into the law of all |
Compact States. |
ARTICLE XIV |
CONSTRUCTION AND SEVERABILITY |
This Compact shall be liberally construed so as to effectuate the purposes thereof. If this |
Compact shall be held contrary to the constitution of any state member thereto, the Compact shall |
remain in full force and effect as to the remaining Compact States. |
5-44.1-4 5-44.1-3. Ratification procedure – Effective date. |
When the governor shall have executed the compact on behalf of this state and shall have |
caused a verified copy to be filed with the secretary of state; and when the compact shall have been |
ratified by one or more of the state states, territories or possessions of the United States, the District |
of Columbia, and/or the Commonwealth of Puerto Rico, then the compact shall become operative |
and effective as between this state and those other state or states, territories or possessions of the |
United States, the District of Columbia, and/or the Commonwealth of Puerto Rico. The governor |
is authorized and directed to take any action that may be necessary to complete the exchange of |
official documents as between this state and any other state, territory or possession of the United |
States, the District of Columbia, or the Commonwealth of Puerto Rico, ratifying the compact. |
5-44.1-5 5-44.1-4. Compact administrator. |
Pursuant to the compact, the governor is authorized and empowered to designate an officer |
who shall be the compact administrator and who, acting jointly with like officers of other party |
states, shall promulgate rules and regulations to more effectively carry out the terms of the compact. |
The compact administrator shall serve subject to the pleasure of the governor. The compact |
administrator is authorized, empowered and directed to cooperate with all departments, agencies |
and officers of and in the government of this state and its subdivisions in facilitating the proper |
administration of the compact or of any supplementary agreement or agreements entered into by |
this state under it. |
5-44.1-6 5-44.1-5. Supplementary agreements. |
The compact administrator is authorized and empowered to enter into supplementary |
agreements with appropriate officials of other states pursuant to the compact. In the event that a |
supplementary agreement shall require or contemplate the use of any institution or facility of this |
state or require or contemplate the provision of any service by this state, the supplementary |
agreement shall have no force or effect until approved by the head of the department or agency |
under whose jurisdiction the institution or facility is operated or whose department or agency will |
be charged with the rendering of the service. |
SECTION 2. This act shall take effect upon passage. |
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LC004990 |
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